HomeMy WebLinkAboutOPE Archive - 09/28/2015 - Decentralized_WWT_in_GADECENTRALIZED WASTEWATER TREATMENT IN GEORGIA:
BENEFITS AND MANAGEMENT NEEDS
Katherine A. Sheehan
AUTHORS: River Basin Center, Odum School of Ecology, University of Georgia, Athens, Georgia, 30605.
REFERENCE: Proceedings of the 2011 Georgia Water Resources Conference, held April 11–13, 2011, at the University of Georgia.
Abstract. The United States Environmental Protection
Agency estimates that the U.S. faces wastewater infra-
structure funding gap of over one hundred billion dollars.
Other reports show that our nation’s wastewater infra-
structure is in poor condition; this is mostly attributable to
a lack of investment in repairs and upgrades of convey-
ance systems and treatment facilities. In Georgia, the
health of our wastewater facilities is one of the state’s
most pressing infrastructure concerns.
More centralized wastewater facility funding needs to
be spent on upgrading and repairing existing plants. But
because of the desire to keep communities growing, local
governments and sewer authorities face constant pressure
to utilize facility funds for system expansion. Sewer ex-
pansion can result in dense growth into formerly rural are-
as, increasing impervious surface coverage and signifi-
cantly impacting stream health. The issue for Georgia,
therefore, is how to provide for smart, sustainable devel-
opment in growing communities while dedicating more
funding towards repairing and upgrading our sometimes
neglected and frequently aging centralized infrastructure.
This article makes the case for greater reliance and fo-
cus on decentralized (onsite or cluster) wastewater treat-
ment options, which the Environmental Protection Agency
states are reliable wastewater infrastructure if managed
properly. About 40% of Georgia residents rely on decen-
tralized systems, which are more cost effective than cen-
tralized plants but can still treat wastewater to acceptable
levels. This article suggests that we can and should rely
on these systems to treat our wastewater in many areas of
the state, but only if we ensure that they are properly man-
aged and funded. It offers specific recommendations, in-
cluding: repeal of the law prohibiting county boards of
health from requiring septic system maintenance; devel-
opment of a Clean Water Act State Revolving Fund com-
munity loan program for repairing malfunctioning or ag-
ing systems; adoption of Responsible Management Entity
programs for alternative onsite systems located in critical
areas; and development of local programs for management
of cluster systems.
INTRODUCTION
Centralized wastewater infrastructure in the United States
is in dismal condition. In 2009, the American Society of
Civil Engineers (ASCE), in its Report Card for America’s
Infrastructure (“ASCE Report Card”), gave U.S.
wastewater treatment plants a grade of D- because of a
decades long history of inadequate investments in up-
grades and repairs.i The billions of gallons of raw sewage,
industrial waste, and stormwater that annually enter sur-
face waters from aging and damaged treatment plants neg-
atively impact public and environmental health,ii and will
be costly to remedy. The Environmental Protection
Agency (EPA) estimates that the wastewater infrastructure
funding gap in the U.S. is over one-hundred billion dol-
lars.iii
Georgia is not immune to these wastewater infrastruc-
ture woes. The ASCE Report Card listed wastewater in-
frastructure as Georgia’s third most pressing infrastructure
concern out of fifteen categories, and reported the state
requires $2.35 billion in wastewater infrastructure fund-
ing.iv Every year, sewage spills from aging and damaged
plants and lines impair the quality of our state’s waters
and threaten public health. Compounding this problem,
communities that experienced rapid growth prior to the
recent recession often faced pressure to expand sewer
lines rather than repair or upgrade existing facilities. In
growing communities, such sewer expansion can lead to
sprawl. This sprawl is not only frequently costly for local
governments in terms of infrastructure costs, but also sig-
nificantly impacts stream health. A 2010 study by the
United States Geological Survey found that levels of im-
pervious surface cover once thought protective of stream
health (5-10%) are actually associated with significant
degradation of macroinvertebrate communities that are
indicative of water quality.v
Decentralized wastewater treatment systems, which
include individual onsite systems (such as septic) and
cluster systems that serve more than one structure, can be
used to service growth in many situations. They are
cheaper to construct and maintain than centralized plants,
and can support smart, sustainable growth that is desired
in many communities. Indeed, the Environmental Protec-
tion Agency (EPA) recognizes decentralized systems as
appropriate, permanent wastewater infrastructure, provid-
ed they are properly managed.vi With appropriate man-
agement structures and growth plans in place, communi-
ties can rely on decentralized systems for existing and
future development, mitigating development impacts and
improving the health of surface waters by focusing ex-
penditures for centralized plants on repairs and upgrades.
