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HomeMy WebLinkAboutPacket-09-06-2007 CITY OF MILTON, GEORGIA Joe Lockwood, Mayor CITY COUNCIL Karen Thurman Julie Zahner Bailey Bill Lusk Neal O’Brien Tina D’Aversa Rick Mohrig Thursday, September 6, 2007 Regular Council Meeting Agenda 7:00 PM INVOCATION - Reverend John London, Pastor, New Millennium Church 1) CALL TO ORDER 2) ROLL CALL 3) PLEDGE OF ALLEGIANCE (Led by the Mayor) (Agenda Item No. 07-364) 4) APPROVAL OF MEETING AGENDA (add or remove items from agenda) 5) PUBLIC COMMENT 6) REPORTS AND PRESENTATIONS 1. Milton Public Safety Fund. (Presented by Joe Craemer) 2. Presentation of Public Safety Ladder Truck. (Presented by Acting City Manager Chris Lagerbloom and Acting Public Safety Director Charles Millican) 7) CONSENT AGENDA (Agenda Item No. 07-329) 1. Approval of the April 26, 2007 Work Session Meeting Minutes. (Postponed August16, 2007) (Jeanette Marchiafava, City Clerk and Clerk of the Court) Page 1 of 4 Milton City Hall City Council Chambers 13000 Deerfield Parkway, Building 100 Milton, GA 30004 Persons needing special accommodations in order to participate in any City meeting, should call 678-242-2500. MILTON CITY COUNCIL REGULAR MEETING AGENDA SEPTEMBER 6, 2007 - 7:00 PM (Agenda Item No. 07-352) 2. Approval of the June 21, 2007 Regular Meeting Minutes. (Jeanette Marchiafava, City Clerk and Clerk of the Court) (Agenda Item No. 07-353) 3. Approval of the July 12, 2007 Work Session Minutes. (Jeanette Marchiafava, City Clerk and Clerk of the Court) (Agenda Item No. 07-354) 4. Approval of the July 12, 2007 Regular Meeting Minutes. (Jeanette Marchiafava, City Clerk and Clerk of the Court) (Agenda Item No. 07-355) 5. Approval of the August 2, 2007 Regular Meeting Minutes. (Jeanette Marchiafava, City Clerk and Clerk of the Court) 8) ZONING AGENDA (See First Presentation for 1st Readings) (Agenda Item No. 07-292) 1) RZ07-006, Text Amendment to Article 33.25 of the City of Milton Zoning Ordinance - flag pole height. (Second Reading) (Presented by Tom Wilson, Community Development Director) 9) PUBLIC HEARINGS 1) Public Hearing on Ordinance to Adopt adjustments to the Fiscal 2007 Budget for each fund of the City of Milton, Georgia. 2) Public Hearing on Ordinance to Adopt the Fiscal 2008 Budget for each fund of the City of Milton, Georgia. 10) FIRST PRESENTATION (Agenda Item No. 07-356) 1) RZ07-010 - 13941-13945 Highway 9 North, to develop three (3) office buildings with a bank in one (1) 14,104 square-foot two-story building and two (2) 7,000 square-foot buildings for a total of 28,104 square feet at a total density of 5,332 square feet per acre. (Presented by Tom Wilson, Community Development Director) (Agenda Item No. 07-357) 2) ZM07-003/VC07-009 - to modify Condition 2.a., to revise the approved site plan, dated January 31, 2006 (ZM06-007) to add a swimming pool and small cabana with restrooms. To request a concurrent variance to reduce the 100-foot setback to 15 feet from any residential building, adjoining property line or street. (Article 19.3.12.B.3). (Presented by Tom Wilson, Community Development Director) Page 2 of 4 Milton City Hall City Council Chambers 13000 Deerfield Parkway, Building 100 Milton, GA 30004 Persons needing special accommodations in order to participate in any City meeting should call 678-242-2500. MILTON CITY COUNCIL REGULAR MEETING AGENDA SEPTEMBER 6, 2007 - 7:00 PM (Agenda Item No. 07-358) 3) Approval of an Ordinance of the Mayor and Council of the City of Milton, Georgia, to adopt adjustments to the Fiscal 2007 Budget for each fund of the City of Milton, Georgia amending the amounts shown in each budget as expenditures, amending several items of revenue anticipations, prohibiting expenditures to exceed appropriations, and prohibiting expenditures to exceed actual funding available. (Presented by Carol Wolfe, City Treasurer) (Agenda Item No. 07-359) 4) Approval of an Ordinance of the Mayor and Council to reaffirm the Emergency 911 Charge on Milton phone bills. (Presented by Carol Wolfe, City Treasurer) (Agenda Item No. 07-360) 5) Approval of an Ordinance of the Mayor and Council of the City of Milton, Georgia, to adopt the fiscal 2008 Budget for each fund of the City of Milton, Georgia appropriating the amounts shown in each budget as expenditures, adopting the several items of revenue anticipations, prohibiting expenditures to exceed appropriations, and prohibiting expenditures to exceed actual funding available. (Presented by Carol Wolfe, City Treasurer) 11) UNFINISHED BUSINESS (Agenda Item No. 07-333) 1. Approval of an Ordinance Amending Chapter 6, Code of Ethics and Standards of Conduct. (Presented by Mark Scott, City Attorney) 12) NEW BUSINESS (Agenda Item No. 07-361) 1. Approval of a Resolution indicating the desire to transfer the authority from the State of Georgia and the responsibilities of the Office of the Insurance and Safety Fire Commissioner to the City of Milton. (Presented by Charles Millican, Acting Public Safety Director) (Agenda Item No. 07-362) 2) Approval for City Clerk Jeanette Marchiafava to serve as Chief Municipal Registrar and Absentee Ballot Clerk, and approval for Deputy City Clerk Evyonne Browning to serve as Deputy Municipal Registrar. (Presented by Jeanette Marchiafava, City Clerk and Clerk of the Court) (Agenda Item No. 07-363) 3) Approval of a grant application to the Department of Homeland Security for the Staffing for Adequate Fire and Emergency Response (SAFER) grant program for funding of three firefighters over a five year period. Presented by Carol Wolfe, City Treasurer) Page 3 of 4 Milton City Hall City Council Chambers 13000 Deerfield Parkway, Building 100 Milton, GA 30004 Persons needing special accommodations in order to participate in any City meeting should call 678-242-2500. MILTON CITY COUNCIL REGULAR MEETING AGENDA SEPTEMBER 6, 2007 - 7:00 PM 13) MAYOR AND COUNCIL REPORTS 14) STAFF REPORTS 1. Health Insurance Update for City Employees. (Presented by Carol Wolfe, City Treasurer) (Agenda Item No. 07-365) 15) EXECUTIVE SESSION The purpose of the Executive Session is to discuss personnel. (Agenda Item No. 07-366) 16) ADJOURNMENT Page 4 of 4 Milton City Hall City Council Chambers 13000 Deerfield Parkway, Building 100 Milton, GA 30004 Persons needing special accommodations in order to participate in any City meeting should call 678-242-2500. The Minutes will be provided electronically. The Minutes will be provided electronically. The Minutes will be provided electronically. The Minutes will be provided electronically. The Minutes will be provided electronically. A(U City of Milton ,&$ 13000 Meld Parkway, Suite 107. Milton, Georgia 30004 ClTY COUNCIL AGENDA ITEM TO: City Council DATE: August 24,2007 FROM: Acting City Manager AGENDA ITEM: RZQ7-006,Text Amendment to Article 33.25 of the City of Milton Zoning Ordinance -flag pole height. MEETING DATE: Thursday, Septernber 6,2007Regular Meeting BACKGROUND INFORMATION: (Attach additronal pages if necessary) See attached memorandum APPROVAL BY CITY MANAGER: NAPPROVED (3 NOT APPROVED Cl7Y ATTORNEY APPROVAL REQUIRED: 34 YES 0 No CITYATTORNEY REVIEW REQUIRED: ()YES )$NO APPROVAL BY CITY ATTORNEY &I PPRO VED I} NOT APPROVED PLACED ON AGENDA FOR: 0 q 0 (, 2 00 7 REMARKS: City of Milton 13000 Deerfield Parkway, Suite 107 Milton, GA 30004 To: Honorable Mayor and City Council From: Tom Wilson, Community Development Director Date: August 24, 2007 for Submission onto the September 6, 2007 City Council Meeting Agenda Item: RZ07-006, Text Amendments to Article 33.25 of the City of Milton Zoning Ordinance; Flag Pole Height CMO (City Manager’s Office) Recommendation: To approve the attached text amendment to increase the flag pole height from 20 feet to 25 feet. Background: After initial approval of the Sign Ordinance and subsequent amendment on April 19, 2007, it had been discovered that typical flag poles are more than 20 feet in height. Therefore, Staff recommends that the sign ordinance be amended to reflect a new height of 25 feet where it is discussed. Discussion: Attached is the proposed text amendment changing the height of the flag pole to 25 feet. City Council has reviewed and supported this proposed change. The Planning Commission unanimously approved the proposed text amendments at their June 26, 2007 meeting. Alternatives: There are no reasonable alternatives to this resolution. Concurrent Review: Aaron J. Bovos, CGFM, CTP, City Manager ADOPTED BY THE MILTON CITY COUNCIL DECEMBER 21, 2006 AMENDED ON APRIL 19, 2007 ARTICLE 33 - SIGNS Section 25: Restrictions Based on Location. If not otherwise stated, any sign not specifically allowed in a zoning district as provided under this Section shall be prohibited in that district, except as otherwise provided for under this Article. The following standards govern signs within specific zoning districts. A. Permitted in all Zoning Districts 1. Signs during Construction. One (1) sign shall be allowed during construction. A permit shall be required. The sign may be externally illuminated, shall not exceed twelve (12) square feet in area and five (5) feet in height, and shall be allowed beginning with the commencement of construction and ending with the issuance of the last Certificate of Occupancy or two years, whichever one shall first occur. Thereafter, the permitee may reapply for a renewal permit subject to same termination conditions as set forth in this paragraph.. 2. Temporary Standard Informational Sign. Each lot and or development may display one (1) standard informational sign not exceeding (four) 4 square feet without a permit except that during a political election or referendum, between the date of qualification of the candidate or the referendum question and final determination on each ballot issue or candidate, each lot may display an unlimited number of standard informational signs. 3. Banners shall be allowed for a period not exceeding ten (10) consecutive days with no more than four (4) such ten (10) consecutive day periods being permitted per calendar year per lot. Banners shall not be more than twenty-four (24) square feet. A permit shall be required. No banner shall be mounted so as to extend above the horizontal plane of the roof where the building wall and roof meet or shall not extend more than five (5) feet above grade when on the ground. B. Agricultural District 1. Freestanding Signs. a. One (1) maximum thirty-two (32) square foot, freestanding sign per business or institutional lot shall be permitted for each street on which the lot has frontage . b. One (1) maximum thirty-two (32) square foot, freestanding sign or two (2) single-faced freestanding signs not to exceed sixteen (16) square feet each for each side of a platted single family subdivision entrance. Freestanding signs shall have a maximum height of six (6) feet from finished grade, and may be externally illuminated, and the light shall be screened from view Page 1 of 11 RZ07-006 – TEXT AMENDMENT with evergreen plantings as approved by the Community Development Director. Signs shall not have changeable copy c. Flag. Each development may display no more than one (1) flag and/or flagpole and, in addition, each single family detached residential lot within each development may display not more than one (1) flag and/or flagpole.. The flagpole shall not exceed twenty-five ) feet in height. Flag size shall (25 not be more than twenty-four (24) square feet. d. Each residence may display up to 12 (twelve) square feet of signage with no single sign greater than 4 (four) square feet. C. Single Family Residential, CUP and NUP Districts 1. Freestanding Signs a. One (1) maximum thirty-two (32) square foot, freestanding sign per business or institutional lot shall be permitted for each street on which the lot has frontage. b. One (1) maximum thirty-two (32) square foot, freestanding sign or two (2) single-faced freestanding signs not to exceed sixteen (16) square feet each for each side of a platted single family subdivision entrance. Freestanding signs shall have a maximum height of six (6) feet from finished grade, and may be externally illuminated, the light shall be screened from view with evergreen plantings as approved by the Community Development Director and shall not have changeable copy. c. Flag. Each lot may display no more than one (1) flag and /or flagpole. The flagpole shall not exceed twenty (20) feet in height. Flag size shall not be more than twenty-four (24) square feet. d. Each residence may display up to twelve (12) square feet of signage with no single sign greater than four (4) square feet. D. Apartment and Townhouse Residential Districts 1. Freestanding Signs a. There shall be one freestanding sign per right-of-way frontage and it shall be located at the project entrance. b. Maximum height shall be six feet from finished grade. c. The maximum size shall be 32 square feet. Page 2 of 11 RZ07-006 – TEXT AMENDMENT Deleted: twenty Deleted: 20 Deleted: d. Signs shall not have changeable copy. e. Sign may be externally lighted. The light shall be screened from view with evergreen plantings as approved by the Community Development Director. f. The freestanding sign structure shall be constructed of the same material as the predominant material of the principal building. g. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. h. Flags. Each development may display no more than one (1) flag and/or ) feet in height. Flag Deleted: twenty Deleted: 20 flagpole. The flagpole shall not exceed twenty-five (25 size shall not be more than twenty-four (24) square feet. i. Each residence may display up to twelve (12) square feet of signage with no single sign greater than four (4) square feet. 2. Wall Signs a. Businesses may have no more than two wall signs. Corner buildings may have an additional wall sign. b. One sign shall be flush against the wall. The maximum size shall be 12 square feet. c. A second sign, if used, shall be perpendicular or oblique to the wall. The maximum size shall be 2 square feet. d. Signs shall be one unit as opposed to individually mounted letters. e. Wall signs shall not have changeable copy. f. If illuminated, signs may be externally lighted and directed downward . g. Wall sign shall not cover architectural features or details and not extend beyond the roof line or outer edges of the building. h. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. Page 3 of 11 RZ07-006 – TEXT AMENDMENT Deleted: 3. Window Signs. Not more than three (3) window signs per development shall be allowed and shall not be larger than four (4) square feet or cover more than five percent ( 5%) of the area of each window in which a sign is placed, whichever is less. Such signs shall not be illuminated. E. O-I District 1. Billboards. Within Office-Institutional (O-I) districts, freestanding signs shall not exceed one hundred twenty (120) square feet and shall be located according to the following standards: a. Along, and oriented toward, State numbered primary routes or national highways only; b. At least five hundred (500) feet from all residential or AG-1 zoning districts; c. Minimum fifty (50) foot setback from right-of-way; d. Minimum of one thousand five hundred (1500) feet from any other Billboards or freestanding sign, except standard informational signs; e. The lot on which the billboard is located shall have sufficient area to accommodate the Fall Zone, and except for the sign, no parking areas, pedestrian areas, roadways, buildings, structures, or appurtenances shall be contained in the Fall Zone; f. Maximum of twelve (12) feet in height; and g. In compliance with applicable height standards for the district in which located. 2. Freestanding Signs. a. There shall be one freestanding sign per right-of-way frontage and it shall be located at the project entrance. b. Maximum height shall be six feet from finished grade. c. The maximum size shall be 32 square feet. d. Signs shall not have changeable copy. e. Sign may be externally lighted. The light shall be screened from view with .evergreen plantings as approved by the Community Development Director. Page 4 of 11 RZ07-006 – TEXT AMENDMENT Deleted: f. The freestanding sign structure shall be constructed of the same material as the predominant material of the principal building. g. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. h. Flag. Each development may display no more than one (1) flag and/or ) feet in height. Flag Deleted: twenty Deleted: 20 flagpole. The flagpole shall not exceed twenty-five (25 size shall not be more than twenty-four (24) square feet. 3. Wall Signs a. Businesses may have no more than two wall signs. Corner buildings may have an additional wall sign. b. One sign shall be flush against the wall. The maximum size shall be 12 square feet. c. A second sign, if used, shall be perpendicular or oblique to the wall. The maximum size shall be 2 square feet. d. Signs shall be one unit as opposed to individually mounted letters. e. Wall signs shall not have changeable copy. f. If illuminated, signs may be externally lighted and directed downward. g. Wall sign shall not cover architectural features or details and not extend beyond the roof line or outer edges of the building. h. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. F. Mixed Use District 1. Freestanding Signs. a. There shall be one freestanding sign per right-of-way frontage and it shall be located at the project entrance. b. Maximum height shall be six feet. Page 5 of 11 RZ07-006 – TEXT AMENDMENT Deleted: c. The maximum size shall be 32 square feet. d. Signs shall not have changeable copy. e. Sign may be externally lighted. The light shall be screened from view with evergreen plantings as approved by the Community Development Director. f. The freestanding sign structure shall be constructed of the same material as the predominant material of the principal building. g. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. h. Flag. Each development may display no more than one (1) flag and/or flagpole and, in addition, each single family detached residential lot within each development may display not more than one (1) flag and/or flagpole. ) feet in height. Flag size shall Deleted: twenty Deleted: 20 The flagpole shall not exceed twenty-five (25 not be more than twenty-four (24) square feet. i. Each residence may display up to twelve (12) square feet of signage with no single sign greater than four (4) square feet. 2. Wall Signs. a. Businesses may have no more than two wall signs. Corner buildings may haven an additional wall sign. b. One sign shall be flush against the wall. The maximum size shall be 12 square feet. c. A second sign, if used, shall be perpendicular or oblique to the wall. The maximum size shall be 2 square feet. d. Signs shall be one unit as opposed to individually mounted letters. e. Wall signs shall not have changeable copy f. If illuminated, signs may be externally lighted and directed downward. g. Wall signs shall not cover architectural features or details and not extend beyond the roof line or outer edges of the building. Page 6 of 11 RZ07-006 – TEXT AMENDMENT Deleted: h. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. G. Commercial and Industrial Park Districts (M-1A) 1. Billboards. Within Commercial (C-1) and Industrial Park (M-1A) districts, freestanding signs shall not exceed one hundred twenty (120) square feet and shall be located according to the following standards: a. Along, and oriented toward, State numbered primary routes or national highways only; b. At least five hundred (500) feet from all residential or AG-1 zoning districts; c. Minimum fifty (50) foot setback from right-of-way; d. Minimum of one thousand five hundred (1500) feet from any other Billboards or freestanding sign, except standard informational signs; e. The lot on which the billboard is located shall have sufficient area to accommodate the Fall Zone, and except for the sign, no parking areas, pedestrian areas, roadways, buildings, roadways, structures, or appurtenances shall be contained in the Fall Zone; f. Maximum of twelve (12) feet in height; and g. In compliance with applicable height standards for the district in which located. 2.. Freestanding Signs. a. There shall be one freestanding sign per right-of-way frontage and it shall be located at the project entrance. b. Maximum height shall be six feet from finished grade. c. The maximum size shall be 32 square feet. d. Signs shall not have changeable copy. e. Sign may be externally lighted. The light shall be screened from view with evergreen plantings as approved by the Community Development Director. Page 7 of 11 RZ07-006 – TEXT AMENDMENT Deleted: f. The freestanding sign structure shall be constructed of the same material as the predominant material of the principal building. g. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. h. Flag. Each development may display no more than one (1) flag and/or ) feet in height. Flag Deleted: twenty Deleted: 20 flagpole. The flagpole shall not exceed twenty-five (25 size shall not be more than twenty-four (24) square feet. 3. Wall Signs. a. Businesses may have no more than two wall signs. Corner buildings may have an additional wall sign. b. One sign shall be flush against the wall. The maximum size shall be 12 square feet or three (3) percent of the wall area. c. A second sign, if used, shall be perpendicular or oblique to the wall. The maximum size shall be 2 square feet. d. Signs shall be one unit as opposed to individually mounted letters. e. Wall signs shall not have changeable copy f. If illuminated, signs may be externally lighted and directed downward. g. Wall signs shall not cover architectural features or details and not extend beyond the roof line or outer edges of the building. h. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. H. Industrial Districts 1. Billboards. Within industrial districts (M-1 and M-2), freestanding signs shall not exceed one hundred-twenty (120) square feet and shall be located according to the following standards: a. Along, and oriented toward, State numbered primary routes or national highways only; Page 8 of 11 RZ07-006 – TEXT AMENDMENT Deleted: b. At least five hundred (500) feet from all residential or AG-1 zoning districts; c. Minimum fifty (50) foot setback from right-of-way; d. Minimum of one thousand five hundred (1500) feet from any other Billboards or freestanding sign, except standard informational signs; e. The lot on which the billboard is located shall have sufficient area to accommodate the Fall Zone, and except the sign, no parking areas, pedestrian areas, roadways, buildings, structures, or appurtenances shall be contained in the Fall Zone; f. Maximum of twelve (12) feet in height; and g. In compliance with applicable height standards for the district in which located. 2. Freestanding Signs. a. There shall be one freestanding sign per right-of-way frontage and it shall be located at the project entrance. b. Maximum height shall be six feet from finished grade. c. The maximum size shall be 32 square feet. d. Signs shall not have changeable copy. e. Sign may be externally lighted. The light shall be screened from view with evergreen planting as approved by the Community Development Director. f. The freestanding sign structure shall be constructed of the same material as the predominant material of the principal building. g. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. 3. Wall Signs. a. Businesses may have no more than two wall signs. Corner buildings may have an additional wall sign. b. One sign shall be flush against the wall. The maximum size shall Page 9 of 11 RZ07-006 – TEXT AMENDMENT Deleted: be 12 square feet. c. A second sign, if used, shall be perpendicular or oblique to the wall. The maximum size shall be 2 square feet. d. Signs shall be one unit as opposed to individually mounted letters. e. Wall signs shall not have changeable copy f. If illuminated, signs may be externally lighted and directed downward. g. Wall signs shall not cover architectural features or details and not extend beyond the roof line or outer edges of the building. h. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. I. Mobile Home Park District 1. Freestanding Signs a. There shall be one freestanding sign per right-of-way frontage and it shall be located at the project entrance. b. Maximum height shall be six feet from finished grade. c. The maximum size shall be 32 square feet. d. Signs shall not have changeable copy. e. Sign may be externally lighted. The light shall be screened from view with evergreen plantings as approved by the Community Development Director. f. The freestanding sign structure shall be constructed of the same material as the predominant material of the principal building. g. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. h. Each residence may display up to twelve (12) square feet of signage with no single sign greater than four (4) square feet. Page 10 of 11 RZ07-006 – TEXT AMENDMENT Deleted: 2. Wall Signs. a. Businesses may have no more than two wall signs. Corner buildings may have an additional wall sign. b. One sign shall be flush against the wall. The maximum size shall be 12 square feet. c. A second sign, if used, shall be perpendicular or oblique to the wall. The maximum size shall be 2 square feet. d. Signs shall be one unit as opposed to individually mounted letters. e. Wall signs shall not have changeable copy f. If illuminated, signs may be externally lighted and directed downward. g. Wall signs shall not cover architectural features or details and not extend beyond the roof line or outer edges of the building. h. Sign faces shall be made out of wood or other material which has the appearance of carved, distressed, or sandblasted wood as approved by the Community Development Director. Page 11 of 11 RZ07-006 – TEXT AMENDMENT Deleted: A(U City of Milton<D 13030 Meld Parkway, Suite 107. Milton. Georgia 30034 CITY COUNCIL AGENDA ITEM TO: City Council DATE: August 24,2007 FROM: Acting City Manager AGENDA ITEM: Public Hearing on Ordinance to Adopt adjustments to the Fiscal 2007 Budget for each fund of the City of Milton, Georgia MEETING DATE: Thursday, September 6,2007Regular Meeting BACKGROUND INFORMA TION: (Attach additional pages if necessary) See attached memorandum APPROVAL BY CITY MANAGER: APPROVED I) NOTAPPROVED CITY ATTORNEY APPROVAL REQUIRED: () YES @ CITY ATTORNEY REVIEW REQUIRED: ()YES %NO APPROVAL BY CITY ATTORNEY ()APPROVED (3 NOT APPROVED PLACED ON AGENDA FOR: 0 q 0 (, 2 0 07 REMARKS: STATE OF GEORGIA ORDINANCE NO. 07- COUNTY OF FULTON AN ORDINANCE OF THE MAYOR AND COUNCIL OF THE CITY OF MILTON, GEORGIA, TO ADOPT ADJUSTMENTS TO THE FISCAL 2007 BUDGET FOR EACH FUND OF THE CITY OF MILTON, GEORGIA AMENDING THE AMOUNTS SHOWN IN EACH BUDGET AS EXPENDITURES, AMENDING THE SEVERAL ITEMS OF REVENUE ANTICIPATIONS, PROHIBITING EXPENDITURES TO EXCEED APPROPRIATIONS, AND PROHIBITING EXPENDITURES TO EXCEED ACTUAL FUNDING AVAILABLE. WHEREAS, the City Manager of the City of Milton has presented adjustments to the fiscal year 2007 Budget to the City Council on each of the various funds of the City; and WHEREAS, each of these budget adjustments results in a balanced budget, so that anticipated revenues equal proposed expenditures for each fund; and WHEREAS, the adjusted fiscal year 2007 budget provides a financial plan for the government, establishing appropriations for each operating department in order to extend services; NOW, THEREFORE BE IT ORDAINED that this budget adjustment, “Exhibit A” attached hereto and by this reference made a part hereof this ordinance shall be the City of Milton’s amended fiscal year 2007 budget; and BE IT FURTHER ORDAINED that this budget be and is hereby approved and the several items of revenues shown in the budget for each fund in the amounts anticipated are adopted and that the several amounts shown in the budget for each fund as proposed expenditures are hereby appropriated to the departments named in each fund; and, BE IT FURTHER ORDAINED that the expenditures shall not exceed the appropriations authorized by this budget or amendments thereto provided; that expenditures for the fiscal year shall not exceed actual funding available. _________________________ ________________________ _________________________ ________________________ _________________________ ________________________ _______________________________ ADOPTED AND APPROVED this _____ day of _______________ . CITY OF MILTON, GEORGIA By: ________________________ Mayor Council Member Council Member Council Member Council Member Council Member Council Member (SEAL) Attest: City Clerk First Reading ________________________ Second Reading _______________________ --- he, 6 a, . -< 2 # -v c ,"ne 3 X( -City of Milton % 3 > * #*a, ):: @<-w %+@ City of Mitton, Georgia-A Fiscal Year 2007 Summary of Departmental Budget Adjustment # 2 The goal of this second fie& year 22807 budget adjustment is to revise departmental budgets and interfund transfers based upon hctrvity-to-date. The intent of the adjustmcnt is to cover unforcdeen and/or anticipated expenditures as we approach the end of the fiscal year. General Fund The General Fund is the principal operating fund of the government and is used to facilitate current year operations. Genera1 Fund revenues are revenues ~5th unrestricted use. Expenditure requests are categorized ~ntonro categories: Salaql/Benefit s and Maintenance/ Operating. The financial statement to the ri2ht represents the recommended adjustments to the general fund budget as foHows: Revenue Increases: 1. Alcohol Beverage Excise Tax - S 13,255 2. Intangible Tax -$25,843 3. Interest Earnings -$3,402 All ofthe increases in revenue represent actual collection to date. ExpendPture Increasee/Decreases: 1. Decrease m stipend accounts - {$4,000) 2. Legal Scrrrlces -$60,000 3. Public Safety Admin -to be($36,080) tmnsfemed to the Capital Project Fund for purchase of lire vehicle Changes in Interhnd Transfc-: 1. Increase in Transfer to Capital Project Fund -$35,000 2. Add Transfer to Operating Grants Fund -$4,000 (stipend) 3. Decrease in Transfer io Capital Grants Fund due to partial non- sward of grant resulting in a decrease in match needed -$1 7,500 Hew General Fund Revenue and EHpenditure Budget is $13,181,837. Fiscal Year 2007 Budget Adjustment #2 General Fund Statement of Rc~cnawand Expedturcs REWSED I3U UGET r.71' 2007 prop^ LY Tdxes L O.S.T. AFcohol Beveragc Tax Business & Qcclapatlon Tax Finallcial Instltutlon Tax Inmngble T&x Motor VE~IC~E TBX Red Estate Transfer Tax Iicensrs & Permits ln~~rgovmmental Charges ior Senwe -Franchise Fees Charges for Smite -Other- Rnes $6 Forfeitures Other Revrnues Subtol,d ~nditurec: Ma~rMCouncil Citv ,Mm=tr Qt!: Clrrk Community Drvellopment Cummunitv S~rvicrs-I'uhlir: Works Comtnumty Sere-~ccs -Rec & Parks kg~1Senrims Munrc~pdICuurr Oprahons Finance Ither Rnanc~ngUses: Capital Lease Paynent TA:i interesx 1IF 'lhnsler to Cap~talProject Fuzld 1!F Tr&nskrto Capital Grant Fund 1' F Tmnsfer to Operating Grant Rind 1 Suhtord Other Flnanc~nw Usrs. Fund Balance, Seprernktr 30 S 2 I Capital project furrds we used to u'ack revenue and expenditure:associated with capital constructinn, acquisition and maintenance. Appropriations in capital project funds are on a project-length basis and do not expire until the project is complete. The financial statwent to the right represents the recommended adjustments to the capital project fund budget as follows: Ekpenditure Inczeases{Decreases: 4. Capital Outlay -$36,000 for purchase of fire pick-up truck Changes In Interfund Transfers: 4. Increase in Transfer in from General Fund -$36,000 New Capital Project Fund Revenue and Expenditure Budget is $3,776,659. Fiscal Year 2007 Budget Adiustment #2 and Expenditures RECOMhlEKDED Rr~nningFund Ralanc~: Charges lor Semccs Other Financi118Sources I!F Tr;msfcr From Gcneml Fund Cap~talLease Proceeds Tom1 Other Pinzlncln~Sn~lrces: Total Rcvpnuc: Capital Outl~v Corttingcncy fbr kojccts Tod Expenditures: $ 3,755,39 Fiscal Year 2007 Budeet Adjustment #2 The Operating Grant Fund is uscd to track revenue and expenditure associated u-itfi grants used for maintenance and operating activities. .4ppropnations in the operating grant fund are on a ptujcct-Sength basis md do not expire writ11 the project is complete. Beginning Fund Balance: The financial statement to the right represents the recommended adjustments to the Operating grant fund b udst es foIlou*s: lntergov~rnrn~ntal-Crabapple Update Contrrbutions & Donations Expenditure Increases/Decreases: 1. Increase in Crabapple update Other Financln~Sources: using stipend transfer -S4,000 IjF Transfer from General Fufid Subtotal 0tlter Finalcirkg Sm~rcre. Changes in Interfund Transfers: Tolal Revenue: 1, Addition of an interfund transfer from the General Fund -$4,000 New Qperating Grant Fund Revenue Total Expenditures: and Expenditure Budget is $19,000. Fiscal Year 2007 Budget--Adjustment $2 Tfie Capital &ant Fund is used to track revenue and expenditure associated with grants used for capital construction, acquisition and maintenance. Appropriations in the capital grant fund arc on a project- length basis and do not expire until the project is complete. The financia1 statement to the right represents the recommended adjustments to the capital grant fund budget as follows. Revenue Increasea/Deerease#: 1. Decrease in transportahon grant -(~500,000j 2. Decrease in Fireman's Fund grant match actual award - $78,8641 3. Decrease in Assistance to Firefighter's Grant based on partial nno-award -($350,000) Expenditure IncreasesJ Decreases: 1. Expend ~turedecrease of the same amount as above in the xevenue section -($928,564) Changes in Interfund Transfers: Beginn~ngFund Balance: Intergo~mmentd Contributions lP, Donations Other Financing Sou rcex IIF Transfer from General hnd Subtotal Other Financing Sources: Total Rcsenue: Contingeng for Pwjmts Total Expenditures: 1, Decrease in Transfer ham General Fund due to partial non-a~vardof grant resulting in a decrease in match needed -{$17,500) Hew Capltilf Grant Fund Revenue and Expenditure Budget is $212,892. Fiscal Year 2007 Budget Adjustment #2 Cap~tal O~ratlng Capjtat HotrlJMotrl Tot& General Fund Pmj~tsFund Grants Fund Grants Fund Fund Gmernment Rer~nuts: hopem Pmes t 0,sT Alcohd Bwrra&c Escrsc Tu Bursmess 86 0zcu:mtion Tax Fjnancml InsututionTax HOICIJMD~C~Tax Intangible Tay Motor Vehicle T~Y Rrnl EsL-itr Trnnqfrr Tax L~ccnsestk Pemta Intcrgowmmntal Ch-arges for SCWI~E-F~R~CRIPCFCFR Charges for Service -Other Ftlcs Forfei~ures Conrnbutions 8B Donatione h41sceilaneous Ozher Financlnp,Sources: Interfund Transfer In -General Fund $ -8 386,000 $ +,GOD $ 4.394 S -S 394.394 IIIZC~Iulid Tran&r 1x1 -I!otri/M<*l Fund 25,49? 