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HomeMy WebLinkAbout09-07-11 PacketPage 1 of 5 Milton City Hall City Council Chambers 13000 Deerfield Parkway, Suite E Milton, GA 30004 Persons needing special accommodations in order to participate in any City meeting should call 678-242-2500. CITY OF MILTON, GEORGIA Joe Lockwood, Mayor CITY COUNCIL Karen Thurman Julie Zahner Bailey Bill Lusk Burt Hewitt Joe Longoria Alan Tart Wednesday, September 7, 2011 Regular Council Meeting Agenda 6:00 PM INVOCATION - Pastor Patrick Abent, Inner Quest Church, Alpharetta, GA CALL TO ORDER 1) ROLL CALL 2) PLEDGE OF ALLEGIANCE (Led by the Mayor) 3) APPROVAL OF MEETING AGENDA (Add or remove items from the agenda) (Agenda Item No. 11- 177) 4) PUBLIC COMMENT 5) CONSENT AGENDA 1. Approval of the August 1, 2011 Regular Council Minutes. (Agenda Item No. 11- 178) (Sudie Gordon, City Clerk) 2. Approval of the August 8, Work Session Minutes. (Agenda Item No. 11- 179) (Sudie Gordon, City Clerk) MILTON CITY COUNCIL REGULAR MEETING AGENDA SEPTEMBER 7, 2011 Page 2 of 5 Milton City Hall City Council Chambers 13000 Deerfield Parkway, Suite E Milton, GA 30004 Persons needing special accommodations in order to participate in any City meeting should call 678-242-2500. 3. Approval of a Professional Services Agreement between the City of Milton and Land Specialists, Inc. for Bethany Bend at Cogburn Road Right of Way Services. (Agenda Item No. 11- 180) (Carter Lucas, Public Works Director) 4. Approval of a Construction Services Agreement between the City of Milton and Blount Construction Company, Inc. for Curb and Gutter Replacement on Kensington Drive. (Agenda Item No. 11- 181) (Carter Lucas, Public Works Director) 5. Approval of a Construction Services Agreement between the City of Milton and The Tomal Corporation for Guardrail Replacement on Francis Road. (Agenda Item No. 11- 182) (Carter Lucas, Public Works Director) 6. Approval of a Construction Services Agreement between the City of Milton and Blount Construction Company, Inc. for Intersection Pedestrian Improvements. (Agenda Item No. 11- 183) (Carter Lucas, Public Works Director) 7. Approval of a Construction Services Agreement between the City of Milton and Strickland Pipeline and Construction, Inc. for Storm Drain Repair at 369 Taylor Glen Drive. (Agenda Item No. 11- 184) (Carter Lucas, Public Works Director) 8. Approval of a Professional Services Agreement between the City of Milton and Urban Collage, Inc. regarding the City of Milton FY11 Livable Centers Initiative (LCI) Hwy 9 – Hwy 400 Small Area Master Plan. (Agenda Item No. 11- 185) (Tom Wilson, Interim Community Development Director) 9. Approval of a Contract between the City of Milton, Birmingham United Methodist Church and Special Events Network for the “B at the Movies” Event on September 10, 2011. (Agenda Item No. 11- 186) (John Rebar, Parks & Recreation Director) 10. Approval of a Revised Parks and Recreation Event License Agreement Between the City of Milton and Kolleen Riddick of CorePhysique to Offer Fitness Camp Classes and Other Related Programs. (Agenda Item No. 11- 187) (John Rebar, Parks & Recreation Director) MILTON CITY COUNCIL REGULAR MEETING AGENDA SEPTEMBER 7, 2011 Page 3 of 5 Milton City Hall City Council Chambers 13000 Deerfield Parkway, Suite E Milton, GA 30004 Persons needing special accommodations in order to participate in any City meeting should call 678-242-2500. 11. Approval of Ratification of Ordinance No. 11-08-108 “Brown Bagging Ordinance” Previously Adopted at the Council’s August 1, 2011 Regular Council Meeting to Correct Scrivener’s Error in the Ordinance Form, Changing a Reference to Chapter 7 to Chapter 4. (Agenda Item No. 11- 188) (Ken Jarrard, City Attorney) 6) REPORTS AND PRESENTATIONS 1. A Proclamation Recognizing 9/11 National Day of Service and Recognition. (Presented by Councilmember Alan Tart) 2. A Proclamation Recognizing Detective Kevin Barry as Milton’s 2011 Officer of the Year. (Presented by Mayor Joe Lockwood) 3. A Proclamation Honoring Taylor Parrish and His Heroic Actions. (Presented by Councilmember Bill Lusk) 4. Presentation of City of Milton’s Georgia Recreation and Park Association “2011 Visibility & Marketing Award” to Jason Wright, Communications Manager. (Presented by Mayor Joe Lockwood) 7) FIRST PRESENTATION 1. Approval of an Ordinance to Amend Chapter 22: Fire Prevention and Protection. (Agenda Item No. 11- 189) (Matt Marietta, Fire Marshal) 2. Approval of an Ordinance to Adopt Amendments to the Fiscal 2011 Budget for Each Fund of the City of Milton, Georgia, Amending the Amounts Shown in Each Budget as Expenditures, Amending the Several Items of Revenue Anticipations, Prohibiting Expenditures to Exceed Appropriations, and Prohibiting Expenditures to Exceed Actual Funding Available. (Agenda Item No. 11- 190) (Stacey Inglis, Finance Director) 3. Approval of an Ordinance of the Mayor and Council of the City of Milton, Georgia, to Adopt the Fiscal 2012 Budget for Each Fund of the City of Milton, Georgia, Appropriating the Amounts Shown in Each Budget as Expenditures, Adopting the Several Items of Revenue Anticipations, Prohibiting Expenditures to Exceed Appropriations and Prohibiting Expenditures to Exceed Actual Funding Available. (Agenda Item No. 11- 191) (Stacey Inglis, Finance Director) MILTON CITY COUNCIL REGULAR MEETING AGENDA SEPTEMBER 7, 2011 Page 4 of 5 Milton City Hall City Council Chambers 13000 Deerfield Parkway, Suite E Milton, GA 30004 Persons needing special accommodations in order to participate in any City meeting should call 678-242-2500. 4. Approval of an Ordinance to Amend Chapter 11 - Business Occupation Tax, Licenses, and Regulation, of the City of Milton Code of Ordinances to Modify the Annual License Fee Levied on Insurers; to Provide for the Repeal of Conflicting Ordinances; to Provide an Effective Date; and for Other Lawful Purposes. (Agenda Item No. 11- 192) (Ken Jarrard, City Attorney) 5. Approval of an Ordinance to Amend Chapter 48 - Streets, Sidewalks and Other Public Places, Article III, Division 2 of the City of Milton Code Of Ordinances for the Abandonment or Acceptance of Public-Right-of-Way. (Agenda Item No. 11- 193) (Discussed at May 9th and June 13th, 2011 Work Sessions) (Carter Lucas, Public Works Director) 8) FIRST PUBLIC HEARING 1. Approval of an Ordinance to Adopt Amendments to the Fiscal 2011 Budget for Each Fund of the City of Milton, Georgia, Amending the Amounts Shown in Each Budget as Expenditures, Amending the Several Items of Revenue Anticipations, Prohibiting Expenditures to Exceed Appropriations, and Prohibiting Expenditures to Exceed Actual Funding Available. (Agenda Item No. 11- 190) (First Presentation on September 7, 2011) (Stacey Inglis, Finance Director) 2. Approval of an Ordinance of the Mayor and Council of the City of Milton, Georgia, to Adopt the Fiscal 2012 Budget for Each Fund of the City of Milton, Georgia, Appropriating the Amounts Shown in Each Budget as Expenditures, Adopting the Several Items of Revenue Anticipations, Prohibiting Expenditures to Exceed Appropriations and Prohibiting Expenditures to Exceed Actual Funding Available. (Agenda Item No. 11- 191) (First Presentation on September 7, 2011) (Stacey Inglis, Finance Director) 9) ZONING AGENDA (None) 10) UNFINISHED BUSINESS (None) MILTON CITY COUNCIL REGULAR MEETING AGENDA SEPTEMBER 7, 2011 Page 5 of 5 Milton City Hall City Council Chambers 13000 Deerfield Parkway, Suite E Milton, GA 30004 Persons needing special accommodations in order to participate in any City meeting should call 678-242-2500. 11) NEW BUSINESS 1. Approval of a Resolution Amending Resolution No. 11-03-173, A Resolution Appointing A Member To The City Of Milton Parks And Recreation Advisory Board For District 6. (Agenda Item No. 11- 194) (Presented by Councilmember Alan Tart) 2. Approval of A Resolution to Accept the “City of Milton Visioning Plan” Dated March 11, 2011 Prepared by Lew Oliver, Inc. – Whole Town Solutions and as Amended by the Community Development Department. (Agenda Item No. 11- 195) (Presented by Tom Wilson, Interim Community Development Director ) 12) MAYOR AND COUNCIL REPORTS 13) STAFF REPORTS 14) EXECUTIVE SESSION (if needed) 15) ADJOURNMENT (Agenda Item No. 11-196) The minutes will be Provided electronically City of Milton 13000 Deerfield Parkway Suite 107C Milton, Georgia 30004 To: Honorable Mayor and City Council Members From: Sara Leaders, PE – Transportation Engineer Date: August 22, 2011 for the September 7, 2011 Council meeting Agenda Item: Approval of a Professional Services Agreement between the City of Milton and Land Specialists Inc. for Bethany Bend at Cogburn Road Right of Way Services. Background: This agreement is to provide right of way and easement acquisition services for intersection improvements at Bethany Bend and Cogburn Road. The City has developed final plans for the intersection improvements as well as plats and easement documents. Three bids were obtained for right of way services and Land Specialists was the low bidder. Discussion: The work to be completed under this Agreement will include deed/title search, short form parcel valuation, negotiation, and closing for the 2 parcels requiring right of way and easements. The work also includes negotiation with 4 property owners for the temporary construction easements only. Staff is recommending the approval of a professional services agreement between the City of Milton and Land Specialists Inc. to provide right of way services in the amount of $7,000.00. The budget for this work will be from Capital Project Fund. Legal Review: Agreement – Paul Higbee, Jarrard & Davis on 8/3/2011 Attachments: 1. Agreement Aj rCity of Milton PROFESSIONAL SERVICES AGREEMENT — SHORT FORM AGREEMENTS $14,000.00 OR LESS Bethany Send at Coghurn Rd Right of Way Services � This Professional Services Agreement (the "Agreement") is made and entered into this) /�—, d y of [6 u , 2011, by and between the CITY OF MILTON, GEORGIA (hereinafter referred to as the "City"), and LAND SPECIALISTS INC. (hereinafter referred to as the "Consultant"), WITNESSETH THAT: WHEREAS, the City desires to employ a Consultant to perform the services described herein (the "Work"): and WHEREAS, Consultant has familiarized itself with the Contract Documents, as defined below, the Work, and with all local conditions and applicable federal, state and local laws, ordinances, rules and regulations. NOW THEREFORE, the City and Consultant, in consideration of the mutual promises contained herein and other good and valuable consideration, the sufficiency of which is hereby acknowledged, agree as follows: Section 1. Contract Documents: This Agreement and the following named Exhibits, attached hereto and incorporated herein by reference, constitute the "Contract Documents": EXHIBIT A WORK DESCRIPTION EXHIBIT B INSURANCE CERTIFICATE To the extent that there may be any conflict among the Contract Documents, the provision operating most to the benefit of the City shall govern. Section 2. The Work: Consultant shall provide all Work described in the Contract Documents. Unless otherwise stated in the Contract Documents, the Work shall include Consultant's provision of materials, labor, expenses, and any other cost or item necessary to complete the Work, which is generally described as right of way and easement acquisition services for intersection improvements at Bethany Send and Cogburn Road. Section 3. Contract Time: Consultant understands that time is of the essence of this Agreement and warrants that it will perform the Work in a prompt manner, which shall not impose delays on the progress of the Work.. It shall commence Work pursuant to this Agreement on or before a date to be specified on a written "Notice to Proceed" from the City and shall fully complete the Work within 90 days of the "Notice to Proceed". Section 4. Work Changes: Any changes to the Work requiring an increase in the Contract Price, as defined below, shall require a written change order executed by the City in accordance with its purchasing regulations. Section S. Compensation and Method of Payment: City agrees to pay Consultant for the services performed and costs incurred by Consultant upon the City's certification that the services were actually performed and costs actually incurred in accordance with this Agreement. Compensation for services performed and, if applicable, reimbursement for costs incurred shall be paid to Consultant upon the City's receipt and approval of an invoice, submitted upon completion of the Work, setting forth in detail the Page 1 of 4 services performed and costs incurred. Invoices shall reflect charges incurred versus charges budgeted. The total amount paid under this Agreement for the Work shall not, in any case, exceed $7,000.00 the "Contract Price"), except as outlined in Section 4 above. Consultant shall take no calculated risk in the performance of the Work. Specifically, Consultant agrees that in the event it cannot perform die Work within the budgetary limitations established without disregarding sound principles of Consultant's industry, Consultant will give written notice thereof immediately to the City. Section G. Covenants of Consultant A. Assignment of Agreement: Consultant covenants and agrees not to assign or transfer any interest in, nor delegate any duties of this Agreement, without the prior express written consent of the City. B. Responsibility of Consultant and Indemnification of City: Consultant covenants and agrees to take and assume all responsibility for the services rendered in connection with the Work. Consultant shall bear all losses and damages directly resulting to it on account of the negligent performance or character of the services rendered pursuant to this Agreement. Consultant shall defend, indemnify and hold harmless the City, its officers, boards, commissions, elected and appointed officials, employees and agents from and against any and all claims, suits, actions, liability, judgments, damages, losses, and expenses, including but not limited to, reasonable attorney's fees, which are the result of willful or negligent acts, or tortious conduct to the extent arising out of the negligent performance of contracted services, or operations by Consultant, any sub -consultant, anyone directly employed by Consultant or sub -consultant or anyone for whose negligent acts Consultant or sub -consultant may be liable, regardless of whether or not the negligent act is caused in part by a party indemnified hereunder. C. Independent Consultant: Consultant hereby covenants and declares that it is engaged in an independent business and agrees to perform the Work as an independent Consultant, not as agent or employee of City. Inasmuch as City and Consultant are parties independent of one another, neither has the authority to bind the other to any third person or otherwise to act in any way as the representative of the other, unless otherwise expressly agreed to in writing by both parties. Consultant agrees not to represent itself as City's agent for any purpose to any party or to allow any employee to do so, unless specifically authorized, in advance and in writing, and then only for the limited purpose stated in such authorization. Consultant shall assume full liability for any contracts or agreements Consultant enters into on behalf of City without the express knowledge and prior written consent of City. D. Insurance: Consultant shall have and maintain in full force and effect for the duration of this Agreement, insurance approved by the City as shown on Exhibit B. E. Licenses, Certifications and Permits: Consultant covenants and declares that it has obtained and will maintain all diplomas, certificates, licenses, permits or the like required by any national, state, regional, City, and local boards, agencies, commissions, committees or other regulatory bodies to perform the Work. Consultant shall comply with applicable legal requirements and meet the standard of quality ordinarily expected of its industry. F. Ownership of Work: All reports, drawings, specifications, and other items prepared or in the process of being prepared for the Work by Consultant ("materials") shall be the property of the City and the City shall be entitled to full access and copies of all materials. All copyrightable Page 2 of 4 subject matter in all materials is hereby assigned to the City and Consultant agrees to execute any additional documents necessary to evidence such assignment. G. Consultant's Representative: Mitzi Minnich-Ritchie shall be authorized to act on Consultant"s behalf with respect to the Work as Consultant's designated representative. H. Confidentiality. Consultant acknowledges that it may receive confidential information of the City and that it will protect the confidentiality of any such confidential information and will require any of its sub -consultants, consultants, and/or staff to likewise protect such confidential information. Meetings: Consultant shall meet with City's personnel or designated representatives to resolve technical or contractual problems that may occur during the term of the contract, at no additional cost to City. Section 7. Standard of Care: In providing services under this Agreement, the Consultant shall perform in a manner consistent with that degree of care and skill ordinarily exercised by members of the: same profession currently practicing under similar circumstances at the same time and in the same or similar locality. Section S. Termination: The City may terminate this Agreement for convenience at any time upon written notice to Consultant. Provided that no damages are due to the City for Consultant's breach of this Agreement, the City shall pay Consultant for Work performed to date in accordance with Section 5 herein. Section 9. Miscellaneous A. Governing Law. This Agreement shall be governed by the laws of the State of Georgia. B. Counterparts. This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute one and the same instrument. C. Sovereian Immunity. Nothing contained in this Agreement shall be construed to be a waiver of the City's sovereign immunity or any individual's qualified good faith or official immunities. IN WITNESS WHEREOF, the parties have caused this Agreement to be executed under seal as of the date first above written. [SIGNATURES ON THE FOLLOWING PAGE] Page 3 of 4 Land Specialists Inc. J Signature: Printed Name: Title:. . CITY OF MILTON, GEORGIA .Toe Qd, Mayvr Page 4 of 4 Exhibit A Work Description Land Specialists Inc. will provide right of way and easement acquisition services for land needed to construct intersection improvements at Bethany Bend and Cogburn Road. Right of way and permanent easement services will be needed with all property owners conveying title to land. These services will include deed/title search documentation, a short forth appraisal., negotiation with the property owners, and all required deeds will be signed, executed and recorded as part of closing with the property owners. This level of acquisition service is required on two properties in the improvement area. Compensation for these two properties shall be $3,800 ($1,900 each). Temporary grading and construction easement services will be needed with all property owners adjacent to the improvements. This service will include negotiation and execution of a temporary construction easement form with property owners requiring temporary access during construction. This level of acquisition service is required on four properties in the improvement area. Compensation for these four properties shall be $3,200 ($800 each), All documentation will be provided to the City. All work shall comply with applicable city and state regulations. Exhibit B Insurance Certificate ACCMDrCERTIFICATE OF LIABILITY INSURANCE OAT E`M"VDC' 8/3/ap11 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY TRE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER - IMPORTANT: If the cer0 icate holder Is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and condPtions of the I3olicy, certain policies may acquire an erdCi sarn®nt. A statement on this cerWicato does not confer rights to the ca of late holder In lieu of such a ndarsetnant(s). PRODUCER TACT Dawn Rjoe HdlRi]]r Sc .A.IR]„Et.1p Inc. PN NE}._{770)551-3'27{) FA53 C.Na]•[T70i551-32as Perimeter Centex East #400 ..-... -- E-MAIL aoo>7F PR00llCi:R pD4J.3275--.._.._...-.- ...._. l8 L0; 10 k. _ .�_..._ INSi3Rfi 5 .A..... INE CAV ER tGE NAiC 9 ACJ 8ntaGA ?� � INSURED IwiuREft A:C�l�rt„ar Oak Fe Ins. Corj��,� ..__._—..................................... ....................... ....--- ._...-_.... ....................•s.._�'� Cas Co Araerzca LAND SPECIALISTS, WC IwsuREFt_c_>Travel era Irsc emnit v Co. eof Tl 5674 56579 BAHTA 2 CIRCLE INS€3PERit: ...................... ................ IN3 RE- E MOUNTAIN GA .30087 INSURN F: i.�.nF r5�.n c.tv tsfoert.�-+�.+auauvac,a HGifItStUHNttPll51LR" THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED eFLOW HAVE BEEN ISSUED TO THEINSLIFISO NAM50 ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT. "TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT VOTH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED 8Y THE POLICIES DESCRIBED HEREIN [S SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOVM MAY HAVE BEEN REDUCED BY PAID CLAIMS, rtsa LAR ...................... ...._._.—._.. POLICY NuBERLi TYPEOF INSURANCE ._................_ ............... hF DDlYY 4iID YYYY Lsll7IT8 GENERAL LIABILITY -'-" EACH DGCVRft>wNCF $ 1,000,000 x . COMMERCIAL GFNFRAL LIABILITY 'S ��� �- III,K.r_rEy_M�._a el.........._s . 300,000 CLAWS4MADE OCCUR 680629H8D69 /13/2017 /13/2012 mm- .....................�".""�"".. A ........�....._ i...�..' rsEEXP �anY._nne e�ac�+s a S , gt10 i,j"SONALaAl7VINJURY a 1,Q17II,OOQ _........ _. �_........_.. _. I �....................... .... �.._.. 5ENERkAGGR RTS S C7LIU OtiQ ?---_-.._._....................–�... a OEPYL. AGGREGATE LRdiT APPLIES PER = paxca a T csa nF A g 21000,000 �........., FORD- .. , �.„..„.........:........................_._...............� pi3CICY i T ' L4iC S i._.—.. _...... AUTOMOBILE LIAMITY - MUNED SINGLE -MT ANY AUTO jf:szctnl) S I B0QiLY KJURY (Rw persoM S ALL OWNED AUTO& .- .............. .__............... .._ BODILY INJURY {per sWdenq S SCH EDlLED AUTOS --- pRF]AERTY DAMAGE HI: UD AUTOS (Per ace r�tj .. ................. ---............_ S r .. i' )N-0VV?ff0A4YOS € _........... ) 8 iC UP;$RELLA LtiaB x i gCGUR EACH OCCURRENCE a 2,000,000 sxcssS LlaO ; ClA[%&MAOE AGGREGATE s 0O0 �µrraTlyNi100 rrt szsxaz €a C w[My 4hk4 kiRS cDMpEA:SATIFIN AND EMPL.OYERV LIABILITY IPROPMETORTPART4 ILEXi CJ 14E Y t H k( ny ewy In and MWA48 E-9 EYCLi a N f A 604113097 l Mee. OF @C?EPA7ONS ta'm Oil q/73/20,12 E.L. EACH P.CCIMN7 1 S 500,0 4I2011 11114/2012 E.L. D€ EZE . EA EMPLC3YEE t SQ p �z.. ........... DISEASE • Pi3L':�l . JAttT DESCRIPTION 0I OPP RAWKS r LOCATIOMS I VEHICLES (Anath ACORD IEt, Atsdiflomt RamaeKs Schsdule, if mors SPRCa Is ragulred) 'KATE HOLDER .. CANCELLATION SHOULD ANY OF THE ABOVE WKRI8ED PUL.ICIES BE CANCELLED BEFORE THE EXPIRATION DATE THUREOF, MOTICE W€LL BE DELIVERED IN City of Milton ACCORDANCE WITH THE POLICY FRi3itiSIONS. 13000 Deerfield 'Parkway Milton, 'moi 30004 AUTHOR&MPEPRESENTATIVE John Aaron/]]kms ............. ._ AGORO 25 (2009/08) 01988-2009 ACORID CORPORATION All rights rasWr Sd. IPtSD25r �) The ACORD name and logo are registered Marcs Of ACORD City of Milton 13000 Deerfield Parkway Suite 107C Milton, Georgia 30004 To: Honorable Mayor and City Council Members From: Carter Lucas, PE – Public Works Director Date: August 24, 2011 for the September 7, 2011 Council meeting Agenda Item: Approval of a Construction Services Agreement between the City of Milton and Blount Construction Company, Inc. for Curb and Gutter Replacement on Kensington Drive Background: Prior to the resurfacing of Kensington Drive a section of curb and gutter was identified that had settled and fails to drain properly. This section of curb and gutter was identified for replacement. Discussion: Approximately 60 lf of curb and gutter was removed and replaced to re-establish proper line and grade. In accordance with the standard city purchasing policy three bids were received for this project and Blount Construction Company, Inc. was the lowest, responsive bid. Staff is recommending approval of the construction services contract with Blount Construction Company, Inc. in the amount of $1,750. Legal Review: Paul Higbee, Jarrard & Davis on 8/1/2011 Attachments: 1. Construction Services Agreement n �-1 1 City of Milton SERVICES AGREEMENT — SHORT FORM AGREEMENTS $10,000.00 OR LESS Curb and Gutter Replacement Kensington Drive This Services Agreement (the "Agreement") is made and entered into this _ day of 201, by and between the CITY OF MILTON, GEORGIA (hereinafter referred to as the "City"), and Blount Construction Company, Inc.