Decentralized wastewater systems must be properly man-
aged throughout their life cycles if they are to be relied
upon as permanent wastewater infrastructure. If improp-
erly managed, they can contaminate ground and surface
waters and impact public health. In Georgia, several chal-
lenges exist concerning the management of both onsite
and cluster systems. These can, however, be addressed
through state and/or local initiatives.
ONSITE SYSTEMS
Onsite treatment systems serve one home or business
and use natural processes to treat wastewater. Final treat-
ment of effluent occurs in the soil in an absorption field.
In the last several decades, alternative onsite systems have
been developed that can effectively treat wastewater to
acceptable standards in problematic site conditions.
In Georgia, the Department of Community Health’s
Division of Public Health (DPH) is tasked with develop-
ing statewide rules and standards for the use of onsite sys-
tems.vii The local entities charged with adopting and en-
forcing these rules are the county boards of health
(CBH).viii Each of Georgia’s 159 counties has a CBH, and
each CBH is housed within one of 18 health districts.
Septic System Maintenance. The most pressing issue
with management of onsite systems in Georgia is that state
law prohibits CBH from requiring ongoing maintenance
of conventional septic systems, which represent the vast
majority of onsite systems in use in the state.ix Public
health and environmental quality concerns may not de-
mand ongoing maintenance of all septic systems in the
state. CBH should, therefore, be given the authority to
require maintenance of systems in areas where improper
maintenance could pose risks to public health and/or envi-
ronmental quality. These “critical areas” would likely be
found where systems are in small drinking water supply
watersheds; where systems are around lakes or other
aquatic features; in areas with high septic failure rates;
areas with limiting site conditions (poor soils, high bed-
rock, etc.); and other areas as determined by the CBH.x
Unfortunately, CBH budgets are currently so limited
that establishing septic maintenance requirements could
prove difficult to implement.xi If state law was changed, it
may be necessary for some CBH to partner with counties
and/or municipalities to establish septic maintenance pro-
grams. A county or municipality could either utilize gen-
eral funds or a nominal special assessment on affected
properties to pay for administration of a septic mainte-
nance program. If the CBH septic maintenance prohibi-
tion is not repealed or amended, local governments could
adopt septic maintenance requirements on their own. The
City of Berkeley Lake has already done so.xii
Funding for System Repairs/Replacements. Although
requiring maintenance of septic systems in critical areas
would extend the life-cycles of these systems and help
protect public and environmental health, it could also raise
additional issues: how to pay for the necessary system
repairs and replacements that regular inspections and
maintenance would undoubtedly uncover, and how to en-
sure proper management of alternative replacement sys-
tems that might be required.
The costs of repairs and replacements of onsite systems
are usually born by the homeowner. In many critical are-
as, however, homeowners may not be able to afford ex-
pensive repairs or replacements. In addition, a septic
maintenance program may prove politically unpopular if
homeowners receive no financial assistance to pay these
costs. Grants are available that can be used to pay for on-
site system repairs and replacements,xiii but these funds
would only assist a limited number of homeowners. A
second option would be for the state to establish a linked
deposit loan program using funds from the Clean Water
Act Statewide Revolving Fund (CWA SRF). Some states
have established these programs, wherein CWA SRF
monies are loaned to communities for onsite repair and
replacement programs. The communities pass these mon-
ies to homeowners through low or no interest loans.xiv At
least one community in Georgia – Gwinnett County – has
expressed interest in establishing a linked deposit loan
program for septic system repairs.xv
Critical Area RME Programs. In critical areas, site
conditions and/or the sensitivity of nearby aquatic re-
sources will likely necessitate the use of alternative treat-
ment systems. These systems generally employ electrical
and mechanical parts that are more likely to break down
than the components of conventional systems. It is there-
fore imperative that they are regularly inspected and main-
tained. In Georgia, DPH requires all alternative systems
to receive bi-annual inspections and maintenance under a
maintenance contract with the manufacturer or other ser-
vice provider for the first three years after installation.xvi
When the maintenance contract expires, the property own-
er is supposed to continue the bi-annual maintenance and
report it to the local CBH.xvii
In critical areas, it may be prudent to establish a man-
agement program with more oversight and accountability
than is provided through maintenance contracts followed
by property owner maintenance and reporting. In areas
where decentralized systems could pose great risks to pub-
lic and environmental health if managed improperly, es-
tablishing a Responsible Management Entity (RME) pro-
gram to manage systems may be advisable. An RME is a
legal entity that has the technical, managerial, and finan-
cial capacity to ensure viable long-term, cost-effective,
centralized management, operation, and maintenance of
decentralized wastewater systems in accordance with ap-
propriate regulations.xviii RME programs operate just like
a centralized sewer utility – decentralized system users
pay the RME user fees, and the RME takes care of all the
management tasks associated with the system. In many
RME programs, part of the user fee is dedicated towards
funding a reserve fund used only for system repairs and
replacements. In this way, RME programs not only pro-
tect public health and the environment, but also let users
pay what can often be rather expensive repair and re-
placement costs over time in increments; they will not be
suddenly saddled with an expensive and unexpected repair
bill.