25,497 K~pendibures Yak-or and Councd CIT IrIanapr City Clerk Cammunlry l3evelopmcnt Cornrnunltj-Semce-; Legal Semces Munrcipal Court O~~iptlom Pubirc Inimuan Public Szllety Ron-UepdrtmenUi - Intrl-innd Tq:?fff*r#a* -G~nrralnand $ S -$ -$ -$ 25.497 $ 25,107 Inredulrri Transfer Out -Cap~tesProject Fund 386,000 -S 3Sh.ODO Interrund Tranorcr Out -Caprtal Grants I:unrl 4,394 -S 4,394 lrareflund Ymnder Out -Clpcrat~ngCmt~Fu1r.l 4,M)I-l -S 41.000 bast Pfiyment -S Tax Antrcioar~onNorc lnrcrrst 15D.OC)O $ lsn om and I'nnctpal -F~reSration Debt -S Total Other 1::nanr:n: Uses: $ 544,391 S -5 -$ -S 25.497 S 569 S91 'I'vaI Exp~ndirures.=-% 13.i81.537 S 3,776,557 $ 19,000 !S 212,892 5 25.1t97 $ 17.21 5 853 n< (U City of Milton<& 13000 DMeld Parkway, Suite 107. Milton. Georgia 30W4 CITY COUNCIL AGENDA ITEM TO: City Council DAfE: August 24, 2007 FROM: Acting City Manager AGENDA ITEM: Public Hearing on Ordinance to Adopt the Fiscal 2008 Budget for each fund of the City of MiIton, Georgia. MEEllNG DATE: Thursday, September 6,2007Regular Meeting BACKGROUND INFORMA TION: (Attach additronal pages rf necessary) See attached memorandum APPROVAL BY CITY MANAGER: (I~APFROVED () NOT APPROVED 5 CITY ATTORNEY APPROVAL REQUIRED: CITY ATTORNEY REVIEW REQUIRED: (]YES #NO APPROVAL BY CITY ATTORNEY ()APPROVED (1 NOT APPROVED PLACED ON AGENDA FOR: 0 4 Ob 7 oo 7 REMARKS: STATE OF GEORGIA ORDINANCE NO. 07- COUNTY OF FULTON AN ORDINANCE OF THE MAYOR AND COUNCIL OF THE CITY OF MILTON, GEORGIA, TO ADOPT THE FISCAL 2008 BUDGET FOR EACH FUND OF THE CITY OF MILTON, GEORGIA APPROPRIATING THE AMOUNTS SHOWN IN EACH BUDGET AS EXPENDITURES, ADOPTING THE SEVERAL ITEMS OF REVENUE ANTICIPATIONS, PROHIBITING EXPENDITURES TO EXCEED APPROPRIATIONS, AND PROHIBITING EXPENDITURES TO EXCEED ACTUAL FUNDING AVAILABLE. WHEREAS, the City Manager of the City of Milton has presented a proposed fiscal year 2008 Budget to the City Council on each of the various funds of the City; and WHEREAS, each of these budgets is a balanced budget, so that anticipated revenues equal proposed expenditures for each fund; and WHEREAS, the fiscal year 2008 budget provides a financial plan for the government, establishing appropriations for each operating department in order to extend services; NOW, THEREFORE BE IT ORDAINED that this budget, “Exhibit A” attached hereto and by this reference made a part hereof this ordinance shall be the City of Milton’s fiscal year 2008 budget; and BE IT FURTHER ORDAINED that this budget be and is hereby approved and the several items of revenues shown in the budget for each fund in the amounts anticipated are adopted and that the several amounts shown in the budget for each fund as proposed expenditures are hereby appropriated to the departments named in each fund; and, BE IT FURTHER ORDAINED that the expenditures shall not exceed the appropriations authorized by this budget or amendments thereto provided; that expenditures for the fiscal year shall not exceed actual funding available. _________________________ ________________________ _________________________ ________________________ _________________________ ________________________ _______________________________ ADOPTED AND APPROVED this _____ day of _______________ . CITY OF MILTON, GEORGIA By: ________________________ Mayor Council Member Council Member Council Member Council Member Council Member Council Member (SEAL) Attest: City Clerk First Reading ________________________ Second Reading _______________________ City of Milton 13000 Deerfield Parkway, Suite 100, Alpharetta, Georgia 30004 September 6, 2007 To the Mayor, City Council and the Citizens of Milton: We are pleased to present the City of Milton’s Annual Budget for fiscal year 2008. The objective of the City’s budget is to provide a management tool in which our local government can unite its budgeting efforts to provide quality services while operating under available resources. The process results in the updating of the City’s on-going financial plan and provides a vehicle in which management decisions can be made as a result of the formulation of the respective data. BUDGET PROCESS AND OVERVIEW The fiscal year 2008 budget process began in June with distribution of historical data and forms to all the department directors. Each department formulated budgets in three major areas; maintenance & operating, operating initiatives, and capital project requests. Concurrent with departmental budgeting, finance staff completed the first draft of a salary/benefits budget as well formulated initial revenue estimates. In late-July, each department director met with the City Manager to review the maintenance and operating budget. The senior staff also met as a group to review and prioritize operating initiatives and capital projects, with the goal being the development of a staff priority list to present to council for recommendation and discussion. Departmental maintenance and operating requests and the staff priority list was used to formulate the first draft of a balanced budget. This draft was presented to the City Council during a workshop setting on August 9th. Subsequent to the first workshop, council members submitted their input on operating initiatives and capital projects and the budget underwent several additional drafts in preparation for the next workshop. The budget was again at the August 23rd council workshop, where a list of project to be funded was finalized. This process has resulted in a balanced budget for fiscal year 2008 as presented in this memo. As required by Georgia law on local government budgets, citizen input will be solicited during the process of adopting the budget through publicly advertised meetings. The legally required public hearings on the budget will be held on September 6, 2007, with the first reading of the ordinance and the second ordinance reading and final adoption occurring on September 20, 2007. As set forth in the City of Milton Charter, the millage rate used in establishing the balanced budget for fiscal year 2007 is 4.731 mills. On those same publicly advertised hearing dates, will also be the reading and adoption of an ordinance reaffirming the City’s need to continue to collect the 911 surcharge on wired and wireless telephone service. This ordinance is a state law requirement each year as it pertains to O.C.G.A. § 46-5-134(d)(3). KEY BUDGET FACTORS, ISSUES, AND PRIORITIES The foundation for the fiscal year 2008 budget is based on four key financial factors. • Sustainability of existing services • Enhancement to deployment-level services through operating initiatives • Continued contribution to operating reserves • Maintaining the quality of life for constituents, citizens, and businesses through capital programming Sustainability of Existing Services and Enhancements through Operating Initiatives The fiscal year 2008 balanced budget is based on a millage rate of 4.731 mills, which is the same millage rate applied in fiscal year 2007. This budget provides financial resources for the City of Milton to sustain the current levels of service and includes areas of improved service via operating initiatives. In appropriating the resources to sustain existing services, the following are the top five revenue and expenditure sources: Representing 87.7% of total general fund revenue, the top five areas of general fund revenue are as follows: Property Tax Revenue 48.5% $8,638,507 Local Option Sales Tax 23.1% $4,123,154 Fines & Forfeitures 6.3% $1,130,559 Franchise Fees 6.2% $1,100,000 Business Occupation Tax 3.6% $ 650,000 Representing 65.1% of total general fund expenditures, the top five general fund expenditures by department are: Public Safety 42.2% $6,428,122 Public Works 11.5% $1,753,254 Operations – Information Technology 9.2% $1,401,641 Community Development 8.4% $1,273,886 Operations – Finance 4.9% $ 751,832 The top five expenditures by category are as follows: Contracted Service with CH2M Hill 38.0% $6,778,021 City Position Salary Costs 30.5% $5,440,604 Funding for Capital Projects 8.7% $1,556,762 Capital Lease Payment 4.0% $ 711,822 Facility Lease Payments 3.8% $ 671,769 Salary and Benefits Detail The salary and benefit budget is based upon approved positions and the associated benefit program costs. A benefit enhancement of a 1% maximum match to the employee voluntary deferred compensation program is included in the salary and benefit budget. For fiscal year 2008, direct City costs for salaries/benefits is $5,439,560, with $4,349,778 appropriated for salaries and $1,089,778for benefits, making benefit costs 25.1% of the total salaries/benefit budget. The total City salary/benefits budget is 30.5%of the total operating expenditures. The budgeted components of salaries and benefits are as follows: Regular Salaries - $4,088,954 Overtime - $111,865 Holiday Pay - $148,863 FICA – $233,674 Pension - $135,907 Match to Deferred Compensation - $36,420 Group Insurance - $519,880 State Unemployment Insurance - $22,540 Workers’ Compensation - $129,357 2 08/30/2007 Tuition Reimbursement - $12,000 These costs represent the following positions paid by the City: Mayor & Council 1 Full-time; 7 Part-time positions City Manager 1 Full-time position City Treasurer/Operations 1 Full-time position City Clerk & Municipal Court 1 Full-time position; 3 Part-time Positions Public Safety 74 Full-time positions Budget Summary by Department Mayor and City Council The fiscal year 2008 budget appropriation for the Mayor and Council is $396,330. This department is comprised of a Mayor, six council members, and an Executive Aide to the Mayor. Salaries of all of the positions in the Mayor/Council Department are set by City Charter. Each elected official receives an annual stipend for expenditure reimbursement. For fiscal year 2008, the Mayor’s stipend is $3,000 and each council member receives a stipend of $2,000 each. City Manager The fiscal year 2008 budget appropriation for the City Manager’s Department is $365,784. This appropriation includes an operating initiative of $30,000 to fund four major special events throughout the next fiscal year. The City Manager is responsible for the overall management of all city functions and operations. The City Manager’s Department is comprised of the following employees: • City Manager • Project Coordinator The City Manager is a position established by the Charter and the remaining employees are employed by CH2M Hill. City Clerk The fiscal year 2008 budget appropriation for the City Clerk’s Department is $522,571. The Clerk is responsible for the compilation and publication of all council agendas. The City Clerk is holder of all City records, therefore is responsible for the records management program. The City Clerk’s Department is comprised of the following employees: • City Clerk • Deputy City Clerk • Records Clerk •Administrative Assistant The City Clerk is a position established by the Charter. The remaining employees are employed by CH2M Hill. The Clerk’s budget in fiscal year 2008 includes two initiatives; codification of ordinances and the purchase and installation of a digital recording system. Community Development The fiscal year 2008 budget appropriation for the Community Development Department is $1,273,886. Community Development is responsible for all planning and zoning activities, as well as inspections and code enforcement. The Community Development Department is comprised of the following employees: 3 08/30/2007 •Director of Community Development •Assistant Manager of Planning and Zoning • Two Planners •Environment Engineer/Arborist •Two Construction/Plans Review Inspectors •Code Enforcement Officer •Administrative Assistant In addition to the above CH2M Hill employees, the management of building permit issuance and inspections will be provided by a contracted service provider, who will provide the requisite staff to effectively manage the function. Community Services – Public Works The fiscal year 2008 budget appropriation for public works is $1,753,254. Public Works is responsible for transportation and road repair and maintenance activities. The public works division of the Community Services Department is comprised of the following employees: •Director of Public Works • Transportation Engineer •Field Services Manager •Field Services Technician • GIS Technician Community Services – Recreation and Parks Recreation and Parks is responsible for repair and maintenance of the City’s parks. These activities are accomplished with the sharing of the public works field personnel. The total appropriation budget for Recreation and Parks is $418,063. Legal Services Legal services are provided to the City through a contractual relationship with Jarrard and Davis, LLP. The budget for legal services and consultation is $180,000. Municipal Court The fiscal year 2008 budget appropriation for Municipal Court is $448,565. The court staff is responsible for the operation of the City’s municipal court system, scheduling, processing, and tracking all violations issued by public safety and code enforcement personnel. The Court Department is comprised of the following employees: •Court Clerk (also serving as the City Clerk) •Municipal Judge and Substitute Judge • City Solicitor •Deputy Court Clerk •One full-time Court Clerk •One part-time Court Clerk, a newly funded position in the fiscal year 2008 budget. The Municipal Judge, Solicitor and Court Clerk are positions established by the Charter. The remaining employees are employed by CH2M Hill. 4 08/30/2007 Operations Department The Operations Department is responsible for financial management, grants program, human resources management, and information technology. The Operations Department is comprised of the following employees: •Director of Operations/City Treasurer • Administrative Assistant • Finance Manager • Accountant • Budget/Procurement Coordinator •Disbursements Coordinator (payroll and accounts payable) • Revenue Specialist • Revenue Technician •Human Resources Manager •Information Technology Manager • Network/Systems Coordinator • IT Technician The City Treasurer is a position established by the Charter and the remaining employees are employed by CH2M Hill. The total appropriation budget for Operations by department is as follows: •Finance - $ 751,832 •Human Resources - $118,741. The HR budget includes funds to implement a random drug screening program for City employees •Information Technology - $1,401,641 The Operations Department will also manage the property and casualty insurance program, which is budgeted at $236,030. Program Management Program Management is responsible for the on-site management of the CH2M Hill contract as well as overall customer service operations. The fiscal year 2008 budget for program management is $309,440. Program Management staff consists of the following employees: • Program Manager • Office Manager • Citizen Responder • Receptionist Public Information Public information is responsible for all internal and external communication activities, including media relations, website management and public interaction activates. These activities are managed by a Communications Manager and the department budget is $82,360. Public Safety Department The fiscal year 2008 budget appropriation for the Public Safety Department is $6,426,978. Public safety is responsible for all police, fire, and emergency management functions. The Public Safety Department is comprised of the following employees, all of which are direct employees of the City: 5 08/30/2007 •Public Safety Director •Deputy Public Safety Director •Support Services Chief • Training Captain • Administrative Assistant •Four Police Patrol Lieutenants •One Police Detective Lieutenants •Fourteen Police Officers • Three Fire Captains •Twelve Fire Lieutenants • Thirty-six Firefighters Operating initiatives included in the public safety budget include: •Three Fire Lieutenants and Six Firefighters •Two Police Officers •Radar units for patrol vehicles •Shotgun weaponry for the police force •A police canine program contingent upon a donation of funds to purchase the program animal •A records management server The intergovernmental agreement with Fulton County to provide emergency 911 dispatch services for the City of Milton will stay in place and the County will continue to collect the 911 surcharge revenue in order to provide payment for dispatch services. Other Budgeted Expenditures – Non-departmental Included in the expenditure appropriations are the following: The first of five annual lease payments associated with the purchase of equipment, vehicles, and fire apparatus in the amount of $711,822. An estimated interest payment associated with the issuance of a Tax Anticipation Note in the amount of $150,000. An interfund transfer of $1,556,762 out of the General Fund and into the Capital Project Fund in order to pay for the recommended capital projects for fiscal year 2008. An interfund transfer of $150,000 out of the General Fund and into the Capital Grant Fund in order to fund the match for the transportation master plan and a contingency account for potential grant matching funds. An interfund transfer of $37,345 out of the General Fund and into the Operating Grant Fund in order to fund the match for the SAFER grant personnel. Contribution to Reserves The City’s Financial Management Plan budget policy requires an operating reserve equal to two months expenditures which is approximately 16%. These funds are set aside as a reserve in case of economic downfall or catastrophic emergency, as well as a float for cash flow purposes. The policy allows five years for the City to build up to the 16% level and the fiscal year 2008 budget includes a contribution of $530,000. Combined with the 2007 contribution of $246,894, the reserves will be funded at 5% of the required 16%. The funding of the operating reserves is currently on track to be fully funded within the five year requirement. 6 08/30/2007 Maintaining the Quality of Life for Constituents, Businesses, and Citizens through Capital Programming The City’s capital improvement program has the most visible and long-term effect on the quality of life for residential and commercial citizens and Milton’s visitors. As part of the capital planning process for fiscal year 2008, first priority was given to projects that would 1) maintain or repair the City’s current assets, 2) alleviate or mitigate a health/safety hazard, and 3) provide external funding toward a capital project. Secondary priority for funding considerations were projects that included long-term vision and planning for the City of Milton. The appropriation for the fiscal year 2008 capital program is $1,919,562 and is presented by the priority categories explained above. Current Asset Maintenance and Repair Pavement Management $988,541 Stormwater Maintenance $100,000 Bridges and Dams Inventory and Maintenance $ 30,000 Traffic Signs and Signals Maintenance $ 50,000 Traffic Calming $ 35,000 Renovation of fire stations on Thompson Road and Arnold Mill Road $ 50,000 Apparatus and Vehicle Reserve $ 27,000 Heath and Safety Mitigation Birmingham @ New Providence Intersection Improvement (second year funding) $170,800 External Funding Opportunity Freemanville @ Providence Intersection Improvement (second year funding) $208,500 Transportation Master Plan $100,000 Long-term Vision and Planning Park Development $ 90,434 Design Guidelines for Highway 9 $ 30,000 Recreation and Parks Master Plan $ 30,000 Historic Preservation Ordinance $ 20,000 Tree Preservation Ordinance $ 10,000 Update to Crabapple Master Plan $ 10,000 Other Two Police Vehicles (new officer positions) $ 69,487 Project Contingency Account $ 10,000 BUDGET POLICY Annual budgets are adopted on a basis consistent with accounting practices as defined by generally accepted accounting principles for all funds. All annual appropriations lapse at year end except capital project and grant funds, which adopt project-length budgets. CLOSING The budgetary appropriations for fiscal year 2008, as seen in the attached financial summaries represent the balancing of service and infrastructure needs with available resources. We thank our City Council, 7 08/30/2007 citizens and staff for the input and effort that has resulted in a balanced budget and financial plan for fiscal year 2008. We look forward to the upcoming year in providing the services outlined in this budget. Respectfully Submitted, Chris Lagerbloom Carol R. Wolfe Acting City Manager City Treasurer/Director of Operations 8 08/30/2007 Fiscal Year 2007 Annual Budget Appropriation General Fund Revenue and Ex penditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 FY 2008 Beginning Fund Balance: $ -$ - Revenues: Property Taxes L.O.S.T. Intangible Tax Motor Vehicle Tax Real Estate Transfer Tax Business & Occupation Tax Alcohol Beverage Tax Financial Institution Tax Franchise Fees Licenses & Permits Charges for Service Fines & Forfeitures Contributions & Donations Interest Other Revenues Subtotal: $ $ 6,868,142 2,944,688 201,000 336,911 59,940 600,000 145,000 25,000 823,000 286,327 262,332 416,000 - 67,500 78,000 13,113,840 $ $ 8,637,363 4,123,154 320,000 400,000 75,198 650,000 250,000 30,000 1,100,000 453,810 542,320 1,130,559 5,000 40,000 12,000 17,769,404 Other Financing Sources: Hotel/Motel Tax Subtotal Other Financing Sources: Total Operating Revenue: $ $ 25,497 25,497 13,139,337 - $ $ 52,000 52,000 17,821,404 Expenditures: Mayor and Council City Manager City Clerk Community Development Community Services - Public Works Community Services - Rec & Parks Legal Services Municipal Court Operations - Finance Operations - HR Operations - IT Program Manager Public Information Public Safety Non-Departmental Contribution to Operating Reserves Subtotal: $ $ 297,368 548,777 171,488 927,624 1,730,940 - 170,000 329,521 2,091,793 - - - 278,039 5,630,999 194,000 246,894 12,617,443 $ $ 396,330 365,784 522,571 1,273,886 1,753,254 418,063 180,000 448,565 751,832 118,741 1,401,641 309,440 82,360 6,426,978 236,030 530,000 15,215,475 Other Financing Uses: Capital Lease Payment TAN Interest I/F Transfer to Capital Project Fund I/F Transfer to Capital Grant Fund I/F Transfer to Operating Grant Fund Subtotal Other Financing Uses: Total Expenditures $ $ $ - 150,000 350,000 21,894 - 521,894 13,139,337 $ $ $ 711,822 150,000 1,556,762 150,000 37,345 2,605,929 17,821,404 Fund Balance, September 30 $ -$ - 9 08/30/2007 Fiscal Year 2008 Annual Budget Appropriation Capital Project Fund Revenue and Expenditure by Class EXPENDITURE APPROPRIATIONS REVENUE ANTICIPATIONS NET EFFECT Expenditure: Capital Outlay: Community Development Public Works Public Safety Recreation & Parks Contingency Subtotal: $ $ 60,000 1,582,841 146,487 120,434 10,000 1,919,762 $ $ - - - - - - $ $ (60,000) (1,582,841) (146,487) (120,434) (10,000) (1,919,762) General Revenues: Host Fees Solid Waste Fees Subtotal: $ $ - - - $ $ 187,000 66,000 253,000 $ $ 187,000 66,000 253,000 Other Financing Sources & Uses: I/F Transfer from General Fund Budgeted Fund Balance Subtotal: $ $ - - - - $ 1,556,762 110,000 $ 1,666,762 $ $ 1,556,762 110,000 1,666,762 Grand Total $ 1,919,762 $ 1,919,762 $ - 10 08/30/2007 Fiscal Year 2008 Annual Budget Appropriation Hotel/Motel Fund Revenue and Expenditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 2008 Beginning Fund Balance: $ -$ - Revenues: Hotel/Motel Excise Tax 25,497 52,000 Total Revenues: $ 25,497 $ 52,000 Expenditures: I/F Transfer to General Fund $ 25,497 $ 52,000 Total Expenditures: $ 25,497 $ 52,000 Fund Balance, September 30 $ -$ - Fiscal Year 2008 Annual Budget Appropriation Capital Grant Fund Revenue and Expenditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 2008 Beginning Fund Balance: $ -$ - Revenues: Intergovernmental 1,030,998 - Intergovernmental - Safe Routes Grant - 281,000 Intergovernmental - FN239 - 400,000 Contributions & Donations 88,964 - Subtotal: $ 1,119,962 $ 681,000 Other Financing Sources: I/F Transfer from General Fund $ 21,894 $ 150,000 Subtotal Other Financing Sources: $ 21,894 $ 150,000 Total Revenue: $ 1,141,856 $ 831,000 Expenditures: Capital Outlay $ 1,141,856 $ - Capital Outlay - Safe Routes Grant $ -$ 281,000 Capital Outlay - FN239 $ -$ 500,000 Contingency for Projects -50,000 Total Expenditures: $ 1,141,856 $ 831,000 Fund Balance, September 30 $ -$ - 11 08/30/2007 Fiscal Year 2008 Annual Budget Appropriation Operating Grant Fund Revenue and Expenditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 2008 Beginning Fund Balance: $ -$ - Revenues: Intergovernmental - Crabapple Update 15,000 10,000 Intergovernmental - SAFER - 115,455 Contributions & Donations -- Subtotal: $ 15,000 $ 115,455 Other Financing Sources: I/F Transfer from General Fund $ -$ 37,345 Subtotal Other Financing Sources: $ -$ 37,345 Total Revenue: $ 15,000 $ 152,800 Expenditures: Crabapple Update $ 15,000 $ 10,000 SAFER Grant $ -$ 142,800 Total Expenditures: $ 15,000 $ 152,800 Fund Balance, September 30 $ -$ - 12 08/30/2007 CityofMilton 13000 Deerfield Pahay, Suite 107, Milton, Georgia 30004 CITY COUNCIL AGENDA ITEM TO : City Council DATE: August 24,2007 FROM: Acting City Manager AGENDAITEM: RU)7-010-P3941-13945Wighway9North,todevelopthree(3)ofice buildings with a bank in one (1) 14,104 square-foot two-story building and two (2) 7,000 square-foot buildings for a total of 28,104 square feet at a total density of 5,332 square feet per acre. MEETING DATE: Thursday, September 6, 2007 Regular Meeting BACKGROUND ENFORMA TION: (Attach additional pages if necessary) See attached memorandum APPROVAL BY C/TY MANAGER. () NOT APPROVED ClW ATTORNEY APPROVAL REQUIRED: ()YES NO CITY ATTORNEY REVlE W REQUIRED: ()YES ~QNO APPROVAL BY ClTY ATTORNEY ()APPROVED (,I NOTAPPROVED PLACEDONAGENDAFOR: Oq Od 2007 REMARKS: PETITION NUMBER(S): RZ07-010 PROJECT NAME First Milton Bank PROPERTY INFORMATION ADDRESS 13941, 13943, 13945 N. Highway 9 DISTRICT, LAND LOT 2/2, 831 OVERLAY DISTRICT State Route 9 Overlay EXISTING ZONING AG-1 (Agricultural) PROPOSED ZONING O-I (Office Institutional) ACRES 5.271 EXISTING USE Two (2) single family residences and out buildings PROPOSED USE Three (3) office buildings with a bank OWNER Milton Organizers LLC ADDRESS 13941, 13943, 13945 N. Highway 9 PETITIONER/REPRESENTATIVE Milton Organizers LLC ADDRESS 13920 North Cumming Highway, Suite 140 Milton, GA 30004 PHONE 706-429-7714 INTENT To rezone from AG-1 (Agricultural) to O-I (Office Institutional) for three (3) office buildings with a bank in one (1) 14,104 square-foot two-story building and two (2) 7,000 square-foot single-story buildings for a total of 28,104 square feet at a total density of 5,332 square feet per acre. COMMUNITY DEVELOPMENT DEPARTMENT RECOMMENDATION APPROVAL CONDITIONAL – RZ07-010 PLANNING COMMISSION RECOMMENDATION - AUGUST 28, 2007 APPROVAL CONDITIONAL – RZ07-010 (6-0) Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 1 of 19 RZ07-010 LOCATION MAP Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 2 of 19 RZ07-010 CURRENT ZONING MAP Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 3 of 19 RZ07-010 SITE PLAN – July 3, 2007 Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 4 of 19 RZ07-010 Existing house along State Route 9 View from State Route 9 Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 5 of 19 RZ07-010 SUBJECT SITE: The subject 5.27 acre site is zoned AG-1 (Agricultural) with two (2) existing single family residences and accompanying out buildings. The site is located on the east side of State Route 9, north of the State Route 9 and Bethany Bend intersection. The site is located within the Neighborhood Living-Working Land Use designation on the Focus Fulton 2025 Future Land Use Map. Standards of Review (Article 28.4.1) Planning Staff shall, with respect to each zoning application, investigate and make a recommendation with respect to factors A. through G., below, as well as any other factors it may find relevant. A. Whether or not the proposal will permit a use that is suitable in view of the use and development of adjacent and nearby Property? Staff is of the opinion that the proposed office use is suitable in view of the use and development of adjacent and nearby property. B. Whether or not the proposal will adversely affect the existing use or usability of adjacent or nearby property? In Staff’s opinion, the proposed bank and general offices will not adversely affect the existing use or usability of adjacent or nearby properties if developed with the Recommended Conditions. C. Whether the property to be affected by the proposal has a reasonable economic use as currently zoned? The subject site appears to have a reasonable use as currently zoned with the two (2) existing single family residences and out buildings within the AG-1 (Agricultural) district. D. Whether the proposal will result in a use which will or could cause an excessive or burdensome use of existing streets, transportation facilities, utilities or schools? It is Staff’s opinion that the proposed use may cause increased burden on the streets and transportation facilities and utilities but should be mitigated with the attached conditions. E. Whether the proposal is in conformity with the policies and intent of the land use plan? Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 6 of 19 RZ07-010 The applicant’s request for general office and a bank is partially consistent with the Future Land Use Map. The subject property is located along State Route 9 north of Bethany Bend, which the Comprehensive Plan discusses as being appropriate for Neighborhood Living-Working. While the Plan calls for a mix of commercial, office and residential uses, the proposal for the site is not of a mixed nature. It is the opinion of the Staff that the proposed use and its proximity to residences lends to the desired living working composition of the area and complies with the policies of the Comprehensive Plan. Focus Fulton 2025 Land Use Plan Map: Neighborhood Living-Working Proposed use/density: General Office / 5,332 square feet per acre The Focus Fulton 2025 Land Use Plan Map suggests Neighborhood Living- Working on the surrounding properties to the subject site. The Milton City Council adopted the Focus Fulton 2025 Comprehensive Plan as the City’s Comprehensive Plan on November 21, 2006. The proposed development is consistent with the following Plan Policies: • Live Work land uses should have a compatible mix of office, commercial, services, institutional, civic and residential uses. To the extent possible, these uses should be integrated both vertically and horizontally. • The uses within the live work areas should be in proximity to each other in order to encourage walking and to increase mobility. F. Whether there are other existing or changed conditions affecting the use and development of the property which gives supporting grounds for either approval or disapproval of the proposal? Existing zonings of commercial and office in the area and adopted land use policies support this request for Office Institutional to develop a bank with general office. G. Whether the zoning proposal will permit a use which can be considered environmentally adverse to the natural resources, environment and citizens of the City of Milton? Staff notes that the proposed rezoning will have a minimal impact on the environment and natural resources. Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 7 of 19 RZ07-010 Existing uses and zoning of nearby property (See Map following table) Location Parcel / Zoning Petition Zoning / Name Approved Density/Min. Heated Floor Area Northwest 1 (C-1) C-1 (Community Business) Daycare Center N/A Further North 2 (C-2) C-2 (Community Business) Landscaping Business N/A North 3 (M-1) M-1 (Light Industrial) Air Conditioning Business N/A East 4 (AG-) AG-1 (Agricultural) Bellemeade Farms Subdivision 1 unit/acre (Est. 3,000 sq.ft.) South 5 (C-1) C-1 (Community Business) Undeveloped N/A Further Southwest 6 (C-1) C-1 (Community Business) Bethany Village Center N/A Southwest 7 (C-1) C-1 (Community Business) Bethany Day Center N/A West 8 (C-1) C-1 (Community Business) Commercial Strip Center N/A West 9 (C-1) C-1 (Community Business) Undeveloped N/A North 10 (AG-1) AG-1 (Agricultural) Undeveloped N/A Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 8 of 19 RZ07-010 EXISTING USES AND ZONING MAP Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 9 of 19 RZ07-010 H. Suitability of the subject property under the existing zoning district for the proposed use? The proposed use cannot be developed under the AG-1 (Agricultural) district. The applicant is requesting office uses that are not permitted under AG-1. I. Suitability of the subject property under the proposed zoning district for the proposed use? The proposed use is suitable for the proposed zoning district of O-I (Office Institutional). This zoning district allows for both the office and bank as proposed. J. The possible creation of an isolated zoning district unrelated to adjacent and nearby districts. The proposed rezoning to O-I (Office Institutional) would not create an isolated district. There is currently C-1 (Community Business) in the immediate vicinity of the proposed rezoning and the site is located along the commercialized State Route 9 corridor. K. Possible effects of the change of the zoning or change in use on the character of a zoning district or overlay district? Staff notes that the proposed change of zoning will not have a negative impact on the character of the State Route 9 Overlay District. L. Whether the proposed zoning will be a deterrent to the value or improvement of development of adjacent property in accordance with existing regulations? Staff is of the opinion that the change in the zoning may not be a deterrent to the value of adjacent properties developed or anticipated to be developed under existing regulations. M. The possible impact on the environment, including but not limited to, drainage, soil erosion and sedimentation, flooding, air quality and water quality? Staff notes that the proposed rezoning may have an impact on the environment because of the increased amount of impervious surface over the site’s previous use as two (2) single family residences. Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 10 of 19 RZ07-010 N. The relation that the proposed zoning bears on the purpose of the overall Land Use Plan with due consideration given to whether or not the proposed change will carry out the purposes of this Land Use Plan. The proposed rezoning as submitted is consistent with the overall Focus Fulton 2025 Comprehensive Land Use Plan for the area because the proposed land use does partially match the recommended Neighborhood Living-Working designation. O. The consideration of the preservation of the integrity of residential neighborhoods shall be considered to carry great weight. In those instances in which property fronts on a major thoroughfare and also adjoins an established residential neighborhood, the factor of preservation of the residential area shall be considered to carry great weight. The proposed development has provided the necessary buffers to help preserve the residential integrity of the Bellemeade Subdivision located to the east and northeast. P. The amount of undeveloped or zoned land in the general area affected which has the same zoning or future land use classification as the proposed rezoning. There are currently multiple existing approved zonings of C-1 (Community Business) and land use classifications surrounding the subject site that are similar to the proposed rezoning. SITE PLAN ANALYSIS Based on the applicant’s site plan submitted to the Community Development Department on July 3, 2007, Staff offers the following considerations: BUILDING SETBACKS Pursuant to Article 8.1.3., O-I (Office Institutional) the following building setbacks are required: Front – 40 feet along State Route 9 Rear – 25 feet along the east property line Side – 20 feet along the north and south property lines The site plan indicates conformance with the above specified building setbacks. Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 11 of 19 RZ07-010 BUILDING HEIGHT The applicant has illustrated one building at two (2) stories in height, with the other two (2) buildings being single story structures. It does not specify the exact height but Staff notes that the O-I (Office Institutional) allows buildings to be a maximum of 60 feet or 4 stories, whichever is higher. It appears that the proposed buildings will be in conformance with the district standards for height. PARKING REQUIREMENTS The following chart illustrates the parking required by Article 18 of the City of Milton Zoning Ordinance for the proposed uses: Proposed Use Minimum Requirement Spaces Provided • General Office • 3 spaces per 1,000 sq. ft. of • 71 spaces provided (21,052 sq. ft.) building area (63 spaces) • Financial Institutions • 5 spaces per 1,000 sq. ft. of • 44 spaces provided (7,052 sq. ft.) building area (35 spaces) Total 98 spaces required 115 spaces provided Staff notes that the applicant is providing one-hundred fifteen (115) parking spaces, which meets the required ninety-eight (98) parking spaces required per Article 18 of the City of Milton Zoning Ordinance. The site plan is partially compliant with the landscape and layout requirements of Article 12G.4. Section F. It is required that the applicant provide a landscaped island after five (5) continuous parking spaces. Staff notes that the applicant appears to have enough room to make the appropriate changes and still meet the minimum parking requirement per Article 18 of the City of Milton Zoning Ordinance. State Route 9 Overlay District LANDSCAPE STRIPS AND BUFFERS Article 12G.4 Section A1 of the State Route 9 Overlay District requires a twenty (20) foot-wide landscape strip adjacent to State Route 9. Article 12G.4 Section A.3 further states that for every thirty (30) linear feet of landscape strip, a minimum of one 3” caliper hardwood shade tree is required to be planted in the center of the landscape strip or as approved by the Director. The applicant’s site plan shows compliance with the requirement. OTHER CONSIDERATIONS The proposed development is in compliance with the State Route 9 Overlay District Standards. Staff notes that prior to a Land Disturbance Permit and any Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 12 of 19 RZ07-010 Building Permits, the City of Milton Design Review Board will be required to review it prior to these permits being issued. PUBLIC INVOLVEMENT On July 25th, 2007 the applicant was present at the Community Zoning Information Meeting held at the Milton City Hall. There were twenty to twenty- five (20-25) members of the community in attendance. Community members had no comments for RZ07-010 from AG-1 (Agricultural) to O-I (Office Institutional). Public Comments – No Comments City of Milton Design Review Board Meeting – August 7, 2007 The following comment was made by the DRB: • The color of the building materials should blend in with what exists in the surrounding area. • Tone down color of roof. • Add detail to elevator tower. Public Notice Requirements The rezoning petition was advertised in the Milton Herald on August 8th, 2007 and the sign was installed before the required date of August 13th, 2007 along the frontage of N. Highway 9. The notice of rezoning was sent, to adjacent property owners on August 3rd, 2007. Public Participation Plan and Report The applicant has met the requirements of the Public Participation Plan. The applicant will be required to submit the public participation report 7 days prior to the Mayor and City Council meeting. CONCLUSION The proposed commercial O-I (Office Institutional) development is consistent with the policies and intent of the Focus Fulton 2025 Comprehensive Land Use Plan and consistent with recent Board Policy; therefore, Staff recommends that this request to O-I (Office Institutional) be APPROVED CONDITIONAL. A set of Recommended Conditions are included if the Mayor and City Council chooses to approve the proposed development as submitted. Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 13 of 19 RZ07-010 RECOMMENDED CONDITIONS If this petition is approved by the Mayor and City Council, it should be APPROVED O-I (Office Institutional) CONDITIONAL subject to the owner’s agreement to the following enumerated conditions. Where these conditions conflict with the stipulations and offerings contained in the Letter of Intent, these conditions shall supersede unless specifically stipulated by the Mayor and City Council. 1) To the owner’s agreement to restrict the use of the subject property as follows: a) Restrict the use of the subject property to a bank and general office at a maximum density of 5,332 square feet per acre zoned or a total gross floor area of 28,104 square feet, whichever is less. 2) To the owner’s agreement to abide by the following: a) To the site plan received by the Community Development Department on July 3, 2007. Said site plan is conceptual only and must meet or exceed the requirements of the Zoning Ordinance, all other applicable city ordinances and these conditions prior to the approval of a Land Disturbance Permit. In the event the Recommended Conditions of Zoning cause the approved site plan to be substantially different, the applicant shall be required to complete the concept review procedure prior to application for a Land Disturbance Permit. Unless otherwise noted herein, compliance with all conditions shall be in place prior to the issuance of the first Certificate of Occupancy. 3) To the owner’s agreement to the following site development considerations: a) Restrict the subject property to a total of three (3) buildings. b) To meet and not exceed parking requirements, when calculated using Article 18 Shared Parking; to utilize pervious materials for overflow and perimeter parking spaces or as approved by the Transportation Engineer. 4) To the owner’s agreement to abide by the following requirements, dedication and improvements: a) Reserve Right of Way to the City of Milton the necessary property frontage of the following roadways, prior to the approval of a Land Disturbance Permit, sufficient land as necessary to provide for Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 14 of 19 RZ07-010 compliance with the Transportation Master Plan and the adjacent developments, according to the definitions in the newly established Right of Way Ordinance. b) Dedicate at no cost to the City of Milton prior to the approval of a Land Disturbance Permit or Certificate of Occupancy (whichever comes first), sufficient land as necessary to provide the following rights-of-way, and dedicate at no cost to the City of Milton such additional right-of-way and construction as may be required to: i. Provide 55 feet of right-of-way from the centerline of Cumming Highway (SR9) ii. Bike Lane provided for limits of overlay as approved by the Transportation Engineer for Milton and GDOT iii. Overlay and striping of full width of Cumming Highway (SR9) the length of property lines plus any additional taper lengths necessary or as approved by the Transportation Engineer for Milton and GDOT. iv. Provide adequate right-of-way dedication for addition of the following or as approved by the Transportation Engineer for Milton and GDOT: a. Symmetrical SB Left Turn Lane and tapers as necessary on Cumming Highway (SR9) into site b. Contiguous Right Turn Lane connection to right turn lane to the north or as approved by Transportation Engineer c) Trails are required to be installed, fencing installed, trail easements recorded, and an agreement signed for participation in the Adopt A Trail program and shared use by the public of parking lot for trail users. Interparcel trail access easements from site frontage to the headwaters of Big Creek shall be recorded. Access points and trail locations shall be along Cumming Hwy (SR9) as approved by the Transportation Engineer for Milton and GDOT. d) Driveway entrances shall meet the Community Service Policies and AASHTO guidelines, or roads be reconstructed to meet such criteria, at the approval of the Transportation Engineer for Milton and GDOT. Driveway entrances shall provide for the 95% queue with uninterrupted traffic flow onto the main line and/or a minimum throat length of two hundred feet. Interparcel connections are required to both the north and southern properties. Interparcel southern connection from bank to O&I parking areas. 5) To the owner’s agreement to abide by the following: Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 15 of 19 RZ07-010 a) The developer’s Professional Engineer shall demonstrate to the City by engineering analysis submitted with the LDP application, that the discharge rate and velocity of the storm water runoff resulting from the development is restricted to seventy-five percent (75%) of the pre-development conditions. Locations shall be as approved by the Stormwater Engineer. b) Stormwater detention facility shall utilize vegetative measures for water quality. Individual Land Disturbance Permits/building permits are strongly encouraged to utilize GASWCC limited application controls such as infiltration trenches, porous surfaces, rain gardens, etc. c) The site shall be limited to 75% impervious at maximum build-out. d) The site shall have underground detention if an earthen detention pond is not feasible (ie no concrete walled above ground “ponds”). Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 16 of 19 RZ07-010 APPENDIX A Comments on Public Services and Utilities Note: Various City and/or County departments that may or may not be affected by the proposed development provide the following information. Comments herein are based on the applicant’s conceptual site plan and are intended as general non-binding information and in no manner suggest a final finding by the commenter. All projects, if approved are required to complete the City of Milton Plan Review process prior to the commencement of any construction activity. Transportation: Road Names: Cumming Hwy (SR9) Classification: Arterial, urban 2 lane typical sections now. Long Range Plan calls for two lane median divided highway. Speed Limits: Cumming Hwy (SR9) 45mph Anticipated Traffic Generation Rates: Not yet provided Intersection Analysis by Applicant: Not yet provided by applicant. Staff reserves the right to update all information to this application upon receipt of Traffic Impact Study. • Site driveway sight distance field measurements not included by the applicant. • The proposed mitigation conditions of zoning are in accordance with the Right of Way Ordinance Section 3.2.d. • Staff notes that this project is within Atlanta Regional Commission’s (ARC) GA400 Mega Corridor which promotes multi-story, high density projects to promote development that reduces or does not add to commuter congestion on GA400. That means that large job centers are highly encouraged by ARC along Cumming Hwy (SR9) and the surrounding area. Staff notes that the number of jobs created by this development is not included in the application but is likely not more than forty people depending upon O&I space use. This likely does not meet the intent of the Mega Corridor land usage suggestions of ARC. Fulton County Health Department: Comments: • The Fulton County Health Department recommends that the applicant be required to connect the proposed development to public water and public sanitary sewer available to the site. • Since the proposed development constitutes a premise where people work, live, or congregate, onsite sanitary facilities will be mandatory, prior to use or occupancy. • This facility must comply with the Fulton County Clean Indoor Air Ordinance. • This department is requiring that plans indicating the number and location of outside refuse containers along with typical details of the pad and approach area for the refuse containers be submitted for review and approval. • This department is requiring that all existing structures to be demolished must be inspected by a certified pest control operation to insure that the premise is rat free. If evidence of rodent infestation is found, the property must be baited prior to demolition. • If this proposed development includes an existing individual onsite sewage management system(s), and the system(s) will be abandoned, it shall be abandoned in accordance with Fulton County regulations. • If this proposed development includes an existing individual onsite water supply system(s), and the system(s) will be abandoned, it shall be abandoned in accordance with Fulton County regulation. Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 17 of 19 RZ07-010 Fulton County Schools Comments: • Staff notes that the proposed rezoning will have no impact on the surrounding school system. Fulton County Tax Assessor: Property Tax ID #: 22-5240-0881-009-8 22-5240-0831-037-0 22-5240-0831-053-7 22-5240-0881-013-0 Water and Wastewater (Sewer): Water: Fulton County Public Works Department Anticipated Water Demand: No data available at printing This parcel is not on public sewer Comments: • This information does not guarantee that adequate water volume and pressure are available at this time or will be adequate upon application of permits. Please contact the Fulton County Department of Public Works for more information. • This information does not guarantee that adequate sewer capacity is available at this time or will be available upon application of permits. Please contact the Fulton County Department of Public Works for more information. Stormwater: Disturbed Area: Not listed on application Impervious Area: Not listed on application; letter of intent states 30% impervious for the design • Site layout during LDP plan review will look for stream buffers that extend onsite. If such stream determination by the City Arborist and Stormwater Engineer is made to the northern property line, then the site plan will need much adjustment. Flood Panel Number: Not listed on application Flood Zone: Not listed on application Structures in the flood plain: None according to proposed site plan and City GIS Hydrology: Percent Site Impervious: 30% Type of Detention Proposed: Dry concrete wall detention pond is alluded to by map. City Stormwater Manual and policies will require this level of urban design to be underground if a dry earthen detention facility will not fit on the footprint. This application is unclear in this regard. • Also, it is not ideal to have the septic field located adjacent to the Stormwater facility (underground or aboveground) due to leaching which enters the stream watersheds or to be located at the low point of the site for infiltration. This is not acceptable. Staff suggests that this site plan layout needs revising. Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 18 of 19 RZ07-010 • A concept Stormwater meeting with the Stormwater Engineer is required. The design and layout shown with the rezoning site plan may or may not meet all minimums required by the City and GASWMM state rules. Detailed design shall be shown on the LDP plans, after said concept meeting. Staff notes that the submitted site plan needs revising for Stormwater concept design. One item for consideration with this Stormwater layout to the zoning process is the potential to divide the 7000SF building into two buildings. That idea will be dependent upon revised site plan alternatives. Comments: • A concept Stormwater meeting with the Stormwater Engineer is required. The design and layout shown with the rezoning site plan may or may not meet all minimums required by the City and GASWMM state rules. Detailed design shall be shown on the LDP plans, after said concept meeting. Staff notes that the submitted site plan shows likely inadequate detention area locations. City of Milton Fire Marshal: Comments: • No comment Public Safety Department: Comments: • The proposal will have a minimal impact on police services. Prepared by the Community Development Department for the Milton City Council Meeting on September 20, 2007 8/30/2007 Page 19 of 19 RZ07-010 CfNCOUNCIL AGENDA ITEM TO: City Council DATE: August 24,2007 FROM: Acting City Manager AGENDA ITEM: ZM07-003NC07-009-to modify Condition 2.a., to revise the approved site plan, dated January 3 1,2006 (ZM06-007) to add a swimming pool and small cabana with restrooms. To request a concurrent variance to reduce the 100-foot setback to 15 feet from any residential building, adjoining property line or street. (Article 19.3.12.B.3). MEETING DATE: Thursday, September 6,2007Regular Meeting BACKGROUND INFORMA TION: (Attach add~tionalpages if necessaw See attached memorandum APPROVAL BY CITY MANAGER: (1 NOT APPROVED CITY ATTORNEY APPROVAL REQUIRED: YES $NO CITY ATTORNEY REVIEW REQUIRED: (J YES @ NO APPROVAL BY CITY ATTORNEY ()APPROVED (I NOTAPPROVED PLACED ON AGENDA FOR: 0 q 0 I, 7 REMARKS: PETITION NUMBER(S): ZM07-003 VC07-009 PROPERTY INFORMATION ADDRESS Northwest Corner of Webb and Morris Roads DISTRICT, LAND LOT 2/2 1044, 1045, 1046 OVERLAY DISTRICT State Route 9 EXISTING ZONING MIX (Mixed Use) Z05-022 and ZM06-007 EXISTING USE Deerfield Green/Mixed use development under construction PETITIONER Bowen Family Homes/Corbitt Woods ADDRESS 6650 Sugarloaf Parkway, Suite 200, Duluth, GA 30096 PHONE 678-325-4500 APPLICANT’S REQUEST: To modify Condition 2.a. to revise the approved site plan, dated January 31, 2006 (ZM06-007) to add a swimming pool and small cabana with restrooms and to request a concurrent variance to reduce the 100-foot setback to 15 feet from residential buildings, adjoining property lines and streets (Article 19.3.12.B.3). COMMUNITY DEVELOPMENT DEPARTMENT RECOMMENDATION ZM07-003 – APPROVAL W/ CONDITIONS VC07-009 – APPROVAL W/CONDITIONS Prepared by the Community Development Department for the Mayor and City Council Meeting on September 20, 2007 (X:Boards of Commissions/modifications/ZM07-003) 8/30/2007 Page 1 of 6 ZM07-003/VC07-009 Condition to be Modified: (ZM06-007) 2. To the owner’s agreement to abide by the following: a. To the revised site plan received by the Department of Environment and Community Development on January 31, 2006 (ZM06-007) July 2, 2007. Said site plan is not conceptual; the developer must strictly adhere to the site plan as submitted. Any changes to the site plan must be approved by the Director of Environment and Community Development and must meet or exceed the requirements of the Zoning Resolution Ordinance and these conditions. Unless otherwise noted herein, compliance with all conditions shall be in place prior to the issuance of the first Certificate of Occupancy 3. To the owners’ agreement to the following site development considerations: s. Provide a 15-foot setback for the swimming pool from any residential building, adjoining property line or street. (VC07- 009) Analysis and Recommendation: The subject site is currently under construction and has been approved for 256 town homes and 56,400 square feet retail/office zoned MIX (Mixed Use) pursuant to Z05-22 and ZM06-007. The applicant is requesting to modify Condition 2.a. to revise the site plan that was previously modified pursuant to ZM06-007 to allow the addition of a community pool and cabana with restrooms within the development. The applicant states in the letter of intent that with this addition of a swimming pool and small cabana with restrooms, that the 26.6 percent of open space required (Condition 3.m.) for this project will still be met. Staff notes that a request to provide a neighborhood swimming pool and cabana is typical in this size residential development and it appears that this change to the site plan will not have an adverse effect on any of the surrounding uses in the area. Therefore, Staff recommends APPROVAL CONDITIONAL of ZM07-003 to the request to modify Condition 2.a. to modify the site plan to allow a neighborhood swimming pool and cabana. Prepared by the Community Development Department for the Mayor and City Council Meeting on September 20, 2007 (X:Boards of Commissions/modifications/ZM07-003) 8/30/2007 Page 2 of 6 ZM07-003/VC07-009 Concurrently, the applicant has requested a variance to reduce the 100-foot setback to 15 feet for pools from any residential building, adjoining property line or street. This is a standard of the administrative use permit for a multi-family swimming pool (Article 19.3.12.B.3). The overall development is conditioned to provide a minimum of 26.6 percent of open space. This condition, along with the existing stream and 75-foot undisturbed buffer that bi-sects the property, prohibits the applicant from meeting the requisite 100-foot setback from residential buildings, adjoining property lines and streets (either private or public). Furthermore the proposed pool is not visible from outside the development, or from any existing public street. Therefore, staff recommends APPROVAL CONDITIONAL of VC07-009. CONCLUSION: Should the Mayor and City of Council approve this petition, the Recommended Conditions (Z05-022, ZM06-007) should be revised to read as follows: 2. To the owner’s agreement to abide by the following: a. To the revised site plan received by the Department of Environment and Community Development on July 2, 2007 2006 (ZM07-003). Said site plan is not conceptual; the developer must strictly adhere to the site plan as submitted. Any changes to the site plan must be approved by the Director of Community Development and must meet or exceed the requirements of the Zoning Ordinance and these conditions. Unless otherwise noted herein, compliance with all conditions shall be in place prior to the issuance of the first Certificate of Occupancy. 3. To the owners’ agreement to the following site development considerations: s. Provide a 15-foot setback for the swimming pool from any residential building, adjoining property line or street. (VC07- 009) Prepared by the Community Development Department for the Mayor and City Council Meeting on September 20, 2007 (X:Boards of Commissions/modifications/ZM07-003) 8/30/2007 Page 3 of 6 ZM07-003/VC07-009 Prepared by the Community Development Department for the Mayor and City Council Meeting on September 20, 2007 (X:Boards of Commissions/modifications/ZM07-003) 8/30/2007 Page 4 of 6 ZM07-003/VC07-009 REVISED SITE PLAN Prepared by the Community Development Department for the Mayor and City Council Meeting on September 20, 2007 (X:Boards of Commissions/modifications/ZM07-003) 8/30/2007 Page 5 of 6 ZM07-003/VC07-009 PROPOSED CABANA Prepared by the Community Development Department for the Mayor and City Council Meeting on September 20, 2007 (X:Boards of Commissions/modifications/ZM07-003) 8/30/2007 Page 6 of 6 ZM07-003/VC07-009 A /U City of Milton <J,13000 Meld Parkway*Suite 107.Milton. Georgia30004 ClTY COUNCIL AGENDA ITEM TO: City Council PATE: August 24,2007 FROM: Acting City Manager AGENDA ITEM: Approval of an Ordinance of the Mayor and Council of the City of Milton, Georgia, to adopt adjustments to the Fiscal 2007 Budget for each fund of the City of Milton, Georgia amending the amounts shown in each budget as expenditures, amending several items of revenue anticipations, pmhi biting expenditures to exceed appropriations, and prohi biting expenditures to exceed actual funding available. MEETING DATE: Thursday, September 6,2007Regular Meeting BACKGROUND JNFORMATION: (Attach additfonalpages ~fnecessary) See attached memorandum APPROVAL BY CITY MANAGER. APPROVED () NOT APPROVED CITY ATTORNEY APPROVAL REQUIRED: fl YES )$NO CITY ATTORNEY REVIEW REQUIRED: ()YES $(NO APPROVAL BY CITY ATTORNEY 1)APPROVED () NOT APPROVED PLACED ON AGENDA FOR: Q q 0 I, 2 aa 7 REMARKS: STATE OF GEORGIA ORDINANCE NO. 07- COUNTY OF FULTON AN ORDINANCE OF THE MAYOR AND COUNCIL OF THE CITY OF MILTON, GEORGIA, TO ADOPT ADJUSTMENTS TO THE FISCAL 2007 BUDGET FOR EACH FUND OF THE CITY OF MILTON, GEORGIA AMENDING THE AMOUNTS SHOWN IN EACH BUDGET AS EXPENDITURES, AMENDING THE SEVERAL ITEMS OF REVENUE ANTICIPATIONS, PROHIBITING EXPENDITURES TO EXCEED APPROPRIATIONS, AND PROHIBITING EXPENDITURES TO EXCEED ACTUAL FUNDING AVAILABLE. WHEREAS, the City Manager of the City of Milton has presented adjustments to the fiscal year 2007 Budget to the City Council on each of the various funds of the City; and WHEREAS, each of these budget adjustments results in a balanced budget, so that anticipated revenues equal proposed expenditures for each fund; and WHEREAS, the adjusted fiscal year 2007 budget provides a financial plan for the government, establishing appropriations for each operating department in order to extend services; NOW, THEREFORE BE IT ORDAINED that this budget adjustment, “Exhibit A” attached hereto and by this reference made a part hereof this ordinance shall be the City of Milton’s amended fiscal year 2007 budget; and BE IT FURTHER ORDAINED that this budget be and is hereby approved and the several items of revenues shown in the budget for each fund in the amounts anticipated are adopted and that the several amounts shown in the budget for each fund as proposed expenditures are hereby appropriated to the departments named in each fund; and, BE IT FURTHER ORDAINED that the expenditures shall not exceed the appropriations authorized by this budget or amendments thereto provided; that expenditures for the fiscal year shall not exceed actual funding available. _________________________ ________________________ _________________________ ________________________ _________________________ ________________________ _______________________________ ADOPTED AND APPROVED this _____ day of _______________ . CITY OF MILTON, GEORGIA By: ________________________ Mayor Council Member Council Member Council Member Council Member Council Member Council Member (SEAL) Attest: City Clerk First Reading ________________________ Second Reading _______________________ &'& r -/ I City of Milton r.