(hereinafter referred to as the "Contractor"). WITNESSETH THAT: WHEREAS, the City desires to employ a contractor to perform the services described herein (the "Work"); and WHEREAS, Contractor has familiarized itself with the Contract Documents, as defined below, the Work, and with all local conditions and applicable federal, state and local laws, ordinances, rules and regulations. NOW THEREFORE, the City and Contractor, in consideration of the mutual promises contained herein and other good and valuable consideration, the sufficiency of which is hereby acknowledged, agree as follows: Section 1. Contract Documents: This Agreement and the following named Exhibits, attached hereto and incorporated herein by reference, constitute the "Contract Documents": rV 1AIT A R/l1DV DESC4 TDTIIITi �, T�,T ...... Prove e in Section 2 of this agreement EXHIBIT B INSURANCE EXHIBIT C CONTRACTOR AFFIDAVIT AND AGREEMENT To the extent that there may be any conflict among the Contract Documents, the provision operating most to the benefit of the City shall govern. Section 2. The Work: Contractor shall provide all Work described in the Contract Documents. Unless otherwise stated in the Contract Documents, the Work shall include Contractor's provision of materials, labor, expenses, and any other cost or item necessary to complete the Work, which is generally described as replacing 60 feet of Curb and Gutter at 655 Kensington Farms Drive as identified by the City of Milton. Curb and gutter shall be set to the line and grade identified by the city and shall ensure positive drainage along the curb line. Contractor shall remove and properly dispose of existing curb and gutter in accordance with all applicable laws and regulations. Section 3. Contract Time: Contractor understands that time is of the essence of this Agreement and warrants that it will perform the Work in a prompt manner, which shall not impose delays on the progress of the Work. It shall commence Work pursuant to this Agreement on or before a date to be specified on a written "Notice to Proceed" from the City, and shall fully complete the Work within 5 days of the "Notice to Proceed". Section 4. Work Changes: Any changes to the Work requiring an increase in the Contract Price, as defined below, shall require a written change order executed by the City in accordance with its purchasing regulations. Section 5. Compensation and Method of Payment: City agrees to pay Contractor for the services performed and costs incurred by Contractor upon the City's certification that the services were actually performed and costs actually incurred in accordance with this Agreement. Compensation for services performed and, if applicable, reimbursement for costs incurred shall be paid to Contractor upon the City's receipt and approval of an invoice, submitted upon completion of the Work, setting forth in detail the services performed and costs incurred. Invoices shall reflect charges incurred versus charges budgeted. The total amount paid under this Agreement for the Work shall not, in any case, exceed $1,750.00 (the "Contract Price"), except as outlined in Section 4 above. Contractor shall take no calculated risk in the performance of the Work. Specifically, Contractor agrees that in the event it cannot perform the Work within the budgetary limitations established without disregarding sound principles of Contractor's industry, Contractor will give written notice thereof immediately to the City. Section 6. Covenants of Contractor A. Assignment of Agreement: Contractor covenants and agrees not to assign or transfer any interest in, nor delegate any duties of this Agreement, without the prior express written consent of the City. B. Responsibility of Contractor and Indemnification of City: Contractor covenants and agrees to take and assume all responsibility for the services rendered in connection with the Work. Contractor shall bear all losses and damages directly or indirectly resulting to it on account of the performance or character of the services rendered pursuant to this Agreement. Contractor shall defend, indemnify and hold harmless the City, its officers, boards, commissions, elected and appointed officials, employees and agents from and against any and all claims, suits, actions, liability, judgments, damages, losses, and expenses, including but not limited to, attorney's fees, which may be the result of willful, negligent or tortious conduct arising out of the Work, performance of contracted services, or operations by Contractor, any subcontractor, anyone directly or indirectly employed by Contractor or subcontractor or anyone for whose acts Contractor or subcontractor may be liable, regardless of whether or not the negligent act is caused in part by a party indemnified hereunder. C. Independent Contractor: Contractor hereby covenants and declares that it is engaged in an independent business and agrees to perform the Work as an independent contractor, not as agent or employee of City. Inasmuch as City and Contractor are contractors independent of one another, neither has the authority to bind the other to any third person or otherwise to act in any way as the representative of the other, unless otherwise expressly agreed to in writing by both parties. Contractor agrees not to represent itself as City's agent for any purpose to any party or to allow any employee to do so, unless specifically authorized, in advance and in writing, and then only for the limited purpose stated in such authorization. Contractor shall assume full liability for any contracts or agreements Contractor enters into on behalf of City without the express knowledge and prior written consent of City. D. Insurance: Contractor shall have and maintain in full force and effect for the duration of this Agreement, insurance approved by the City as shown on Exhibit B. E. Licenses, Certifications and Permits: Contractor covenants and declares that it has obtained and will maintain all diplomas, certificates, licenses, permits or the like required by any national, state, regional, City, and local boards, agencies, commissions, committees or other regulatory bodies to perform the Work. Contractor shall comply with applicable legal requirements and meet the standard of quality ordinarily expected of its industry. F. Ownership of Work: All reports, drawings, specifications, and other items prepared or in the process of being prepared for the Work by Contractor ("materials") shall be the property of the City and the City shall be entitled to full access and copies of all materials. All copyrightable subject matter in all materials is hereby assigned to the City and Contractor agrees to execute any additional documents necessary to evidence such assignment. 2 G. Contractor's Representative: Steven Epstein shall be authorized to act on Contractor's behalf with respect to the Work as Contractor's designated representative. H. Confidentiality: Contractor acknowledges that it may receive confidential information of the City and that it will protect the confidentiality of any such confidential information and will require any of its subcontractors, consultants, and/or staff to likewise protect such confidential information. I. Meetings: Contractor shall meet with City's personnel or designated representatives to resolve technical or contractual problems that may occur during the term of the contract, at no additional cost to City. Section 7. Warranty: Contractor shall repair all defects in materials, equipment, or workmanship appearing within one year from the date of completion of the Work at no additional cost to the City. Section 8. Termination: The City may terminate this Agreement for convenience at any time upon written notice to Contractor. Provided that no damages are due to the City for Contractor's breach of this Agreement, the City shall pay Contractor for Work performed to date in accordance with Section 5 herein. Section 9. Miscellaneous A. Governing Law. This Agreement shall be governed by the laws of the State of Georgia. B. Counterparts. This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute one and the same instrument. C. Sovereign Immunity. Nothing contained in this Agreement shall be construed to be a waiver of the City's sovereign immunity or any individual's qualified good faith or official immunities. D. E -Verification. Contractor shall provide evidence on the forms attached hereto as Exhibits "C" and "D" that it and Contractor's subcontractors conduct verification of employees as required by O.C.G.A. § 13-10-91 and related rules promulgated by the Georgia Department of Labor or the Georgia Department of Transportation. The City Manager or his/her designee shall be authorized to conduct inspections of the Contractor's and Contractor's subcontractors' verification process to determine that the verification was correct and complete. Compliance with the requirements of O.C.G.A. § 13-10-91 and related rules promulgated by the Georgia Department of Labor or the Georgia Department of Transportation, as applicable, is mandatory. IN WITNESS WHEREOF, the parties have caused this Agreement to be executed under seal as of the date first above written. [Blount Construction Company, Inc.] Michael B. Rogers Signature:� Printed Name: Vice PreSldent Title: [AFFIX CORPORATE SEAL] U CITY OF MILTON, GEORGIA Joe Lockwood, Mayor EXHIBIT "B" INSURANCE CERTIFICATE BLOUCON-01 TASA �►coR� CERTIFICATE OF LIABILITY INSURANCE DAT1131201DIY1 7113121 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS RTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER (404) 633-4321 '.Yates Insurance Agency 4 Executive Park East, NE Suite 200 Atlanta, GA30329 CONTACT PHONE A1C No E It E-MAIL ADDRESS: INSURER(S) AFFORDING COVERAGE NAICJ INSURER A: Bituminous Casualty Corporation x`20095 INSURED Blount Construction Co Inc 1730 Sands Place Marietta, GA 30067- INSURERR:Great American Insurance Company 116691 T — INsuRERc:Chartis Specialty Insurance Company_ 126883 _ _ INSURERD: INSURER E: INSURER F COVERAGES CERTIFICATE NUMBER: REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN. THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR LTR TYPE OF INSURANCE PoLICY NUMBER POUGYEFF POOU YD/YEXP DMRS GENERAL LABILITY i EACH OCCURRENCE s 1,000,08 A I �X?I CAMMEPCIAI GENE RAL LIABILITY X j I �I CLAIMS-IAADE FX -1 OCCUR j ! X �CLP35468$9 I 1/1/2011 ; j 1/1/2012 . PRbEslurtINMe S 100,00 MED EXP (My..'.on) s 10,08 PERSONAL&ADV INJURY S 1,000,08 i I I I GENERALAGGREGATE S 2,800,08 GEN1 JrAGGREG�A1TE LIMIT APPLIES PFR: POLICY I JCI PLOC PRODUCTS - COMPIOP AGG $ 2,008,800 i AUTOMOBILE LIABILnT I FaC ;xcov SINGLE LIMIT S 7,000,08 A X ANY AUTO X ' NEO SCHEDULED X rAP3546861 ..1/112011 1/1/2012 BDDILYINJURY(Rv xrIion) 's AUTOS OS I i I i BODILY INJURY (PeraCtitlent PROPERTY DAMAGE S Perddeni ag X HIREDAUTOS X NON-0WNED I AUTOS I ( ' Is X IMaBRELLA LIAR X OCCUR EACH OCCURRENCE IS 10,000,00 AGGREGATE $ 10,000,00 B Excess unB CLAIM wm iU033025202 1/1/2011 I 111/2012 DEC I X I RETENTION S 10,00 s A WORKERS COMPENSATION AND EMPLOYERV UAS UTY ANY PROPRIETORRARTNERIEXECIfTNE Y� OFFICERUEMBER EXCLUDED? NIA (Myaa,Mftry M NH) X II,.,TORY I'.C3546660 111/2011 1 1/1%2012 , i X WC STATU- OTRM- I EL EACH ACCIDENT S i.000,00( E.L. DISEASE - EA EMPLOYE $ 1,000, DESCNIIFTI ION OF OPERATIONS W. ' EA-. DISEASE - POLICY LIMIT S 1,000,00 C Pollutlon Liability I i I ICPOI 6039450 i 111/2011 111/2012 325,000 Deductible $2,000,000/OC I DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES (Attach ACORO 101, Additional Remak. schedule, if more space la requirM) Project: FY11 Reconstruction & Resurfacing Projects (Thompson Rd., Freemanville Rd., Webb Rd., & New Bullpen Rd.) City of Milton is an Additional Insured on the General Liability and Auto policy as required by written contract. General Liability coverage is afforded on a Primary & Non -Contributory basis. Waiver of Subrogation is afforded on the General Liability, Auto and Workers Compensation policy as required by written contract. Umbrella follows form. All coverage is subject to policy fors, conditions and exclusions. City of Milton 13000 Deerfield Pkwy. Suite 107G Milton, GA 30004 - SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. ACORD 25 (2010105) The ACORD name and logo are registered marks of ACORD STATE OF GEORGIA CITY OF MILTON EXHIBIT "C" CONTRACTOR AFFIDAVIT AND AGREEMENT By executing this affidavit, the undersigned contractor verifies its compliance with O.C.G.A. § 13-10-91, stating affirmatively that the individual, firm, or corporation which is contracting with the City of Milton has registered with and is participating in a federal work authorization program, in accordance with the applicability provisions and deadlines established in O.C.G.A. § 13-10-91. The undersigned further agrees that, should it employ or contract with any subcontractor(s) in connection with the physical performance of services pursuant to this contract with the City of Milton, contractor will secure from such subcontractor(s) similar verification of compliance with O.C.G.A. § 13-10-91 on the Subcontractor Affidavit provided in Rule 300-10-01-.08 in the form attached hereto as Exhibit "D." Contractor further agrees to maintain records of such compliance and provide a copy of each such verification to the City of Milton at the time the subcontractor(s) is retained to perform such service. /a9a/0 EEV / Basic Pilot Program User Identification Number BY: Au rized Officer Agent Date [Blount Construction ComP`u`K iN661 B. Rogers Vice President Title of Authorized Officer or Agent of Contractor Printed Name of Authorized Officer or Agent SUBSCRIBED AND SWORN 2E ME ON IS THE DAY OF '201 1 Cl iry Public Commission Expires: 1,)1/6114 STATE OF GEORGIA CITY OF MILTON EXHIBIT "D" SUBCONTRACTOR AFFIDAVIT By executing this affidavit, the undersigned subcontractor verifies its compliance with O.C.G.A. § 13-10- 91, stating affirmatively that the individual, firm or corporation which is engaged in the physical performance of services under a contract with (name of contractor) on behalf of the City of Milton has registered with and is participating in a federal work authorization program, in accordance with the applicability provisions and deadlines established in O.C.G.A. § 13-10-91. EEV / Basic Pilot Program User Identification Number BY: Authorized Officer or Agent Date [INSERT SUBCONTRACTOR NAME] Title of Authorized Officer or Agent of Subcontractor Printed Name of Authorized Officer or Agent SUBSCRIBED AND SWORN BEFORE ME ON THIS THE DAY OF 201 Notary Public My Commission Expires: City of Milton 13000 Deerfield Parkway Suite 107C Milton, Georgia 30004 To: Honorable Mayor and City Council Members From: Carter Lucas, PE – Public Works Director Date: August 23, 2011 for the September 7, 2011 Council meeting Agenda Item: Approval of a Construction Services Agreement between the City of Milton and The Tomal Corporation d/b/a Wildcat Striping and Sealing Co. for Guardrail Replacement on Francis Road Background: This agreement is to replace guardrail on Francis Road. Discussion: The work to be completed under this Agreement provides for the removal and replacement of 6 posts, TP1 and TP2 anchors, and a 50 foot section of T-beam at the intersection of Francis Road and Thompson Road. Staff is recommending the approval of a construction services agreement between the City of Milton and The Tomal Corporation to provide guardrail repair services in the amount of $6,173.00. Legal Review: Agreement – Paul Higbee, Jarrard & Davis on 8/4/2011 Attachments: 1. Agreement /n \'; City of Milton CONSTRUCTION SERVICES AGREEMENT SHORT FORM AGREEMENTS $10,000.00 OR LESS GUARDRAIL REPLACEMENT ON FRANCIS ROAD This Services Agreement (the "Agreement") is made and entered into this _day of , 2011, by and between the CITY OF MILTON, GEORGIA (hereinafter referred to as the "City'), and The Tomal Corporation doing business as Wildcat Striping and Sealing Co. having its principal place of business at 4578 Lewis Road, Stone Mountain, Georgia 30083 (hereinafter referred to as the "Contractor"). WITNESSETH THAT: WHEREAS, the City desires to employ a contractor to perform the services described herein (the "Work"); and WHEREAS, Contractor has familiarized itself with the Conhact Documents, as defined below, the Work, and with all local conditions and applicable federal, state and local laws, ordinances, miles and regulations. NOW THEREFORE, the City and Contractor, in consideration of the mutual promises contained herein and other good and valuable consideration, the sufficiency of which is hereby acknowledged, agree as follows: Section 1. `Contract Documents: This Agreement and. the following named Exhibits, attached hereto and incorporated herein by reference, constitute the "Contract Documents": EXHIl3TT A INSURANCE CERTIFICATE EXHIBIT B CONTRACTOR AFFIDAVIT To the extent that there may be any conflict among the Contract Documents, the provision operating most to the benefit of the City shall govern, Section 2. The Work: Contractor shall prow}de all Work descr}bed in the Contract Documents. Unless otherwise stated in the Contract Documents, the Work shall include Contractor's prow}s}on of materials, labor, expenses, and any other cost or item necessary to complete the Work, which is generally described as the removal and replacement of 6 posts, TPI and TP2 anchors, and a 50 foot section of T -beam at the intersection of Francis Road and Thompson Road. Contractor shall provide all necessary traffic control to maintain a safe work zone for their employees and the general public in accordance with the standards provided by the MUTCD, latest edition, and the Georgia Department of Transportation. Section 3. Contract Time: Contractor understands that time is of the essence of this Agreement and ~warrants that it will perform the Work in a prompt manner, which shall not impose delays on the progress of the Work. It shall commence Work pursuant to this Agreement on or before a date to be specified on a written "Notice to Proceed" from the City, and shall fully complete the Work within 5 days of the "Notice to Proceed". Section 4. Work and agrees not to assign or Changes: delegate any Any changes to the Work requiring an increase in the Contract Price, as defined City. below, shall require a written change order executed by the City in accordance with its purchasing regulations. Section 5. Compensation and Method of Payment: City agrees to pay Contractor for the services performed and costs incurred by Contractor upon the City's certification that the services were actually performed and costs actually incurred in accordance with this Agreement. Compensation for services performed and, if applicable, reimbursement for costs incurred shall be paid to Contractor upon the City's receipt and approval of an invoice, submitted upon completion of the Work, setting forth in detail the services performed and costs incurred. Invoices shall reflect charges incurred versus charges budgeted. The total amount paid under this Agreement for the Work shall be based on a lump sum fee which shall not exceed $6173.00 (the "Contract Price"), except as outlined in Section 4 above. Contractor shall take no calculated risk in the performance of the Work. Specifically, Contractor agrees that in the event it cannot perform the Work within the budgetary limitations established without disregarding sound principles of Contractor's industry, Contractor will give written notice thereof immediately to the City. Section 6. Covenants of Contractor A, Assignment of Agreement: Contractor covenants and agrees not to assign or transfer any interest in, nor delegate any duties of this Agreement, without the prior express written consent of the City. B. Responsibility of Contractor and Indenurification of City: Contractor covenants and agrees to take and assume all responsibility for the services rendered in connection with the Work. Contractor shall bear all losses and damages directly or indirectly resulting to it on account of the performance or character of the services rendered pursuant to this Agreement. Contractor shall defend, indemnify and hold harriless the City, its officers, boards, commissions, elected and appointed officials, employees and agents from and against any and all claims, suits, actions, liability, judgments, damages, losses, and expenses, including but not limited to, attorney's fees, which may be the result of willful, negligent or tortious conduct arising out of the Work, performance of contracted services, or operations by Contractor, any subcontractor, anyone directly or indirectly employed by Contractor or subcontractor or anyone for whose acts Contractor or subcontractor may be liable, regardless of whether or not the negligent act is caused in part by a party indemnified hereunder. C. Independent Contractor: Contractor hereby covenants and declares that it is engaged in an independent business and agrees to perform the Work as an independent contractor, not as agent or employee of City. Inasmuch as City and Contractor are contractors independent of one another, neither has the authority to bind the other to any third person or otherwise to act in any way as the representative of the other, unless otherwise expressly agreed to in writing by both parties. Contractor agrees not to represent itself as City's agent for any purpose to any party or to allow any employee to do so, unless specifically authorized, in advance and in writing, and then only for the limited purpose stated in such authorization. Contractor shall assume full liability for any contracts or agreements Contractor enters into on behalf of City without the express knowledge and prior written consent of City. D. Insurance: Contra ctor shall have and maintain in full force and effect for the duration of this Agreement, insurance approved by the City as shown on Exhibit A. E. Licenses, Certifications and Permits: Contractor covenants and declares that it has obtained and will maintain all diplomas, certificates, licenses, permits or the like required by any national, state, regional, City, and local boards, agencies, commissions, committees or other regulatory bodies to perform the Work. Contractor shall comply with applicable legal requirements and meet the standard of quality ordinarily expected of its industry. F. Ownership of Work: All reports, drawings, specifications, and other items prepared or in the process of being prepared for the Work by Contractor ("materials") shall be the property of the City and the City shall be entitled to full access and copies of all materials. All copyrightable subject matter in all materials is hereby assigned to the City and Contractor agrees to execute any additional documents necessary to evidence such assignment. G. Contractor's Representative: shall be authorized to act on Contractor's behalf with respect to the Work as Contractor's designated representative. H. Confidentiality: Contractor acknowledges that it may receive confidential information of the City and that it will protect the confidentiality of any such confidential information and will require any of its subcontractors, consultants, and/or staff to likewise protect such confidential information. I. Meetings: Contractor shall meet with City's personnel or designated representatives to resolve technical or contractual problems that may occur during the tern of the contract, at no additional cost to City. Section 7. Warranty: Contractor shall repair all defects in materials, equipment, or workmanship appearing within one year from the date of completion of the Work at no additional cost to the City. but all Section 8. Termination: The City may terminate this Agreement for convenience at any time upon written notice to Contractor. Provided that no damages are due to the City for Contractor's breach of this Agreement, the City shall pay Contractor for Work perfornied to date in accordance with Section 5 herein. Section 9. Miscellaneous A. Governing Law. This Agreement shall be governed by the laws of the State of Georgia. B. Counterparts. TMs Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute one and the same instrument. C. Sovereign Immunity. Nothing contained in tlris Agreement shall be carshued to be a waiver of the City's sovereign immunity or any individual's qualified good faith or official immunities. D. E -Verification. Contractor shall provide evidence on the forms attached hereto as Exhibit "B" that it and Contractor's subcontractors conduct verification of employees as required by O.C.G.A. § 13-10-91 and related rules promulgated by the Georgia Department of Labor or the Georgia Department of Transportation. The City Manager or Ms/her designee shall be authorized to conduct inspections of the Contractor's and Contractor's subcontractors' verification process to deternrine that the verification was correct and complete. Compliance with the requirements of O.C.G.A. § 1340-91 and related rules promulgated by the Georgia Department of Labor or the Georgia Department of Transportation, as applicable, is mandatory. IN WITNESS WHEREOI', the part ies have caused this Agreement to be executed under seal as of the date first above written. [SIGNATURES ON THE FOLLOWING PAGE] The Tomal CoKporanon doi g Vusiness as Wildcat Striping and Sealing Co. Signature: Title: [AFFIX CORPORATE SEAL] CITY OT MILTON, G)JORGIA Joe Lockwood, Mayor Printed Name: y i2 r � I L� d o i V. P. EXHIBIT " ' INSURANCE CERTIFICATE STATE OF GEORGIA CITY OF MILTON EXHIBIT "B" CONTRACTOR AFFIDAVIT AND AGREEMENT By executing this affidavit, the undersigned con hactor verifies its compliance with O.C.G.A. § 13-10-91, stating affirmatively that the individual, film, or corporation which is contracting with the City of Milton has registered with and is participating in a federal work authorization program, in accordance with the applicability provisions and deadlines established in O.C.G.A. § 13-10-91. The undersigned further agrees that, should it employ or contract with any subcontractors) in connection with the physical performance of services pursuant to this contract with the City of Milton, contractor will secure from such subcontractor(s) similar verification of compliance with O.C.G.A. § 13-10-91 on the Subcontractor Affidavit provided in Rule 300-10-01-.08 in the form attached hereto as Exhibit "D." Contractor further agrees to maintain records of such compliance and provide a copy of each such verification to the City of Milton at the time the subcontractor(s) is retained to perform such service. I S®1 I EEV / Basic Pilot ProgrUser Identification Number B . Au oriz r gent ate e Tomal Corporation doing business as Wildcat Striping and Sealing Co.] Title of AuthoriizzJed Officer or Agent of Contractor Printed Name of Authorized Officer or Agent SUBSCRIBED AND SWORN BEFORE ME ON THIS TH ``\\\��o"V' DAY OF 2011 iq o i c s No y Public M Commission Expires: O141 , 0 City of Milton 13000 Deerfield Parkway Suite 107C Milton, Georgia 30004 To: Honorable Mayor and City Council Members From: Carter Lucas, Public Works Director Date: August 23, 2011 for the September 7, 2011 Council meeting Agenda Item: Approval of a Contract between the City of Milton and Blount Construction Company for Intersection Pedestrian Improvements the Amount of $23,400. Background: As part of the MARTA Offset projects the city has proposed intersection improvements to enhance pedestrian mobility at the intersections of Webb Road and Deerfield Parkway, Webb Road and Morris Road, Morris Road and Deerfield Parkway, and Webb Road and Cogburn Road. Discussion: The project is for the replacement of damaged sidewalk and ADA ramps and the installation of the ramps where they do not currently exist at various intersections. This is part of our overall intersection enhancement project being funded by the MARTA Offset funds and is 100% reimbursable. Three quotes were obtained for these services and Blount Construction Company provided the lowest bid for the project. Staff is recommending approval of the contract in the amount of $23,400.00. Legal Review: Paul Higbee, Jarrard & Davis on 7/27/11 Attachments: 1. Contract with Blount Construction Company City of Milton CONSTRUCTION SERVICES AGREEMENT FOR INTERSECTION PEDESTRIAN IMPROVEMENTS This Agreement (the "Agreement") to provide intersection pedestrian improvements is made and entered into this _ day of , 2011, by and between the CITY OF MILTON, a municipal corporation of the State of Georgia, acting by and through its governing authority, the Milton City Council (hereinafter referred to as the "City"), and Blount Construction Company, Inc., a corporation with its principal place of business located at 1730 Sands Place, Marietta, Georgia 30067, (hereinafter referred to as the "Contractor"). WITNESSETH: WHEREAS, the City issued a Request For Bid (RFB Intersection Pedestrian Improvements), to solicit bids for intersection improvements at various locations within the city; and WHEREAS, based upon Contractor's bid to provide the intersection improvements, the City has selected Contractor as the winning bidder, and WHEREAS, Contractor has agreed to perform such work as set forth in this Agreement, according to the terms and conditions provided in this Agreement; and WHEREAS, Contractor has familiarized itself with the nature and extent of the Contract Documents, the Project, and the Work, with all local conditions and federal, state and local laws, ordinances, rules and regulations in any manner that may affect cost, progress or performance of work, and Contractor is aware that he must be licensed to do business in the State of Georgia. NOW THEREFORE, the City and Contractor, in consideration of the mutual promises contained herein and other good and valuable consideration, the sufficiency of which is hereby acknowledged, agree as follows: Section 1 Contract Documents The following documents are incorporated herein by reference and constitute the Contract Documents: A. This Agreement ( 16 Pages); B. Request For Bid RFB (14 Pages), attached hereto as Exhibit "A"; C. Proposal and Bid from Contractor dated (1 Page), attached hereto as Exhibit `B"; D. Performance and Other Bonds, attached hereto collectively as Exhibit "C"; E. Plans and specifications, " " Included in Exhibit A, F. Contractor Affidavit and Agreement, attached hereto as Exhibit `B"; G. Subcontractor Affidavit, attached hereto as Exhibit "F"; H. The following which may be delivered or issued after the Effective Date of the Agreement and are not attached hereto: All Written Amendments and other documents amending, modifying, or supplementing the Contract Documents if properly adopted in writing and executed by the Parties; and I. City of Milton Code of Ethics. Section 2 Proiect Description The Project is defined generally as follows: The installation and repair of sidewalk and handicap ramps at the intersections of Webb Road and Morris Road, Webb Road and Deerfield Parkway, Webb Road and Cogburn Road and Morris Road and Deerfield Parkway. Section 3 The Work The Work is specified and indicated in the Contract Documents (the "Work"). The Work previously described includes all material, labor, insurance, tools, equipment, and any other miscellaneous items necessary to complete the Work as described. Contractor shall complete the Work in strict accordance with the Contract Documents. Section 4 Contract Time This Contract shall take effect on August 16, 2011. Contractor agrees to complete the Project within 45 calendar days from the date of Notice to Proceed. Every effort will be made by Contractor to shorten this period. Section 5 Contractor's Compensation; Time and Method of Payment Contractor shall be paid in one lump sum for the full agreed -to contract amount of $23,400. The City shall pay Contractor upon Final Completion of the Project as such is determined by the City, net thirty (30) days from the date of invoice. No payments will be made for unauthorized work. Upon the City's certification of Final Completion of the Project, an invoice should be submitted to Rick Pearce (Budget and Procurement Coordinator), for approval. Payment will be sent to the designated address by U. S. Mail only; payment will not be hand - delivered. Section 6 Work Changes A. The City reserves the right to order changes in the Work to be performed under this Agreement by altering, adding to, or deducting from the Work. All such changes shall be incorporated in written change orders executed by the Contractor and the City. Such change orders shall specify the changes ordered and any necessary adjustment of compensation and completion time. If the Parties cannot reach an agreement on the terms for performing the changed work within a reasonable time to avoid delay or other unfavorable impacts as determined by the City in its sole discretion, the City shall have the right to determine reasonable terms and the Contractor shall proceed with the changed work. B. Any work added to the scope of this Agreement by a change order shall be executed under all the applicable conditions of this Agreement. No claim for additional compensation or extension of time shall be recognized, unless contained in a written change order duly executed on behalf of the City and the Contractor. C. The City Manager has authority to execute without further action of the Milton City Council, any number of change orders so long as their total effect does not materially alter the terms of this Agreement or materially increase the total amount to be paid under this Agreement. Any such change orders materially altering the terms of this Agreement or increasing the total amount to be paid under this Agreement in excess of $5,000, must be approved by resolution of the Milton City Council. Section 7 Covenants of Contractor. A. Ethics Code Contractor agrees that it shall not engage in any activity or conduct that would be in violation of the City of Milton Code of Ethics. B. Time is of the Essence Contractor specifically acknowledges that TIME IS OF THE ESSENCE for completion of the Project. C. Expertise of Contractor Contractor accepts the relationship of trust and confidence established between it and the City, recognizing that the City's intention and purpose in entering into this Agreement is to engage an entity with the requisite capacity, experience, and professional skill and judgment to provide the services in pursuit of the timely and competent completion of the Work undertaken by Contractor under this Agreement. D. Budgetary Limitations Contractor agrees and acknowledges that budgetary limitations are not a justification for breach of sound principals of Contractor's profession and industry. Contractor shall take no calculated risk in the performance of the Work. Specifically, Contractor agrees that, in the event it cannot perform the Work within the budgetary limitations established without disregarding sound principals of Contractor's profession and industry, Contractor will give written notice immediately to the City. E. City's Reliance on the Work The Contractor acknowledges and agrees that the City does not undertake to approve or pass upon matters of expertise of the Contractor and that; therefore, the City bears no responsibility for Contractor's services performed under this Agreement. The Contractor acknowledges and agrees that the acceptance of Work by the City is limited to the function of determining whether there has been compliance with what is required to be produced under this Agreement. The City will not, and need not, inquire into adequacy, fitness, suitability or correctness of Contractor's performance. Contractor further agrees that no approval of designs, plans, specifications, or work by any person, body or agency shall relieve Contractor of the responsibility for adequacy, fitness, suitability, and correctness of Contractor's professional and industry standards or for performing services under this Agreement in accordance with sound and accepted professional and industry principals. F. Contractor's Reliance of Submissions by the City Contractor must have timely information and input from the City in order to perform the services required under this Agreement. Contractor is entitled to rely upon information provided by the City, but Contractor shall be required to provide immediate written notice to the City if Contractor knows or reasonably should know that any information provided by the City is erroneous, inconsistent, or otherwise problematic. G. Contractor's Representative Tad Cook shall be authorized to act on Contractor's behalf with respect to the Work as Contractor's designated representative. H. Assignment of Agreement The Contractor covenants and agrees not to assign or transfer any interest in, nor delegate any duties of this Agreement, without the prior express written consent of the City. I. Responsibility of Contractor and Indemnification of City The Contractor covenants and agrees to take and assume all responsibility for the services rendered in connection with this Agreement. The Contractor shall bear all losses and damages directly or indirectly resulting to it on account of the performance or character of the services rendered pursuant to this Agreement. Contractor shall defend, indemnify and hold harmless the City, its officers, boards, commissions, elected and appointed officials, employees and agents from and against any and all claims, suits, actions, liability, judgments, damages, losses, and expenses, including but not limited to, attorney's fees, which may be the result of willful, negligent or tortuous conduct arising out of the Work, performance of contracted services, or operations by the Contractor, any subcontractor, anyone directly or indirectly employed by the Contractor or subcontractor or anyone for whose acts the Contractor or subcontractor may be liable, regardless of whether or not the negligent act is caused in part by a party indemnified hereunder. Such obligation shall not be construed to negate, abridge, or otherwise reduce any other right or obligation of indemnity which would otherwise exist as to any party or person described in this provision. In any and all claims against the City or any of its agents or employees, by any employee of the Contractor, any subcontractor, anyone directly or indirectly employed by the Contractor or subcontractor or anyone for whose acts the Contractor or subcontractor may be liable, the indemnification obligation set forth in this provision shall not be limited in any way by any limitation on the amount or type of damages, compensation or benefits payable by or for the Contractor or any subcontractor under workers' or workmen's compensation acts, disability benefit acts or other employee benefit acts. This obligation to indemnify and defend the City, its members, officers, agents, employees and volunteers shall survive termination of this Agreement. J. Independent Contractor Contractor hereby covenants and declares that it is engaged in an independent business and agrees to perform the services as an independent contractor and not as the agent or employee of the City. The Contractor agrees to be solely responsible for its own matters relating to the time and place the services are performed; the instrumentalities, tools, supplies and/or materials necessary to complete the services; hiring of Contractors, agents or employees to complete the services; and the payment of employees, including compliance with Social Security, withholding and all other regulations governing such matters. The Contractor agrees to be solely responsible for its own acts and those of its subordinates, employees, and subcontractors during the life of this Agreement. Any provisions of this Agreement that may appear to give the City the right to direct Contractor as to the details of the services to be performed by Contractor or to exercise a measure of control over such services will be deemed to mean that Contractor shall follow the directions of the City with regard to the results of such services only. The Contractor shall obtain and maintain, at the Contractor's expense, all permits, licenses, or approvals that may be necessary for the performance of the services. The Contractor shall furnish copies of all such permits, licenses, or approvals to the City of Milton Representative within ten (10) days after issuance. Inasmuch as the City of Milton and the Contractor are contractors independent of one another neither has the authority to bind the other to any third person or otherwise to act in any way as the representative of the other, unless otherwise expressly agreed to in writing signed by both parties hereto. The Contractor agrees not to represent itself as the City's agent for any purpose to any party or to allow any employee of the Contractor to do so, unless specifically authorized, in advance and in writing, to do so, and then only for the limited purpose stated in such authorization. The Contractor shall assume full liability for any contracts or agreements the Contract enters into on behalf of the City of Milton without the express knowledge and prior written consent of the City. K. Insurance (1) Requirements: The Contractor shall have and maintain in full force and effect for the duration of this Agreement, insurance insuring against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the Work by the Contractor, its agents, representatives, employees or subcontractors. All policies shall be subject to approval by the City Attorney to form and content. These requirements are subject to amendment or waiver if so approved in writing by the City Manager. (2) Minimum Limits of Insurance: Contractor shall maintain limits no less than: (a) Comprehensive General Liability of $1,000,000 combined single limit per occurrence for bodily and personal injury, sickness, disease or death, injury to or destruction of property, including loss of use resulting there from. (b) Comprehensive Automobile Liability (owned, non -owned, hired) of $1,000,000 combined single limit per occurrence for bodily and personal injury, sickness, disease or death, injury to or destruction of property, including loss of use resulting there from. (c) Professional Liability of $1,000,000 limit for claims arising out of professional services caused by the Contractor's errors, omissions, or negligent acts. (d) Workers' Compensation limits as required by the State of Georgia and employers Liability limits of $1,000,000 per accident. (3) Deductibles and Self -Insured Retentions: Any deductibles or self-insured retentions must be declared to and approved by the City. (4) Other Insurance Provisions: The policy is to contain, or be endorsed to contain, the following provisions: (a) General Liability and Automobile Liability Coverage. (i) The City, its officials, employees, agents and volunteers are to be covered as insured as respects: liability arising out of activities performed by or on behalf of the Contractor; products and completed operations of the Contractor; premises owned, leased, or used by the Contractor; automobiles owned, leased, hired, or borrowed by the Contractor. The coverage shall contain no special limitations on the scope of protection afforded to the City, its officials, employees, agents or volunteers. (ii) The Contractor's insurance coverage shall be primary noncontributing insurance as respects to any other insurance or self-insurance available to the City, its officials, employees, agents or volunteers. Any insurance or self-insurance maintained by the City, its officials, employees or volunteers shall be excess of the Contractor's insurance and shall not contribute with it. (iii) Any failure to comply with reporting provisions of the policies shall not affect coverage provided to the City, its officials, employees, agents or volunteers. (iv) Coverage shall state that the Contractor's insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer's liability. (v) Coverage shall be provided on a "pay on behalf' basis, with defense costs payable in addition to policy limits. There shall be no cross liability exclusion. (vi) The insurer agrees to waive all rights of subrogation against the City, its officials, employees, agents and volunteers for losses arising from work performed by the Contractor for the City. (vii) All endorsements to policies shall be executed by an authorized representative of the insurer. (b) Workers' Compensation Coverage: The insurer will agree to waive all rights of subrogation against the City, its officials, employees, agents and volunteers for losses arising from work performed by the Contractor for the City. (c) All Coverages: (i) Each insurance policy required by this clause shall be endorsed to state that coverage shall not be suspended, voided, canceled, reduced in coverage or in limits except after thirty (30) days prior written notice by certified mail, return receipt requested, has been given to the City. (ii) Policies shall have concurrent starting and ending dates. (5) Acceptability of Insurers: Insurance is to be placed with insurers with an A.M. Bests' rating of no less than A: VII. (6) Verification of Coverage: Contractor shall furnish the City with certificates of insurance and endorsements to the policies evidencing coverage required by this clause prior to the start of work. The certificates of insurance and endorsements for each insurance policy are to be signed by a person authorized by that insurer to bind coverage on its behalf. The certificate of insurance and endorsements shall be on a form utilized by Contractor's insurer in its normal course of business and shall be received and approved by the City prior to execution of this Agreement by the City. The City reserves the right to require complete, certified copies of all required insurance policies, at any time. The Contractor shall provide proof that any expiring coverage has been renewed or replaced at least two (2) weeks prior to the expiration of the coverage. (7) Subcontractors: Contractor shall include all subcontractors as insured under its policies or shall furnish separate certificates and endorsements for each subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated in this Agreement, including but not limited to naming the parties as additional insured. (8) Claims -Made Policies: Contractor shall extend any claims -made insurance policy for at least six (6) years after termination or final payment under the Agreement, whichever is later. (9) City as Additional Insured and Loss Payee: The City shall be named as an additional insured and loss payee on all policies required by this Agreement. L. Employment of Unauthorized Aliens Prohibited It is the policy of the City of Milton that unauthorized aliens shall not be employed to perform work on City contracts involving the physical performance of services. Therefore, the City shall not enter into a contract for the physical performance of services within the State of Georgia, unless the Contractor shall provide evidence on City -provided forms, attached hereto as Exhibits "E" and "P that it and Contractor's subcontractors have within the previous twelve (12) month period conducted a verification of the social security numbers of all employees who will perform work on the City contract to ensure that no unauthorized aliens will be employed. The City Manager or his/her designee shall be authorized to conduct an inspection of the Contractor's and Contractor's subcontractors' verification process to determine that the verification was correct and complete. The Contractor and Contractor's subcontractors shall retain all documents and records of its verification process for a period of three (3) years following completion of the contract. This requirement shall apply to all contracts for the physical performance of services where more than three (3) persons are employed on the City contract. The City Manager or his/her designee shall further be authorized to conduct periodic inspections to ensure that no City Contractor or Contractor's subcontractors employ unauthorized aliens on City contracts. By entering into a contract with the City, the Contractor and Contractor's subcontractors agree to cooperate with any such investigation by making its records and personnel available upon reasonable notice for inspection and questioning. Where a Contractor or Contractor's subcontractors are found to have employed an unauthorized alien, the City Manager or his/her designee may order the Contractor to terminate or require its subcontractor to terminate that person's employment immediately and to report same to the Department