In Georgia, a public-private partnership (PPP) may be
the best RME program option for critical areas where sep-
tic systems are replaced with alternative systems. Local
governments, and many CBH, do not possess technical
expertise concerning alternative decentralized systems. A
private partner can provide this expertise, along with man-
agerial experience and the efficiencies of a private busi-
ness. In a PPP program, the local government would pro-
vide the legal authority to create the program and enforce
it, and the ability to obtain state and federal grants and
loans. The private RME would both design/build and
manage the systems post-installation. The program would
likely be established via a special district; counties and
municipalities may create these districts (which are useful
tools for providing special services within a community)
and assess fees for the services provided therein.xix Spe-
cial districts can be coterminous with county or municipal
boundaries, or they can be smaller areas within the com-
munity. The entity creating the district does not have to
be the same as the one providing the services.xx
CLUSTER SYSTEMS
Cluster wastewater treatment systems can take many
forms. Some utilize the exact same treatment processes as
a conventional septic system and serve a small number of
homes. Others use more advanced processes, and may
treat the wastewater from hundreds of structures. Some
discharge treated effluent into surface waters, some utilize
constructed wetlands, and some conduct final treatment in
a suitably sized absorption field. Depending on the treat-
ment processes used, cluster systems can treat wastewater
from households or commercial establishments. They are
generally utilized in communities where centralized sewer
service is unaffordable or impractical. In recent years,
however, many communities have found that cluster sys-
tems are superior to centralized facilities in terms of
growth management.
With centralized wastewater treatment, sewers extend
many miles out from the treatment facility. Because cen-
tral sewer can service smaller lots and commercial estab-
lishments, this often leads to sprawling growth that ex-
tends out along “the line.” As noted above, the increase in
impervious surface associated with such growth can seri-
ously impact stream health. Individual onsite systems
promote the opposite scenario; minimum lot size require-
ments for absorption fields and wastewater strength limi-
tations lead to large-lot growth with limited opportunity
for commercial establishments. Cluster systems, on the
other hand, can both service small lots and commercial
establishments. And because cluster systems are designed
to service smaller, defined areas and wastewater loads,
they can be used to facilitate sustainable growth plans.
Coweta County, Georgia, has established a policy to uti-
lize cluster systems for the sustainable, “village center”
growth it desires for its community.xxi
In Georgia, DPH and the Environmental Protection
Division (EPD) have divided authority over cluster sys-
tems. There is no practical reason for this; it is merely a
byproduct of the fact that DPH exercises authority over
wastewater treatment systems that treat up to
10,000gpd.xxii EPD cluster regulations for systems that
treat more than 10,000gpd provide for reliable manage-
ment of these systems by, among other things: requiring
RME management of the facility; requiring a trust inden-
ture naming an unrelated successor organization that is
prepared to step in and assume responsibility should the
RME discontinue management; and requiring that the
RME posts a performance bond or similar guarantee suffi-
cient to cover the management of the system for at least
one year in the case the RME discontinues manage-
ment.xxiii
DPH has only one regulation applicable to the cluster
systems it exercises authority over. It requires that
“[w]here an on-site sewage management system is pro-
posed to serve facilities under separate ownership, a con-
tract to insure proper operation and maintenance of the
system signed by all owners, shall exist as a precondition
to the issuance of a permit for the construction of an on-
site sewage management system.”xxiv This is a reasonable
and necessary regulation, but it does not ensure reliable,
sustainable management of small cluster systems. Such
management is critical. Because these systems treat larger
volumes of wastewater than individual onsite systems and
may service commercial establishments, system failures
are much riskier. This makes proper operation and
maintenance much more important. And if there is no
backup management entity or funding in case the contrac-
tual management entity discontinues management, it is
likely that the local government will be burdened with
management of the system.
Georgia communities can utilize cluster wastewater
systems to provide acceptable treatment and sustainable
growth, but they must ensure proper management. A PPP
RME program for cluster systems is one workable option.