\ City of Milton, Georgia Fiscal Year 2007 Summary of Departmental Budget Adjustment # 2 Fiscal Year 2007 Budget Adjustment #2 The goal of this second fiscal year 2007 budget adjustment is to revise departmental budgets and interfund transfers based upon activity-to-date. The intent of the adjustment is to cover unforeseen and/or anticipated expenditures as we approach the end of the fiscal year. General Fund The General Fund is the principal operating fund of the government and is used to facilitate current year operations. General Fund revenues are revenues with unrestricted use. Expenditure requests are categorized into two categories: Salary/ Benefits and Maintenance/Operating. The financial statement to the right represents the recommended adjustments to the general fund budget as follows: Revenue Increases: 1. AlcohoI Beverage Excise Tax - $13,255 2. Intangible Tax -$25,843 3. Interest Earnings -$3,402 All of the increases in revenue represent actual collection to date. Expenditure IncreasesJ Decreases: 1. Decrease in stipend accounts - ($4,000) 2. Legal Services -$60,000 3. Public Safety Admin -($36,000)to be transferred to the Capital Project Fund for purchase of fire vehicle Changes in Interfund Transfers: 1. Increase in Transfer to Capita1 Project Fund -$36,000 2. Add Transfer to Operating Grants Fund -$4,000 (stipend) 3. Decrease in Transfer to Capital Grants Fund due to partial non- award of grant resulting in a decrease in match needed -$17,500 New General Fund Revenue and Expenditure Budget is $13,18 1,837. General Fmmd Statement of Revenues and Ekpenditares REVISED BUDGET FY 2007 Beginning Fund Balance: Revenues: Property Taxes L.O.S.T. Alcohol Beverage Tax Business & Occupation Tax FinanciaI Institution Tax Intangible Tax Motor Vehcle Tax Red Estate Transfer Tax Licenses C% Pemts Intergovernmental Charges for Swvice -Franchise Fees Charges for Service -Other Fines & Forfeitures Contributions & Donations Interest Other Revenues Subtotal: Other Financ~ngSources: Hotel /Motel Tax 25,497 Subtotal Other F~nancingSources: Total Revenue: Expenditures: Mayor and Council City Manager City Clerk Commmly Development Community Services -Public Works Community Se~ces-Rec & Parks Legal Services Municipal Court Operations -Finance Operations -HR Operations -IT Program Manager Public information Public Safety Non-Departmental Contribution to Operating Reserves 244,894 Subtotal: 1 other Financing Uses: Capital Lease Payment TAN Interest I/ F Transfer to Capital Project Fund 386,000 I/F Transfer to Capitat Grant FUnd 4,394 I/F Transfer to Operating Grant Fund 4,000 Subtotal Other Financing Uses: 544,394 Total Expenditures Fund Balance,September 30 2 I Capital project funds are used to track revenue and expenditure associated with capital construction, acquisition and maintenance. Appropriations in capital project funds are on a project-length basis and do not expire until the project is complete. The financial statement to the right represents the recommended adjustments to the capital project fund budget as follows: Expenditure Increases/Decreases: 4. Capital Outlay -$36,000 for purchase of fire pick-up truck Changes in Interfund Transfers: 4. Increase in Transfer in from General Fund -$36,000 New Capital Project Fund Revenue and Expenditure Budget is $3,776,657. Fiscd Year 2007 Budget Adjustment #2 Beginning Fund Balance: Charges for Senices Other Financing Sources: I/F Transfer from General Fund Capital Lease Proceeds Total Other Financing Sources: Total Revenue: Contingency for hojects Total Expenditures: Fiscal Year 2007 Budget Adjustment #2 The Operating Grant Fund is used to track revenue and expenditure associated with grants used for maintenance and operating activities. Appropriations in the operating grant fund are on a project-length basis and do not expire until the project is complete. Beginning Fund Balance: The financial statement to the right represents the recommended adjustments to the Operating grant Intergovernmental -Crabapple Update fund budget as follows: Contributions & Donations Expendstwe Increases /Decreases: 1. Increase in Crabapple update Other Financing Sources: using stipend transfer -$4,000 F JF Transfer from General Fund Subtotal Other Financing Sources: Changes in Interfund Transfers: Total Revenue: 1. Addition of an interfund transfer from the General Fund -$4,000 CrabappIe Update New Operating Grant Fund Revenue Total Expend~tuses: and Expenditure Budget is $19,000. Fiscal Year 2007 Budget Adjustment #2 The Capital Grant Fund is used to track revenue and expenditure associated with grants used for capital construction, acquisition and maintenance. Appropriations in the capital grant fund are on a project- length basis and da not expire until the project is complete. The financial statement to the right represents the recommended adjustments to the capital grant fund budget as follows: Revenue Increases/Decreases: I. Decrease in transportation grant -($500,000) 2. Decrease in Fireman's Fund grant match actual award - $78,864) 3. Decrease in Assistance to Firefighter" Gmt based on partial non-award -($35 0,000) Expenditure Increases/Decreases: 1. Expenditure decrease of the same amount as above in the revenue section -($928,864) Changes in lnterfund Transfers: Capital Grant Fund Statement of Revenues and Expenditures REVISED BUDGET FY 2007 Beginning Fund Balance: $ Revenues: Intergovernmental 198,498 Contributions & Donations 10,000 Subtotal: $ 208,498 Other hancing Sources: I/F Transfer from General Fund $ 4,394 Subtotal Other Financing Sources: $ 4,394 Total Revenue: $ 212,892 Expenditures: Capital Outlay $ 212,892 Contingency for Projects Total Expenditures: $ 212,892 Fund Balance, September 30 $ - 1. Decrease in Transfer from General Fund due to partial non-award of grant resulting in a decrease in match needed -($17,500) New Capital Grant Fund Revenue and Expenditure Budget f $212,892. I Fiscal Year 2007 Budget Adjustment #2 Capital Operating Capital Hotel/Motel Total Gend Fund Projects Fund Grants Fund Grants Fund Fund Government Revenues: hoperty Taxes L 0.S.T Alcohol Beverage Excise Tax Buslness 86 Occupation Tax Financial Institution Tax Hotel/Motel Tax Intangibk Tax Motor Vehicle Tax Real Estate Transfer Tax Licenses & Perrmts Intergmrnmenta! Charges for Serwice -Franchise Fees Charges for Service -Other F~nes& Forfeitures Contnbutions 86 Donations Miscellaneous Interest 78,000 -$ 78,000 Subtotal: $ 13,156,340 $ 250,000 S 15,000 $ 208,498 S 25,497 S 13,655,335 Other F~nanclngSources: lnterfund Transfer In -General Fund Interfund Transfer In -Hotel/Motel Fund Cap~talLease Proceeds 3,140,657 3,140,657 Total 0ther F~nanmngSources: $ 25,497 $ 3,526,653 $ 4,000 3 4,394 $ -$ 3,560,548 Total Revenues: $ 13,181,837 S 3,776,657 $ 19,OOa S 212,892 $ 25,497 $ 17,215,883 Expenditures: Mayor and Council City Manager Clty Clerk Community Development Community Services Legal Services Municipal Court Operations Public Information Public Safety Non-Depamnental Interfund Transfer Out -General Fund $ -$ -$ -S -$ 25,497 $ 25,497 lnterfund Transfer Out -Capltal Project Fund 386,000 -$ 386,000 Interfund Transfer Out -Capital Grants Fund 4,394 -S 4,394 Interfund Transfer Out -Operating Grants Fund 4,000 -$ 4,000 Lease Payment Tax Anticipation Note Interest Bond Principal -FireBond Principal -Fire StationStatlon DebtDebt -$ Total OtherTotal Other FinancineF~nancingUses:Uses: $ 544,394 $ -$ -$ -$ 25,497 $ 569,891 TotalTotal Ex enditures. $ 13,181,837 S 3,776,657 $ 19,000 $ 212,892 $ 25,497 $ 17,215,883Ex~enditures:p CITY COUNCIL AGENDA ITEM f 0: City Council DATE: August 24,2007 FROM: Acting City Manager AGENDA ITEM: Approval of an Ordinance of the Mayor and Council to reaff~mthe Emergency 9 1 1 Charge on Milton phone bills. MEETING PATE: Thursday, September 6,2007Regutar Meeting BACKGROUND INFORMA TION: (Attach additional pages ,f necessary) See attached memorandum APPROVAL BY CITY MANAGER: I) NOTAPPROVED CITY ATTORNEY APPROVAL REQUIRED: ()YES MNO CITY ATTORNEY REVIEW REQUIRED: I)YES APPROVAL BY CITY ATTORNEY ()APPROVED (1 NOTAPPROVED _________________________ ________________________ _________________________ ________________________ _________________________ ________________________ _______________________________ STATE OF GEORGIA ORDINANCE NO. 07 COUNTY OF FULTON AN ORDINANCE OF THE MAYOR AND COUNCIL TO REAFFIRM THE EMERGENCY 911 CHARGE ON MILTON PHONE BILLS. WHEREAS, the Mayor and Council of the City of Milton in Fiscal Year 2007 enacted a resolution establishing an Emergency Telephone System Fund; and WHEREAS, O.C.G.A. § 46-5-134(d)(3) provides that a governing authority operating or contracting for the operation of an Emergency 911 system shall reaffirm by resolution the necessity for the 911 charge annually: NOW, THEREFORE, the Mayor and Council of the City of Milton do hereby resolve and reaffirm the necessity for the monthly 911 charge of $1.50 per telephone line and $1.50 per wireless subscriber for the months of October 2007 – September 2008 imposed to establish and maintain an Emergency 911 Fund. ADOPTED AND APPROVED this _____ day of _______________ . CITY OF ALPHARETTA, GEORGIA By: ________________________ Mayor Council Member Council Member Council Member Council Member Council Member Council Member (SEAL) Attest: City Clerk City of Milton 13000 Deerfield Parkway, Suite 100, Alpharetta, Georgia 30004 September 6, 2007 To the Mayor, City Council and the Citizens of Milton: We are pleased to present the City of Milton’s Annual Budget for fiscal year 2008. The objective of the City’s budget is to provide a management tool in which our local government can unite its budgeting efforts to provide quality services while operating under available resources. The process results in the updating of the City’s on-going financial plan and provides a vehicle in which management decisions can be made as a result of the formulation of the respective data. BUDGET PROCESS AND OVERVIEW The fiscal year 2008 budget process began in June with distribution of historical data and forms to all the department directors. Each department formulated budgets in three major areas; maintenance & operating, operating initiatives, and capital project requests. Concurrent with departmental budgeting, finance staff completed the first draft of a salary/benefits budget as well formulated initial revenue estimates. In late-July, each department director met with the City Manager to review the maintenance and operating budget. The senior staff also met as a group to review and prioritize operating initiatives and capital projects, with the goal being the development of a staff priority list to present to council for recommendation and discussion. Departmental maintenance and operating requests and the staff priority list was used to formulate the first draft of a balanced budget. This draft was presented to the City Council during a workshop setting on August 9th. Subsequent to the first workshop, council members submitted their input on operating initiatives and capital projects and the budget underwent several additional drafts in preparation for the next workshop. The budget was again at the August 23rd council workshop, where a list of project to be funded was finalized. This process has resulted in a balanced budget for fiscal year 2008 as presented in this memo. As required by Georgia law on local government budgets, citizen input will be solicited during the process of adopting the budget through publicly advertised meetings. The legally required public hearings on the budget will be held on September 6, 2007, with the first reading of the ordinance and the second ordinance reading and final adoption occurring on September 20, 2007. As set forth in the City of Milton Charter, the millage rate used in establishing the balanced budget for fiscal year 2007 is 4.731 mills. On those same publicly advertised hearing dates, will also be the reading and adoption of an ordinance reaffirming the City’s need to continue to collect the 911 surcharge on wired and wireless telephone service. This ordinance is a state law requirement each year as it pertains to O.C.G.A. § 46-5-134(d)(3). KEY BUDGET FACTORS, ISSUES, AND PRIORITIES The foundation for the fiscal year 2008 budget is based on four key financial factors. • Sustainability of existing services • Enhancement to deployment-level services through operating initiatives • Continued contribution to operating reserves • Maintaining the quality of life for constituents, citizens, and businesses through capital programming Sustainability of Existing Services and Enhancements through Operating Initiatives The fiscal year 2008 balanced budget is based on a millage rate of 4.731 mills, which is the same millage rate applied in fiscal year 2007. This budget provides financial resources for the City of Milton to sustain the current levels of service and includes areas of improved service via operating initiatives. In appropriating the resources to sustain existing services, the following are the top five revenue and expenditure sources: Representing 87.7% of total general fund revenue, the top five areas of general fund revenue are as follows: Property Tax Revenue 48.5% $8,638,507 Local Option Sales Tax 23.1% $4,123,154 Fines & Forfeitures 6.3% $1,130,559 Franchise Fees 6.2% $1,100,000 Business Occupation Tax 3.6% $ 650,000 Representing 65.1% of total general fund expenditures, the top five general fund expenditures by department are: Public Safety 42.2% $6,428,122 Public Works 11.5% $1,753,254 Operations – Information Technology 9.2% $1,401,641 Community Development 8.4% $1,273,886 Operations – Finance 4.9% $ 751,832 The top five expenditures by category are as follows: Contracted Service with CH2M Hill 38.0% $6,778,021 City Position Salary Costs 30.5% $5,440,604 Funding for Capital Projects 8.7% $1,556,762 Capital Lease Payment 4.0% $ 711,822 Facility Lease Payments 3.8% $ 671,769 Salary and Benefits Detail The salary and benefit budget is based upon approved positions and the associated benefit program costs. A benefit enhancement of a 1% maximum match to the employee voluntary deferred compensation program is included in the salary and benefit budget. For fiscal year 2008, direct City costs for salaries/benefits is $5,439,560, with $4,349,778 appropriated for salaries and $1,089,778for benefits, making benefit costs 25.1% of the total salaries/benefit budget. The total City salary/benefits budget is 30.5%of the total operating expenditures. The budgeted components of salaries and benefits are as follows: Regular Salaries - $4,088,954 Overtime - $111,865 Holiday Pay - $148,863 FICA – $233,674 Pension - $135,907 Match to Deferred Compensation - $36,420 Group Insurance - $519,880 State Unemployment Insurance - $22,540 Workers’ Compensation - $129,357 2 08/30/2007 Tuition Reimbursement - $12,000 These costs represent the following positions paid by the City: Mayor & Council 1 Full-time; 7 Part-time positions City Manager 1 Full-time position City Treasurer/Operations 1 Full-time position City Clerk & Municipal Court 1 Full-time position; 3 Part-time Positions Public Safety 74 Full-time positions Budget Summary by Department Mayor and City Council The fiscal year 2008 budget appropriation for the Mayor and Council is $396,330. This department is comprised of a Mayor, six council members, and an Executive Aide to the Mayor. Salaries of all of the positions in the Mayor/Council Department are set by City Charter. Each elected official receives an annual stipend for expenditure reimbursement. For fiscal year 2008, the Mayor’s stipend is $3,000 and each council member receives a stipend of $2,000 each. City Manager The fiscal year 2008 budget appropriation for the City Manager’s Department is $365,784. This appropriation includes an operating initiative of $30,000 to fund four major special events throughout the next fiscal year. The City Manager is responsible for the overall management of all city functions and operations. The City Manager’s Department is comprised of the following employees: • City Manager • Project Coordinator The City Manager is a position established by the Charter and the remaining employees are employed by CH2M Hill. City Clerk The fiscal year 2008 budget appropriation for the City Clerk’s Department is $522,571. The Clerk is responsible for the compilation and publication of all council agendas. The City Clerk is holder of all City records, therefore is responsible for the records management program. The City Clerk’s Department is comprised of the following employees: • City Clerk • Deputy City Clerk • Records Clerk •Administrative Assistant The City Clerk is a position established by the Charter. The remaining employees are employed by CH2M Hill. The Clerk’s budget in fiscal year 2008 includes two initiatives; codification of ordinances and the purchase and installation of a digital recording system. Community Development The fiscal year 2008 budget appropriation for the Community Development Department is $1,273,886. Community Development is responsible for all planning and zoning activities, as well as inspections and code enforcement. The Community Development Department is comprised of the following employees: 3 08/30/2007 •Director of Community Development •Assistant Manager of Planning and Zoning • Two Planners •Environment Engineer/Arborist •Two Construction/Plans Review Inspectors •Code Enforcement Officer •Administrative Assistant In addition to the above CH2M Hill employees, the management of building permit issuance and inspections will be provided by a contracted service provider, who will provide the requisite staff to effectively manage the function. Community Services – Public Works The fiscal year 2008 budget appropriation for public works is $1,753,254. Public Works is responsible for transportation and road repair and maintenance activities. The public works division of the Community Services Department is comprised of the following employees: •Director of Public Works • Transportation Engineer •Field Services Manager •Field Services Technician • GIS Technician Community Services – Recreation and Parks Recreation and Parks is responsible for repair and maintenance of the City’s parks. These activities are accomplished with the sharing of the public works field personnel. The total appropriation budget for Recreation and Parks is $418,063. Legal Services Legal services are provided to the City through a contractual relationship with Jarrard and Davis, LLP. The budget for legal services and consultation is $180,000. Municipal Court The fiscal year 2008 budget appropriation for Municipal Court is $448,565. The court staff is responsible for the operation of the City’s municipal court system, scheduling, processing, and tracking all violations issued by public safety and code enforcement personnel. The Court Department is comprised of the following employees: •Court Clerk (also serving as the City Clerk) •Municipal Judge and Substitute Judge • City Solicitor •Deputy Court Clerk •One full-time Court Clerk •One part-time Court Clerk, a newly funded position in the fiscal year 2008 budget. The Municipal Judge, Solicitor and Court Clerk are positions established by the Charter. The remaining employees are employed by CH2M Hill. 4 08/30/2007 Operations Department The Operations Department is responsible for financial management, grants program, human resources management, and information technology. The Operations Department is comprised of the following employees: •Director of Operations/City Treasurer • Administrative Assistant • Finance Manager • Accountant • Budget/Procurement Coordinator •Disbursements Coordinator (payroll and accounts payable) • Revenue Specialist • Revenue Technician •Human Resources Manager •Information Technology Manager • Network/Systems Coordinator • IT Technician The City Treasurer is a position established by the Charter and the remaining employees are employed by CH2M Hill. The total appropriation budget for Operations by department is as follows: •Finance - $ 751,832 •Human Resources - $118,741. The HR budget includes funds to implement a random drug screening program for City employees •Information Technology - $1,401,641 The Operations Department will also manage the property and casualty insurance program, which is budgeted at $236,030. Program Management Program Management is responsible for the on-site management of the CH2M Hill contract as well as overall customer service operations. The fiscal year 2008 budget for program management is $309,440. Program Management staff consists of the following employees: • Program Manager • Office Manager • Citizen Responder • Receptionist Public Information Public information is responsible for all internal and external communication activities, including media relations, website management and public interaction activates. These activities are managed by a Communications Manager and the department budget is $82,360. Public Safety Department The fiscal year 2008 budget appropriation for the Public Safety Department is $6,426,978. Public safety is responsible for all police, fire, and emergency management functions. The Public Safety Department is comprised of the following employees, all of which are direct employees of the City: 5 08/30/2007 •Public Safety Director •Deputy Public Safety Director •Support Services Chief • Training Captain • Administrative Assistant •Four Police Patrol Lieutenants •One Police Detective Lieutenants •Fourteen Police Officers • Three Fire Captains •Twelve Fire Lieutenants • Thirty-six Firefighters Operating initiatives included in the public safety budget include: •Three Fire Lieutenants and Six Firefighters •Two Police Officers •Radar units for patrol vehicles •Shotgun weaponry for the police force •A police canine program contingent upon a donation of funds to purchase the program animal •A records management server The intergovernmental agreement with Fulton County to provide emergency 911 dispatch services for the City of Milton will stay in place and the County will continue to collect the 911 surcharge revenue in order to provide payment for dispatch services. Other Budgeted Expenditures – Non-departmental Included in the expenditure appropriations are the following: The first of five annual lease payments associated with the purchase of equipment, vehicles, and fire apparatus in the amount of $711,822. An estimated interest payment associated with the issuance of a Tax Anticipation Note in the amount of $150,000. An interfund transfer of $1,556,762 out of the General Fund and into the Capital Project Fund in order to pay for the recommended capital projects for fiscal year 2008. An interfund transfer of $150,000 out of the General Fund and into the Capital Grant Fund in order to fund the match for the transportation master plan and a contingency account for potential grant matching funds. An interfund transfer of $37,345 out of the General Fund and into the Operating Grant Fund in order to fund the match for the SAFER grant personnel. Contribution to Reserves The City’s Financial Management Plan budget policy requires an operating reserve equal to two months expenditures which is approximately 16%. These funds are set aside as a reserve in case of economic downfall or catastrophic emergency, as well as a float for cash flow purposes. The policy allows five years for the City to build up to the 16% level and the fiscal year 2008 budget includes a contribution of $530,000. Combined with the 2007 contribution of $246,894, the reserves will be funded at 5% of the required 16%. The funding of the operating reserves is currently on track to be fully funded within the five year requirement. 6 08/30/2007 Maintaining the Quality of Life for Constituents, Businesses, and Citizens through Capital Programming The City’s capital improvement program has the most visible and long-term effect on the quality of life for residential and commercial citizens and Milton’s visitors. As part of the capital planning process for fiscal year 2008, first priority was given to projects that would 1) maintain or repair the City’s current assets, 2) alleviate or mitigate a health/safety hazard, and 3) provide external funding toward a capital project. Secondary priority for funding considerations were projects that included long-term vision and planning for the City of Milton. The appropriation for the fiscal year 2008 capital program is $1,919,562 and is presented by the priority categories explained above. Current Asset Maintenance and Repair Pavement Management $988,541 Stormwater Maintenance $100,000 Bridges and Dams Inventory and Maintenance $ 30,000 Traffic Signs and Signals Maintenance $ 50,000 Traffic Calming $ 35,000 Renovation of fire stations on Thompson Road and Arnold Mill Road $ 50,000 Apparatus and Vehicle Reserve $ 27,000 Heath and Safety Mitigation Birmingham @ New Providence Intersection Improvement (second year funding) $170,800 External Funding Opportunity Freemanville @ Providence Intersection Improvement (second year funding) $208,500 Transportation Master Plan $100,000 Long-term Vision and Planning Park Development $ 90,434 Design Guidelines for Highway 9 $ 30,000 Recreation and Parks Master Plan $ 30,000 Historic Preservation Ordinance $ 20,000 Tree Preservation Ordinance $ 10,000 Update to Crabapple Master Plan $ 10,000 Other Two Police Vehicles (new officer positions) $ 69,487 Project Contingency Account $ 10,000 BUDGET POLICY Annual budgets are adopted on a basis consistent with accounting practices as defined by generally accepted accounting principles for all funds. All annual appropriations lapse at year end except capital project and grant funds, which adopt project-length budgets. CLOSING The budgetary appropriations for fiscal year 2008, as seen in the attached financial summaries represent the balancing of service and infrastructure needs with available resources. We thank our City Council, 7 08/30/2007 citizens and staff for the input and effort that has resulted in a balanced budget and financial plan for fiscal year 2008. We look forward to the upcoming year in providing the services outlined in this budget. Respectfully Submitted, Chris Lagerbloom Carol R. Wolfe Acting City Manager City Treasurer/Director of Operations 8 08/30/2007 Fiscal Year 2007 Annual Budget Appropriation General Fund Revenue and Ex penditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 FY 2008 Beginning Fund Balance: $ -$ - Revenues: Property Taxes L.O.S.T. Intangible Tax Motor Vehicle Tax Real Estate Transfer Tax Business & Occupation Tax Alcohol Beverage Tax Financial Institution Tax Franchise Fees Licenses & Permits Charges for Service Fines & Forfeitures Contributions & Donations Interest Other Revenues Subtotal: $ $ 6,868,142 2,944,688 201,000 336,911 59,940 600,000 145,000 25,000 823,000 286,327 262,332 416,000 - 67,500 78,000 13,113,840 $ $ 8,637,363 4,123,154 320,000 400,000 75,198 650,000 250,000 30,000 1,100,000 453,810 542,320 1,130,559 5,000 40,000 12,000 17,769,404 Other Financing Sources: Hotel/Motel Tax Subtotal Other Financing Sources: Total Operating Revenue: $ $ 25,497 25,497 13,139,337 - $ $ 52,000 52,000 17,821,404 Expenditures: Mayor and Council City Manager City Clerk Community Development Community Services - Public Works Community Services - Rec & Parks Legal Services Municipal Court Operations - Finance Operations - HR Operations - IT Program Manager Public Information Public Safety Non-Departmental Contribution to Operating Reserves Subtotal: $ $ 297,368 548,777 171,488 927,624 1,730,940 - 170,000 329,521 2,091,793 - - - 278,039 5,630,999 194,000 246,894 12,617,443 $ $ 396,330 365,784 522,571 1,273,886 1,753,254 418,063 180,000 448,565 751,832 118,741 1,401,641 309,440 82,360 6,426,978 236,030 530,000 15,215,475 Other Financing Uses: Capital Lease Payment TAN Interest I/F Transfer to Capital Project Fund I/F Transfer to Capital Grant Fund I/F Transfer to Operating Grant Fund Subtotal Other Financing Uses: Total Expenditures $ $ $ - 150,000 350,000 21,894 - 521,894 13,139,337 $ $ $ 711,822 150,000 1,556,762 150,000 37,345 2,605,929 17,821,404 Fund Balance, September 30 $ -$ - 9 08/30/2007 Fiscal Year 2008 Annual Budget Appropriation Capital Project Fund Revenue and Expenditure by Class EXPENDITURE APPROPRIATIONS REVENUE ANTICIPATIONS NET EFFECT Expenditure: Capital Outlay: Community Development Public Works Public Safety Recreation & Parks Contingency Subtotal: $ $ 60,000 1,582,841 146,487 120,434 10,000 1,919,762 $ $ - - - - - - $ $ (60,000) (1,582,841) (146,487) (120,434) (10,000) (1,919,762) General Revenues: Host Fees Solid Waste Fees Subtotal: $ $ - - - $ $ 187,000 66,000 253,000 $ $ 187,000 66,000 253,000 Other Financing Sources & Uses: I/F Transfer from General Fund Budgeted Fund Balance Subtotal: $ $ - - - - $ 1,556,762 110,000 $ 1,666,762 $ $ 1,556,762 110,000 1,666,762 Grand Total $ 1,919,762 $ 1,919,762 $ - 10 08/30/2007 Fiscal Year 2008 Annual Budget Appropriation Hotel/Motel Fund Revenue and Expenditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 2008 Beginning Fund Balance: $ -$ - Revenues: Hotel/Motel Excise Tax 25,497 52,000 Total Revenues: $ 25,497 $ 52,000 Expenditures: I/F Transfer to General Fund $ 25,497 $ 52,000 Total Expenditures: $ 25,497 $ 52,000 Fund Balance, September 30 $ -$ - Fiscal Year 2008 Annual Budget Appropriation Capital Grant Fund Revenue and Expenditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 2008 Beginning Fund Balance: $ -$ - Revenues: Intergovernmental 1,030,998 - Intergovernmental - Safe Routes Grant - 281,000 Intergovernmental - FN239 - 400,000 Contributions & Donations 88,964 - Subtotal: $ 1,119,962 $ 681,000 Other Financing Sources: I/F Transfer from General Fund $ 21,894 $ 150,000 Subtotal Other Financing Sources: $ 21,894 $ 150,000 Total Revenue: $ 1,141,856 $ 831,000 Expenditures: Capital Outlay $ 1,141,856 $ - Capital Outlay - Safe Routes Grant $ -$ 281,000 Capital Outlay - FN239 $ -$ 500,000 Contingency for Projects -50,000 Total Expenditures: $ 1,141,856 $ 831,000 Fund Balance, September 30 $ -$ - 11 08/30/2007 Fiscal Year 2008 Annual Budget Appropriation Operating Grant Fund Revenue and Expenditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 2008 Beginning Fund Balance: $ -$ - Revenues: Intergovernmental - Crabapple Update 15,000 10,000 Intergovernmental - SAFER - 115,455 Contributions & Donations -- Subtotal: $ 15,000 $ 115,455 Other Financing Sources: I/F Transfer from General Fund $ -$ 37,345 Subtotal Other Financing Sources: $ -$ 37,345 