of Homeland Security. The Contractor's failure to terminate the employee, or otherwise cooperate with the investigation may be sanctioned by termination of the contract, and the Contractor shall be liable for all damages and delays occasioned by the City thereby. Compliance with the requirements of O.C.G.A. § 13-10-91 and Rule 300-10-1-.02 is mandatory. Contractor agrees that, in the event the Contractor employs or contracts with any subcontractor(s) in connection with this Agreement, the Contractor will secure from the subcontractor(s) such subcontractor(s') indication of the above employee -number category that is applicable to the subcontractor. Contractor's compliance with the requirements of O.C.G.A. § 13-10-91 and Rule 300-10-1-.02 shall be attested by the execution of the contractor's affidavit attached as Exhibit "E." The above requirements shall be in addition to the requirements of State and federal law, and shall be construed to be in conformity with those laws. M. Records, Reports and Audits (1) Records: (a) Records shall be established and maintained by the Contractor in accordance with requirements prescribed by the City with respect to all matters covered by this Agreement. Except as otherwise authorized, such records shall be maintained for a period of three years from the date that final payment is made under this Agreement. Furthermore, records that are the subject of audit findings shall be retained for three years or until such audit findings have been resolved, whichever is later. (b) All costs shall be supported by properly executed payrolls, time records, invoices, contracts, or vouchers, or other official documentation evidencing in proper detail the nature and propriety of the charges. All checks, payrolls, invoices, contracts, vouchers, orders or other accounting documents pertaining in whole or in part to this Agreement shall be clearly identified and readily accessible. (2) Reports and Information: Upon request, the Contractor shall furnish to the City any and all statements, records, reports, data and information related to matters covered by this Agreement in the form requested by the City. (3) Audits and Inspections: At any time during normal business hours and as often as the City may deem necessary, there shall be made available to the City for examination all records with respect to all matters covered by this Agreement. The Contractor will permit the City to audit, examine, and make excerpts or transcripts from such records, and to audit all contracts, invoices, materials, payrolls, records of personnel, conditions of employment and or data relating to all matters covered by this Agreement. N. Conflicts of Interest Contractor agrees that it shall not engage in any activity or conduct that would result in a violation of the City of Milton Code of Ethics. O. Confidentiality Contractor acknowledges that it may receive confidential information of the City and that it will protect the confidentiality of any such confidential information and will require any of its subcontractors, consultants, and/or staff to likewise protect such confidential information. The Contractor agrees that confidential information it receives or such reports, information, opinions or conclusions that Contractor creates under this Agreement shall not be made available to, or discussed with, any individual or organization, including the news media, without prior written approval of the City. The Contractor shall exercise reasonable precautions to prevent the unauthorized disclosure and use of City information whether specifically deemed confidential or not. P. Compliance with Laws Regulating Illegal Aliens The United States Congress enacted the Immigration Reform and Control Act of 1986 (IRCA), P.L. 99-603, which required the former Immigration and Naturalization Service (now the Department of Homeland Security) to establish a system for verifying the immigration status of non -citizen applicants for, and recipients of, certain types of federally funded benefits, and to make the system available to Federal, State, and local benefit -issuing agencies and institutions that administer such benefits. The Contractor covenants and declares that it is enrolled in the Basic Employment Verification Pilot Program, and that it has verified the employment eligibility of all its employees utilizing such program. Contractor shall likewise require all subcontractors or sub -consultants to verify the employment eligibility of all their respective employees utilizing the Basic Employment Verification Pilot Program. Contractor shall provide documentation prior to commencing work under this Agreement, in a form acceptable to the City of Milton, affirming the Contractor's compliance with this Section. Q. Licenses, Certifications and Permits The Contractor covenants and declares that it has obtained all diplomas, certificates, licenses, permits or the like required of the Contractor by any and all national, state, regional, county, local boards, agencies, commissions, committees or other regulatory bodies in order to perform the services contracted for under this Agreement. All work performed by Contractor under this Agreement shall be in accordance with applicable legal requirements and shall meet the standard of quality ordinarily expected of competent professionals. R. Key Personnel All of the individuals identified in Exhibit "G" are necessary for the successful prosecution of the Work due to their unique expertise and depth and breadth of experience. There shall be no change in Contractor's Project Manager or members of the project team, as listed in Exhibit "G", without written approval of the City. Contractor recognizes that the composition of this team was instrumental in the City's decision to award the work to Contractor and that compelling reasons for substituting these individuals must be demonstrated for the City's consent to be granted. Any substitutes shall be persons of comparable or superior expertise and experience. Failure to comply with the provisions of this section shall constitute a material breach of Contractor's obligations under this Agreement and shall be grounds for termination. Contractor shall not subcontract with any third party for the performance of any portion of the Work without the prior written consent of the City. Contractor shall be solely responsible for any such subcontractors in terms of performance and compensation. S. Authority to Contract The Contractor covenants and declares that it has obtained all necessary approvals of its board of directors, stockholders, general partners, limited partners or similar authorities to simultaneously execute and bind Contractor to the terms of this Agreement, if applicable. T. Ownership of Work All reports, designs, drawings, plans, specifications, schedules, work product and other materials prepared or in the process of being prepared for the services to be performed by the Contractor ("materials") shall be the property of the City and the City shall be entitled to full access and copies of all such materials. Any such materials remaining in the hands of the Contractor or subcontractor upon completion or termination of the work shall be delivered immediately to the City. The Contractor assumes all risk of loss, damage or destruction of or to such materials. If any materials are lost, damaged or destroyed before final delivery to the City, the Contractor shall replace them at its own expense. Any and all copyrightable subject matter in all materials is hereby assigned to the City and the Contractor agrees to execute any additional documents that may be necessary to evidence such assignment. U. Meetings The Contractor is required to meet with the City's personnel, or designated representatives, to resolve technical or contractual problems that may occur during the term of the contract, at no additional cost to the City. Meetings will occur as problems arise and will be coordinated by the City. The Contractor will be given a minimum of three full working days notice of meeting date, time, and location. Face-to-face meetings are desired. However, at the Contractor's option and expense, a conference call meeting may be substituted. Consistent failure to participate in problem resolution meetings, two consecutive missed or rescheduled meetings, or to make a good faith effort to resolve problems, may result in termination of the contract. Section 8 Covenants of the Citv A. Right of Entry The City shall provide for right of entry for Contractor and all necessary equipment along the Glencreek Way right-of-way, in order for Contractor to complete the Work. B. City's Representative Matthew Fallstrom shall be authorized to act on the City's behalf with respect to the Work as the City's designated representative Section 9 Warranty Except as may be otherwise specified or agreed, the Contractor shall repair all defects in materials, equipment, or workmanship appearing within one year from the date of Final Completion of the Project at no additional cost to the City. An inspection shall be conducted by the City or its representative(s) near the completion of the one-year general warranty period to identify any issues that must be resolved by the Contractor. Section 10 Termination A. The City may terminate this Agreement for convenience at any time upon written notice to Contractor. In the event of a termination for convenience, Contractor shall take immediate steps to terminate work as quickly and effectively as possible and shall terminate all commitments to third -parties unless otherwise instructed by the City. Provided that no damages are due to the City for Contractor's failure to perform in accordance with this Agreement, the City shall pay Contractor for work performed to date in accordance with Section 5 herein. The City shall have no further liability to Contractor for such termination. B. The City may terminate this Agreement for cause if Contractor breaches any material provision of this Agreement. The City shall give Contractor seven (7) days written notice of its intent to terminate the Agreement and the reasons therefore, and, if Contractor, or its Surety, fails to cure the default within that period, the termination shall take place without further notice. The City shall then make alternative arrangements for completion of the Project and deduct the cost of completion from the unpaid Contract Price. The City will make no payment to the Contractor or its Surety until all costs of completing the Project are paid. If the unpaid balance of the amount due the Contractor, according to this agreement, exceeds the cost of finishing the Project, the Contractor or its Surety will receive the applicable funds due. If the costs of completing the Project exceed the unpaid balance, the Contractor or its Surety will pay the difference to the City. C. If the City terminates this Agreement for cause, and it is later determined that the City did not have grounds to do so, the termination will be treated as a termination for convenience under the terms of this Section (A) above. D. Upon termination, the Contractor shall: (1) promptly discontinue all services affected, unless the notice directs otherwise; and (2) promptly deliver to the City all data, drawings, reports, summaries, and such other information and materials as may have been generated or used by the Contractor in performing this Agreement, whether completed or in process, in the form specified by the City. E. The rights and remedies of the City and the Contractor provided in this Section are in addition to any other rights and remedies provided under this Agreement or at law or in equity. Section 11 Miscellaneous A. Complete Agreement. This Agreement contains all of the understandings and agreements of whatsoever kind and nature existing between the parties hereto with respect to the subject matter contained herein. B. Governing Law. This Agreement shall be governed by and construed under the laws of the State of Georgia. C. Counterparts. This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute one and the same instrument. D. Invalidity of Provisions. Should any part of this Agreement for any reason be declared by any court of competent jurisdiction to be invalid, such decision shall not affect the validity of any remaining portion, which remaining portion shall continue in full force and effect as if this Agreement had been executed with the invalid portion hereof eliminated, it being the intention of the parties that they would have executed the remaining portion of this Agreement without including any such part, parts or portions which may for any reason be hereafter declared invalid. E. Notice. All notices requests, demands and other communications hereunder shall be in writing and shall be deemed received, and shall be effective when personally delivered or on the third day after the postmark date when mailed by certified mail, postage prepaid, return receipt requested or upon actual delivery when sent via national overnight commercial carrier to the parties at the addresses given below, unless a substitute address shall first be furnished to the other parties by written notice in accordance herewith: NOTICE TO CITY shall be sent to: City of Milton Attn: City Manager 13000 Deerfield Parkway, Suite 107F Milton, Georgia 30004 NOTICE TO CONTRACTOR shall be sent to: Blount Construction Company, Inc. 1730 Sands Place Marietta, GA 30067 F. Sovereign Immunity. Nothing contained in this Agreement shall be construed to be a waiver of the City's sovereign immunity or any individual's qualified good faith or official immunities. G. Force Majeure. Neither the City nor Contractor shall be liable for their respective non -negligent or non -willful failure to perform or shall be deemed in default with respect to the failure to perform (or cure a failure to perform) any of their respective duties or obligations under this Agreement or for any delay in such performance due to: (i) any cause beyond their respective reasonable control; (ii) any act of God; (iii) any change in applicable governmental rules or regulations rendering the performance of any portion of this Agreement legally impossible; (iv) earthquake, fire, explosion or flood; (v) strike or labor dispute, excluding strikes or labor disputes by employees and/or agents of Contractor; (vi) delay or failure to act by any governmental or military authority; or (vii) any war, hostility, embargo, sabotage, civil disturbance, riot, insurrection or invasion. In such event, the time for performance shall be extended by an amount of time equal to the period of delay caused by such acts and all other obligations shall remain intact. H. Headings. All headings herein are inserted only for convenience and ease of reference and are not to be considered in the construction or interpretation of any provision of this Agreement. IN WITNESS WHEREOF, the parties have caused this Agreement to be executed under seal as of the date first above written. [SIGNATURES ON FOLLOWING PAGE] Blount Construction Company, Inc. I1 Its: Iyl_ e' [CORPORATE SEAL] SIGNED, SEALED, AND DELIVERED In rese ce of: �L�r��dn�uraur� .,GTI 01V 5.ap.PORgT�`'��1-1 �-oma, Witness SEAL zti Votary Public ,`�� llll�� ,� ''•.. •7945.•-' `�\` [NOTARY SEAL] `�C`J Es'tpN ���/.'� �yrlE,ORG,P``��. My Commission Expires. s .....,. H �0UN1`,�� Joe LocOkwood, MayorOUNCIL: [CITY SEAL] SIGNED, SEALED, AND DELIVERED In the presence of: Witness Notary Public [NOTARY SEAL] My Commission Expires: Secretary of Owner should attest Give proper title of each person -executing affidavit. Attach seal as required. Executed in Triplicate of 3 EXHIBIT "A" REQUEST FOR BID Intersection Pedestrian Improvements BIDS DUE JULY 12, 2011 BY 5:00 PM f • Road at Deerfield Pkwy Webb Road at Cogburn Road • f • • Morris • f Morris Roadat Deerfield Pkwy City of Milton, Georgia Scope of Work and Schedule The undersigned, as bidder, declares and represents that it has examined the site of the work and informed himself/herself fully in regard to all conditions pertaining to the place where the work is to be performed, including those conditions affecting the cost of the work and the delivery, handling and storage of materials and equipment. The bidder has examined and read the Bidding Document and has satisfied himself/herself that the Bidding Document is an adequate and acceptable reflection of the work which is required to be performed and that the bidder is willing and able to perform all of the work necessary. The bidder further certifies that no additional information is required to complete the work encompassed by this bid within the cost and schedule established and agreed upon within this bidding document. The bidder proposes and agrees that if this bid is accepted to contract with the City of Milton to provide all construction labor, materials, equipment, products, transportation, and other facilities and services as necessary and/or required to execute and complete the work in full in accordance with the scope of work provided to the full satisfaction of the city. THE BASE BID IS THE AMOUNT UPON WHICH THE BIDDER WILL BE FORMALLY EVALUATED AND WHICH WILL BE USED TO DETERMINE THE LOWEST RESPONSIBLE BIDDER. The base bid may not be withdrawn or modified, except at the request of the city, for a period of sixty (60) days following receipt of the bids. This is a lump sum payment project. Quantities shown on the attached drawings are for reference only. I".]1 &3 1011101 I 1r � ►i (Company Name) (Dollar Amount in Numbers) (Dollar Amount in Words) Page 2 of 14 1.0 General Conditions a) Construction activity within 1000 feet on an occupied residence will be allowed Mon. -Fri. between the hours of 7:30 AM and 7:30 PM and Sat. between 8:30 AM and 5:00 PM. Construction activity more than 1000 feet from an occupied residence will be allowed Mon.- Fri. between the hours of 7:00 AM and 10:00 PM and Sat. between the hours of 8:30 AM and 6:00 PM. b) Contractor must notify the City of Milton (678) 242-2500, twenty-four (24) hours prior to beginning construction. c) Burial of construction materials is not permitted within the City of Milton. All construction materials and debris within the work area shall be properly disposed of by the contractor. d) Contractor shall provide all necessary tools, equipment, labor and materials to perform all work as defined in the following scope and schedule. 2.0 Erosion and Sediment Control a) All erosion and sediment control work necessary for the completion of this project shall be in accordance with the standards provided in the Georgia Manual for Erosion and Sediment Control in Georgia, latest edition. b) Temporary vegetation and/or heavy mulch will be used to stabilize areas. In no case shall a site be left bare for more than fourteen (14) days. c) No clearing beyond the limits shown on plan in Section 10.0 shall be allowed without approval. d) Provide a minimum of'h inch of mulching, temporary and permanent seeding on all other disturbed areas. 3.0 Earthwork a) Sub -grade preparation shall be in accordance with GDOT specifications and these regulations. b) Provisions shall be made by the contractor to ensure adequate drainage and prevent possible damage to the work area. 4.0 Paving, Curb and Gutter, and Sidewalk a) Paving shall comply with typical section for new pavement section shown on plan detail in Section 10.0 a). Asphalt is not included in this scope of work and is shown with the section for reference only. b) All asphalt, sidewalk and curb and gutter shall be saw -cut prior to removal. c) Curb and gutter shall be Class "B" concrete (as defined by Georgia D.O.T.) and have a minimum strength of 3,000 PSI at 28 days. d) Typical curb and gutter section shall match the existing curb and gutter and follow the detail in Section 9.0 b). e) One-half inch expansion joints or pre -molded bituminous expansion joint material shall be provided at each tie-in point. Page 3 of 14 f) Curb and gutter shall be set true to line and grade to ensure proper drainage. g) Curb ramps and detectable warning strips shall be provided at locations identified in Section 10.0 and meet ADA requirements and detail in Section 9.0 d). h) Sidewalk and concrete pads shall be installed at locations in Section 10.0 and according to detail in Section 9.0 c) and City of Milton Subdivision Construction Standards. i) Inferior workmanship or unprofessional construction methods resulting in unacceptable paving, curb and gutter, or sidewalk will be cause for rejection of the finished work. j) Temporary sidewalk shall be provided at all locations where existing sidewalk has been identified to be removed and replaced. 5.0 Utilities a) The contractor shall be required to coordinate and manage any and all utility locates and/or relocations within the scope of this project. 6.0 Performance a) All work performed shall be in accordance City of Milton Subdivision Construction Standards. The contractor will adhere to all current State and Federal construction safety regulations, including OSHA regulations. The Contractor will conform to MUTCD and the State of Georgia Department of Transportation standards for traffic control. The Contractor must maintain a safe work zone for their employees, pedestrians, and vehicular transportation. All work shall be inspected and approved by the City of Milton Department of Public Works (MDPW). 7.0 Schedule a) Project shall start within 10 calendar days of the notice to proceed and be completed in satisfactory manner, as deemed by MDPW, within 30 calendar days from the notice to proceed. Page 4 of 14 8.0 Unit Prices The city shall have the option of exercising any or all of the unit prices listed below at any point in the project. All unit price amounts shall be items furnished and installed based on the project specified materials. Item. Descci ti;,,,, :e '` Unit Price 1 Graded Aggregate Base Course TN 2 Saw -Cut Asphalt LF 3 Saw -Cut Concrete LF 4 Concrete Sidewalk, 4" SY 5 Concrete Curb and Gutter, 6"x24" LF 6 Concrete Pavement, 8" SY 7 Detectable Warning Strip (2'x 4') EA 8 Curb Cut Ramp EA 9 Temporary Mulching TN 10 Permanent Grass Seeding SY 11 Type A Silt Fence LF Page 5 of 14 9.0 Details a) Curb & Gutter Details b) Standard Sidewalk Section c) GDOT Special Detail Concrete Sidewalk Details Curb Cut (Wheelchair) Ramps Page 6 of 14 w h O LLJ C) Lij V)MCC < LJ �-- :) z Li CL L� �U� IL V) < L-- K :k C)LLj M C)mca z U) UJ 0 LJ LIJ WO LzaJ L, LLJ Of < Lij :5 m < LI > J 0 -1 < MOO a- < asp 0 L'i 0- cl, 0 < C.) 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B- -Mel I',, ��Stl W V SnOm RE C7 � zz tg <�, ffJJ ai 4^m p m _�$o_.. : .�-y'� r3� Y�2ah l5 8a 9 5. a - o EG, FG-: _.CO- LD Ij1 I W F i aim jS11 i<�, w N $ ,.1�/ 6 14 rzlNOT-- x In J:2 $ g < as �z L� w J W aYa ~ J = W Q U n3:J W J wW U V W V) LLJ d � H M U U m Z O � U U 31CN'N30 0300Y.I.. _. 41:21 03M GGNtl po ygel of o N. W h 10.0 Plan Details a) ADA Upgrades Deerfield Pkwy at Webb Rd b) ADA Upgrades Morris Rd at Webb Rd c) ADA Upgrades Deerfield Pkwy at Morris Rd d) ADA Upgrades Windward Pkwy/Cogburn Rd at Webb Rd Page 10 of 14 No Text No Text No Text No Text EXHIBIT "B" BID FROM CONTRACTOR Thc vrifilamiiii-tod,aii; biddct: dmdam* and rep eacrAt that It has exiftd the tske cf the kw,+. and -.0 if) fagar-d "o oil Curtoiliunspaulamg1c ane- tam- wle,e -,hr-wrk Is t,�� be pa.fti-ned-1, thow xnditionsilteellng the cost 0 thsf,,vurkarA Me daho,7y, ha-ldfirg 7,nd slorage r.,! rrm.-.sia.and equipr ant. Ttza nid i A ai J %md -lie BIJ:fnp Drr oauant a--j ait( h& , am arw-- h-,js hi- s:Whc- rfwt the BI-idirg Doctment 14i a� Id'-qUQ' ---ad at t" ",,k.,w4hn I i it^, remqWr,`l In it : pi--iorume Li ":i that &'S &Odiw p-3 wua-g aLlid a b I at-) peflftrm. -411 r4 ft %NO tl I he A bfdc-7i, WO,.e., cat I Tt=i Ikul it u acu-iffa-ful jrlort7ladvi 'ruqu To d bu, =mpl-- I e tre w. sni1'bMpa,1,ui:xI by 0 mi A ,>;I—in 1he 0�,V, e-AaOW, 111�t; and ar s;ad upon vOthin R-fiR Fidding t=me rt. The Ofter au'.J E :it V 'hi-, kv�' is acmpcdto co itract w Nt zme My W Milwn 'm pve4e all and olnerlaclimeo and sarooess as necoc,sary rid,x mq;fimid u, Px�ctjln and Cmpete no ww� in lull 11 aouordama a ih,, :icorm of -wmik provkjad to tho lull <,,I Itip may, I HE EASE YID tS I HE A.rJOUNT -IPQN 1V4.hQH TPE� R CO ER W ILL BE FORMALL-Y E-VALWJ L:) ANQ WRIC-H WILL 4F .,'SEU TO DET—EAFANt Tilt L(OWESr PICGrOP�1DLC DIDOUL, Ire ase Ltd My nrZ DalmthOraWrt CIMP(lifiefl, e4M-mJ,*j tje M'.110sl to 10- a pa(jad gfql)klV .'60) ;L-*p follDwing r Vt of 11lip b1:15. Thi%i!31vnp t',am payinovil QiOjeW.