Another is for the local government to partner with the
local sewer utility. In Coweta County, the local govern-
ment has partnered with the local water and sewer authori-
ty, Newnan Utilities (NU). Via an intergovernmental con-
tract and county ordinance, Coweta County requires that
all decentralized wastewater systems within its borders are
designed, constructed, operated and owned by NU. The
county commission must also approve construction of
decentralized systems via issuance of a special use permit.
These systems are supposed to service compact, nodal
developments instead of linear ones; the commission must
consider the layout of the development when deciding
whether to issue the special use permit. Once a special
use permit is issued, the NU decentralized wastewater
department (one director and five staff members) oversees
the design and construction of the system. Design and
siting must adhere to Coweta County requirements for
decentralized systems. Among other things, the county
requires a replacement absorption field and minimization
of adverse effects resulting from noise, odor, lighting and
aerosol drift.
The developer or business owner pays all costs of de-
sign and construction. NU owns the system and all per-
mits for the system are in the utility’s name so the devel-
oper undertakes no legal responsibility. For systems that
are used in subdivisions, NU requires the developer to
subsidize operation of the system until a certain number of
homes are sold. Residential user fees for the system are
about $40.
CONCLUSION
Decentralized wastewater systems are an affordable, ef-
fective mode of wastewater treatment. If the state and
local governments implement programs, policies, and reg-
ulations that provide for their effective management and
use to sustain smart growth, more funding for centralized
treatment facilities could be put towards repairs and up-
grades of aging and poorly maintained treatment plants,
improving environmental quality and reducing threats to
public health.
i American Society of Civil Engineers, Wastewater: Report Card for
America’s Infrastructure, at
http://www.infrastructurereportcard.org/fact-sheet/wastewater. ii Charles Duhigg, Sewers at Capacity, Waste Poisons Waterways,
NY TIMES, Nov. 23, 2009. iii U.S. EPA Office of Water, The Clean Water and Drinking Water
Infrastructure Gap Analysis, EPA -816-R-02-020 (September
2002). iv American Society of Civil Engineers, Georgia: Report Card for
America’s Infrastructure, at
http://www.infrastructurereportcard.org/state-page/georgia . v Thomas F. Cuffney, et al, Responses of benthic
macroinvertebrates to environmental changes associated with
urbanization in nine metropolitan areas, 20(5) Ecological
Applications 1384 (2010). vi U.S. EPA Report to Congress (1997), available at
http://www.epa.gov/owm/septic/pubs/septic_rtc_all.pdf . vii O.C.G.A. § 31-2-12. viii O.C.G.A. § 31-3-5. ix O.C.G.A. § 31-3-5(b)(6). x Metropolitan North Georgia Water Planning District, Wastewater
Management Plan 8-5 (May 2009).
xi See, e.g., Public Health’s decline – Partner up! for Public Health,
at http://www.togetherwecandobetter.com/decline.html. xii City of Berkeley Lake Code of Ordinances, Chap. 58 (2008). xiii Clean Water Act section 319 grants, Community Development
Block Grants, and others can be used to fund decentralized system
repairs in some situations. xiv U.S. EPA Office of Water, Activity Update: Funding
Decentralized Wastewater Systems Using the Clean Water State
Revolving Fund, EPA 832-F-09-005 (2009); Amanda Worthington,
Funding Septic System Repairs in Gwinnett County Through the
Clean Water State Revolving Fund (2006), available at
http://www.rivercenter.uga.edu/service/iwe/pdf/2006_12_funding_s
eptic_repairs_srf_worthington.pdf. xv Worthington, supra, note xiv. xvi Ga. Reg. 290-5-25-.18; Georgia Department of Community
Health, Division of Public Health, Manual for On-site Sewage
Management Systems, Section D, available at
http://health.state.ga.us/programs/envservices/onsitemanual.asp . xvii Georgia Department of Community Health, Division of Public
Health, Manual for On-site Sewage Management Systems D-18, D-
19. xviii U.S. EPA Office of Water, Onsite Wastewater Treatment
Systems Manual Glossary-5, EPA 625/R-00/008 (Feb. 2002). xix Ga. Const. Art. 9, § 2, ¶ 6. xx DeKalb County v. Perdue --- S.E.2d ----, 2010 WL 1005043
(Ga.,2010) xxi Coweta County 2006-2026 Comprehensive Plan: Future
Wastewater Treatment Strategy for Coweta County, available at
http://www.coweta.ga.us/Index.aspx?page=319 .
xxiv Ga. Reg. 290-5-26.18(2).