Total Revenue: $ 15,000 $ 152,800 Expenditures: Crabapple Update $ 15,000 $ 10,000 SAFER Grant $ -$ 142,800 Total Expenditures: $ 15,000 $ 152,800 Fund Balance, September 30 $ -$ - 12 08/30/2007 4 -CityofMilton <B 13WO Dexkld Pahay, Suite 107. Milton. Gewgia 30004 CIN COUNCIL AGENDA ITEM TO: City Council DATE: August 24,2007 FROM: Acting City Manager AGENDA ITEM: Approval of an Ordinance of the Mayor and Council of the City of Milton, Georgia, to adopt the fiscal 2908 Budget for each fund of the City of Milton, Georgia appropriating the amounts shown in each budget as expenditures, adopting the several items of revenue anticipations, prohibiting expenditures to exceed appropriations, and prohibiting expenditures to exceed actual funding available. MEETING DATE: Thursday, September 6,2007Regular Meeting BACKGROUND INFORMA TION: (Atlach additional pages if necessary) See attached memorandum APPROVAL BY CITY MANAGER: %APPROVED () NOT APPROVED 1 CITY ATTORNEY APPROVAL REQUlRED: ()YES NO CITY ATTORNEY REVIEW REQUIRED: Yo APPROVAL BY CITY ATTORNEY I)APPROVED (3 NOTAPPROVED PLACED ON AGENDA FOR: ~q 0 1a 0 1 r REMARKS: STATE OF GEORGIA ORDINANCE NO. 07- COUNTY OF FULTON AN ORDINANCE OF THE MAYOR AND COUNCIL OF THE CITY OF MILTON, GEORGIA, TO ADOPT THE FISCAL 2008 BUDGET FOR EACH FUND OF THE CITY OF MILTON, GEORGIA APPROPRIATING THE AMOUNTS SHOWN IN EACH BUDGET AS EXPENDITURES, ADOPTING THE SEVERAL ITEMS OF REVENUE ANTICIPATIONS, PROHIBITING EXPENDITURES TO EXCEED APPROPRIATIONS, AND PROHIBITING EXPENDITURES TO EXCEED ACTUAL FUNDING AVAILABLE. WHEREAS, the City Manager of the City of Milton has presented a proposed fiscal year 2008 Budget to the City Council on each of the various funds of the City; and WHEREAS, each of these budgets is a balanced budget, so that anticipated revenues equal proposed expenditures for each fund; and WHEREAS, the fiscal year 2008 budget provides a financial plan for the government, establishing appropriations for each operating department in order to extend services; NOW, THEREFORE BE IT ORDAINED that this budget, “Exhibit A” attached hereto and by this reference made a part hereof this ordinance shall be the City of Milton’s fiscal year 2008 budget; and BE IT FURTHER ORDAINED that this budget be and is hereby approved and the several items of revenues shown in the budget for each fund in the amounts anticipated are adopted and that the several amounts shown in the budget for each fund as proposed expenditures are hereby appropriated to the departments named in each fund; and, BE IT FURTHER ORDAINED that the expenditures shall not exceed the appropriations authorized by this budget or amendments thereto provided; that expenditures for the fiscal year shall not exceed actual funding available. _________________________ ________________________ _________________________ ________________________ _________________________ ________________________ _______________________________ ADOPTED AND APPROVED this _____ day of _______________ . CITY OF MILTON, GEORGIA By: ________________________ Mayor Council Member Council Member Council Member Council Member Council Member Council Member (SEAL) Attest: City Clerk First Reading ________________________ Second Reading _______________________ City of Milton 13000 Deerfield Parkway, Suite 100, Alpharetta, Georgia 30004 September 6, 2007 To the Mayor, City Council and the Citizens of Milton: We are pleased to present the City of Milton’s Annual Budget for fiscal year 2008. The objective of the City’s budget is to provide a management tool in which our local government can unite its budgeting efforts to provide quality services while operating under available resources. The process results in the updating of the City’s on-going financial plan and provides a vehicle in which management decisions can be made as a result of the formulation of the respective data. BUDGET PROCESS AND OVERVIEW The fiscal year 2008 budget process began in June with distribution of historical data and forms to all the department directors. Each department formulated budgets in three major areas; maintenance & operating, operating initiatives, and capital project requests. Concurrent with departmental budgeting, finance staff completed the first draft of a salary/benefits budget as well formulated initial revenue estimates. In late-July, each department director met with the City Manager to review the maintenance and operating budget. The senior staff also met as a group to review and prioritize operating initiatives and capital projects, with the goal being the development of a staff priority list to present to council for recommendation and discussion. Departmental maintenance and operating requests and the staff priority list was used to formulate the first draft of a balanced budget. This draft was presented to the City Council during a workshop setting on August 9th. Subsequent to the first workshop, council members submitted their input on operating initiatives and capital projects and the budget underwent several additional drafts in preparation for the next workshop. The budget was again at the August 23rd council workshop, where a list of project to be funded was finalized. This process has resulted in a balanced budget for fiscal year 2008 as presented in this memo. As required by Georgia law on local government budgets, citizen input will be solicited during the process of adopting the budget through publicly advertised meetings. The legally required public hearings on the budget will be held on September 6, 2007, with the first reading of the ordinance and the second ordinance reading and final adoption occurring on September 20, 2007. As set forth in the City of Milton Charter, the millage rate used in establishing the balanced budget for fiscal year 2007 is 4.731 mills. On those same publicly advertised hearing dates, will also be the reading and adoption of an ordinance reaffirming the City’s need to continue to collect the 911 surcharge on wired and wireless telephone service. This ordinance is a state law requirement each year as it pertains to O.C.G.A. § 46-5-134(d)(3). KEY BUDGET FACTORS, ISSUES, AND PRIORITIES The foundation for the fiscal year 2008 budget is based on four key financial factors. • Sustainability of existing services • Enhancement to deployment-level services through operating initiatives • Continued contribution to operating reserves • Maintaining the quality of life for constituents, citizens, and businesses through capital programming Sustainability of Existing Services and Enhancements through Operating Initiatives The fiscal year 2008 balanced budget is based on a millage rate of 4.731 mills, which is the same millage rate applied in fiscal year 2007. This budget provides financial resources for the City of Milton to sustain the current levels of service and includes areas of improved service via operating initiatives. In appropriating the resources to sustain existing services, the following are the top five revenue and expenditure sources: Representing 87.7% of total general fund revenue, the top five areas of general fund revenue are as follows: Property Tax Revenue 48.5% $8,638,507 Local Option Sales Tax 23.1% $4,123,154 Fines & Forfeitures 6.3% $1,130,559 Franchise Fees 6.2% $1,100,000 Business Occupation Tax 3.6% $ 650,000 Representing 65.1% of total general fund expenditures, the top five general fund expenditures by department are: Public Safety 42.2% $6,428,122 Public Works 11.5% $1,753,254 Operations – Information Technology 9.2% $1,401,641 Community Development 8.4% $1,273,886 Operations – Finance 4.9% $ 751,832 The top five expenditures by category are as follows: Contracted Service with CH2M Hill 38.0% $6,778,021 City Position Salary Costs 30.5% $5,440,604 Funding for Capital Projects 8.7% $1,556,762 Capital Lease Payment 4.0% $ 711,822 Facility Lease Payments 3.8% $ 671,769 Salary and Benefits Detail The salary and benefit budget is based upon approved positions and the associated benefit program costs. A benefit enhancement of a 1% maximum match to the employee voluntary deferred compensation program is included in the salary and benefit budget. For fiscal year 2008, direct City costs for salaries/benefits is $5,439,560, with $4,349,778 appropriated for salaries and $1,089,778for benefits, making benefit costs 25.1% of the total salaries/benefit budget. The total City salary/benefits budget is 30.5%of the total operating expenditures. The budgeted components of salaries and benefits are as follows: Regular Salaries - $4,088,954 Overtime - $111,865 Holiday Pay - $148,863 FICA – $233,674 Pension - $135,907 Match to Deferred Compensation - $36,420 Group Insurance - $519,880 State Unemployment Insurance - $22,540 Workers’ Compensation - $129,357 2 08/30/2007 Tuition Reimbursement - $12,000 These costs represent the following positions paid by the City: Mayor & Council 1 Full-time; 7 Part-time positions City Manager 1 Full-time position City Treasurer/Operations 1 Full-time position City Clerk & Municipal Court 1 Full-time position; 3 Part-time Positions Public Safety 74 Full-time positions Budget Summary by Department Mayor and City Council The fiscal year 2008 budget appropriation for the Mayor and Council is $396,330. This department is comprised of a Mayor, six council members, and an Executive Aide to the Mayor. Salaries of all of the positions in the Mayor/Council Department are set by City Charter. Each elected official receives an annual stipend for expenditure reimbursement. For fiscal year 2008, the Mayor’s stipend is $3,000 and each council member receives a stipend of $2,000 each. City Manager The fiscal year 2008 budget appropriation for the City Manager’s Department is $365,784. This appropriation includes an operating initiative of $30,000 to fund four major special events throughout the next fiscal year. The City Manager is responsible for the overall management of all city functions and operations. The City Manager’s Department is comprised of the following employees: • City Manager • Project Coordinator The City Manager is a position established by the Charter and the remaining employees are employed by CH2M Hill. City Clerk The fiscal year 2008 budget appropriation for the City Clerk’s Department is $522,571. The Clerk is responsible for the compilation and publication of all council agendas. The City Clerk is holder of all City records, therefore is responsible for the records management program. The City Clerk’s Department is comprised of the following employees: • City Clerk • Deputy City Clerk • Records Clerk •Administrative Assistant The City Clerk is a position established by the Charter. The remaining employees are employed by CH2M Hill. The Clerk’s budget in fiscal year 2008 includes two initiatives; codification of ordinances and the purchase and installation of a digital recording system. Community Development The fiscal year 2008 budget appropriation for the Community Development Department is $1,273,886. Community Development is responsible for all planning and zoning activities, as well as inspections and code enforcement. The Community Development Department is comprised of the following employees: 3 08/30/2007 •Director of Community Development •Assistant Manager of Planning and Zoning • Two Planners •Environment Engineer/Arborist •Two Construction/Plans Review Inspectors •Code Enforcement Officer •Administrative Assistant In addition to the above CH2M Hill employees, the management of building permit issuance and inspections will be provided by a contracted service provider, who will provide the requisite staff to effectively manage the function. Community Services – Public Works The fiscal year 2008 budget appropriation for public works is $1,753,254. Public Works is responsible for transportation and road repair and maintenance activities. The public works division of the Community Services Department is comprised of the following employees: •Director of Public Works • Transportation Engineer •Field Services Manager •Field Services Technician • GIS Technician Community Services – Recreation and Parks Recreation and Parks is responsible for repair and maintenance of the City’s parks. These activities are accomplished with the sharing of the public works field personnel. The total appropriation budget for Recreation and Parks is $418,063. Legal Services Legal services are provided to the City through a contractual relationship with Jarrard and Davis, LLP. The budget for legal services and consultation is $180,000. Municipal Court The fiscal year 2008 budget appropriation for Municipal Court is $448,565. The court staff is responsible for the operation of the City’s municipal court system, scheduling, processing, and tracking all violations issued by public safety and code enforcement personnel. The Court Department is comprised of the following employees: •Court Clerk (also serving as the City Clerk) •Municipal Judge and Substitute Judge • City Solicitor •Deputy Court Clerk •One full-time Court Clerk •One part-time Court Clerk, a newly funded position in the fiscal year 2008 budget. The Municipal Judge, Solicitor and Court Clerk are positions established by the Charter. The remaining employees are employed by CH2M Hill. 4 08/30/2007 Operations Department The Operations Department is responsible for financial management, grants program, human resources management, and information technology. The Operations Department is comprised of the following employees: •Director of Operations/City Treasurer • Administrative Assistant • Finance Manager • Accountant • Budget/Procurement Coordinator •Disbursements Coordinator (payroll and accounts payable) • Revenue Specialist • Revenue Technician •Human Resources Manager •Information Technology Manager • Network/Systems Coordinator • IT Technician The City Treasurer is a position established by the Charter and the remaining employees are employed by CH2M Hill. The total appropriation budget for Operations by department is as follows: •Finance - $ 751,832 •Human Resources - $118,741. The HR budget includes funds to implement a random drug screening program for City employees •Information Technology - $1,401,641 The Operations Department will also manage the property and casualty insurance program, which is budgeted at $236,030. Program Management Program Management is responsible for the on-site management of the CH2M Hill contract as well as overall customer service operations. The fiscal year 2008 budget for program management is $309,440. Program Management staff consists of the following employees: • Program Manager • Office Manager • Citizen Responder • Receptionist Public Information Public information is responsible for all internal and external communication activities, including media relations, website management and public interaction activates. These activities are managed by a Communications Manager and the department budget is $82,360. Public Safety Department The fiscal year 2008 budget appropriation for the Public Safety Department is $6,426,978. Public safety is responsible for all police, fire, and emergency management functions. The Public Safety Department is comprised of the following employees, all of which are direct employees of the City: 5 08/30/2007 •Public Safety Director •Deputy Public Safety Director •Support Services Chief • Training Captain • Administrative Assistant •Four Police Patrol Lieutenants •One Police Detective Lieutenants •Fourteen Police Officers • Three Fire Captains •Twelve Fire Lieutenants • Thirty-six Firefighters Operating initiatives included in the public safety budget include: •Three Fire Lieutenants and Six Firefighters •Two Police Officers •Radar units for patrol vehicles •Shotgun weaponry for the police force •A police canine program contingent upon a donation of funds to purchase the program animal •A records management server The intergovernmental agreement with Fulton County to provide emergency 911 dispatch services for the City of Milton will stay in place and the County will continue to collect the 911 surcharge revenue in order to provide payment for dispatch services. Other Budgeted Expenditures – Non-departmental Included in the expenditure appropriations are the following: The first of five annual lease payments associated with the purchase of equipment, vehicles, and fire apparatus in the amount of $711,822. An estimated interest payment associated with the issuance of a Tax Anticipation Note in the amount of $150,000. An interfund transfer of $1,556,762 out of the General Fund and into the Capital Project Fund in order to pay for the recommended capital projects for fiscal year 2008. An interfund transfer of $150,000 out of the General Fund and into the Capital Grant Fund in order to fund the match for the transportation master plan and a contingency account for potential grant matching funds. An interfund transfer of $37,345 out of the General Fund and into the Operating Grant Fund in order to fund the match for the SAFER grant personnel. Contribution to Reserves The City’s Financial Management Plan budget policy requires an operating reserve equal to two months expenditures which is approximately 16%. These funds are set aside as a reserve in case of economic downfall or catastrophic emergency, as well as a float for cash flow purposes. The policy allows five years for the City to build up to the 16% level and the fiscal year 2008 budget includes a contribution of $530,000. Combined with the 2007 contribution of $246,894, the reserves will be funded at 5% of the required 16%. The funding of the operating reserves is currently on track to be fully funded within the five year requirement. 6 08/30/2007 Maintaining the Quality of Life for Constituents, Businesses, and Citizens through Capital Programming The City’s capital improvement program has the most visible and long-term effect on the quality of life for residential and commercial citizens and Milton’s visitors. As part of the capital planning process for fiscal year 2008, first priority was given to projects that would 1) maintain or repair the City’s current assets, 2) alleviate or mitigate a health/safety hazard, and 3) provide external funding toward a capital project. Secondary priority for funding considerations were projects that included long-term vision and planning for the City of Milton. The appropriation for the fiscal year 2008 capital program is $1,919,562 and is presented by the priority categories explained above. Current Asset Maintenance and Repair Pavement Management $988,541 Stormwater Maintenance $100,000 Bridges and Dams Inventory and Maintenance $ 30,000 Traffic Signs and Signals Maintenance $ 50,000 Traffic Calming $ 35,000 Renovation of fire stations on Thompson Road and Arnold Mill Road $ 50,000 Apparatus and Vehicle Reserve $ 27,000 Heath and Safety Mitigation Birmingham @ New Providence Intersection Improvement (second year funding) $170,800 External Funding Opportunity Freemanville @ Providence Intersection Improvement (second year funding) $208,500 Transportation Master Plan $100,000 Long-term Vision and Planning Park Development $ 90,434 Design Guidelines for Highway 9 $ 30,000 Recreation and Parks Master Plan $ 30,000 Historic Preservation Ordinance $ 20,000 Tree Preservation Ordinance $ 10,000 Update to Crabapple Master Plan $ 10,000 Other Two Police Vehicles (new officer positions) $ 69,487 Project Contingency Account $ 10,000 BUDGET POLICY Annual budgets are adopted on a basis consistent with accounting practices as defined by generally accepted accounting principles for all funds. All annual appropriations lapse at year end except capital project and grant funds, which adopt project-length budgets. CLOSING The budgetary appropriations for fiscal year 2008, as seen in the attached financial summaries represent the balancing of service and infrastructure needs with available resources. We thank our City Council, 7 08/30/2007 citizens and staff for the input and effort that has resulted in a balanced budget and financial plan for fiscal year 2008. We look forward to the upcoming year in providing the services outlined in this budget. Respectfully Submitted, Chris Lagerbloom Carol R. Wolfe Acting City Manager City Treasurer/Director of Operations 8 08/30/2007 Fiscal Year 2007 Annual Budget Appropriation General Fund Revenue and Ex penditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 FY 2008 Beginning Fund Balance: $ -$ - Revenues: Property Taxes L.O.S.T. Intangible Tax Motor Vehicle Tax Real Estate Transfer Tax Business & Occupation Tax Alcohol Beverage Tax Financial Institution Tax Franchise Fees Licenses & Permits Charges for Service Fines & Forfeitures Contributions & Donations Interest Other Revenues Subtotal: $ $ 6,868,142 2,944,688 201,000 336,911 59,940 600,000 145,000 25,000 823,000 286,327 262,332 416,000 - 67,500 78,000 13,113,840 $ $ 8,637,363 4,123,154 320,000 400,000 75,198 650,000 250,000 30,000 1,100,000 453,810 542,320 1,130,559 5,000 40,000 12,000 17,769,404 Other Financing Sources: Hotel/Motel Tax Subtotal Other Financing Sources: Total Operating Revenue: $ $ 25,497 25,497 13,139,337 - $ $ 52,000 52,000 17,821,404 Expenditures: Mayor and Council City Manager City Clerk Community Development Community Services - Public Works Community Services - Rec & Parks Legal Services Municipal Court Operations - Finance Operations - HR Operations - IT Program Manager Public Information Public Safety Non-Departmental Contribution to Operating Reserves Subtotal: $ $ 297,368 548,777 171,488 927,624 1,730,940 - 170,000 329,521 2,091,793 - - - 278,039 5,630,999 194,000 246,894 12,617,443 $ $ 396,330 365,784 522,571 1,273,886 1,753,254 418,063 180,000 448,565 751,832 118,741 1,401,641 309,440 82,360 6,426,978 236,030 530,000 15,215,475 Other Financing Uses: Capital Lease Payment TAN Interest I/F Transfer to Capital Project Fund I/F Transfer to Capital Grant Fund I/F Transfer to Operating Grant Fund Subtotal Other Financing Uses: Total Expenditures $ $ $ - 150,000 350,000 21,894 - 521,894 13,139,337 $ $ $ 711,822 150,000 1,556,762 150,000 37,345 2,605,929 17,821,404 Fund Balance, September 30 $ -$ - 9 08/30/2007 Fiscal Year 2008 Annual Budget Appropriation Capital Project Fund Revenue and Expenditure by Class EXPENDITURE APPROPRIATIONS REVENUE ANTICIPATIONS NET EFFECT Expenditure: Capital Outlay: Community Development Public Works Public Safety Recreation & Parks Contingency Subtotal: $ $ 60,000 1,582,841 146,487 120,434 10,000 1,919,762 $ $ - - - - - - $ $ (60,000) (1,582,841) (146,487) (120,434) (10,000) (1,919,762) General Revenues: Host Fees Solid Waste Fees Subtotal: $ $ - - - $ $ 187,000 66,000 253,000 $ $ 187,000 66,000 253,000 Other Financing Sources & Uses: I/F Transfer from General Fund Budgeted Fund Balance Subtotal: $ $ - - - - $ 1,556,762 110,000 $ 1,666,762 $ $ 1,556,762 110,000 1,666,762 Grand Total $ 1,919,762 $ 1,919,762 $ - 10 08/30/2007 Fiscal Year 2008 Annual Budget Appropriation Hotel/Motel Fund Revenue and Expenditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 2008 Beginning Fund Balance: $ -$ - Revenues: Hotel/Motel Excise Tax 25,497 52,000 Total Revenues: $ 25,497 $ 52,000 Expenditures: I/F Transfer to General Fund $ 25,497 $ 52,000 Total Expenditures: $ 25,497 $ 52,000 Fund Balance, September 30 $ -$ - Fiscal Year 2008 Annual Budget Appropriation Capital Grant Fund Revenue and Expenditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 2008 Beginning Fund Balance: $ -$ - Revenues: Intergovernmental 1,030,998 - Intergovernmental - Safe Routes Grant - 281,000 Intergovernmental - FN239 - 400,000 Contributions & Donations 88,964 - Subtotal: $ 1,119,962 $ 681,000 Other Financing Sources: I/F Transfer from General Fund $ 21,894 $ 150,000 Subtotal Other Financing Sources: $ 21,894 $ 150,000 Total Revenue: $ 1,141,856 $ 831,000 Expenditures: Capital Outlay $ 1,141,856 $ - Capital Outlay - Safe Routes Grant $ -$ 281,000 Capital Outlay - FN239 $ -$ 500,000 Contingency for Projects -50,000 Total Expenditures: $ 1,141,856 $ 831,000 Fund Balance, September 30 $ -$ - 11 08/30/2007 Fiscal Year 2008 Annual Budget Appropriation Operating Grant Fund Revenue and Expenditure REVISED RECOMMENDED BUDGET BUDGET FY 2007 2008 Beginning Fund Balance: $ -$ - Revenues: Intergovernmental - Crabapple Update 15,000 10,000 Intergovernmental - SAFER - 115,455 Contributions & Donations -- Subtotal: $ 15,000 $ 115,455 Other Financing Sources: I/F Transfer from General Fund $ -$ 37,345 Subtotal Other Financing Sources: $ -$ 37,345 Total Revenue: $ 15,000 $ 152,800 Expenditures: Crabapple Update $ 15,000 $ 10,000 SAFER Grant $ -$ 142,800 Total Expenditures: $ 15,000 $ 152,800 Fund Balance, September 30 $ -$ - 12 08/30/2007 -c City of Milton 13000 Deerfield Parkway, Suite 107, Milton, Georgia 30004 ClTY COUNCIL AGENDA ITEM TO: City Council DATE: August 24,2007 FROM: Acting City Manager AGENDA ITEM: AppmvaI of an Ordinance Amending Chapter 6, Code of Ethics and Standards of Conduct. MEETING DATE: Thursday, September 6,2007 Regular Meeting BACKGROUND INFORMA TION: (Attach additional pages if necessary) See attached memorandum APPROVAL BY CITY MANAGER: APPROVED () NOT APPROVED CITYATTORNEY APPROVAL REQUIRED: 36 Es (INO /\lo C{.(&^~$E<SIY= CITY ATTORNEY REVIEW REQUIRED: YES 0 No fi~s'i-&GW~=TATIQ~ . APPROVAL BY CITY ATTORNEY () NOT APPROVED PLACED ON AGENDA FOR: q Ob 2 007 REMARKS: City of Milton 13000 Deerfield Parkway Suite 107G Milton, GA 30004 To: Honorable Mayor and City Council Members From: Mark E. Scott, City Attorney Date: August 2, 2007 for submission onto August 9, 2007 work session and August 16, 2007 meeting agenda and the September 6, 2007 regular meeting agenda Agenda Item: Approval of amendments to Ethics Ordinance City Attorney Recommendation: Adopt the attached ordinance amending the Ethics Ordinance. Second reading will occur at the at the September 6, 2007 council meeting. Background: As you are aware, we have previously discussed revisions to the Ethics Ordinance. These are in part due to: 1) GMA comments provided pursuant to City of Ethics designation; 2) issues identified in the course of ethics complaint investigations; 3) Ethics Board comments and input. A draft of amendments was presented to the Council several months ago with recommended changes. Further, the Ethics Board held a work session on July 16 and worked through the entire ordinance with the City Attorney. The revisions have gone through three versions now, and this is the draft version 1.3. Discussion: Draft version 1.3 incorporates all revisions proposed in prior versions 1.1 and 1.2 with some further revisions. As before, it reconciles references to confidentiality with the Open Meetings and Open Records Acts. It removes references to subpoena power which the board does not have. It conforms the appointment of members to the City Ordinance on appointments to boards and commissions. It tightens standards for complaints and requires a verification that the complaint is well-founded. It takes into account the potential for city attorney conflict of interest when a council member is the subject of a complaint by calling for the retainer of outside counsel. It clarifies that all Ethics Board investigations must be undertaken pursuant to a written, verified complaint. It adds sections titled “Wrongful Use of Ethics Board” and “Wrongful Use of Code of Ethics.” Based on the experiences of the Ethics Board in dealing with the initial Ethics Complaint, the Board has recommended, and I have drafted, where appropriate, intent standards to be added to the various types of prohibited conduct in Section 11. Also, we have amended Section 11(c) pursuant to the recommendations of Mr. Carothers in his report on the Moheb Complaint. Finally, we have added several definitions to the appendix to further clarify the meaning of several terms. City of Milton 13000 Deerfield Parkway Suite 107G Milton, GA 30004 Alternatives: We cannot really keep the ordinance as it is. We could adopt some of these amendments and not others. We could also repeal the Ethics Ordinance all together. Concurrent Review: City Manager ___________________________ STATE OF GEORGIA ORDINANCE NO. 07-08-35 COUNTY OF FULTON AN ORDINANCE AMENDING CHAPTER 6, ETHICS AND STANDARDS OF CONDUCT, AND PROVIDING FOR INCLUSION AND IDENTIFICATION IN THE CODE OF ORDINANCES FOR THE CITY OF MILTON, GEORGIA TO BE REFRENCED IN THE FUTURE AS CHAPTER 6 (ETHICS AND STANDARDS OF CONDUCT) AS ATTACHED HERETO AND INCORPORATED HEREIN WHEREAS, it is in the best interest of the municipality to periodically update ordinances; and WHEREAS, the Mayor and City Council deem it in the best interest to have operations match with respective Ordinances. THE COUNCIL OF THE CITY OF MILTON HEREBY ORDAINS while in regular session on the 6th day of September, 2007 at 7:00 p.m. as follows: SECTION 1. That the Ordinance relating to Ethics and Standards of Conduct is hereby adopted and approved; and is attached hereto as if fully set forth herein, amending the Ordinance adopted on November 21, 2006; and SECTION 2. That this ordinance shall be designated as Chapter 6 of the Code of Ordinances of the City of Milton, Georgia; and SECTION 3. That this Ordinance shall become effective upon its adoption; and SECTION 4. That any Ordinances or parts of Ordinances in conflict herewith shall be repealed. ORDAINED this 6th day of September, 2007. Approved: _____________________________ Joe Lockwood, Mayor Attest: Jeanette R. Marchiafava, City Clerk (Seal) DRAFT AMENDMENTS VERSION 1.3.1 INCLUDING ETHICS BOARD AND CITY COUNCIL REVIEW 8/1317 /07 Chapter 6: Code of Ethics and Standards of Conduct Section 1. Declaration of Policy Section 2. Purposes of Ordinance Section 3. Exemptions Section 4. Who is Covered Section 5. Duties Section 6. Conflict of Interests and Personal Benefits Prohibited Section 7. Duty to Leave Meeting Section 8. Public Contracts Section 9. Disclosure of Conflict of Interest or Potential Conflict of Interest Section 10. Unauthorized Outside Employment Section 11. Prohibited Conduct, and Other Abuses or Misuses of Position Section 12. Board of Ethics Section 13. Duties and Powers of the Board Section 14. Custodian of Records Section 15. Who May Request Board Action Section 16. Limitations on Board’s Power Section 17. Procedures for Hearing Complaints Section 18. Those Subject to Removal Only by the Governing Body Section 19. Ex Parte Communications Section 20. Confidentiality of Board Information Section 21. Wrongful Use of Ethics Board Section 22. Wrongful Use of the Code of Ethics Section 23. Statute of Limitations Section 24. Penalties Section 25. Penalties Cumulative Section 26. Liberal Construction of Ordinance Section 27. Severability Section 28. Effective Date APPENDIX OF DEFINITIONS Deleted: Waiver of Confidentiality Deleted: Statute of Limitations Deleted: Section 23. Deleted: Penalties Deleted: 4 Deleted: Penalties Cumulative Deleted: 5 Deleted: Liberal Construction of Ordinance Deleted: 6 Deleted: Severability Deleted: 7 Deleted: Effective Date DRAFT VERSION 1.3.1 – 8/13/07 Section 1. Declaration of Policy (a) The City of Milton government is a representative democracy. Those who are elected, appointed, hired, volunteer or campaign to serve the public as representatives accept a public trust, which they share with those whom they elect, appoint, hire or otherwise enlist to help them serve the public. Public trust requires that acts which are contrary to the public interest be defined and prohibited; that there be an orderly procedure for raising and addressing ethical questions; that ethical behavior be encouraged and suitably rewarded; and that unethical behavior be discouraged and suitably disciplined through a process which is fundamentally fair. (b) It is the responsibility of each public