- thaf�tleohoddrnwinp air', SIDS 0U JLUY 12, 22I 1 BY 5:00 PNI 2 u414 EXHIBIT "C" BONDS PAYMENT BOND Bond No. 105615148 CITY OF MILTON, GEORGIA KNOW ALL MEN BY THESE PRESENTS THAT Blount Construction Company, Inc. (as Travelers Casualty and Surety CONTRACTOR, hereinafter referred to as the "Principal"), and Company of America (as SURETY COMPANY, hereinafter referred to as the "CONTRACTOR'S SURETY"), are held and firmly bound unto the City of Milton, Georgia (as OWNER, hereinafter referred to as the "City"), for the use and benefit of any "Claimant," as hereinafter defined, in the sum of Dollars ($23,400), lawful money of the United States of America, for the payment of which the Principal and the Contractor's Surety bind themselves, their heirs, executors, administrators, successors and assigns, jointly and severally, firmly by these presents. WHEREAS, the Principal has entered, or is about to enter, into a certain written agreement with the City, dated , which is incorporated herein by reference in its entirety (hereinafter referred to as the "CONTRACT"), for the construction of a project known as Intersection Pedestrian Improvements, (hereinafter referred to as "the PROJECT"). NOW THEREFORE, the condition of this obligation is such that if the Principal shall promptly make payment to any Claimant, as hereinafter defined, for all labor, services and materials used or reasonably required for use in the performance of the Contract, then this obligation shall be void; otherwise to remain in full force and effect. A "Claimant" shall be defined herein as any Subcontractor, person, Party, partnership, corporation or other entity famishing labor, services or materials used or reasonably required for use in the performance of the Contract, without regard to whether such labor, services or materials were sold, leased or rented, and without regard to whether such Claimant is or is not in privity of the Contract with the Principal or any Subcontractor performing Work on the Project. In the event of any claim made by the Claimant against the City, or the filing of a Lien against the property of the City affected by the Contract, the Contractor's Surety shall either settle or resolve the Claim and shall remove any such Lien by bond or otherwise as provided in the Contract. The Parties further expressly agree that any action on this Bond may be brought within the time allowed by Georgia law for suit on contracts under seal. IN WITNESS WHEREOF, the Principal and Contractor's Surety have hereunto affixed their corporate seals and caused this obligation to be signed by their duly authorized officers on this 9th day of August , 2011. (Blount Construction Company, Inc.) By: 'La ?�"`- Title: (SE4�uafn►►uu1i UC jjd (Signatures Continued on Next Page) % �i• x945 •'�� '�nr»n►sonnr• Dater Attest: 1C VL Date: 8/9/2011 (Name of Contractor's Surety) Travelers Casualty and Surety Company of America By: Title: Daniel Yates, Attorney-in-fact (SEAL) (ATTACH SURETY'S POWER OF ATTORNEY) TRAVELERS ) POWER OF ATTORNEY Farmington Casualty Company St. Paul Mercury Insurance Company Fidelity and Guaranty Insurance Company Travelers Casualty and Surety Company Fidelity and Guaranty Insurance Underwriters, Inc. Travelers Casualty and Surety Company of America St. Paul Fire and Marine Insurance Company United States Fidelity and Guaranty Company St. Paul Guardian Insurance Company Attomey-In-Fact No. 222641 Surety Bond No. or Project Description: Principal: Blount Construction Company, Inc. 105615148 Obligee: The City of Milton, GA KNOW ALL MEN BY THESE PRESENTS: That St. Paul Fire and Marine Insurance Company, St. Paul Guardian Insurance Company and St. Paul Mercury Insurance Company are corporations duly organized under the laws of the State of Minnesota, that Farmington Casualty Company, Travelers Casualty and Surety Company, and Travelers Casualty and Surety Company of America are corporations duly organized under the laws of the State of Connecticut, that United States Fidelity and Guaranty Company is a corporation duly organized under the laws of the State of Maryland, that Fidelity and Guaranty Insurance Company is a corporation duly organized under the laws of the State of Iowa, and that Fidelity and Guaranty Insurance Underwriters, Inc. is a corporation duly organized under the laws of the State of Wisconsin (herein collectively called the "Companies"), and that the Companies do hereby make, constitute and appoint Betsy J. Holmes, Brian K. Hughes, Karen A. Maynard, Kevin M. Neidert, Michael L. Angel, Michael S. Brickner, P.D. Yates III, P.D. Yates Jr., Tamara Hendrix, Daniel Yates, Alan R. Yates, Gary Spuller, Marie M. Hartley, Robert N. Reynolds, and Dana D. Rutledge of the City of Atlanta, State of Georgia, their true and lawful Attomey(s)-in-Fact, each in their separate capacity if more than one is named above, to sign, execute, seal and acknowledge any and all bonds, recognizances, conditional undertakings and other writings obligatory in the nature thereof on behalf of the Companies in their business of guaranteeing the fidelity of persons, guaranteeing the performance of contracts and executing or guaranteeing bonds and undertakings required or permitted in any actions or proceedings allowed by law. IN WITNESS WHEREOF, the Companies have caused this instrument to be signed and their corporate seals to be hereto affixed, this 20th day of July, 2010. Farmington Casualty Company Fidelity and Guaranty Insurance Company Fidelity and Guaranty Insurance Underwriters, Inc. St. Paul Fire and Marine Insurance Company St. Paul Guardian Insurance Company St. Paul Mercury Insurance Company Travelers Casualty and Surety Company Travelers Casualty and Surety Company of America United States Fidelity and Guaranty Company 0E,7;, �ti�LZ State of Connecticut City of Hartford ss. Geor e W.mpson; S ice President On this the 20th day of July, 2010, before me personally appeared George W. Thompson, who acknowledged himself to be the Senior Vice President of Farmington Casualty Company, Fidelity and Guaranty Insurance Company, Fidelity and Guaranty Insurance Underwriters, Inc., St. Paul Fire and Marine Insurance Company, St. Paul Guardian Insurance Company, St. Paul Mercury Insurance Company, Travelers Casualty and Surety Company, Travelers Casualty and Surety Company of America, and United States Fidelity and Guaranty Company, and that he, as such, being authorized so to do, executed the foregoing instrument for the purposes therein contained by signing on behalf of the corporations by himself as a duly authorized officer. In Witness Whereof, I hereunto set my hand and official seal. p.TlT My Commission expires the 30th day of June, 2011. c+ �tt�S� Marie C. Tetreault, Notary Public '►9v CCG PERFORMANCE BOND CITY OF MILTON, GEORGIA Bond No. 105615148 KNOW ALL MEN BY THESE PRESENTS THAT Blount Construction Company, Inc. (as CONTRACTOR, hereinafter referred to as the "Principal"), and (as SURETY COMPANY, hereinafter referred to as the "CONTRACTOR'S SURETY"), are held and firmly bound unto the City of Milton, Georgia (as OWNER, hereinafter referred to as the "City"), for the use and benefit of any "Claimant," as hereinafter defined, in the sum of Dollars ($23,400), lawful money of the United States of America, for the payment of which the Principal and the Contractor's Surety bind themselves, their heirs, executors, administrators, successors and assigns, jointly and severally, firmly by these presents. WHEREAS, the Principal has entered, or is about to enter, into a certain written agreement with the City, dated the of , 2011 which is incorporated herein by reference in its entirety (hereinafter referred to as the "CONTRACT"), for the construction of a project known as Intersection Pedestrian Improvements, (hereinafter referred to as "the PROJECT"). NOW THEREFORE, the conditions of this obligation are as follows: That if the Principal shall fully and completely perform each and all of the terms, provisions and requirements of the Contract, including and during the period of any warranties or guarantees required thereunder, and all modifications, amendments, changes, deletions, additions, and alterations thereto that may hereafter be made, and if the Principal and the Contractor's Surety shall indemnify and hold harmless the City from any and all losses, liability and damages, claims, judgments, liens, costs and fees of every description, including but not limited to, any damages for delay, which the City may incur, sustain or suffer by reason of the failure or default on the part of the Principal in the performance of any and all of the terms, provisions and requirements of the Contract, including all modifications, amendments, changes, deletions, additions, and alterations thereto and any warranties or guarantees required thereunder, then this obligation shall be void; otherwise to remain in full force and effect; In the event of a failure of performance of the Contract by the Principal, which shall include, but not be limited to, any breach of default of the Contract: a. The Contractor's Surety shall commence performance of its obligations and undertakings under this Bond no later than thirty (3 0) days after written notice from the City to the Contractor's Surety; and b. The means, method or procedure by which the Contractor's Surety undertakes to perform its obligations under this Bond shall be subject to the advance written approval of the City. The Contractor's Surety hereby waives notice of any and all modifications, omissions, additions, changes and advance payments or deferred payments in or about the Contract, and agrees that the obligations undertaken by this Bond shall not be impaired in any manner by reason of any such modifications, omissions, additions, changes, and advance payments or deferred payments. The Parties further expressly agree that any action on this Bond may be brought within the time allowed by Georgia law for suit on contracts under seal. IN WITNESS WHEREOF, the principal and Contractor's Surety have hereunto affixed their corporate seals and caused this obligation to be signed by their duly authorized officers or 27 attorneys -in -fact, this 9th Attest-, r (,J ("J ��t- ( ti --j - Date: 8/9/2011 day of August , 2011. (Blount Construction Company, Inc.) By: w4a -0%111111 h U ..raiy,; Title: 70rb ect %�G^QtGr _ �$ .�C9,Q• Cp a SES :n= ''"•,��� �iF x945• . •: ,:� ```�. "41111111M % (Name of Contractor's Surety) Travelers Casualty and Surety Company of America By: Title: Daniel Yates, Attorney-in-fact (SEAL) (ATTACH SURETY'S POWER OF ATTORNEY) 29 TRAVELERS ) POWER OF ATTORNEY Farmington Casualty Company St. Paul Mercury Insurance Company Fidelity and Guaranty Insurance Company Travelers Casualty and Surety Company Fidelity and Guaranty Insurance Underwriters, Inc. Travelers Casualty and Surety Company of America St. Paul Fire and Marine Insurance Company United States Fidelity and Guaranty Company St. Paul Guardian Insurance Company Attorney -In -Fact No. 222641 Surety Bond No. or Project Description: Principal: Blount Construction Company, Inc. 105615148 Obligee: The City of Milton, GA KNOW ALL MEN BY THESE PRESENTS: That St. Paul Fire and Marine Insurance Company, St. Paul Guardian Insurance Company and St. Paul Mercury Insurance Company are corporations duly organized under the laws of the State of Minnesota, that Farmington Casualty Company, Travelers Casualty and Surety Company, and Travelers Casualty and Surety Company of America are corporations duly organized under the laws of the State of Connecticut, that United States Fidelity and Guaranty Company is a corporation duly organized under the laws of the State of Maryland, that Fidelity and Guaranty Insurance Company is a corporation duly organized under the laws of the State of Iowa, and that Fidelity and Guaranty Insurance Underwriters, Inc. is a corporation duly organized under the laws of the State of Wisconsin (herein collectively called the "Companies"), and that the Companies do hereby make, constitute and appoint Betsy J. Holmes, Brian K. Hughes, Karen A. Maynard, Kevin M. Neidert, Michael L. Angel, Michael S. Brickner, P.D. Yates III, P.D. Yates Jr., Tamara Hendrix, Daniel Yates, Alan R. Yates, Gary Spuller, Marie M. Hartley, Robert N. Reynolds, and Dana D. Rutledge of the City of Atlanta, State of Georgia, their true and lawful Attomey(s)-in-Fact, each in their separate capacity if more than one is named above, to sign, execute, seal and acknowledge any and all bonds, recognizances, conditional undertakings and other writings obligatory in the nature thereof on behalf of the Companies in their business of guaranteeing the fidelity of persons, guaranteeing the performance of contracts and executing or guaranteeing bonds and undertakings required or permitted in any actions or proceedings allowed by law. IN WITNESS WHEREOF, the Companies have caused this instrument to be signed and their corporate seals to be hereto affixed, this 20th day of July, 2010. Farmington Casualty Company Fidelity and Guaranty Insurance Company Fidelity and Guaranty Insurance Underwriters, Inc. St. Paul Fire and Marine Insurance Company St. Paul Guardian Insurance Company St. Paul Mercury Insurance Company Travelers Casualty and Surety Company Travelers Casualty and Surety Company of America United States Fidelity and Guaranty Company O���DAo ,lr•,alt W. State of Connecticut By: � City of Hartford ss. GeorgCW. 1Umpsd6iS&iaiAice President On this the 20th day of July, 2010, before me personally appeared George W. Thompson, who acknowledged himself to be the Senior Vice President of Farmington Casualty Company, Fidelity and Guaranty Insurance Company, Fidelity and Guaranty Insurance Underwriters, Inc., St. Paul Fire and Marine Insurance Company, St. Paul Guardian Insurance Company, St. Paul Mercury Insurance Company, Travelers Casualty and Surety Company, Travelers Casualty and Surety Company of America, and United States Fidelity and Guaranty Company, and that he, as such, being authorized so to do, executed the foregoing instrument for the purposes therein contained by signing on behalf of the corporations by himself as a duly authorized officer. In Witness Whereof, I hereunto set my hand and official seal. g�p.TtT My Commission expires the 30th day of June, 2011. 3 o Aue�tas Marie C. Tetreault, Notary Public �'NECT'�' EXHIBIT "D" PLANS AND SPECIFICATIONS Refer to Exhibit "A" 32 EXHIBIT "E" STATE OF GEORGIA CITY OF MILTON CONTRACTOR AFFIDAVIT AND AGREEMENT By executing this affidavit, the undersigned contractor verifies its compliance with O.C.G.A. § 13-10-91, stating affirmatively that the individual, firm, or corporation which is contracting with the City of Milton has registered with and is participating in a federal work authorization program, in accordance with the applicability provisions and deadlines established in O.C.G.A. § 13-10-91. The undersigned further agrees that, should it employ or contract with any subcontractor(s) in connection with the physical performance of services pursuant to this contract with the City of Milton, contractor will secure from such subcontractor(s) similar verification of compliance with O.C.G.A. § 13-10-91 on the Subcontractor Affidavit provided in Rule 300-10-01-.08 in the form attached hereto as Exhibit "F" Contractor further agrees to maintain records of such compliance and provide a copy of each such verification to the City of Milton at the time the subcontractor(s) is retained to perform such service. 122 210 EEV / Basic Pilot Program User Identification Number A •+.-- BY: Authorized Offic r or Agent Date (Blount CR-C,Teff nstruction Company, Inc.) dl&^?5cr Title of AD�uthorized Officer or Agent of Contractor R4 -�4it a Printed Name of Authorized Officer or Agent SUBSCRIBED AND SWORN BEFORE ME ON IS THE AY OF 2011 ;tary I$fill N E Public ��` Missio;�.,,�5%• M Commiss'on Expires: = 4org4 , �. Z O • � $LIG C? gi STATE OF GEORGIA CITY OF MILTON EXHIBIT "F" SUBCONTRACTOR AFFIDAVIT By executing this affidavit, the undersigned subcontractor verifies its compliance with O.C.G.A. § 13-10-91, stating affirmatively that the individual, firm or corporation which is engaged in the physical performance of services under a contract with (name of contractor) on behalf of the City of Milton has registered with and is participating in a federal work authorization program, in accordance with the applicability provisions and deadlines established in O.C.G.A. § 13-10-91. EEV / Basic Pilot Program User Identification Number BY: Authorized Officer or Agent Date (Subcontractor Name) Title of Authorized Officer or Agent of Subcontractor Printed Name of Authorized Officer or Agent SUBSCRIBED AND SWORN BEFORE ME ON THIS THE DAY OF 52011 Notary Public My Commission Expires: 34 City of Milton 13000 Deerfield Parkway Suite 107C Milton, Georgia 30004 To: Honorable Mayor and City Council Members From: Carter Lucas, PE – Public Works Director Date: August 24, 2011 for the September 7, 2011 Council meeting Agenda Item: Approval of a Construction Services Agreement between the City of Milton and Strickland Pipeline and Construction, Inc. for Storm Drain Repair at 369 Taylor Glen Drive Background: This storm drain repair project was initiated from a drainage complaint received from the property owner adjacent to the storm drain system. In accordance with the city stormwater review policy, staff and the city attorney’s office have reviewed this issue and determined the repairs to be in the best interest of the city. Discussion: Built in 2001 the streets and associated storm drain systems were originally dedicated to Fulton County. When the City of Milton incorporated in 2006 those systems were then transferred to the City of Milton for continued maintenance. The city was notified that the existing outfall on an 18” storm line was potentially causing property damage at 369 Taylor Glen Drive. The outfall discharges on a steep slope adjacent to a stream and attempts by the developer and the county in past years to repair the issue have failed. This has resulted in severe erosion of the stream bank. At the direction of the city attorney’s office staff has developed a plan to repair the outfall channel and streambank. In accordance with the standard city purchasing policy six bids were received for this project and Strickland Pipeline and Construction, Inc. was the lowest, responsive bid. Staff is recommending approval of the construction services contract with Strickland Pipeline and Construction, Inc. in the amount of $15,600. Legal Review: Paul Higbee, Jarrard & Davis on 8/11/2011 Attachments: 1. Construction Services Agreement City of Milton CONSTRUCTION SERVICES AGREEMENT Storm Drain Repair - 369 Taylor Glen Drive This Agreement (the "Agreement") is made and entered into this 5 day of August, 2011, by and between the CITY OF MILTON, a municipal corporation of the State of Georgia, acting by and through its governing authority, the Milton City Council (hereinafter referred to as the "City"), and Strickland Pipeline and Construction, Inc., a Georgia corporation with its principal place of business located at 1009 Upper Burris Road, Canton, Georgia 30114-4157 (hereinafter referred to as the "Contractor"). WITNESSETH: WHEREAS, the City issued a Request For Bid, dated August 2, 2011, to solicit bids for a storm drain repair in the Taylor Glen Subdivision; and WHEREAS, based upon Contractor's bid to construct and to install the storm drain line as required by the bid documents, the City has selected Contractor as the winning bidder, and WHEREAS, Contractor has agreed to perform such work as set forth in this Agreement, according to the terms and conditions provided in this Agreement; and WHEREAS, Contractor has familiarized itself with the nature and extent of the Contract Documents, the Project, and the Work, with all local conditions and federal, state and local laws, ordinances, rules and regulations in any manner that may affect cost, progress or performance of work, and Contractor is aware that he must be licensed to do business in the State of Georgia. NOW THEREFORE, the City and Contractor, in consideration of the mutual promises contained herein and other good and valuable consideration, the sufficiency of which is hereby acknowledged, agree as follows: Section 1 Contract Documents The following documents are incorporated herein by reference and constitute the Contract Documents: A. This Agreement (16 Pages); B. Proposal and Bid Documents (6 Pages), attached hereto as Exhibit "A"; C. The following which may be delivered or issued after the Effective Date of the Agreement and are not attached hereto: All Written Amendments and other documents amending, modifying, or supplementing the Contract Documents if properly adopted in writing and executed by the Parties; and D. City of Milton Code of Ethics. Section 2 Proiect Description The Project is defined generally as follows and more particularly defined in Exhibit "A": 1. The removal of the existing headwall and replace with a junction box with ring and cover. Junction box shall have a minimum 3 foot inside drop to the invert of the outlet pipe. 2. Install of 36 if of 18" RCP to a point where a new junction box with a ring and cover will be set. Provide sufficient inside drop, approximately 18", to maintain a maximum 2% slope to the invert of the receiving ditch. 3. Install 12 if of 18" RCP from the junction box to the receiving ditch and reset the headwall removed from the existing system. 