servant to act in a manner which contributes to cultivating public trust in the integrity of government and avoiding even lawful activity when the appearance of impropriety would lessen the public’s confidence. (c) In adopting this Ordinance, the City recognizes that: (1) public servants are also members of society and, therefore, share the same general personal and economic interests in the decisions and policies of government as all members of the community; and (2) public servants retain their rights to publicly express their views on matters of general public interest, and to express their opinions on the effect of public actions on their personal or economic interests or rights; and (3) it is sound public policy for standards of ethical conduct for public servants to distinguish between those minor and inconsequential conflicts that are unavoidable in a free society, and those conflicts which are personal, material and avoidable; and (4) public servants are entitled to engage in employment, professional or business activities, other than official duties, in order to support themselves and their families and to maintain a continuity of professional or business activity, and are entitled to maintain investments; and (5) in the City it is possible and reasonable to require public servants to engage in employment, professional or business activities and to maintain investments which do not impede or undermine the integrity of their service to the City. (d) This Ordinance provides the minimum standards below which a public servant’s conduct cannot fall without the risk of penalty. The principal policy which forms the foundation of this Ordinance is to encourage internal commitment by establishing and maintaining a work environment which supports integrity with pride and enthusiasm. A work environment which supports integrity includes public servants who: 2 DRAFT VERSION 1.3.1 – 8/13/07 (1) recognize with gratitude that the primary reason they hold a public position is to serve the public; and (2) are motivated and committed to pursue ethical ideals which always exceed minimum standards and often achieve the highest standards; and (3) encourage ethical practices which protect, advance and promote the public interest; and (4) recognize that the most effective way to eradicate unethical practices is to consistently act ethically themselves, and to consistently react appropriately with respect to the ethical decisions of others; and (5) when they observe serious unethical practices, there is a responsibility to promptly disclose them to appropriate authorities, and encourage others to do the same; and (6) insure that those for whom they are responsible are aware of minimum standards of ethics below which their conduct cannot fall without the risk of disciplinary consequences; and (7) when circumstances warrant, appropriately discipline those who are proven to have engaged in unethical behavior. Section 2. Purposes of Ordinance This Ordinance, along with the attached Appendix of Definitions incorporated herein by reference, is adopted to: (a) identify the minimum standards of ethical conduct which public servants must meet; and (b) adequately educate public servants, and any subordinates, in the principles of ethics, (c) encourage public servants to pursue the highest ethical ideals which they can achieve; and (d) provide a process by which public servants may identify and resolve ethical issues; and (e) provide a process to ensure the prompt disclosure by public servants of serious unethical practices, and encourage others to do the same; and 3 DRAFT VERSION 1.3.1 – 8/13/07 (f) provide a fair and impartial process by which alleged violations of this Ordinance may be heard; and (g) provide for a just and reasonable balance among the rights of all individuals who are directly affected by the operation of this Ordinance; and (h) establish penalties, as appropriate, for public servants who violate the public trust. Section 3. Exemptions (a) This Ordinance does not prevent any public servant from accepting other employment or following any pursuit which in no way interferes with the full and faithful discharge of his or her public duties, provided that the public servant complies with all applicable City requirements, including any requirements imposed by this Ordinance. (b) No public servant shall be deemed to have a conflict of interest by virtue of carrying out any contract pursuant to which the public servant directly or indirectly received income or benefits in the form of compensation for the performance of official duties. (c) A former public servant is not prohibited from entering into a contract to represent the City in any matter. (d) No public servant shall be deemed to have a conflict of interest by virtue of sharing, directly or indirectly, in the benefit of a lawful City action when the benefit to the public servant is substantially the same as the benefit to the public at large or to a segment of the public to whom the benefit is provided in a nondiscriminatory manner. (e) This Ordinance does not prohibit any public servant from taking any action to approve the lawful payment of salaries, employee benefits, reimbursements of actual and necessary expenses, or other lawful payments which are authorized in accordance with City policies. (f) This Ordinance does not prohibit public servants from taking any official action properly within the scope of their duties with respect to any proposal to enact or modify law or public policy. (g) This Ordinance does not prohibit an elected official or other public servants from raising campaign contributions in any manner which is otherwise permitted by law. (h) This Ordinance does not prohibit communication between an individual or organization and a candidate regarding the candidate’s views, record or plans for future action regarding an issue or measure in an attempt to determine a candidate’s viewpoints 4 DRAFT VERSION 1.3.1 – 8/13/07 or how the candidate plans to act in the future, if such communication results in an endorsement of the candidate, a decision not to endorse the candidate, or a contribution or expenditure required to be recorded or reported under a state statute. (i) Actions which might otherwise be alleged to constitute a conflict of interest shall be deemed to comply with this Ordinance and not to be a conflict of interest if: (1) before acting, the public servant requested and received a written opinion from the City Attorney or a formal ethics opinion oradvisoryopinion from the Board in accordance with the procedures established in this Ordinance; and (2) the material facts, as stated in the request for an opinion, are true and complete; and (3) the actions taken were consistent with the opinion. Section 4. Who is Covered This Ordinance applies to all public servants, as the term is defined in this Ordinance, except that it shall not apply to a municipal judge when the judge is acting in a judicial capacity. Section 5. Duties (a) No public servant or former public servant shall divulge any confidential information to any person who is not authorized to have it nor divulge to any unauthorized person confidential information acquired in the course of holding his or her position in advance of the time prescribed by the governing body, administrators, or other applicable law for its release to the public. (b) All public servants shall respond fully and truthfully to any inquiries by the City Attorney or the Board in connection with the investigation of an alleged or potential violation of this Ordinance. All public servants shall cooperate fully in any investigation by the City Attorney, outside counsel or the Board, and shall locate, compile and produce for them such information as they may request, unless the information requested is exempt from disclosure under this Ordinance or other applicable law. (c) All public servants must report a violation of this Ordinance of which they have knowledge to the City Clerk, or the City Attorneywho shall forward such report to the Board. (d) In addition to being a violation of other laws, it is also a violation of this Ordinance for any public servant to: 5 Deleted: a confidential Deleted: Deleted: Mayor, Deleted: DRAFT VERSION 1.3.1 – 8/13/07 (1) be convicted of any felony or misdemeanor involving moral turpitude; or (2) be found liable of violating any federal, state or city law prohibiting discrimination or sexual harassment; or (3) be found liable of violating any federal, state or city laws prohibiting retaliation against public servants who assert a lawful claim of any nature or otherwise engage in lawfully protected activity; or (4) be found liable of violating any state laws governing lobbying activities or regulating political activity. Section 6. Conflict of Interests and Personal Benefits Prohibited (a) Except as otherwise permitted under applicable federal, state and city laws and policies, including the City’s procurement policies, no public servant shall have a personal interest in any official action. (b) No public servant shall accept or receive, directly or indirectly, from any person, including one whose identity is unknown to the public servant, any personal benefit under circumstances in which it can reasonably be inferred that the benefit is intended to influence the public servant or as a reward for any official action of the public servant. (c) No person, including any vendor, contractor, business, or board of the City, shall offer or give any personal benefit to any public servant or any partner-in­ interest of the public servant. (d) No public servant nor partner in interest of that public servant shall solicit from any person, directly or indirectly, any personal benefit, regardless of value, or the promise of receiving a personal benefit in the future, for the public servant. (e) No current or former public servant shall intentionally use or disclose information gained in the course of, or by reason of, his or her official position or activities in any way that could result in the receipt of any personal benefit for the public servant, for a partner in interest of that public servant, or for any other person. This provision shall not: (1) prohibit the disclosure of public information; or (2) prohibit the disclosure of information the public servant has been authorized to disclose; or 6 DRAFT VERSION 1.3.1 – 8/13/07 (3) prohibit the disclosure of any such information to incumbent public servants to whom the information may be pertinent; or (4) prevent the disclosure of violations of this Ordinance or other illegal acts to the proper authorities; or (5) prohibit the disclosure of any such information the disclosure of which is required by law. Section 7. Duty to Leave Meeting To avoid the appearance of impropriety, after any public servant or a partner in interest is determined to have a conflict of interest or a potential conflict of interest in any matter, and once all questions relating to the conflict of interest have been answered to the satisfaction of the decision maker, the public servant shall immediately leave the meeting room, except that if the matter is being considered at a public meeting, the public servant may remain in the area of the room occupied by the general public. Nothing herein shall require members of voting bodies to leave their seats while action is taken regarding any item contained on a “consent agenda” on which there is no deliberation, the public servant’s conflict has been disclosed, and the public servant abstains from voting on the item. Section 8. Public Contracts (a) The City is prohibited from entering into any contract with a business in which a public servant or a public servant’s partner in interest has a controlling interest involving services or property of a value in excess of $2,500. (b) Any public servant who has or may have a personal interest in any contract shall disclose such interest prior to the first of any of the following events: the solicitation of a contract; the bidding of a contract; the negotiation of a contract; or the approval of a contract by the governing body. (c) Any contract entered into in violation of this Section may be voided by the City in an action commenced within three (3) years of the date on which the Board, or the department or officer acting for the City in regard to the allocation of funds from which such payment is derived, knew or should have known that a violation of this section occurred. This section does not affect the application of any state statute. (d) Mandatory Provision in Volunteer Agreements. Volunteers share in receiving the public’s trust and in the responsibility to contribute to creating and maintaining an ethical work environment. Volunteers serve 7 DRAFT VERSION 1.3.1 – 8/13/07 without the expectation of receiving any compensation from the City, and it is improper for any Volunteer to seek any compensation. Volunteers, unless expressly authorized by a public servant empowered to grant such authorization, are prohibited from acting as Volunteers in any matter in which they have a conflict of interest or a potential or alleged conflict of interest; or in any matter in which they hope to receive any personal benefit. Section 9. Disclosure of Conflict of Interest or Potential Conflict of Interest (a) A governing body member who has or may have, a conflict of interest in a matter which requires an official action by any decision maker, shall, before the matter is decided, disclose the conflict of interest or the potential or alleged conflict of interest; if the member of the governing body believes that no conflict of interest exists, or that despite any alleged or potential special interest, such governing body member is nevertheless able to vote and otherwise participate fairly, objectively and in a manner consistent with the public interest, then the member shall so state in the written disclosure. (b) If any member of the Board has or may have a conflict of interest in any matter before the Board, such member shall not appear before the Board, discuss, debate, deliberate about, act upon, vote upon or otherwise participate in or influence the decision-making process pertaining to the matter in which the member has a conflict of interest. (c) If the City Attorney or any Assistant City Attorney has or may have a conflict of interest in any matter before the Board, or if any attorney who is responsible for performing any functions on behalf of the Board is precluded from doing so because of a legal conflict of interest which cannot be resolved by the City Attorney’s Office internally by screening or some other method, the City Attorney shall disclose the personal interest, or the nature of the conflict, to the Board. If the Board determines that the City Attorney has a personal interest in the matter, or if the City Attorney determines that the City Attorney’s Office cannot resolve the conflict in a manner which will allow the City Attorney’s Office to perform its duties properly, then the Board may engage outside counsel upon terms and conditions approved by the governing body. (d) Any public servant who has or may have a conflict of interest shall disclose it. After receiving a disclosure, the City Clerk shall: (1) maintain a record of such disclosure; and (2) promptly forward copies of the disclosure to any person named in the disclosure, the Board and the City Attorney. (e) Any public servant who believes that any other public servant has a conflict of interest in any agenda item before a governmental body shall disclose such interest to the City Clerk, and the City Clerk shall forward copies of such disclosure to 8 DRAFT VERSION 1.3.1 – 8/13/07 the person alleged to have a conflict of interest, the Board and the City Attorney. (f) A public servant, in addition to disqualifying himself or herself from participation in any decision regarding the pecuniary or employment interest of a partner in interest, shall make known the existence of the relationship and the interest by filing, with the City Attorney a written disclosure of the relationship and the nature and extent of the conflict of interest involved. Section 10. Unauthorized Outside Employment (a) The purposes of the policies governing unauthorized outside employment are to prevent conflicts of interest and conflicts of loyalty; to prevent abuses regarding dual compensation, payment for work not done, or unlawful gifts of public funds; and to prevent excessive loss of efficiency in the performance of public service. (b) A public servant shall not accept any employment, nor enter into any contract, nor perform any service for compensation that results in a financial conflict of interest or a conflict of loyalties which would affect the performance of the public servant’ s official duties. (c) Employees. (1) An employee of the City may be self-employed or may take occasional or part-time jobs if, in the opinion of his or her department head, there is no conflict with working hours, the employee's efficiency in his or her City work, or other interests of the City. (2) Before engaging in outside employment, employees shall have the written approval of their department heads or designee in emergency situations. (3) Public servants who hold management level positions shall notify the City Manager prior to creating, contracting with, or being employed by any business other than the City. The City Manager shall provide written approval or disapproval of the notification within a reasonable time. Any action undertaken by the City Manager shall require prior approval by the City Council. (4) All requests for approval of outside employment shall state the type and place of employment, the hours of work and the employer's name and address. (5) City employment shall remain the employee’s first priority, and if at any time the outside employment interferes with an employee's job requirements or performance for the City, the employee shall be required to modify the conditions of the outside employment or terminate either the outside employment or the City employment. 9 Deleted: Clerk DRAFT VERSION 1.3.1 – 8/13/07 (d) City Attorney and Assistants. Neither the City Attorney nor any Assistant City Attorney shall engage in any unauthorized private practice of law for compensation during the period in which they hold office. To the extent they may be authorized to engage in the private practice of law, they shall comply with the state laws governing the professional conduct of lawyers, and any violation of those laws while they are acting as attorneys for the City shall also be deemed to be a violation of this Ordinance. Section 11. Prohibited Conduct, and Other Abuses or Misuses of Position (a) Public servants of the City shall treat all citizens with courtesy, impartiality, fairness, and equality under the law, and shall avoid both actual and potential conflicts between their private self-interest and the public interest. Prohibited conduct of each such public servant shall include, but not be limited to, the following: (1) intentionally granting or making available to any person any special consideration, treatment, advantage, or favor beyond that which it is the general practice to grant or make available to the public at large; (2) intentionally requesting, using or permitting the use of any publicly-owned or publicly-supported property, vehicle, equipment, labor, or service for the personal convenience or the private advantage of oneself or any other person, except as otherwise allowed by law or as authorized by the City Manager; (3) knowingly participating in the deliberation of or voting on any matter involving personal financial or personal interest, or where the public servant has an interest which is materially adverse to the applicant or persons affected by the outcome of the matter; (4) engaging in private employment with, or rendering services for, any private person who has business transactions with the City, unless employee has made full public disclosure of such employment or services and received approval of their supervisor or the City Manager; (5) appearing on behalf of any private person, other than oneself, before any public body in the City; (6) accepting any gift, whether in the form of money, thing, favor, loan, or promise, that would not be offered or given to the public servant if the individual were not a public servant, that would thereby cause the public servant to place themself in a position in which the giver of the gift could expect special consideration or in which the public could reasonably assume that special 10 DRAFT VERSION 1.3.1 – 8/13/07 consideration is being given. Thus, the public servant should be firm in refusing gifts, favors, or gratuities, large or small, which can, in the public mind, be interpreted as capable of influencing his or her judgment in the discharge of his or her duties. (7) intentionally disclosing any confidential information concerning any official or employee, or any other person, or any property or governmental affairs of the City, without prior formal authorization of the governing body; (8) intentionally using or permitting the use of confidential information to advance the financial or personal interest of the individual or any other person; (9) ordering any goods and services for the City without official authorization for such an expenditure. (10) intentionally using his or her superior position to request or require an employee to: (i) do clerical work on behalf of the member's family, business, social, church or fraternal interest when such work is not furthering a City interest; or (ii) perform any work outside the employee's normal course of municipal employment; or (iii) purchase goods and services for personal, business, or political purposes; or (iv) work for him or her personally without offering just compensation. (11) A public servant shall not draw per diem or expense monies from the City to attend a seminar, convention, or conference and then fail to attend the seminar, convention, or conference without refunding the pro-rata unused per diem or expense monies to the City. (12) intentionally violating any provision of the City Charter which prescribes the conduct of a public servant. (b) No public servant shall hold any other office, elected or appointed, in any other governmental entity, when the duties of such office are incompatible with the proper discharge of the public servant’s duties with the City. For purposes of this Ordinance, the holding of any office, elective or appointive, with any other governmental entity by any member of the governing body or of a board is hereby prohibited in any one 11 Deleted: accepting any gift, whether in the form of money, thing, favor, loan, or promise, that would not be offered or given to the employee if the individual were not an official or employee; Deleted: prior Deleted: e Deleted: City Council Member DRAFT VERSION 1.3.1 – 8/13/07 of the following circumstances: where one office is subordinate to the other; where one office carries the power of removal of the other; or where the occupancy of both offices is prohibited by the City Charter or other law. (c) No public servant shall falsely represent his or her personal opinion to be the official position of the City, and no public servant shall falsely represent his or her personal opinion to be the official position of any board or City staff. This subsection shall not apply to: (i) statements of elected officials made in the course of running for election to office; (ii) professional opinions of City officers or employees rendered in the course of performing their duties, provided that such opinions are clearly identified as professional opinions. (d) All public servants have a fiduciary duty to use City fiscal and human resources in a manner which advances the public interest, and to refrain from using City resources for their personal benefit; therefore, public servants are prohibited from intentionally using City resources in any manner which violates any applicable law or policy, and are expressly prohibited from using any City resource to obtain any personal benefit. (e) No public servant shall intentionally use his or her official authority or position to influence or interfere with or affect the results of any election, nor to solicit or receive contributions from City employees in connection with any City election. (f) No public servant shall intentionally suppress any public document, record, report or any other public information available to the general public because it might tend to unfavorably affect their private financial, personal, or political interest. (g) When a public servant, in the course of carrying out his or her duties, has been offered or is discussing future employment with a business that is presently dealing with the City concerning matters within the public servant's current official duties, that person shall disclose such possible future employment to the City Manager. The City Manager shall disclose such possible future employment to the City Council. (h) No member of the governing body having a personal interest in a matter shall represent himself or herself or any other person before the governing body in connection with that matter, nor in connection with any matter in which a partner in interest has a personal interest, except in cases where a legal right to self-representation exists. (i) No member of a board having a conflict of interest shall represent himself or herself or any other person before that board in connection with that matter, nor in connection with any matter in which a member of his or her immediate family or a business with which he or she, or a member of his or her immediate family, is associated 12 Deleted: administrators Deleted: Deleted: fulfilling the responsibilities of their offices or in Formatted: Bullets and Numbering Deleted: , nor shall it apply to the Formatted: Bullets and Numbering DRAFT VERSION 1.3.1 – 8/13/07 has a prohibited interest, except in cases where a legal right to self-representation exists. (j) No member of a board who is prohibited by this provision from representing himself or herself before that board shall represent himself or herself in the appeal of any decision of that board to any decision maker. (k) No public servant shall, while in the course and scope of their duties, engage in any kind of behavior towards another public servant or member of the public that is threatening or abusive in nature.Section 12. Board of Ethics (a) There is created a Board of Ethics consisting of seven members. Each member of the Board of Ethics shall have been a resident of the City for at least one (1) year immediately preceding the date of taking office and shall remain a resident of the City while serving as a member of the Board of Ethics. (b) Members of the Board shall not be elected officials, persons appointed to elective office, full-time appointed officials (whether exempt or nonexempt), or City employees, and shall hold no elected public office nor any other City office or employment. (c) Members of the Board shall be nominated by the Council Member in whose district they reside and the Mayor, at large subject to approval by the Mayor and City Council. . An appointment to fill a vacancy on the Board shall be made in the same manner. (d) The Board shall elect a chairperson and vice chairperson. (e) Board members shall serve terms consistent with the term of the elected official who nominated them to the board. A member shall hold office until a successor is appointed by the Mayor and City Council. (f) No person may serve more than two (2) consecutive terms as a Board member. (g) The Board's deliberations and actions upon requests shall be open to the public. (h) Members of the Board are Volunteers and shall serve without compensation. The governing body shall provide meeting space for the Board of Ethics. Subject to budgetary procedures and requirements of the City, the City shall provide the Board of Ethics with such supplies and equipment as may be reasonably necessary to perform its duties and responsibilities. (i) The governing body shall provide such staff support for the Board as the governing body determines to be necessary for the Board to fulfill its duties and responsibilities. The City Attorney is designated to be the legal advisor for the Board, except that the City Attorney is not authorized to represent the Board in any legal action if doing so would create a conflict which would prevent the City Attorney from also 13 Deleted: ¶ ¶ ¶ Deleted: ¶ ¶ Deleted: appointed Deleted: Mayor and approved by the Deleted: Each member appointed to the Board shall be a resident of the electoral¶ district for which they are nominated Deleted: by the Mayor and approved by the City Council Deleted: one (1) of its members to serve Deleted: s Deleted: of the¶ Board. Deleted: staggered Deleted: of no more than three (3)years Deleted: member’s Deleted: An appointment to fill a vacancy on the Board shall be made by the Mayor and approved by the City Council. DRAFT VERSION 1.3.1 – 8/13/07 representing the Mayor, the City Manager, or City Council. The City Clerk shall serve as Recording Secretary to the Board. Section 13. Duties and Powers of the Board Deleted: ¶ (a) The Board shall, in addition to its other duties: (1) develop and adopt written by-laws and rules of procedure which shall be filed with the City Clerk; and (2) be authorized to administer oaths; and Deleted: procedural rules Deleted: , Deleted: rules Deleted: subject to the approval of the Mayor and City Council, and (3) conduct hearings as needed to hear and decide specific cases in which a violation of this Ordinance is alleged. All cases to be investigated by the City Attorney or outside counsel and heard by the Ethics Board regarding alleged violations of this Ordinance as a result of the conduct of individuals must be initiated by the filing of a written complaint in accordance with the procedure as set forth in Section 17 below. Deleted: , whether such cases arise from a complaint or are Other actions relating to issues of policy such as questions as to whether this Ordinance is being violated by City action may be brought by the request of anyone or on the Board’s own motion; and (4) no later than December 1st of each year, submit an annual report to the Mayor and City Council concerning its action, if any, in the preceding year, which shall contain a summary of its decisions and opinions; the Board shall make any alterations in the summaries necessary to prevent disclosure of any confidential information pertaining to any individual or organization; and (5) establish a process for evaluating all significant aspects of the administration and implementation of this Ordinance; and (6) prescribe and make available necessary forms for use under this Ordinance; and (7) when necessary, request assistance from the City Attorney in compelling the production of documents and witnesses to assist in any investigation; and (8) when necessary, retain outside legal counsel and other experts as needed after solicitation of recommendations from the City Attorney, and upon approval by the governing body of a contract for services approved as to form by the City Attorney. (b) The Board may: (1) conduct meetings and hearings as the Board determines necessary or appropriate: (i) to ascertain public opinions and to gather information from 14 Deleted: (unless the need to retain outside counsel is caused by a conflict involving the City Attorney’s Office) DRAFT VERSION 1.3.1 – 8/13/07 the general public, employees, or others regarding any aspect of the City’s ethics policies or practices; and (ii) for any other purpose for which the Board is authorized to conduct hearings; and (2) respond, as it deems appropriate, to requests for advisory opinions; the Board may decline to render an opinion in response to any request for an advisory opinion; and (3) render and publish written formal opinions on any matter within the scope of the Board’s authority; the Board may initiate opinions on its own motion or upon request; and (4) at the request of a person, the City Attorney may render an informal opinion with respect to the prospective conduct of such person. Nothing in this Ordinance shall be construed to prohibit a request for an informal opinion by any public servant from the City Attorney regarding a potential conflict of interest. If the City Attorney elects to render an informal opinion, the City Attorney shall, within a reasonable time, submit a written summary of the opinion to the Board for the Board’s information; if the City Attorney declines to render an informal opinion, nothing shall preclude the person requesting the opinion from requesting the Board for an opinion; and (5) prepare and publish special reports, technical studies, and recommendations to further the purposes of this Ordinance; and (6) make recommendations to the Mayor and City Council of legislative or administrative actions regarding the City’s policies and practices which the Board believes could enhance the ethical environment in which public servants work; and (7) make recommendations to the City Manager and City Attorney with respect to the development of an educational program for public servants subject to this Ordinance, new Board members, and the public about their rights, duties and responsibilities hereunder. Section 14. Custodian of Records Deleted: confidential Deleted: ¶ The City Clerk shall serve as legal custodian of the Board’s records, and accept, file, maintain and administer, in accordance with allapplicable laws, any information related to the purposes of this Ordinance. Section 15. Who May Request Board Action (a) Any person may file a request for Board action with the City Clerk, either personally or on behalf of a governmental body, and may request of the Board an ethics opinion, whether a formal opinion or an advisory opinion, regarding the propriety of any matter or matters to which the person is or may become a party; and any decision maker, 15 Deleted: ¶ Deleted: ¶ ¶ Deleted: n Deleted: organization or Deleted: confidential DRAFT VERSION 1.3.1 – 8/13/07 with the consent of a prospective appointee, may request of the Board an ethics opinion regarding the propriety of any matter to which the public servant, prospective public servant or former public servant is or may become a party. (b) Any request for Board action shall be in writing, shall be signed by the person making the request, and shall comply with Section 17 below. Section 16. Limitations on Board’s Power The Board does not have the authority to reverse or otherwise modify a prior action of the Mayor, governing body, or an official or employee of the City. If the Board finds a prior action of the Mayor, the governing body, officer or employee to have been ethically improper, the Board may advise the appropriate party or parties that the action should be reconsidered. Upon such advice by the Board, the action should be reconsidered by the appropriate person or public body. If the Board determines an existing City contract to be ethically improper, after such determination and advice from the Board, the City may void or seek termination of the contract if legally permissible. The Board may refer a matter to the City Attorney or outside counsel for review and consideration for appropriate action. Upon completion of review and consideration, the City Attorney’s Office or outside counsel shall report its findings to the Board. Section 17. Procedures for Hearing Complaints (a) Any person may file a written complaint, signed and sworn in the presence of a notary, with the City Clerk alleging a violation of this Ordinance. (b) A complaint shall specify the provisions of this Ordinance alleged to have been violated and facts alleged to constitute the violation. (c) Every ethics complaint filed shall contain the following statement: “I have read the complaint and aver that the facts contained therein are true to the best of my knowledge and belief and I am aware that the Ethics Ordinance that created the Ethics Board authorizes the Board to impose penalties for filing a frivolous complaint including without limitation, dismissal of the complaint, payment of costs associated with the handling and processing of the complaint, and/or all other penalties applicable under the law.” (d) Upon receipt of such a complaint, and until an investigation of the complaint is concluded, all matters regarding the investigation, facts of the matter giving rise to the complaint and status of the investigation shall not be disclosed and shall be kept in confidence. Neither the Ethics Board, City Council or any other Board or Commission shall entertain public comment, place the matter on its agenda, or entertain discussion of the issue until the report of investigation is delivered to the Ethics Board for 16 Deleted: and Deleted: . Deleted: er Deleted: shall Deleted: c DRAFT VERSION 1.3.1 – 8/13/07 its consideration and the Ethics Board makes a final determination or forwards its report to the City Council for a final determination. (e) Upon receipt of such a complaint, but in any event not later than five (5) working days after receipt, the City Clerk shall acknowledge receipt to the complainant(s), and forward the complaint simultaneously to the Board, the person who is complained against, the City Attorney and the City Council. In the event that the subject of the Complaint is a City Council member or the Mayor, the City Attorney shall be recused and outside counsel will be retained for investigation of the Complaint. Outside counsel shall be retained based on recommendation of the City Attorney subject to approval by the Chairman of the Ethics Board and the City Manager (f) The City Attorney or outside counsel shall provide the Board with a preliminary written analysis of the complaint no later than thirty (30) days from the date the complaint is filed with the City Clerk. Deleted: and Deleted: d Deleted: (e) (g) During any investigation and during any hearing which is conducted to determine whether a violation of this Ordinance has occurred: (1) the person under investigation or the accused may be represented by counsel of his or her own choosing; and (2) the accused or his or her representative, if any, shall have an opportunity to (i) challenge the sufficiency of any complaint which has been filed against him or her; and (ii) examine all documents and records obtained or prepared by the Board in connection with the matter heard; and (iii) bring witnesses; and (iv) establish all pertinent facts and circumstances; and (v) question or refute testimony or evidence, including the opportunity to confront and cross-examine adverse witnesses; and (vi) exercise, to the extent the Board, in its discretion, determines to be just and reasonable, any pretrial discovery procedure usually available in civil actions. (h) The following principles shall apply regarding evidence in connection with hearings conducted by the Board: 17 Deleted: f DRAFT VERSION 1.3.1 – 8/13/07 (1) The Board shall not be bound to adhere to statutory Rules of Evidence, but shall be fundamentally fair and reasonable in its administration of evidence; and (2) All evidence including certified copies of records which the Board considers shall be fully offered and made a part of the record in the proceedings; and (3) The accused or any other person under investigation shall be afforded adequate opportunity to rebut or offer countervailing evidence; and (4) The Board shall inform the accused or his or her counsel of exculpatory evidence in its possession; and (5) The standard of evidence sufficient to prove a violation in hearings conducted under this Ordinance shall be by a preponderance of the evidence admitted at the hearing. (i) The Board, in addition to its other duties and powers, may: (1) appoint a hearing officer to conduct hearings under this Ordinance; and (2) with the approval of the governing body, retain outside legal counsel and other experts as needed with respect to hearings in accordance with its policies. The selection of a hearing officer and outside counsel and other experts and any contract for such persons shall be made after solicitation of recommendations from the City Attorney and upon approval by the governing body of a contract for services approved as to form by the City Attorney; and (3) request testimony to be taken by deposition before any individual who is designated by the Board and, in such instances, to compel testimony and the production of evidence to the extent it is otherwise lawfully authorized to do so; and (4) request any person to submit in writing such reports and answers to questions relevant to the proceedings as the Board may prescribe, such submission to be made within such period and under oath or otherwise as the Board may determine; and (5) request and obtain copies of state income tax returns and access to other appropriate information as permitted under state law regarding all persons who are the subject of such investigation. (j) The person complained against shall have thirty (30) days from the date of receipt of the complaint from the City Clerk to submit a written response prior to the Board deciding whether to hold a hearing. 18 Deleted: g Deleted: order Deleted: ire Deleted: h DRAFT VERSION 1.3.1 – 8/13/07 Deleted: i(k) Any person whose name is mentioned or who is otherwise identified during a hearing and who, in the opinion of the Board, may be adversely affected thereby, may, upon request of the person or a representative of the person, or upon the request of any member of the Board, appear at the hearing to testify on his or her own behalf or have a representative appear to so testify, and the Board may permit any other person to appear and to testify at a hearing. (l) Upon request of the accused, on its own motion, or upon request of the City Attorney, the Board shall be authorized to issue subpoenas to compel the attendance of necessary witnesses. (m) Within thirty (30) days, following receipt of the City Attorney’s analysis, the Board shall review and consider the complaint and the City Attorney’s analysis, and, if a hearing is to be held, shall set a date certain for the hearing to take place within thirty (30) days of said review by the Board, unless the accused petitions for and the Board consents to a later date. (n) As soon as practicable after giving due consideration to a complaint, or, if a hearing was held, after the hearing, the Board shall take any action or combination of actions which it deems appropriate and which it is lawfully empowered to take, including, but not limited to the following: (1) dismiss the complaint based on any of the following grounds: (i) the complaint does not allege facts sufficient to constitute a violation of this Ordinance; or (ii) the Board has no jurisdiction over the matter; or (iii) failure of the complainant to cooperate in the Board’s review and consideration of the complaint; or (iv) the complaint is defective in a manner which results in the Board being unable to make any sound determination; and (2) determine that no violation of this Ordinance has occurred; or (3) determine that the complaint alleges facts sufficient to constitute a violation of this Ordinance and that the Board will conduct a hearing, in which case the Board shall promptly send written notice of such determination to the accused and to the complainant; or (4) determine that further information is required to determine whether the complaint alleges facts sufficient to constitute a violation of the Ordinance; and (i) conduct its own investigation of any alleged violation; or 19 Deleted: j Deleted: k Deleted: l DRAFT VERSION 1.3.1 – 8/13/07 (ii) request the City Attorney or outside counsel to investigate the complaint and report all findings back to the Board; or (iii) schedule the complaint for further review and consideration at a future time certain, in which case the Board shall promptly send written notice of such determination to the accused and to the party who made the complaint; or (iv) refer the complaint for criminal investigation or prosecution; or (v) refer the complaint, along with the Board’s findings and conclusions, to any appropriate administrative authority for disciplinary action or other suitable remedial action; the Board, although it has no independent administrative authority, may make any recommendation to any City administrator at any level of supervision, if the Board finds that the recommendation will advance the objectives of this Ordinance. (5) After it has made its final determination, the Board shall issue its written findings of fact and conclusions, and may issue any additional reports, opinions and recommendations as it deems necessary. All such reports shall be in compliance with all state and city laws governing confidentiality, open government, and torts. All such reports shall be reviewed by the City Attorney prior to issuance. Section 18. Those Subject to Removal Only by the Governing Body (a) If findings relative to an elected or appointed official are filed by the Board with the governing body, the matter shall be referred to the appropriate standing committee of the governing body for a report, or the governing body may appoint a special committee and proceed in accordance with any other applicable state or local laws. (b) The committee, in reporting the matter to the governing body, may recommend a dismissal of the charges, a reprimand, or a hearing before the governing body to determine whether removal from office is warranted under the applicable provisions of the state and local laws. Failure of an official to file the required financial disclosure statement may constitute grounds for removal from office. (c) Any hearing by the governing body or by a special or standing committee as designated by the governing body, shall be conducted in accordance with the following provisions: (1) The accused official must be given reasonable notice of the hearing date. (2) The Board is not bound by the rules of evidence of the Official 20 Deleted: at least thirty (30) days Deleted: T DRAFT VERSION 1.3.1 – 8/13/07 Code of Georgia. All evidence, including certified copies of records and documents which the governing body considers shall be fully offered and made part of the record in the case. (3) Each party shall be afforded adequate opportunity to rebut or offer countervailing evidence, and to examine and cross-examine witnesses. (4) During the entire hearing conducted under the provisions of this Ordinance, the official or any person whose activities are under investigation shall be entitled to be represented by counsel of his or her choosing. The governing body shall immediately disclose and forward to the official or his or her counsel any and all exculpatory evidence. (5) The accused official or his or her representative shall have an adequate opportunity to examine all documents and records to be used at the hearing at a reasonable time before the date of the hearing as well as during the hearing, to bring witnesses, and to question or refute any testimony or evidence, including the opportunity to confront and cross-examine adverse witnesses. (6) The governing body shall have the power to compel the attendance of witnesses and to issue subpoenas for books, records, documents or papers therein to be designated under the authority granted to it by state law. (7) The governing body may request income tax returns of the official whose conduct or activities are under consideration by the governing body. The examination of the official’s income tax returns shall be in accordance with state law. (d) Governing body action. The governing body shall make a determination in regard to the recommendation of the committee. Dismissal of the findings of the Board as referred to the governing body, or reprimand by the governing body shall be by a majority vote. Removal from office shall be in accordance with all applicable state and local laws. Section 19. Ex Parte Communications (a) After a complaint has been filed and during the pendency of a complaint before the Board, no member of the Board may communicate directly or indirectly with any party or other person about any issue of fact or law regarding the complaint, except that 1.the members of the Board may obtain legal advice from the City Attorney and Deleted: Deleted: (a) Deleted: their Deleted: Deleted: (b) Deleted: . may discuss the complaint with anystaff provided to the Board by the governing authority; and 2.the members of the Board may discuss the complaint at a lawfully conducted meeting only; and 21 Deleted: shall apply to the hearing Deleted: ¶ ¶ DRAFT VERSION 1.3.1 – 8/13/07 3. if any person attempts to communicate with a Board member regarding the pending complaint, the Board member shall report the substance of the communication to the Board on the public record at the next meeting or hearing of the Board. (b) No Board member shall undertake an independent investigation of any complaint or matter before the Board. Section 20. Confidentiality of Board Information No member of the Board nor any public servant who has access to any confidential information related to the functions or activities of the Board shall divulge that information to any person not authorized to have it. Section 21. Wrongful Use of Ethics Board The purpose of the Board of Ethics is to endeavor to maintain a high standard of ethical behavior by City officials, employees and other public servants. This will be most effective when city officials, employees and other public servants and citizens work together to set and maintain high ethical standards. Complaints directed to the Board must be based on fact and have the intent to improve the ethical climate of the City. Individuals directing unfounded, frivolous, false or politically motivated Complaints to the Board of Ethics may be subject to penalties including but not limited to dismissal of the Complaint, public reprimand, criminal prosecution for perjury, and/or payment of costs associated with the handling and processing of the Complaint. Other penalties may be imposed by the Ethics Board for the wrongful use of the Code of Ethics. Section 22. Wrongful Use of the Code of Ethics Deleted: I Deleted: The identity of a person who requests a confidential advisory ethics opinion is confidential, as is information describing or pertaining to any organization mentioned if the disclosure of the information could lead to the disclosure of the identity of the person requesting the confidential advisory opinion.¶ (a) A wrongful use of the Code of Ethics shall occur if and when a frivolous or Formatted: Bullets and Numbering false complaint is filed in a negligent, reckless or purposeful manner without a basis in law or fact and for a purpose other than reporting a violation of this Code. A person has not filed a frivolous complaint if he/she reasonably believes that facts exist to support the claim and either reasonably believes that under those facts the complaint is valid under this Code or acts upon the advice of counsel sought in good faith and given after full disclosure of all relevant facts within his/her knowledge and information. (b) In deciding if a complaint is a "Wrongful use of the Code of Ethics", the Ethics Board may also consider: (1) the timing of the complaint with respect to when the facts supporting the alleged violation became known or should have become known to the complainant, and with respect to the date of any pending election in which the respondent is a candidate or is involved with a candidacy, if any; 22 DRAFT VERSION 1.3.1 – 8/13/07 (2) the nature and type of any publicity surrounding the filing of the complaint, and the degree of participation by the complainant in publicizing the fact that a complaint was filed with the Ethics Board; (3) the existence and nature of any relationship between the respondent and the complainant before the complaint was filed; (4) if respondent is a candidate for election to office, the existence and nature of any relationship between the complainant and any candidate or group opposing the respondent; (5) any evidence that the complainant knew or reasonably should have known that the allegations in the complaint were groundless; and (6) any evidence of the complainant’s motives in filing the complaint. Section 23. Deleted: Waiver of Confidentiality Any violations of this Ordinance shall be punishable to the maximum extent permitted by law. Any disciplinary action shall be carried out in accordance with the provisions of this Ordinance, as well as any other applicable laws, policies and procedures applicable to the position of the offender and the gravity of the offense. The Board is permitted to take any action which it is otherwise lawfully permitted to take, including, but not limited to, any one or combination of the following which the Board deems appropriate under the circumstances: public admonition by the Board; public reprimand by the Board; and recommendation to the City Council for suspension, demotion, forfeiture of office or removal from office, and/or termination from employment, as allowed by applicable law. . Statute of Limitations No action may be taken on any complaint which is filed later than one (1) year after a violation of this Ordinance is alleged to have occurred, and a complaint alleging a violation must be filed within six (6) months from the date the complainant(s) knew or should have known of the action alleged to be a violation. The discovery rule shall apply. Section 24. Penalties Deleted: A person who makes or purports to make public the substance of or any portion of an advisory opinion requested by or on behalf of that person is deemed to have waived the confidentiality of the request for an advisory opinion and of any records obtained or prepared by the Board in connection with the request.¶ ¶ ¶ Section 22 Deleted: ¶ ¶ ¶ Deleted: 3 Deleted: ¶ Section 25. Penalties Cumulative Deleted: 4 The penalties prescribed in this Ordinance shall be cumulative and not exclusive of each other or of any other penalties which may be imposed pursuant to any other laws or policies.Section 26. Liberal Construction of Ordinance The provisions of this Ordinance are to be construed liberally, to the end that the public interest be fully protected, and shall be construed in a manner consistent with all 23 Deleted: ¶ ¶ ¶ Deleted: 5 DRAFT VERSION 1.3.1 – 8/13/07 applicable federal and state laws and applicable provisions of the City Charter. Section 27. Severability If any provision of this Ordinance is deemed invalid by any court or by any Deleted: ¶ ¶ Deleted: 6 enforceability of this Ordinance, or any part other than the part declared to be invalid.Section 28. Effective Date This Ordinance shall be effective upon the approval and adoption by the governing body of the City. Deleted: ¶ ¶ ¶ Deleted: 7 federal or state agency of competent jurisdiction, or is held by such court or agency to be modified in any way in order to conform to the requirements of any such provision, the conflicting provision of this Ordinance shall be considered a separate, distinct and independent part of this Ordinance, and such holding shall not affect the validity and 24 DRAFT VERSION 1.3.1 – 8/13/07 APPENDIX OF DEFINITIONS For purposes of this Ordinance, the following terms, phrases, words and their derivatives shall have the meanings given herein. (1) Appointing authority means the Mayor, City Council, City Manager or any other person who appoints a person to a public position. (2) Associated, when used with reference to a business or an organization, includes any business or organization in which a public servant or a public servant’s partner in interest is a director, officer or trustee, or owns or controls, directly or indirectly, and severally or in the aggregate, at least 5% of the outstanding equity, or any business or organization in which a public servant or a partner in interest has a personal interest. (3) Benefit means (a) anything having a monetary value in excess of $100; or (b) anything, regardless of its monetary value, perceived or intended by either the one who offers it or the one to whom it is offered to be sufficient in value to influence a public servant in the performance or non-performance of an official action; or (c) anything, regardless of its monetary value, which, under the circumstances, a reasonably prudent person in the position of the public servant to whom the thing is or may be offered, would recognize as being likely to be intended to influence the public servant in the performance or non-performance of an official action; and (d) the term “benefit” includes, but is not limited to, a valuable act, advance, award, contract, compensation, contribution, deposit, emolument, employment, favor, fee, forbearance, fringe benefit, gift, gratuity, honorarium, loan, offer, payment, perquisite, privilege, promise, reward, remuneration, service, subscription, or the promise that any of these things will be conferred in the future. (4) Board means the Board of Ethics established by the City to operate under the provisions of this Ordinance, unless the context clearly indicates otherwise; used generically, “board” may mean any voting body (a) which is established to participate as a body in some manner in the conduct of the City government, including participation which is merely advisory, whether established by state law, city charter, ordinance, contract, executive action or any other lawful means; and (b) any part of whose membership is appointed by the Mayor, City Council or governing body acting on behalf of the City; but the term “board” does not include a board, commission or committee which is the governing body of a separate 25 DRAFT VERSION 1.3.1 – 8/13/07 political subdivision of the State, or whose membership, after appointment, is not subject to any regulation by the governing body; nor does it include any City administrative agency, bureau, department, division or office which is administered by individuals rather than by a body. (5) Business means an activity, association, commercial entity, corporation, enterprise, firm, franchise, holding company, joint stock company, organization, partnership, receivership, self-employed individual, sole proprietorship, trust or other legal entity established to earn or otherwise obtain money, whether for profit or non­ profit, excluding a municipal corporation or governmental entity. (6) Business with which a public servant is associated means a business in which any of the following applies: (a) The public servant is an owner, partner, director, officer, employee or independent contractor in relation to the business; or (b) A public servant’s partner in interest is an owner, partner, director or officer; or (c) The public servant or a partner in interest is a stockholder of close corporation stock which is worth at least $1,000 dollars at fair market value or which represents more than a 5% percent equity interest; or (d) The public servant or a partner in interest is a stockholder of publicly traded stock which is worth at least $5,000 at fair market value or which represents more than 5% percent equity interest, other than publicly traded stock under a trading account if the public servant reports the name and address of the stockholder; or (e) Any business, regardless of ownership or value, by whom or for whose benefit a decision maker is influenced to act in the hope or expectation of obtaining a personal benefit for the public servant or for a partner in interest of the public servant. (7) Candidate means an individual who is a candidate for an elective office in the City, as defined in the City Charter, or an applicant for City employment or for an appointive City position. (8) Child means a son or daughter, whether or not the son or daughter is the biological offspring of the legal parent or parents and whether or not the son or daughter is financially dependent on the parent or parents. (9) Confidential information means information which has been obtained in the course of holding public office, employment, an independent contract or otherwise acting as a public servant, and which information is not available to members of the public under The Georgia Open Records Act or other law or regulation and which the 26 DRAFT VERSION 1.3.1 – 8/13/07 public servant is not authorized to disclose, including: (a) any written information that could lawfully be excepted from disclosure pursuant to state law, unless the public servant disclosing it is authorized to do so by state law, or pursuant to some other pertinent law, policy or procedure; and (b) any non-written information which, if it were written, could be excepted from disclosure under state law, unless the public servant disclosing it is authorized to do so by the state law, or pursuant to some other pertinent law, policy or procedure; and (c) information which was obtained in the course of or by means of a record or oral report of a lawful executive or closed session, whether or not the disclosure of the information would violate state law, unless the public servant disclosing it is authorized by state law to do so, or unless the public servant disclosing it has been properly authorized to disclose it pursuant to an applicable law, policy or procedure; however, when such information is also available through channels which are open to the public, this provision does not prohibit public servants from disclosing the availability of those channels. (10) Compensation means any benefit conferred upon or received by any person in return for services rendered or to be rendered. (11) Conflict of interest means not only a personal interest, as defined in this Ordinance, but also a professional or non-pecuniary interest, such as arises when the City Attorney is precluded from representing one public servant because of the City Attorney’s preexisting attorney-client relationship with another public servant. (12) Controlled or illegal substance means any drug or other substance, the use of which is regulated by federal or state law, except that within the meaning of this Ordinance the term does not include any drug or substance which has been lawfully prescribed by an authorized person for the use of a public servant, and which is used by the public servant in accordance with the prescription. (13) Decision maker means any public servant or group of public servants empowered to act in a discretionary manner on behalf of the City in any capacity whatsoever, including the making of recommendations. Decision maker includes, but is not limited to, any City agency, bureau, department, division, office, administrator or person who is charged with implementing and administering particular legislation or executive or administrative decisions, and, to the extent this Ordinance is applicable to them, any volunteer or independent contractor who is empowered to exercise any discretionary power which could influence a public servant in the performance or nonperformance of an official action. In this Ordinance, the term “decision maker” is used to represent any and every public servant who could take any discretionary action regarding a matter in which a public servant or a partner in interest has or may have a conflict of interest, or as a result of which a public servant might receive a personal 27 DRAFT VERSION 