4. Reshape the slopes around the outlet end of the pipe and headwall, provide rip -rap protection and stabilize the slopes with matting and grass. Section 3 The Work The Work is specified and indicated in the Contract Documents (the "Work"). The Work previously described includes all material, labor, insurance, tools, equipment, and any other miscellaneous items necessary to complete the Work as described. Contractor shall complete the Work in strict accordance with the Contract Documents. Section 4 Contract Time fr AThis Contract shall take effect on ! �7 `-miontractor agrees to complete the Project within 34 calendar days from the date o Notice to Proceed. Every effort will be made by Contractor to shorten this period. Section 5 Contractor's Compensations Time and Method of Payment Contractor shall be paid in one lump sum for the full agreed -to contract amount of $15,600 less the 10% {$1418.18} contingency. Payment shall also include that portion of the contingency funds expended and authorized by the City. The City shall pay Contractor upon Final Completion of the Project as such is determined by the City, net thirty (30) days from the date of invoice. No payments will be made for unauthorized work. Upon the City's certification of Final Completion of the Project, an invoice should be submitted to the City of Milton Public Works Department, for approval. Payment will be sent to the designated address by U. S. Mail only; payment will not be hand -delivered. Section 6 Work Chanes A. The City reserves the right to order changes in the Work to be performed under 2 this Agreement by altering, adding to, or deducting from the Work. All such changes shall be incorporated in written change orders executed by the Contractor and the City. Such change orders shall specify the changes ordered and any necessary adjustment of compensation and completion time. If the Parties cannot reach an agreement on the terms for performing the changed work within a reasonable time to avoid delay or other unfavorable impacts as determined by the City in its sole discretion, the City shall have the right to determine reasonable terms and the Contractor shall proceed with the changed work. B. Any work added to the scope of this Agreement by a change order shall be executed under all the applicable conditions of this Agreement. No claim for additional compensation or extension of time shall be recognized, unless contained in a written change order duly executed on behalf of the City and the Contractor. C. The City Manager has authority to execute without further action of the Milton City Council, any number of change orders so long as their total effect does not materially alter the terms of this Agreement or materially increase the total amount to be paid under this Agreement. Any such change orders materially altering the terms of this Agreement or increasing the total amount to be paid under this Agreement in excess of $5,000, must be approved by resolution of the Milton City Council. Section 7 Covenants of Contractor. A. Ethics Code Contractor agrees that it shall not engage in any activity or conduct that would be in violation of the City of Milton Code of Ethics. B. Time is of the Essence Contractor specifically acknowledges that TIME IS OF THE ESSENCE for completion of the Project. C. Expertise of Contractor Contractor accepts the relationship of trust and confidence established between it and the City, recognizing that the City's intention and purpose in entering into this Agreement is to engage an entity with the requisite capacity, experience, and professional skill and judgment to provide the services in pursuit of the timely and competent completion of the Work undertaken by Contractor under this Agreement. D. Budgetary Limitations 3 Contractor agrees and acknowledges that budgetary limitations are not a justification for breach of sound principals of Contractor's profession and industry. Contractor shall take no calculated risk in the performance of the Work. Specifically, Contractor agrees that, in the event it cannot perform the Work within the budgetary limitations established without disregarding sound principals of Contractor's profession and industry, Contractor will give written notice immediately to the City. E. City's Reliance on the Work The Contractor acknowledges and agrees that the City does not undertake to approve or pass upon matters of expertise of the Contractor and that; therefore, the City bears no responsibility for Contractor's services performed under this Agreement. The Contractor acknowledges and agrees that the acceptance of Work by the City is limited to the function of determining whether there has been compliance with what is required to be produced under this Agreement. The City will not, and need not, inquire into adequacy, fitness, suitability or correctness of Contractor's performance. Contractor further agrees that no approval of designs, plans, specifications, or work by any person, body or agency shall relieve Contractor of the responsibility for adequacy, fitness, suitability, and correctness of Contractor's professional and industry standards or for performing services under this Agreement in accordance with sound and accepted professional and industry principals. F. Contractor's Reliance of Submissions by the City Contractor must have timely information and input from the City in order to perform the services required under this Agreement. Contractor is entitled to rely upon information provided by the City, but Contractor shall be required to provide immediate written notice to the City if Contractor knows or reasonably should know that any information provided by the City is erroneous, inconsistent, or otherwise problematic, G. Contractor's Representative /l�� 7�7)U-W,7/V*Qmll be authorized to act on Contractor's behalf with respect to the Work as Contractor's designated representative. H. Assignment of Agreement The Contractor covenants and agrees not to assign or transfer any interest in, nor delegate any duties of this Agreement, without the prior express written consent of the City. Responsibility of Contractor and Indemnification of City 4 The Contractor covenants and agrees to take and assume all responsibility for the services rendered in connection with this Agreement. The Contractor shall bear all losses and damages directly or indirectly resulting to it on account of the performance or character of the services rendered pursuant to this Agreement. Contractor shall defend, indemnify and hold harmless the City, its officers, boards, commissions, elected and appointed officials, employees and agents from and against any and all claims, suits, actions, liability, judgments, damages, losses, and expenses, including but not limited to, attorney's fees, which may be the result of willful, negligent or tortuous conduct arising out of the Work, performance of contracted services, or operations by the Contractor, any subcontractor, anyone directly or indirectly employed by the Contractor or subcontractor or anyone for whose acts the Contractor or subcontractor may be liable, regardless of whether or not the negligent act is caused in part by a party indemnified hereunder. Such obligation shall not be construed to negate, abridge, or otherwise reduce any other right or obligation of indemnity which would otherwise exist as to any party or person described in this provision. In any and all claims against the City or any of its agents or employees, by any employee of the Contractor, any subcontractor, anyone directly or indirectly employed by the Contractor or subcontractor or anyone for whose acts the Contractor or subcontractor may be liable, the indemnification obligation set forth in this provision shall not be limited in any way by any limitation on the amount or type of damages, compensation or benefits payable by or for the Contractor or any subcontractor under workers' or workmen's compensation acts, disability benefit acts or other employee benefit acts. This obligation to indemnify and defend the City, its members, officers, agents, employees and volunteers shall survive termination of this Agreement. J. Independent Contractor Contractor hereby covenants and declares that it is engaged in an independent business and agrees to perform the services as an independent contractor and not as the agent or employee of the City. The Contractor agrees to be solely responsible for its own matters relating to the time and place the services are performed; the instrumentalities, tools, supplies and/or materials necessary to complete the services; hiring of Contractors, agents or employees to complete the services; and the payment of employees, including compliance with Social Security, withholding and all other regulations governing such matters. The Contractor agrees to be solely responsible for its own acts and those of its subordinates, employees, and subcontractors during the life of this Agreement. Any provisions of this Agreement that may appear to give the City the right to direct Contractor as to the details of the services to be performed by Contractor or to exercise a measure of control over such services will be deemed to mean that Contractor shall follow the directions of the City with regard to the results of such services only. The Contractor shall obtain and maintain, at the Contractor's expense, all permits, 61 licenses, or approvals that may be necessary for the performance of the services. The Contractor shall furnish copies of all such permits, licenses, or approvals to the City of Milton Representative within ten (10) days after issuance. Inasmuch as the City of Milton and the Contractor are contractors independent of one another neither has the authority to bind the other to any third person or otherwise to act in any way as the representative of the other, unless otherwise expressly agreed to in writing signed by both parties hereto. The Contractor agrees not to represent itself as the City's agent for any purpose to any party or to allow any employee of the Contractor to do so, unless specifically authorized, in advance and in writing, to do so, and then only for the limited purpose stated in such authorization. The Contractor shall assume full liability for any contracts or agreements the Contract enters into on behalf of the City of Milton without the express knowledge and prior written consent of the City. K. Insurance (1) Requirements: The Contractor shall have and maintain in full force and effect for the duration of this Agreement, insurance insuring against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the Work by the Contractor, its agents, representatives, employees or subcontractors. All policies shall be subject to approval by the City Attorney to form and content. These requirements are subject to amendment or waiver if so approved in writing by the City Manager. (2) Minimum Limits of Insurance: Contractor shall maintain limits no less than: (a) Comprehensive General Liability of $1,000,000 combined single limit per occurrence for bodily and personal injury, sickness, disease or death, injury to or destruction of property, including loss of use resulting there from. (b) Comprehensive Automobile Liability (owned, non -owned, hired) of $1,000,000 combined single limit per occurrence for bodily and personal injury, sickness, disease or death, injury to or destruction of property, including loss of use resulting there from. (c) Professional Liability of $1,000,000 limit for claims arising out of professional services caused by the Contractor's errors, omissions, or negligent acts. (d) Workers' Compensation limits as required by the State of Georgia and employers Liability limits of $1,000,000 per accident. R (3) Deductibles and Self -Insured Retentions: Any deductibles or self-insured retentions must be declared to and approved by the City. (4) Other Insurance Provisions: The policy is to contain, or be endorsed to contain, the following provisions: (a) General Liability and Automobile Liability Coverage. (i) The City, its officials, employees, agents and volunteers are to be covered as insured as respects: liability arising out of activities performed by or on behalf of the Contractor; products and completed operations of the Contractor; premises owned, leased, or used by the Contractor; automobiles owned, leased, hired, or borrowed by the Contractor. The coverage shall contain no special limitations on the scope of protection afforded to the City, its officials, employees, agents or volunteers. (ii) The Contractor's insurance coverage shall be primary noncontributing insurance as respects to any other insurance or self-insurance available to the City, its officials, employees, agents or volunteers. Any insurance or self-insurance maintained by the City, its officials, employees or volunteers shall be excess of the Contractor's insurance and shall not contribute with it. (iii) Any failure to comply with reporting provisions of the policies shall not affect coverage provided to the City, its officials, employees, agents or volunteers. (iv) Coverage shall state that the Contractor's insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer's liability. (v) Coverage shall be provided on a "pay on behalf' basis, with defense costs payable in addition to policy limits. There shall be no cross liability exclusion. (vi) The insurer agrees to waive all rights of subrogation against the City, its officials, employees, agents and volunteers for losses arising from work performed by the Contractor for the City. (vii) All endorsements to policies shall be executed by an authorized representative of the insurer. (b) Workers' Compensation Coverage: The insurer will agree to waive all rights of subrogation against the City, its officials, employees, agents and volunteers for losses arising from work performed by the Contractor for the City. (c) All Coverages: (i) Each insurance policy required by this clause shall be endorsed to state that coverage shall not be suspended, voided, canceled, reduced in coverage or in limits except after thirty (30) days prior written notice by certified mail, return receipt requested, has been given to the City. (ii) Policies shall have concurrent starting and ending dates. (5) Acceptability of Insurers: Insurance is to be placed with insurers with an A.M. Bests' rating of no less than A: VII. (6) Verification of Coverage: Contractor shall furnish the City with certificates of insurance and endorsements to the policies evidencing coverage required by this clause prior to the start of work. The certificates of insurance and endorsements for each insurance policy are to be signed by a person authorized by that insurer to bind coverage on its behalf. The certificate of insurance and endorsements shall be on a form utilized by Contractor's insurer in its normal course of business and shall be received and approved by the City prior to execution of this Agreement by the City. The City reserves the right to require complete, certified copies of all required insurance policies, at any time. The Contractor shall provide proof that any expiring coverage has been renewed or replaced at least two (2) weeks prior to the expiration of the coverage. (7) Subcontractors: Contractor shall include all subcontractors as insured under its policies or shall furnish separate certificates and endorsements for each subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated in this Agreement, including but not limited to naming the parties as additional insured. (8) Claims -Made Policies: Contractor shall extend any claims -made insurance policy for at least six (6) years after termination or final payment under the Agreement, whichever is later. (9) City as Additional Insured and Loss Payee: additional insured and loss payee on Agreement. 0 The City shall be named as an all policies required by this L. Employment of Unauthorized Aliens Prohibited It is the policy of the City of Milton that unauthorized aliens shall not be employed to perform work on City contracts involving the physical performance of services. Therefore, the City shall not enter into a contract for the physical performance of services within the State of Georgia, unless the Contractor shall provide evidence on City -provided forms, attached hereto as Exhibits "B" and "C" that it and Contractor's subcontractors have within the previous twelve (12) month period conducted a verification of the social security numbers of all employees who will perform work on the City contract to ensure that no unauthorized aliens will be employed. The City Manager or his/her designee shall be authorized to conduct an inspection of the Contractor's and Contractor's subcontractors' verification process to determine that the verification was correct and complete. The Contractor and Contractor's subcontractors shall retain all documents and records of its verification process for a period of three (3) years following completion of the contract. This requirement shall apply to all contracts for the physical performance of services where more than three (3) persons are employed on the City contract. The City Manager or his/her designee shall further be authorized to conduct periodic inspections to ensure that no City Contractor or Contractor's subcontractors employ unauthorized aliens on City contracts. By entering into a contract with the City, the Contractor and Contractor's subcontractors agree to cooperate with any such investigation by making its records and personnel available upon reasonable notice for inspection and questioning. Where a Contractor or Contractor's subcontractors are found to have employed an unauthorized alien, the City Manager or his/her designee may order the Contractor to terminate or require its subcontractor to terminate that person's employment immediately and to report same to the Department of Homeland Security. The Contractor's failure to terminate the employee, or otherwise cooperate with the investigation may be sanctioned by termination of the contract, and the Contractor shall be liable for all damages and delays occasioned by the City thereby. Compliance with the requirements of O.C.G.A. § 13-10-91 and Rule 300-10-1-.02 is mandatory. Contractor agrees that the employee -number category designated below is applicable to the contractor. 500 or more employees 100 or more employees Fewer than 100 employees Contractor agrees that, in the event the Contractor employs or contracts with any subcontractor(s) in connection with this Agreement, the Contractor will secure from the subcontractor(s) such subcontractor(s') indication of the above employee -number category that is applicable to the subcontractor. Contractor's compliance with the requirements of ❑.C.G.A. § 13-10-91 and Rule 300-10-1-.02 shall be attested by the execution of the contractor's affidavit attached as Exhibit "C." The above requirements shall be in addition to the requirements of State and federal law, and shall be construed to be in conformity with those laws. M. Records Reports and Audits (1) Records: (a) Records shall be established and maintained by the Contractor in accordance with requirements prescribed by the City with respect to all matters covered by this Agreement. Except as otherwise authorized, such records shall be maintained for a period of three years from the date that final payment is made under this Agreement. Furthermore, records that are the subject of audit findings shall be retained for three years or until such audit findings have been resolved, whichever is later. (b) All costs shall be supported by properly executed payrolls, time records, invoices, contracts, or vouchers, or other official documentation evidencing in proper detail the nature and propriety of the charges. All checks, payrolls, invoices, contracts, vouchers, orders or other accounting documents pertaining in whole or in part to this Agreement shall be clearly identified and readily accessible. (2) Reports and Information: Upon request, the Contractor shall furnish to the City any and all statements, records, reports, data and information related to matters covered by this Agreement in the form requested by the City. (3) Audits and Inspections: At any time during normal business hours and as often as the City may deem necessary, there shall be made available to the City for examination all records with respect to all matters covered by this Agreement. The Contractor will permit the City to audit, examine, and make excerpts or transcripts from such records, and to audit all contracts, invoices, materials, payrolls, records of personnel, conditions of employment and or data relating to all matters covered by this Agreement. 10 N. Conflicts of Interest Contractor agrees that it shall not engage in any activity or conduct that would result in a violation of the City of Milton Code of Ethics. O. Confidentiality Contractor acknowledges that it may receive confidential information of the City and that it will protect the confidentiality of any such confidential information and will require any of its subcontractors, consultants, and/or staff to likewise protect such confidential information. The Contractor agrees that confidential information it receives or such reports, information, opinions or conclusions that Contractor creates under this Agreement shall not be made available to, or discussed with, any individual or organization, including the news media, without prior written approval of the City. The Contractor shall exercise reasonable precautions to prevent the unauthorized disclosure and use of City information whether specifically deemed confidential or not. P. Compliance with Laws Re it bating Illegal Aliens The United States Congress enacted the Immigration Reform and Control Act of 1985 (IBCA), P.L. 99-603, which required the former Immigration and Naturalization Service (now the Department of Homeland Security) to establish a system for verifying the immigration status of non -citizen applicants for, and recipients of, certain types of federally funded benefits, and to make the system available to Federal, State, and local benefit -issuing agencies and institutions that administer such benefits. The Contractor covenants and declares that it is enrolled in the Basic Employment Verification Pilot Program, and that it has verified the employment eligibility of all its employees utilizing such program. Contractor shall likewise require all subcontractors or sub -consultants to verify the employment eligibility of all their respective employees utilizing the Basic Employment Verification Pilot Program. Contractor shall provide documentation prior to commencing work under this Agreement, in a form acceptable to the City of Milton, affirming the Contractor's compliance with this Section. Q. Licenses, Certifications and Permits The Contractor covenants and declares that it has obtained all diplomas, certificates, licenses, permits or the like required of the Contractor by any and all national, state, regional, county, local boards, agencies, commissions, committees or other regulatory bodies in order to perform the services contracted for under this Agreement. All work performed by Contractor under this Agreement shall be in accordance with applicable legal requirements and shall meet the standard of I quality ordinarily expected of competent professionals. R. Key Personnel [Reserved] S. Authority to Contract The Contractor covenants and declares that it has obtained all necessary approvals of its board of directors, stockholders, general partners, limited partners or similar authorities to simultaneously execute and bind Contractor to the terms of this Agreement, if applicable. T. Ownership of Work All reports, designs, drawings, plans, specifications, schedules, work product and other materials prepared or in the process of being prepared for the services to be performed by the Contractor ("materials") shall be the property of the City and the City shall be entitled to full access and copies of all such materials. Any such materials remaining in the hands of the Contractor or subcontractor upon completion or termination of the work shall be delivered immediately to the City. The Contractor assumes all risk of loss, damage or destruction of or to such materials. If any materials are lost, damaged or destroyed before final delivery to the City, the Contractor shall replace them at its own expense. Any and all copyrightable subject matter in all materials is hereby assigned to the City and the Contractor agrees to execute any additional documents that may be necessary to evidence such assignment. U. Meetings The Contractor is required to meet with the City's personnel, or designated representatives, to resolve technical or contractual problems that may occur during the term of the contract, at no additional cost to the City. Meetings will occur as problems arise and will be coordinated by the City. The Contractor will be given a minimum of three full working days notice of meeting date, time, and location. Face-to-face meetings are desired. However, at the Contractor's option and expense, a conference call meeting may be substituted. Consistent failure to participate in problem resolution meetings, two consecutive missed or rescheduled meetings, or to make a good faith effort to resolve problems, may result in termination of the contract. Section S Covenants of the Citv A. Right of Entry The City shall provide for right of entry for Contractor and all necessary equipment in order for Contractor to complete the Work. 12 B. City's Representative Jim Seeba shall be authorized to act on the City's behalf with respect to the Work as the City's designated representative Section 9 Warraniw Except as may be otherwise specified or agreed, the Contractor shall repair all defects in materials, equipment, or workmanship appearing within one year from the date of Final Completion of the Project at no additional cost to the City. An inspection shall be conducted by the City or its representative(s) near the completion of the one-year general warranty period to identify any issues that must be resolved by the Contractor. Section 10 Termination A. The City may terminate this Agreement for convenience at any time upon written notice to Contractor. In the event of a termination for convenience, Contractor shall take immediate steps to terminate work as quickly and effectively as possible and shall terminate all commitments to third -parties unless otherwise instructed by the City. Provided that no damages are due to the City for Contractor's failure to perform in accordance with this Agreement, the City shall pay Contractor for work performed to date in accordance with Section 5 herein. The City shall have no further liability to Contractor for such termination. B. The City may terminate this Agreement for cause if Contractor breaches any material provision of this Agreement. The City shall give Contractor seven (7) days written notice of its intent to terminate the Agreement and the reasons therefore, and, if Contractor, or its Surety, fails to cure the default within that period, the termination shall take place without further notice. The City shall then make alternative arrangements for completion of the Project and deduct the cost of completion from the unpaid Contract Price. The City will make no payment to the Contractor or its Surety until all costs of completing the