1.3.1 – 8/13/07 benefit. (14) Decision making means the exercise of any discretionary public power in any capacity whatsoever, including the making of recommendations, by any public servant whose action pertains to a matter in which a public servant or a public servant’s partner in interest has or may have a conflict of interest, or as a result of which a public servant might receive a personal benefit. (15) Disclose means, unless the context of this Ordinance indicates otherwise, potential conflict of interest, and any other pertinent information, including the nature and extent of the public servant’s conflict of interest, the decision maker(s) who may act on the matter, and the name and address of any person alleged to have a conflict of interest or a potential conflict of interest. Unless this Ordinance or a law which supersedes it requires or permits another procedure, information shall be deemed disclosed if any public servant within a reasonable time before any official action is to be taken by the decision maker, provides the City Clerk with written notice disclosing the conflict or potential conflict. For purposes of this provision, “within a reasonable time” means within adequate time to allow the City Clerk, acting within the City’s normal schedule and procedures for transmitting written documents, to forward the disclosure to the decision maker(s) before whom the matter is pending or may be brought, and within adequate time to allow the decision maker(s) to review the disclosure before taking any official action. to provide the City Clerk with written notice of a conflict of interest or a Formatted: Bullets and Numbering Deleted: (15) (16) Discovery rule means, the statute of limitations does not start to run until the date of the discovery of the violation or wrongful act, or the date which, by the exercise of reasonable care and diligence, the complaining party should have discovered the violation or wrongful act 17 Employee means a person, other than an elected public officer, employed and paid a salary to work for the City, whether under civil service or not, whether full-time, part-time, or on a contract basis, and including those officially selected but not yet serving; and, for purposes of establishing ethical obligations under this Ordinance and for no other purpose, the term “employee” includes volunteers, notwithstanding the fact that they are unpaid. (18) Frivolous means a claim or complaint which is clearly insufficient on its face, does not controvert the material points of the opposing party and is presumably interposed for mere purposes of delay or to embarrass the opponent. A claim or defense is frivolous if a proponent can present no rational argument based upon the evidence or law in support of that claim. (19) Gift means any benefit or thing or act of monetary value which is conveyed to or performed for the benefit of a public servant or a partner in interest, 28 Formatted: Bullets and Numbering Deleted: ( Deleted: 1 Deleted: 6 Deleted: ) Deleted: 7 DRAFT VERSION 1.3.1 – 8/13/07 including any advance, award, contract, contribution, deposit, employment, favor, forbearance, gift, gratuity, honorarium, loan, payment, service, subscription, or the promise that any of these things or acts of value will be conferred in the future, if such thing or act of value is conferred or performed without the lawful exchange of consideration which is at least equal in value to the thing or act conferred or performed. (20) Governing body means the elected officials who comprise the legislative body of the City, as defined by the City Charter. (21) Immediate family means: (a) a public servant's spouse, children, grandchildren, parents, parents- in-law, grandparent, grandparents-in-law, sisters, sisters-in-law, brothers, brothers-in-law, sons-in-law, daughters-in-law, nieces, nephews, aunts, uncles (whether by marriage, lineal descent or adoption ); and (b) a public servant's relative by marriage, lineal descent or adoption who receives, directly or indirectly, more than one-half of his or her support from the public servant or from whom the public servant receives, directly or indirectly, more than one-half of his or her support; and (c) an individual claimed by the public servant or the public servant’s spouse as a dependent under the United States Internal Revenue Code. (22) Interest means any personal benefit accruing to a public servant or the public servant’s partner in interest, whether in the public servant's own name or the name of any person or business from which the public servant is entitled to receive any personal benefit, as a result of a matter which is or which is expected to become the subject of an official action by or with the City. (23) Loan means a transfer of money, property or anything else of ascertainable monetary value in exchange for an obligation, conditional or not, to repay in whole or in part. (24) Materially adverse means an opposing or contrary position of substantial or important a matter as to influence the party in question. (25) Matter means, unless the context of this Ordinance indicates otherwise, any act, action, agenda item, allegation, application, amendment, auction, bill, business, case, charge, claim, consideration, contract, controversy, decree, deed, deliberation, discussion, hearing, issue, lease, license, measure, offer, order, ordinance, permit, personnel action, petition, policy, presentation, procedure, privilege, proceeding, project, proposal, proposition, purchase, recommendation, regulation, rental, request, resolution, sale, subject, transaction, use, variance or other discretionary choice pending before a City decision maker when a public servant or a partner in interest has a personal interest in the outcome of the decision, or the decision may result in a personal benefit to a public 29 Deleted: 18 Deleted: 9 Deleted: 0 Deleted: 1 Deleted: 2 DRAFT VERSION 1.3.1 – 8/13/07 servant or a partner in interest. (26) Ministerial action means a simple and definite action or function imposed by law where no exercise of discretion or judgment is required. (27) Negotiating concerning prospective employment means one or more discussions between a public servant and a potential employer other than the City concerning the possibility of the public servant or a partner in interest considering or accepting employment with the employer, in which discussion(s) the public servant responds in a positive way. (28) Office means any of the following: (a) An elective position within the government of the City; or (b) A City Attorney; or (c) An appointive City position in which a public servant serves for a specified term, except a position limited to the exercise of ministerial functions or a position filled by an independent contractor; or (d) An appointive City position which is filled by the governing body or the executive or administrative head of the City, and in which the incumbent serves at the pleasure of the appointing authority, except a clerical position, a position limited to the exercise of ministerial functions or a position filled by an independent contractor. (29) Officer means any person elected or appointed to hold an office, as defined in the charter of the City. (30) Official action means any act, action, approval, decision, denial, directive, disapproval, inaction, order, performance, nonperformance, recommendation, vote, or other direct result of a public servant’s exercise of discretionary authority in connection with the public servant’s public position. (31) Official duty means any official action or ministerial action which a public servant is obligated or authorized to perform by virtue of being a public servant. (32) Official records means any minutes, papers, documents, completed forms, or other records maintained by a public agent for the purpose of fulfilling the disclosure requirements of this Ordinance. (32) Organization means, unless the context indicates otherwise, any non-profit business other than an individual or governmental agency. (33) Partner in interest means, when used in this Ordinance in connection with a public servant, as in the phrase “a public servant or a partner in interest” any and all of the following: 30 Deleted: 3 Deleted: 4 Deleted: 5 Deleted: 6 Deleted: 27 Deleted: 28 Deleted: 29 Deleted: 0 Deleted: 1 DRAFT VERSION 1.3.1 – 8/13/07 (a) a member of the public servant's immediate family; or (b) a business with which the public servant or a member of the public servant’s immediate family is associated; or (c) any other person with whom the public servant or a member of his immediate family is in business, or is negotiating or has an agreement concerning future employment or the future conferring of any personal benefit, whether in the public servant's own name or the name of any business or person from whom the public servant is entitled, or expects to become entitled, to receive any personal benefit, as a result of a contract or trans-action which is, or which is expected to become, the subject of an official action by or with the City. The term partner in interest does not imply or require any form of legal partnership or formal agreement. (d) When used in the phrase “a public servant or a partner in interest,” the term “partner in interest” refers only to a partner in interest of the public servant to whom reference is being made, and not to any other person’s partner in interest. (34) Reasonable means fair, proper, equitable and just under the circumstances. (35) Personal benefit means any benefit which is offered or received, or perceived to be offered or received, primarily for the purpose of influencing the manner in which a public servant performs or refrains from performing an official action, so that an attempt is made to induce the public servant, or the public servant is induced, to act in favor of some interest other than the public interest on the basis of an expectation or hope that the public servant or a partner in interest of the public servant will obtain some private gain by acting against the public interest; provided, however, that the term “personal benefit” within the meaning of this Ordinance does not include any of the following, which, although they may benefit individual public servants, are deemed to be primarily public benefits rather than personal benefits: (a) payment by the City of salaries, compensation or employee benefits; or payment by an employer or business other than the City of salaries, compensation, employee benefits or pursuant to a contract, when the payment is unrelated to a public servant’s status as a public servant and is not made for the purpose of influencing, directly or indirectly, the vote, official action or decision of a public servant; or (b) fees, expenses, or income, including those resulting from outside employment, which are permitted and reported in accordance with the policies of the City; or (c) authorized reimbursement of actual and necessary expenses; or (d) admission, regardless of value, to events to which public servants are invited in their official, representative capacity as public servants; or 31 Deleted: 2 Deleted: 3 DRAFT VERSION 1.3.1 – 8/13/07 (e) campaign or political contributions which are made and reported in accordance with state law; or (f) reasonable hosting, including travel and expenses, entertainment, meals or refreshments furnished in connection with public events, appearances or ceremonies related to official City business, if furnished by the sponsor of such public event; or in connection with speaking engagements, teaching or rendering other public assistance to an organization or another governmental entity; this provision applies only if the City does not also pay the person for the same activity; or (g) awards publicly presented in recognition of public service, acts of heroism or for solving crimes; or (h) anything of value, regardless of the value, when the thing of value is offered to the City, is accepted on behalf of the City, and is to remain the property of the City; or (i) commercially reasonable loans made in the ordinary course of the lender's business in accordance with prevailing rates and terms, and which do not discriminate against or in favor of an individual who is a public servant because of such individual’s status as a public servant; or (j) complimentary copies of trade publications; or (k) any unsolicited benefit conferred by any one person or business if the economic value totals less than $250.00 per calendar year, and if there is no express or implied understanding or agreement that a vote, official action or decision of a public servant will be influenced; or (l) reasonable compensation for a published work which did not involve the use of the City’s time, equipment, facilities, supplies, staff or other resources, if the payment is arranged or paid by the publisher of the work; or (m) reasonable compensation for a published work which did involve the use of the City’s time, equipment, facilities, supplies, staff or other resources, if the payment of the compensation to the public servant is lawfully authorized by a representative of the City who is empowered to authorize such compensation; or (n) anything of value, if the payment, gift, or other transfer of value is unrelated to and does not arise from the recipient's holding or having held a public position, and if the activity or occasion for which it is given does not involve the use of the City’s time, equipment, facilities, supplies, staff or other resources which is not available to the general public; or (o) anything of value received as a devise, bequest or inheritance; or 32 DRAFT VERSION 1.3.1 – 8/13/07 (p) a gift received from a relative within the third degree of consanguinity, under the civil law computation method, to the public servant, or the spouse of such a relative; or (q) a gift received from a spouse of a public servant, or a spouse’s relative within the third degree of consanguinity to the spouse, under the civil law computation method. (36) Personal interest means a direct or indirect interest having value peculiar to a particular individual or group, whether the value is pecuniary or non-pecuniary, which value may accrue to such individual or group or result in such individual or group deriving or potentially deriving a personal benefit as a result of the approval or denial of any ordinance, resolution, order or other official action, or the performance or nonperformance thereof, by a public servant, and which interest is not shared by the general public.. (37) Public servant means any member of the governing body or of any City agency, board, commission, committee, or other voting body, and any agent, department head, employee, official, supervisor, volunteer, or other person, whether elected or appointed, or legally authorized by contract or in any other manner to act in any capacity under the authority of the City. (38) Relative means a person who is related to an official or employee (whether by marriage, lineal descent or adoption) as spouse, parent, child, brother, sister, aunt, uncle, niece, nephew, grandparent, grandchild, parents-in-law, son-in-law, daughter-in-law, , brother-in-law or sister-in-law. (39) Volunteer means an individual who is permitted by the City, or by a person authorized to act on behalf of the City, to assist public servants in performing any kind of official duty or action without any expectation of receiving compensation. (40) Voting body means the governing body and any other City authority, board, commission, committee, council or group, regardless of whether its function is legislative, administrative, quasi-administrative or quasi-judicial or any combination thereof, which must act as a body on the basis of a vote of some or all of its members. Deleted: 4 Deleted: 5 Deleted: 6 Deleted: 7 Deleted: 38 33 4 fi City of Milton<B 1300 Deerfield Pahay, Suite 107,Milton, Georgia 3WM --- CITY COUNCIL AGENDA ITEM TO: Crty Council DATE: August 23,2007 FROM: Acting City Manager AGENDA ITEM: Resolution indicating the desire to transfer authority from the State of Georgia and the responsibilities of the Office of the Insurance and Safety Fire Commissioner to the City of Milton MEETING PATE: Thursday, September 6,2007Regular Meeting BACKGROUND INFORMATION: (Attach addrtronal pages rf necessary) See attached memorandum APPROVAL BY CITY MANAGER: APPROVED (1 NOT APPROVED CITY AVORNEY REVIEW REQUIRED: (1NO APPROVAL BY CITY ATTORNEY ()APPROVED (1 NOT APPROVED PLACED ON AGENDA FOR: REMARKS: City of Milton 13000 Deerfield Parkway, Building 100 Milton, Georgia 30004 To: Honorable Mayor and City Council Members From: Charles Millican, Director of Public Safety (Acting) Date: August 21, 2007 for submission onto the September 6, 2007 City Council Meeting Agenda Item: Resolution indicating the desire to transfer authority from the State of Georgia and the responsibilities of the Office of the Insurance and Safety Fire Commissioner to the City of Milton CMO (City Manager’s Office) Recommendation: Support the attached Resolution concerning the transfer of fire marshal authority from the State of Georgia and the responsibilities of the Office of the Insurance and Safety Fire Commissioner to the City of Milton, Georgia. Background: The City of Milton desires to adopt the state minimum fire safety standards adopted in the rules and regulations promulgated pursuant to Chapter 2 of Title 25, including all subsequent revisions thereof and will enforce the state minimum fire safety standards in order to work directly with potential developers, as well as retain fees that are currently forwarded to the State for such activities. Discussion: Along with Public Safety Staff obtaining inspector and investigator certifications, the passage of the Resolution will afford the City of Milton to adopt and have the authority to enforce the state minimum fire safety standards, and charge and retain appropriate fees. The City of Milton will also continue to perform the following duties: (A) Conduct fire safety inspections on existing buildings and structures; (B) Review plans and specifications for proposed buildings and structures, issue building permits when plans are approved, and conduct fire safety inspections of such buildings and structures; (C) Issue permanent and temporary certificates of occupancy; and (D) Conduct arson investigations. Alternatives: None identified Concurrent Review: Chris Lagerbloom, Acting City Manager Mark Scott, City Attorney RESOLUTION NO. ______ COUNTY OF FULTON STATE OF GEORGIA RESOLUTION INDICATING THE DESIRE TO TRANSFER THE AUTHORITY FROM THE STATE OF GEORGIA AND THE RESPONSIBILITIES OF THE OFFICE OF THE INSURANCE AND SAFETY FIRE COMMISSIONER TO THE CITY OF MILTON BE IT RESOLVED by the City Council of the City of Milton, GA while in a Regular Meeting on September 6th, 2007 at 7:00 p.m. as follows: WHEREAS, The City of Milton desires to transfer the authority from the State of Georgia and the responsibilities of Office of the insurance and Safety Fire Commissioner to the City of Milton pursuant to O.C.G.A. Code Section 25-2-12 subsection (b); and WHEREAS, Municipalities having a population of less than 45,000 as determined by the most recent decennial census published by the united States Bureau of the Census may adopt the state minimum fire safety standards adopted in the rules and regulations promulgated pursuant to this chapter, including all subsequent revisions thereof; and WHEREAS, The City of Milton desires to adopt the state minimum fire safety standards adopted in the rules and regulations promulgated pursuant to Chapter 2 of Title 25, including all subsequent revisions thereof and will enforce the state minimum fire safety standards as set forth in subsection (a) of Code Section 25-2-12 with respect to those buildings and structures which are owned and operated or occupied by the State and shall: (A) Conduct fire safety inspections on existing buildings and structures; (B) Review plans and specifications for proposed buildings and structures, issue building permits when plans are approved, and conduct fire safety inspections of such buildings and structures; (C) Issue permanent and temporary certificates of occupancy; (D) Conduct arson investigations; and WHEREAS, The City of Milton shall have the authority to charge and retain appropriate fees for performing the duties required in subparagraphs (A) and (B) of paragraph (2) of Code Section 25-2-12; and WHEREAS, The City of Milton is indicating its intention to adopt and enforce the state minimum fire safety standards by forwarding this resolution so indicating to the Safety Fire Commissioner. NOW, THEREFORE, BE IT HEREBY RESOLVED by the Mayor and Council of the City of Milton, Georgia, that: 1. The City of Milton adopts the state minimum fire safety standards adopted in the rules and regulations promulgated pursuant to Chapter 2 of Title 25, including all subsequent revisions thereof. 2. The City of Milton will enforce the state minimum fire safety standards as set forth in subsection (a) of Code Section 25-2-12 with respect to those buildings and structures listed in Code §25-2-13, except for hospitals, nursing homes, jails, ambulatory health care centers, and penal institutions and except for buildings and structures which are owned and operated or occupied by the State. Page 1 of 2 ____________________________ ____________________________ 3. The Safety Fire Division of the Office of the Insurance and Safety Fire Commissioner shall continue to perform those duties specified in O.C.G.A. §25-1-12(a)(2) with respect to hospitals, nursing homes, jails, ambulatory health care centers, and penal institutions and buildings owned and operated or occupied by the State. 4. The City of Milton will be responsible for enforcing such fire safety standards within its jurisdiction and will: a. Conduct fire safety inspections on existing buildings and structures; b. Review plans and specifications for proposed buildings and structures, issue building permits when plans are approved, and conduct fire safety inspections of such buildings and structures; c. Issue permanent and temporary certificates of occupancy; d. Conduct arson investigations. 5. The City of Milton will charge and retain appropriate fees for performing the duties required in subparagraphs (A) and (B) of paragraph (2) of Code Section 25-2-12. BE IT FURTHER RESOLVED, that copies of this resolution be transmitted to the Honorable John W. Oxendine, Insurance and Safety Fire Commissioner, State of Georgia. As adopted by the City of Milton Council this ______ day of _______, 2007 IN WITNESS WHEREOF the parties hereto have set their hand and affixed their seals on the dates as indicated. Approved: Joe Lockwood, Mayor Attest: Jeanette R. Marchiafava, City Clerk (Seal) Page 2 of 2 q&C City of Milton 13000 Deefield Pafiway, Suite 107. Milton. Georgia 30004 CIN COUNCIL AGENDA ITEM TO: City Council DATE: August 2 1,2007 FROM: Acting City Manager AGENDA ITEM: Approval for City Clerk Jeanette Mstrchiafava to seme as Chief Municipal Registrar and Absentee Ballot Clerk, and approval for Deputy City Clerk Evyonne Browning to serve as Deputy Municipal Registrar MEETING DATE: Thursday, September 6,2007Regular Meeting BACKGROUND INFORMATION: (Attach additronai pages rf necessary) See attached memorandum APPROVAL BY CITY MANAGER: APPROVED CITY ATTORNEY APPROVAL REQUIRED: CITY ATTORNEY REVIEW REQUIRED: YES YES () NOT APPROVED (1 NO II NO APPROVAL BY CITY ATTORNEY () APPROVED () NO J APPROVED PLACED ON AGENDA FOR: REMARKS: City of Milton 13000 Deerfield Parkway, Suite 107, Milton, GA 30004 To: Honorable Mayor and City Council From: Jeanette Marchiafava, City Clerk and Clerk of the Court Date: August 21, 2007 for Submission onto the September 6, 2007 City Council Meeting Agenda Item: Approval for City Clerk Jeanette Marchiafava to serve as Chief Municipal Registrar and Absentee Ballot Clerk, and approval for Deputy City Clerk Evyonne Browning to serve as Deputy Municipal Registrar CMO (City Manager’s Office) Recommendation: Approval for City Clerk Jeanette Marchiafava to serve as Chief Municipal Registrar and Absentee Ballot Clerk,and approval for Deputy City Clerk Evyonne Browning to serve as Deputy Municipal Registrar. Background: The Georgia Election Code requires that the appointment of the Registrar be verified in the Mayor and Council minutes, Code Section 21-2-212. Code Section 21-2-380.1 provides for the appointment of an Absentee Ballot Clerk. Discussion: The appointments of these positions will be necessary for the upcoming Municipal election. Alternatives: N/A Concurrent Review: Chris Lagerbloom, Acting City Manager City of Milton 13MO Deerfield Paikway,Suite 107, Milton, Georgia 30004 ClTY COUNCIL AGENDA ITEM TO: City Council DATE: August 28,2007 FROM: Acting City Manager AGENDA ITEM: Approval of a grant application to the Department of Momeland Security for the Staffingfor Adequate Fire and Emergency Response (SAFER) grant program for funding of three firefighters over a five year period. MEETING DATE: Thursday, September 6,2007Regular Meeting BACKGROUND JNFORMA TION: (Attach add~tionaipages ~fnecessary) See attached memorandum I APPROVAL BY CITY MANAGER: ()(,APPROVED () NOT APPROVED CIW ATTORNEY APPROVAL REQUIRED: ()YES #NO CITY ATTORNEY REVlEW REQUIRED: ()YES NO APPROVAL BY CITYATTORNEY ()APPROVED (1 NOTAPPROVED City of Milton 13000 Deerfield Parkway, Milton, Georgia 30004 To: Honorable Mayor and City Council Members From: Carol R. Wolfe, Director of Operations Date: Submitted on August 21, 2007 for September 6, 2007 Council Meeting Agenda Item: Approval of a grant application to the Department of Homeland Security for the Staffing for Adequate Fire and Emergency Response (SAFER) grant program for funding of three firefighters over a five year period. CMO (City Manager’s Office) Recommendation: Adopt the attached resolution approving the submission to the Department of Homeland Security’s Staffing for Adequate Fire and Emergency Response (SAFER) grant program authorizing the request for funding of three firefighters and authorizing the Mayor to execute all required grant documents should the grant be awarded. Background: The purpose of the SAFER Program is to award grants directly to fire departments to enhance their abilities to protect first responders and the public by funding front line firefighters. The primary goal and the intent of the program is to assist local fire departments’ staffing and deployment capabilities in order to respond to emergencies, assuring that departments have adequate protection from fire and fire related hazards. Discussion The SAFER grant process is a very competitive process with limited funds available to be awarded to many agencies. The funding priorities as outlined by the Department of Homeland Security are programs that comply with staffing, response and operational standards established by the National Fire Protection Association (NFPA) and the Occupational Safety and Health Administration (OSHA). Grant funding will be awarded to agencies who demonstrate best the following criteria: •Reduction in response time per NFPA 1710 •Economically meeting the NFPA standard of four personnel per apparatus •Efficient and safer response •Policy and practice of training personnel to be Firefighter I level within 6 months of hire and Firefighter II level within 2 years •Extra consideration will be given to agencies meeting the following supplemental criteria: o Agencies who train personnel to minimum EMS levels o Entry level physicals and immunizations as part of the hiring process o Formal mutual aid agreements o Applicants meeting the four personnel standard with the fewest number of additional personnel 1 City of Milton 13000 Deerfield Parkway, Milton, Georgia 30004 o Support of local governing body via letter of support or resolution The City has taken possession of the quint apparatus and meeting NFPA staffing standards requires twelve personnel to operate the apparatus. The fiscal year 2008 budget currently includes funding for nine of the twelve and the grant funding request is for the remaining three positions. A grant award requires a five year commitment to funding the personnel at a graduated scale of matching dollars, outlined in the fiscal impact below. The total five year funding cap per position is $105,425. This cap will fund an entry level firefighter at a salary in year 1 of $35,000. The federal share of position funding over the five- year period is as follows: Year One – 90% of the actual costs or a cap of $37,950 (lesser of the two amounts) Year Two – 80% of the actual costs or $33,730 (lesser of the two amounts) Year Three – 50% of the actual costs or $21,080 (lesser of the two amounts) Year Four – 30% of the actual costs or $12,665 (lesser of the two amounts) Year Five – No federal share. All costs borne by the grantee Funding and Fiscal Impact: The request for federal funds of $105,425 per position to supplement three firefighter salaries over the five year grant period are as follows: FY 08 FY 09 FY 10 FY 11 FY 12 Total Salary $ 105,000 $108,150 $ 111,395 $ 114,736 $ 118,178 $ 557,459 Benefits $ 37,800 $ 39,288 $ 39,369 $ 39,453 $ 39,538 $ 195,449 Total Grant $ 142,800 $147,438 $ 150,764 $ 154,189 $ 157,717 $ 752,908 Federal Share $ 115,455 $104,809 $ 62,160 $ 32,951 $ - $ 315,375 Milton Share $ 27,345 $ 42,629 $ 88,604 $ 121,238 $ 157,717 $ 437,533 The grant revenue and expenditures will be reflected in the fiscal year 2008 budget under the operating grants fund. The matching funds will be represented in the fiscal year 2008 budget as an interfund transfer from the general fund to the operating grants fund. Alternatives: Without the supplemental funding from SAFER for additional firefighters, the alternatives would be to delay hiring of additional personnel for added apparatus until later budget cycles. Concurrent Review: Chris Lagerbloom, Acting City Manager Charles Millican, Acting Public Safety Director 2 ____________________________ ____________________________ RESOLUTION NO. ______ COUNTY OF FULTON STATE OF GEORGIA A RESOLUTION TO AUTHORIZE THE MAYOR AND CITY COUNCIL TO APPROVE THE SUBMISSION OF A GRANT APPLICATION TO THE DEPARTMENT OF HOMELAND SECURITY STAFFING FOR ADEQUATE FIRE AND EMERGENCY REPSPONSE (SAFER) GRANT PROGRAM BE IT RESOLVED by the City Council of the City of Milton, GA while in a Regular Meeting on September 6th, 2007 at 7:00 p.m. as follows: WHEREAS, the Department of Homeland Security makes available funding under the SAFER grant program; and WHEREAS, such funds are awarded directly to fire departments to enhance their ability to protect first responders and the public by funding front line firefighters; and WHEREAS, the primary goal of the SAFER grant program is to assist local fire departments’ staffing and deployment capabilities in order to respond to emergencies, assuring that departments have adequate protection from fire and fire related hazards; and WHEREAS, the City of Milton has applied for funding through this program; and WHEREAS, the funding, if awarded, shall be utilized to hire three entry level firefighters with a five year employment commitment; and WHEREAS, evidence authorizing the acceptance of said application must be provided. NOW, THEREFORE BE IT SO RESOLVED, this 6th day of September, 2007, by the Mayor and Council of the City of Milton that the submission of the Department of Homeland Security Staffing for Adequate Fire and Emergency Response Grant application is hereby approved; and if awarded the Mayor is hereby authorized to execute the award package with directives under the Department of Homeland Security. Approved: Joe Lockwood, Mayor Attest: Jeanette R. Marchiafava, City Clerk (Seal)