Project are paid. If the unpaid balance of the amount due the Contractor, according to this agreement, exceeds the cost of finishing the Project, the Contractor or its Surety will receive the applicable funds due. If the costs of completing the Project exceed the unpaid balance, the Contractor or its Surety will pay the difference to the City. C. If the City terminates this Agreement for cause, and it is later determined that the City did not have grounds to do so, the termination will be treated as a termination for convenience under the terms of this Section (A) above. D. Upon termination, the Contractor shall: (1) promptly discontinue all services affected, unless the notice directs otherwise, and (2) promptly deliver to the City all data, drawings, reports, summaries, and such other information and materials as may have been generated or used by the Contractor in performing this 13 Agreement, whether completed or in process, in the form specified by the City. E. The rights and remedies of the City and the Contractor provided in this Section are in addition to any other rights and remedies provided under this Agreement or at law or in equity. Section 11 Miscellaneous A. Complete Agreement. This Agreement contains all of the understandings and agreements of whatsoever kind and nature existing between the parties hereto with respect to the subject matter contained herein. B. Governing Law. This Agreement shall be governed by and construed under the laws of the State of Georgia. C. Counterparts. This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute one and the same instrument. D. Invalidity of Provisions. Should any part of this Agreement for any reason be declared by any court of competent jurisdiction to be invalid, such decision shall not affect the validity of any remaining portion, which remaining portion shall continue in full force and effect as if this Agreement had been executed with the invalid portion hereof eliminated, it being the intention of the parties that they would have executed the remaining portion of this Agreement without including any such part, parts or portions which may for any reason be hereafter declared invalid. E. Notice. All notices requests, demands and other communications hereunder shall be in writing and shall be deemed received, and shall be effective when personally delivered or on the third day after the postmark date when mailed by certified mail, postage prepaid, return receipt requested or upon actual delivery when sent via national overnight commercial carrier to the parties at the addresses given below, unless a substitute address shall first be furnished to the other parties by written notice in accordance herewith: NOTICE TO CITY shall be sent to: City of Milton Attn: City Manager 13000 Deerfield Parkway, Suite 107F Milton, Georgia 30004 14 NOTICE TO CONTRACTOR shall be sent to: Strickland Pipeline and Construction, Inc. 1049 Upper Burris Road Canton, Georgia 30114-4157 F. Sovereign Immunity. Nothing contained in this Agreement shall be construed to be a waiver of the City's sovereign immunity or any individual's qualified good faith or official immunities. G. Force Majeure. Neither the City nor Contractor shall be liable for their respective non -negligent or non -willful failure to perform or shall be deemed in default with respect to the failure to perform (or cure a failure to perform) any of their respective duties or obligations under this Agreement or for any delay in such performance due to: (i) any cause beyond their respective reasonable control; (ii) any act of God; (iii) any change in applicable governmental rules or regulations rendering the performance of any portion of this Agreement legally impossible; (iv) earthquake, fire, explosion or flood; (v) strike or labor dispute, excluding strikes or labor disputes by employees and/or agents of Contractor; (vi) delay or failure to act by any governmental or military authority; or (vii) any war, hostility, embargo, sabotage, civil disturbance, riot, insurrection or invasion. In such event, the time for performance shall be extended by an amount of time equal to the period of delay caused by such acts and all other obligations shall remain intact. H. Headings. All headings herein are inserted only for convenience and ease of reference and are not to be considered in the construction or interpretation of any provision of this Agreement. IN WITNESS WHEREOF, the parties have caused this Agreement to be executed under seal as of the date first above written. [SIGNATURES ON FOLLOWING PAGE] 15 Stridda line an onstructio c.: By: Its: [CORPORATE SEAL] SIGNED SEALED AND DELIVERED In the presence of. �ess Lp `F N ary Adblic [NOTA RY SEAL]; U My Commission Exp,ikgrn"- .• ' ' ' •` �• ! K _ ��1��I- _fir ,•„ .•G 1 • MILTON CITY COUNCIL: .Toe Lockwood, Mayor [CITY SEAL] SIGNED SEALED AND DELIVERED In the presence of: Witness Notary Public [NOTARY SEAL] My Commission Expires: Secretary of Owner should attest Give proper title of each person-execut' ida it. Attach seal as required. Executed in Triplicate of 3 15 Aug 12 11 10:11a Strickland 770-704-7340 p.2 EXHIBIT «$" STATE OF GEORGIA CITY OF .NULTO.N CONTRACTOR A_ffDAVIT_ ND AGRL+�RMENT By d -ds aMdavir, rite undorslgned contractor vmties its compliance with O.0-G.A. § 13-10-91, stating affirmatively that die individual, firm, or corporation which is contracting with the Ciry of Milton has registered with and is participating in afederal work authorization program, in accordance with the applicability provisions and deadlines established in O.C.G.A. § 13-10-91. The undersigned further agrees t6aa, should it employ or contract with my subcontractors) in connection with the physical perfon-riance of services pursuant to this contract with the City of Milton, contractor will secure from such subcontractor s) similar verification of compliance with D.C.G.A. § 13-10-91 on the Subcontractor Affidavit pt�ovided in Rule 300-10-11-08 in the form attached hereto as Exhibit "C:' Contractor further agrees to maintain records of such compliance and pr4Yide a cony of rnb sunk vrxifrcmiou to the City of Milton at the time the rabcontraotor(s) is retained to perform such service. 2EV 1 Basic Pilot Program User Identification Number BY: Au prized Officer or Agent Uate (Strickland Pipeline acid Construction, Inc.) yli— Thlee of Authorized Officer or Agent of Contractor Printed Ram� of Authorized Officer or Agent SUBSCRIBED AND SWORN BEFORE ME ON THIS THE 42.t�-D�AY OF - - ---A.,, �.. ._ ....._.. —2011 " `�1113iff1►1 Expires: �����LY A CP+ 27.• C? . EXHIBIT "A" Proposal and Bid Documents 353 Taylor Glen Drive Storm Drain System Improvements) BIDS DUE AUgzlst 2, 2011 BY 1:00 PM II 1X'1'1.'[ 11 llei i L111. 111 411 FTI:_ ti•I•. r•[)I f - ..I. 1 :I I I:• ;•.I. •I. ! Ili II •.t r r , 11 Ir•:1 IIA . :I•�� .. ., r .. -.. .. I.I. .... � Ir:'. •.' ... .t .., ' __ I ...I '41••:. ��:. _I . i. ..I'[ � — - .•I� .. _. "lid' k � f`: .. �.li tl°'.. �• ... I �. e . .k• 4•.I -•I.1! .r I'!I .:I •• .r :r I.... i .I ! ii .1 l': I :[.'x_11'•1 l: 'II' •I k11 •I 1 '. 1,.. 1 . -.'til I. :�I '.I 11::1:;! F:'.�k`! I � .• � •'•I I I. I I. ::I Baso Bid Amount 17 17 . 0% -% oft r, 'ML'"r"f" CERTIFICATE OF LIABILITY INSURANCE DATE IM DDfYYYY, 08/16/2011 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTEFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER[S], AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this cert€fKate does not confer rights to the certificate holder in lieu of such endorsement(s). ACCORDANCE WITH THE POLICY PROVISIONS. PRODUCER Starr -Mathews Agency Inc P. 0. Box 1990 Cartersville, GA 30120 CONTACT NAME: PN 770.386.0466 FAX.N,:770.386.3I64 E-MAIL RE 05/01/2011 PRODUCER 00013063 e:DSTOIiER 1D 9k INSURER($) AFFORDING COVERAGE NAM # INSURED Strickland Pipeline & Construction, Inc. 1009 Upper Burris Road Canton, GA 30114 INSURERA_ Westfield Insurance Co. 24112 INSURERB: INSURER C: INSURER D: INSURER E: INSURER F COVERAGES CERTIFICATE NUMBER: 2011-2012 REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE SEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. AODL SUER POLICY EFF POLICY -O P TYPE OF INSURANCE INSR pyyD POLICY NUMBER MMIDD MWDDlYYYY LIMITS ACCORDANCE WITH THE POLICY PROVISIONS. GP�RALIJABl1TY AUTHORIZED REPRESENTATfVE C�e)"'/y/4104- .j 'Suite CWP3625803 05/01/2011 05101/2012 EACH OCCURRENCE S 11000,00 rA x COMMERCIAL GENERAL LIABILITY PREMISES( RENTED $ 300,00( PREMISES Ea oocurrenoa f CLAIMS -MADE � OCCUR MED EXP (Anyone person) S 10,00( PERSONAL & ADV INJURY S 1,000,00( GENERAL AGGREGATE $ 2, 000, 0 GEI+rL AGGREGATE LIMIT APPLIES PER; PRODUCTS - COMPIOP AGO $ 2,000,00( POLICYx JPE Q LOC $ AUTOMOBILE LIABILITY X ANY AUTO CWP36258030510112011 05/0112012 COMBINED SINGLE LIMIT $ 1, Ooo,00 Ea accident BODILY INJURY (Per person) $ ALL OWNED AUTOS BODILY INJURY (Per accident) $ A SCHEDULEDALrfOS X HIREDAUTOS PROPERTY DAMAGE $ {Per accident) $ X NON -OWNED AUTOS )( U MBRELLA IJAB x OCCUR CWP 362 S80 3: 05/0112011 05101/2012 EACH OCCURRENCE $ 1,000,000 AGGREGATE $ 1, 000 , 00 A E](CESS LIAB CLAIMS -MADE DEDUCTIBLE $ $ RETENTION $ WORKERS COMPENSATION"VCA AND EMPLOYERS' LIAIWI Y YIN U- OTH- TORY LIMITS ER E.L EACH ACCIDENT S ANY PROPRIETORIPARTNERIEXECUTTYE❑ OFFICERIMEMSER EXCLUDED (Mandatory in NH) N IA .. E.L. DISEASE - EA EMPLOYEE S If yes, describe under DESCRIPTION OF OPERATIONS below E.L. DISEASE - POLICY LIMIT S CWP362580 05/0112011 05/01/2012 $ 300,000 A �ented/LeasedEquip cheduled Equip $ 135,500 DESCRIPTION OF OPERATIONS! LOCATIONS I VEHICLES [Attach ACORO 101, Additional Remarks Schedule, If mare space is required] CERTIFICATE HOLDER CANCELLATION (�) 19BU-ZUU9 AGQKID L; LaKPL)KA I IUN. All rig nis reservea. ACORD 25 (2009109) The ACORD name and logo are registered marks of ACORD SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN City of Milton ACCORDANCE WITH THE POLICY PROVISIONS. Attn: City Manager 13000 Deerfield Pkwy AUTHORIZED REPRESENTATfVE C�e)"'/y/4104- .j 'Suite Suite107E Milton, CA 30004 Robert McGlon SAM (�) 19BU-ZUU9 AGQKID L; LaKPL)KA I IUN. All rig nis reservea. ACORD 25 (2009109) The ACORD name and logo are registered marks of ACORD City of Milton 13000 Deerfield Parkway, Suite 107 Milton, GA 30004 To: Honorable Mayor and City Council Members From: Tom Wilson, Interim Community Development Director Date: August 25, 2011 for Submission onto the Sept. 7, 2011 City Council Meeting Agenda Item: Approval of a Professional Services Agreement between the City of Milton and Urban Collage, Inc. regarding the City of Milton FY11 Livable Centers Initiative (LCI) Hwy 9 – Hwy 400 Small Area Master Plan. CMO (City Manager’s Office) Recommendation: To approve a Professional Services Agreement between the City of Milton and Urban Collage, Inc. regarding the City of Milton FY11 Livable Centers Initiative (LCI) Hwy 9 – Hwy 400 Small Area Master Plan. Background: The City of Milton 2030 Comprehensive Plan identifies the Hwy 9 and Deerfield area as an area in need of a master plan that would guide future development. In December 2010, the city submitted an application to the Atlanta Regional Commission (ARC) requesting funding to conduct a master planning study of Hwy 9. In March of 2011, the Atlanta Regional Commission awarded a Livable Centers Initiative (LCI) grant to the City of Milton to study and produce a master plan for the Hwy 9 and included the Deerfield area to GA 400 area. Discussion: The Atlanta Regional Commission’s (ARC) Livable Centers Initiative (LCI) program requires that a professional consulting team conduct the study and produce the master plan. In May, 2011 the city issued a Request for Proposals (RFP) for consulting services, and in July, 2011 the consulting firm Urban Collage was selected to conduct the study. In order to proceed, it is required that the city approves the consulting services agreement between the City of Milton and Urban Collage, Inc. regarding the City of Milton FY11 Livable Centers Initiative (LCI) Hwy 9 – Hwy 400 Small Area Master Plan. Concurrent Review: Chris Lagerbloom, City Manager Legal Review: The legal review performed by Paul N. Higbee, Jr., Attorney at Law at Jarrard & Davis, LLP, and was completed on August 02, 2011. g n City of Milton PROFESSIONAL SERVICES AGREEMENT THIS AGREEMENT is effective as of this day of , 2011, by and between the CITY OF MILTON, a municipal corporation of the State of Georgia, acting by and through its governing authority, the Mayor and Council of the City of Milton ("City"), and Urban Collage, Inc. a Georgia Corporation, ("Consultant"), collectively referred to as the "Parties". WITNESSETH THAT: WHEREAS, the City desires to retain Consultant to provide certain services generally described as FYI 1 Hwy 9 -Hwy 400 Small Area Master Plan #11-CDO1 (the "Work"); and WHEREAS, the City finds that specialized knowledge, skills, and training are necessary to perform the Work contemplated under this Agreement; and WHEREAS, the Consultant has represented that it is qualified by training and experience to perform the Work; and WHEREAS, the Consultant desires to perform the Work under the terms and conditions set forth in this Agreement; and WHEREAS, the public interest will be served by this Agreement; and NOW, THEREFORE, the Parties hereto do mutually agree as follows: I. SCOPE OF SERVICES AND TERMINATION DATE A. Project Description FYI Hwy 9 -Hwy 400 Small Area Master Plan #11-CDO1 B. The Work The Work to be completed under this Agreement (the "Work") consists of Exhibit A and the Consultants response (Exhibit B). In the event of a conflict among the terms of this Agreement, Exhibit A and Exhibit B, the term that is most advantageous to the City shall govern. Consultant is aware that the Work involves Federal grant funds. Consultant warrants that it has reviewed and is familiar with all rules and regulations related to such Federal grant funds, and Consultant agrees that it shall comply, and shall ensure that all of its PG. 1 „_! g City or Milton subcontractors comply, with all such rules and regulations. This obligation of Consultant includes, but is not limited to, compliance with all applicable standards, orders, or requirements issued under Section 306 of the Clean Air Act (42 U.S.C. 1857(h)), Section 508 of the Clean Water Act (33 U.S.C. 1368), Executive Order 11738, Environmental Protection Agency regulations (40 CFR Part 15), and mandatory standards and policies relating to energy efficiency that are contained in Georgia's energy conservation plan issued in compliance with the Energy Policy and Conservation Act (Pub. L. 94-163, 89 Stat. 871). C. Schedule, Completion Date, and Term of Agreement Consultant warrants and represents that it will perform its services in a prompt and timely manner, which shall not impose delays on the progress of the Work. This Agreement shall commence as of the date first written above, and the Work shall be completed on or before two -hundred and ten days (210) from execution of contract. II. WORK CHANGES A. The City reserves the right to order changes in the Work to be performed under this Agreement by altering, adding to, or deducting from the Work. All such changes shall be incorporated in written change orders executed by the Consultant and the City. Such change orders shall specify the changes ordered and any necessary adjustment of compensation and completion time. If the Parties cannot reach an agreement on the terms for performing the changed work within a reasonable time to avoid delay or other unfavorable impacts as determined by the City in its sole discretion, the City shall have the right to determine reasonable terms and the Consultant shall proceed with the changed work. B. Any work added to the scope of this Agreement by a change order shall be executed under all the applicable conditions of this Agreement. No claim for additional compensation or extension of time shall be recognized, unless contained in a written change order duly executed on behalf of the City and the Consultant. C. The City Manager has authority to execute without further action of the City of Milton Mayor and Council, any number of change orders so long as their total effect does not materially alter the terms of this Agreement or materially increase the total amount to be paid under this Agreement, as set forth in Section III(B) below. Any such change orders materially altering the terms of this Agreement or increasing the total amount to be paid under this Agreement in excess of $25,000 must be approved by resolution of the City of Milton Mayor and Council. III. COMPENSATION AND METHOD OF PAYMENT A. City agrees to pay the Consultant for the services performed and costs incurred by Consultant upon certification by the City that the services were actually performed and costs actually incurred in accordance with the Agreement. Compensation for services performed and reimbursement for costs incurred PG. 2 •'� C City of Milton shall be paid to the Consultant upon receipt and approval by the City of invoices setting forth in detail the services performed and costs incurred. Invoices shall be submitted on a monthly basis, and such invoices shall reflect charges incurred versus charges budgeted. Any material deviations in tests or inspections performed, times or locations required to complete such tests or inspections and like deviations from the Work described in this Agreement shall be clearly communicated to the City before charges are incurred and shall be handle through change orders as described in Section II above. The City shall pay the Consultant within thirty (30) days after approval of the invoice by City staff. B. The total amount paid under this Agreement as compensation for services performed and reimbursement for costs incurred shall not, in any case, exceed $125,000, except as outlined in Section II(C) above. The compensation for services performed shall be based upon a flat fee. C. Reimbursement for costs incurred shall be limited as follows. Long distance telephone and telecommunications, facsimile transmission, normal postage and express mail charges, photocopying time shall be at cost. Supplies and outside services, transportation, lodging, meals and authorized subcontracts shall be at cost plus no more than a 10% administrative burden. Automobile mileage shall be no more than the current deductible rate set by the Internal Revenue Service. IV. COVENANTS OF CONSULTANT A. Expertise of Consultant Consultant accepts the relationship of trust and confidence established between it and the City, recognizing that the City's intention and purpose in entering into this Agreement is to engage an entity with the requisite capacity, experience, and professional skill and judgment to provide the services in pursuit of the timely and competent completion of the Work undertaken by Consultant under this Agreement. B. Budgetary Limitations Consultant agrees and acknowledges that budgetary limitations are not a justification for breach of sound principals of Consultant's profession and industry. Consultant shall take no calculated risk in the performance of the Work. Specifically, Consultant agrees that, in the event it cannot perform the Work within the budgetary limitations established without disregarding sound principals of Consultant's profession and industry, Consultant will give written notice immediately to the City. C. City's Reliance on the Work The Consultant acknowledges and agrees that the City does not undertake to approve or pass upon PG. 3 ^" q City of Milton 1 matters of expertise of the Consultant and that; therefore, the City bears no responsibility for Consultant's services performed under this Agreement. The Consultant acknowledges and agrees that the acceptance of designs, plans, and specifications by the City is limited to the function of determining whether there has been compliance with what is required to be produced under this Agreement. The City will not, and need not, inquire into adequacy, fitness, suitability or correctness of Consultant's performance. Consultant further agrees that no approval of designs, plans, or specifications by any person, body or agency shall relieve Consultant of the responsibility for adequacy, fitness, suitability, and correctness of Consultant's professional and industry standards or for performing services under this Agreement in accordance with sound and accepted professional and industry principals. D. Consultant's Reliance of Submissions by the City Consultant must have timely information and input from the City in order to perform the services required under this Agreement. Consultant is entitled to rely upon information provided by the City, but Consultant shall be required to provide immediate written notice to the City if Consultant knows or reasonably should know that any information provided by the City is erroneous, inconsistent, or otherwise problematic. E. Consultant's Representative _Eric Bosman shall be authorized to act on Consultant's behalf with respect to the Work as Consultant's designated representative. F. Assignment of Agreement The Consultant covenants and agrees not to assign or transfer any interest in, nor delegate any duties of this Agreement, without the prior express written consent of the City. As to any approved subcontractors, the Consultant shall be solely responsible for reimbursing them and the City shall have no obligation to them. G. Responsibility of Consultant and Indemnification of City The Consultant covenants and agrees to take and assume all responsibility for the services rendered in connection with this Agreement. The Consultant shall bear all losses and damages directly or indirectly resulting to it on account of the performance or character of the services rendered pursuant to this Agreement. Consultant shall defend, indemnify and hold harmless the City, its officers, boards, commissions, elected officials, employees and agents from and against any and all claims, suits, actions, liability, judgments, damages, losses, and expenses, including but not limited to, attorney's fees, which may be the result of willful, negligent or tortious conduct arising out of the Work, performance of contracted services, or operations by the Consultant, any subcontractor, anyone directly or indirectly employed by the Consultant or subcontractor or anyone for whose acts the Consultant or subcontractor may be liable, regardless of whether or not the offending act is caused in part by a party indemnified hereunder. Such obligation shall not be construed to negate, abridge, or otherwise reduce any other right or obligation of indemnity which would otherwise exist as to any party or person described in this provision. In any and all claims against the City or any of its agents or employees, by any employee of the Consultant, any subcontractor, anyone directly or indirectly employed by the Consultant or subcontractor or anyone for whose acts the Consultant or subcontractor may be liable, the PG. 4 " t, City of Milton indemnification obligation set forth in this provision shall not be limited in any way by any limitation on the amount or type of damages, compensation or benefits payable by or for the Consultant or any subcontractor under workers' or workmen's compensation acts, disability benefit acts or other employee benefit acts. This obligation to indemnify and defend the City, its members, officers, agents, employees and volunteers shall survive termination of this Agreement. H. Independent Contractor Consultant hereby covenants and declares that it is engaged in an independent business and agrees to perform the services as an independent contractor and not as the agent or employee of the City. The Consultant agrees to be solely responsible for its own matters relating to the time and place the services are performed; the instrumentalities, tools, supplies and/or materials necessary to complete the services; hiring of Consultants, agents or employees to complete the services; and the payment of employees, including compliance with Social Security, withholding and all other regulations governing such matters. The Consultant agrees to be solely responsible for its own acts and those of its subordinates, employees, and subcontractors during the life of this Agreement. Any provisions of this Agreement that may appear to give the City the right to direct Consultant as to the details of the services to be performed by Consultant or to exercise a measure of control over such services will be deemed to mean that Consultant shall follow the directions of the City with regard to the results of such services only. I. Insurance (1) Requirements: The Consultant shall have and maintain in full force and effect for the duration of this Agreement, insurance insuring against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the Work by the Consultant, its agents, representatives, employees or subcontractors. All policies shall be subject to approval by the City Attorney to form and content. These requirements are subject to amendment or waiver if so approved in writing by the City Manager. (2) Minimum Limits of Insurance: Consultant shall maintain limits no less than: (a) Comprehensive General Liability of $1,000,000 combined single limit per occurrence for bodily and personal injury, sickness, disease or death, injury to or destruction of property, including loss of use resulting there from. (b) Comprehensive Automobile Liability (owned, non -owned, hired) of $1,000,000 combined single limit per occurrence for bodily and personal injury, sickness, disease or death, injury to or destruction of property, including loss of use resulting therefrom. (c) Professional Liability of $1,000,000 limit for claims arising out of professional services caused by the Consultant's errors, omissions, or negligent acts. PG. 5 g City of Milton (d) Workers' Compensation limits as required by the State of Georgia and employers Liability limits of $1,000,000 per accident. (3) Deductibles and Self -Insured Retentions: Any deductibles or self-insured retentions must be declared to and approved by the City. (4) Other Insurance Provisions: The policy is to contain, or be endorsed to contain, the following provisions: (a) General Liability and Automobile Liability Coverage. (i) The City, its officials, employees, agents and volunteers are to be covered as insured as respects: liability arising out of activities performed by or on behalf of the Consultant; products and completed operations of the Consultant; premises owned, leased, or used by the Consultant; automobiles owned, leased, hired, or borrowed by the Consultant. The coverage shall contain no special limitations on the scope of protection afforded to the City, its officials, employees, agents or volunteers. (ii) The Consultant's insurance coverage shall be primary noncontributing insurance as respects to any other insurance or self-insurance available to the City, its officials, employees, agents or volunteers. Any insurance or self-insurance maintained by the City, its officials, employees or volunteers shall be excess of the Consultant's insurance and shall not contribute with it. (iii) Any failure to comply with reporting provisions of the policies shall not affect coverage provided to the City, its officials, employees, agents or volunteers. (iv) Coverage shall state that the Consultant's insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer's liability. (v) Coverage shall be provided on a "pay on behalf' basis, with defense costs payable in addition to policy limits. There shall be no cross liability exclusion. (vi) The insurer agrees to waive all rights of subrogation against the City, its officials, employees, agents and volunteers for losses arising from work performed by the Consultant for the City. (vii) All endorsements to policies shall be executed by an authorized representative of the insurer. PG. 6 ^' t4 city of Milton 1! % (b) Workers' Compensation Coverage. The insurer will agree to waive all rights of subrogation against the City, its officials, employees, agents and volunteers for losses arising from work performed by the Consultant for the City. (c) All Coverages. (i) Each insurance policy required by this clause shall be endorsed to state that coverage shall not be suspended, voided, canceled, reduced in coverage or in limits except after thirty (30) days prior written notice by certified mail, return receipt requested, has been given to the City. (ii) Policies shall have concurrent starting and ending dates. (5) Acceptability of Insurers: Insurance is to be placed with insurers with an A.M. Bests' rating of no less than A: VII. (6) Verification of Coverage: Consultant shall furnish the City with certificates of insurance and endorsements to the policies evidencing coverage required by this clause prior to the start of work. The certificates of insurance and endorsements for each insurance policy are to be signed by a person authorized by that insurer to bind coverage on its behalf. The certificate of insurance and endorsements shall be on a form utilized by Consultant's insurer in its normal course of business and shall be received and approved by the City prior to execution of this Agreement by the City. The City reserves the right to require complete, certified copies of all required insurance policies, at any time. The Consultant shall provide proof that any expiring coverage has been renewed or replaced at least two (2) weeks prior to the expiration of the coverage. (7) Subcontractors: Consultant shall include all subcontractors as insured under its policies or shall furnish separate certificates and endorsements for each subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated in this Agreement, including but not limited to naming the parties as additional insured. (8) Claims -Made Policies: Consultant shall extend any claims -made insurance policy for at least six (6) years after termination or final payment under the Agreement, whichever is later. (9) City as Additional Insured and Loss Pam The City shall be named as an additional insured and loss payee on all policies required by this r PG. 7 City of Milton �n y, Agreement. J. Employment of Unauthorized Aliens Prohibited It is the policy of City that unauthorized aliens shall not be employed to perform work on City contracts involving the physical performance of services. Therefore, the City shall not enter into a contract for the physical performance of services within the State of Georgia, unless the Contractor shall provide evidence on City -provided forms, attached hereto as Exhibits "D" and "E" that it and Contractor's subcontractors have within the previous twelve (12) month period conducted a verification of the social security numbers of all employees who will perform work on the City contract to ensure that no unauthorized aliens will be employed. The City Manager or his/her designee shall be authorized to conduct an inspection of the Contractor's and Contractor's subcontractors' verification process to determine that the verification was correct and complete. The Contractor and Contractor's subcontractors shall retain all documents and records of its verification process for a period of three (3) years following completion of the contract. This requirement shall apply to all contracts for the physical performance of services where more than three (3) persons are employed on the City contract. The City Manager or his/her designee shall further be authorized to conduct periodic inspections to ensure that no City Contractor or Contractor's subcontractors employ unauthorized aliens on City contracts. By entering into a contract with the City, the Contractor and Contractor's subcontractors agree to cooperate with any such investigation by making its records and personnel available upon reasonable notice for inspection and questioning. Where a Contractor or Contractor's subcontractors are found to have employed an unauthorized alien, the City Manager or his/her designee may order the Contractor to terminate or require its subcontractor to terminate that person's employment immediately and to report same to the Department of Homeland Security. The Contractor's failure to terminate the employee, or otherwise cooperate with the investigation may be sanctioned by termination of the contract, and the Contractor shall be liable for all damages and delays occasioned by the City thereby. Compliance with the requirements of O.C.G.A. § 13-10-91 and Rule 300-10-1-.02 is mandatory. Contractor's compliance with the requirements of O.C.G.A. § 13-10-91 and Rule 300-10-1-.02 shall be attested by the execution of the contractor's affidavit attached as Exhibit "D." The above requirements shall be in addition to the requirements of State and federal law, and shall be construed to be in conformity with those laws. K. Records, Reports and Audits (1) Records: (a) Records shall be established and maintained by the Consultant in accordance with requirements prescribed by the City with respect to all matters covered by this Agreement. Except as otherwise authorized, such records shall be maintained for a period of three years from the date that final payment is made under this Agreement. Furthermore, all records shall be retained for three years after final payment and closing PG. 8 &-City & Millon of all other pending matters or until any audit findings have been resolved, whichever is later. (b) All costs shall be supported by properly executed payrolls, time records, invoices, contracts, or vouchers, or other official documentation evidencing in proper detail the nature and propriety of the charges. All checks, payrolls, invoices, contracts, vouchers, orders or other accounting documents pertaining in whole or in part to this Agreement shall be clearly identified and readily accessible. (2) Reports and Information: Upon request, the Consultant shall furnish to the City any and all statements, records, reports, data and information related to matters covered by this Agreement in the form requested by the City. (3) Audits and Inspections: At any time during normal business hours and as often as appropriate, the City, the Federal Highway Administration, the Comptroller General of the United States, or any of their duly authorized representatives shall have access to any books, documents, papers, and records of Consultant that are directly pertinent to this Agreement for the purpose of making audit, examination, excerpts, and transcripts of same. L. Conflicts of Interest Consultant agrees that it shall not engage in any activity or conduct that would result in a violation of the City of Milton Code of Ethics. M. Confidentiality Consultant acknowledges that it may receive confidential information of the City and that it will protect the confidentiality of any such confidential information and will require any of its subcontractors, consultants, and/or staff to likewise protect such confidential information. The Consultant agrees that confidential information it receives or such reports, information, opinions or conclusions that Consultant creates under this Agreement shall not be made available to, or discussed with, any individual or organization, including the news media, without prior written approval of the City. The Consultant shall exercise reasonable precautions to prevent the unauthorized disclosure and use of City information whether specifically deemed confidential or not. N. Compliance with Laws Regulating Illegal Aliens The United States Congress enacted the Immigration Reform and Control Act of 1986 (IRCA), P.L. 99- 603, which required the former Immigration and Naturalization Service (now the Department of Homeland Security) to establish a system for verifying the immigration status of non -citizen applicants for, and recipients of, certain types of federally funded benefits, and to make the system available to Federal, State, and local PG. 9 ,City of Millon benefit -issuing agencies and institutions that administer such benefits. The Consultant covenants and declares that it is enrolled in the Basic Employment Verification Pilot Program, and that it has verified the employment eligibility of all its employees utilizing such program. Consultant shall likewise require all subcontractors or sub -consultants to verify the employment eligibility of all their respective employees utilizing the Basic Employment Verification Pilot Program. Consultant shall provide documentation prior to commencing work under this Agreement, in a form acceptable to the City, affirming the Consultant's compliance with this Section. O. Licenses, Certifications and Permits The Consultant covenants and declares that it has obtained all diplomas, certificates, licenses, permits or the like required of the Consultant by any and all national, state, regional, City, local boards, agencies, commissions, committees or other regulatory bodies in order to perform the services contracted for under this Agreement. All work performed by Consultant under this Agreement shall be in accordance with applicable legal requirements and shall meet the standard of quality ordinarily expected of competent professionals. P. Key Personnel All of the individuals identified in Exhibit "C" are necessary for the successful prosecution of the Work due to their unique expertise and depth and breadth of experience. There shall be no change in Consultant's Project Manager or members of the project team, as listed in Exhibit "C", without written approval of the City. Consultant recognizes that the composition of this team was instrumental in the City's decision to award the work to Consultant and that compelling reasons for substituting these individuals must be demonstrated for the City's consent to be granted. Any substitutes shall be persons of comparable or superior expertise and experience. Failure to comply with the provisions of this section shall constitute a material breach of Consultant's obligations under this Agreement and shall be grounds for termination. Consultant shall not subcontract with any third party for the performance of any portion of the Work without the prior written consent of the City. Consultant shall be solely responsible for any such subcontractors in terms of performance and compensation. Q. Authority to Contract The Consultant covenants and declares that it has obtained all necessary approvals of its board of directors, stockholders, general partners, limited partners or similar authorities to simultaneously execute and bind Consultant to the terms of this Agreement, if applicable. R. Ownership of Work All reports, designs, drawings, plans, specifications, schedules, work product and other materials prepared or in the process of being prepared for the services to be performed by the Consultant ("materials") shall be the property of the City and the City shall be entitled to full access and copies of all such materials. Any such materials remaining in the hands of the Consultant or subcontractor upon completion or termination of the work shall be delivered immediately to the City. The Consultant assumes all risk of loss, damage or destruction of or to such materials. If any materials are lost, damaged or destroyed before final delivery to the City, the PG. 10 \q City of Milton s Consultant shall replace them at its own expense. Any and all copyrightable subject matter in all materials is hereby assigned to the City and the Consultant agrees to execute any additional documents that may be necessary to evidence such assignment. Consultant shall retain the intellectual property rights of any furnished materials for marketing purposes. In the event The City or any other party or assignee shall make substantive changes to any of the content of the materials, the materials shall no longer be represented as the work of Consultant. S. Federal Funding Requirements City shall have available all administrative, contractual, and legal remedies in any instance where Consultant violates or breaches the terms of this Agreement, and Consultant shall be liable for any applicable and appropriate sanctions and penalties for same. Consultant must comply with all applicable Georgia Department of Transportation and Atlanta Regional Commission reporting requirements and regulations. Consultant must comply with all applicable Georgia Department of Transportation and Atlanta Regional Commission requirements and regulations pertaining to copyrights and rights in data, and to patent rights with respect to any discovery or invention which arises or is developed in the course of or under this Agreement. V. COVENANTS OF THE CITY A. Right of Entry The City shall provide for right of entry for Consultant and all necessary equipment to the City of Milton, in order for Consultant to complete the Work. B. City's Representative Michele McIntosh -Ross shall be authorized to act on the City's behalf with respect to the Work as the City's designated representative. PG. 11 ^" 4 - City or Milton VI. TERMINATION FOR CONVENIENCE A. The City shall have the right to terminate this Agreement for convenience by providing written notice thereof at least five (5) calendar days in advance of the termination date. The Consultant shall have no right to terminate this Agreement prior to completion of the Work, except in the event of the City's failure to pay the Consultant within thirty (30) days of Consultant providing the City with notice of a delinquent payment and an opportunity to cure. B. Upon termination, City shall provide for payment to the Consultant for services rendered and expenses incurred prior to the termination date. C. Upon termination, the Consultant shall: (1) promptly discontinue all services affected, unless the notice directs otherwise; and (2) promptly deliver to the City all data, drawings, reports, summaries, and such other information and materials as may have been generated or used by the Consultant in performing this Agreement, whether completed or in process, in the form specified by the City. D. The rights and remedies of the City and the Consultant provided in this Section are in addition to any other rights and remedies provided under this Agreement or at law or in equity. FOR DEFAULT E. The City may, subject to the provisions of subparagraph (G) below, by written notice of default to the Consultant, terminate the whole or any part of this Agreement in any one of the following circumstances: (i) if the Consultant fails to perform this Agreement within the time specified herein or any extension thereof, or (ii) if the Consultant fails to perform any of the other provisions of this Agreement, or so fails to make progress as to endanger performance of this Agreement in accordance with its terms, and does not cure such failure within a period of ten (10) days, or such longer period as the City may authorize in writing, after receipt of notice from the City specifying such failure. F. In the event the City terminates this Agreement in whole or in part as provided in subparagraph (E) above, the City may procure, upon such terms and in such manner as the City may deem appropriate, services similar to those so terminated, and the Consultant shall be liable to the City for any excess costs for the same; provided, that the Consultant shall continue the performance of this Agreement to the extent not PG. 12 l� §?j City & Millon �. s terminated hereunder. G. Except with respect to defaults of subcontractors, the Consultant shall not be liable for any excess costs if the failure to perform this Agreement arises out of causes beyond the control and without the fault or negligence of the Consultant Such causes may include, but are not limited to, acts of God, or of the public enemy, acts of the Government in either its sovereign or contractual capacity, fires, flood, epidemics, quarantine restrictions, strikes, freight embargoes, and unusually severe weather, but in every case the failure to perform must be beyond the control and without the fault or negligence of the Consultant If the failure to perform is caused by the default of a subcontractor, and if such default arises out of causes beyond the control of both the Consultant and the subcontractor, and without the fault or negligence of either of them, the Consultant shall not be liable for any excess costs for failure to perform, unless the services to be furnished by the subcontractor were obtainable from other sources in sufficient time to permit the Consultant to meet the required delivery schedule. The term "subcontractor" shall mean a subcontractor at any tier. H. If, after notice of termination of this Agreement under the provisions of paragraph (E) above, it is determined for any reason that the Consultant was not in default under the provisions above, or that the default was excusable under the provisions of this Agreement, the rights and obligations of the parties shall be the same as if the notice of termination had been issued pursuant to the "Termination for Convenience" provisions of this Agreement. I. The rights and remedies of the City provided above shall not be exclusive and are in addition to any other rights and remedies provided by law or under this Agreement. VII. NO PERSONAL LIABILITY No member, official or employee of the City shall be personally liable to the Consultant or any successor in interest in the event of any default or breach by the City or for any amount which may become due to the Consultant or successor or on any obligation under the terms of this Agreement. Likewise, Consultant's performance of services under this Agreement shall not subject Consultant's individual employees, officers or directors to any personal liability. The Parties agree that their sole and exclusive remedy, claim, demand or suit shall be directed and/or asserted only against Consultant or the City, respectively, and not against any employee, officer, director, or elected or appointed official. VIII. ENTIRE AGREEMENT This Agreement constitutes the complete agreement between the Parties and supersedes any and all other agreements, either oral or in writing, between the Parties with respect to the subject matter of this PG. 13 wCity of Milton Agreement. No other agreement, statement or promise relating to the subject matter of this Agreement not contained in this Agreement shall be valid or binding. This Agreement may be modified or amended only by a written document signed by representatives of both Parties with appropriate authorization. IX. SUCCESSORS AND ASSIGNS Subject to the provision of this Agreement regarding assignment, this Agreement shall be binding on the heirs, executors, administrators, successors and assigns of the respective Parties. X. APPLICABLE LAW If any action at law or in equity is brought to enforce or interpret the provisions of this Agreement, the rules, regulations, statutes and laws of the State of Georgia will control. XI. CAPTIONS AND SEVERABILITY The caption or headnote on articles or sections of this Agreement are intended for convenience and reference purposes only and in no way define, limit or describe the scope or intent thereof, or of this Agreement nor in any way affect this Agreement. Should any article(s) or section(s), or any part thereof, later be deemed unenforceable by a court of competent jurisdiction, the offending portion of the Agreement should be severed and the remainder of this Agreement shall remain in full force and effect to the extent possible. XII. BUSINESS LICENSE Prior to commencement of the services to be provided hereunder, Consultant, if appropriate, shall apply to the City for a business license, pay the applicable business license fee, and maintain said business license during the term of this Agreement. PG. 14 •''�„ ��,. City of Milton XIII. NOTICES A. Communications Relatina to Daily Activities All communications relating to the day-to-day activities of the Work shall be exchanged between Michele McIntosh -Ross for the City and Dennis J. Madsen for the Consultant. B. Official Notices All other notices, writings or correspondence as required by this Agreement shall be in writing and shall be deemed received, and shall be effective, when: (1) personally delivered, or (2) on the third day after the postmark date when mailed by certified mail, postage prepaid, return receipt requested, or (3) upon actual delivery when sent via national overnight commercial carrier to the Parties at the addresses given below, unless a substitute address shall first be furnished to the other Parties by written notice in accordance herewith: NOTICE TO THE CITY shall be sent to: City Manager City of Milton 13000 Deerfield Parkway, Suite 107f Milton, Georgia 30004 NOTICE TO THE CONSULTANT shall be sent to: Robert J. Begle Vice President Urban Collage, Inc. 121 Luckie Street, Suite #200 Atlanta, GA 30303 XIV. WAIVER OF AGREEMENT The City's failure to enforce any provision of this Agreement or the waiver in a particular instance shall not be construed as a general waiver of any future breach or default. PG. 15 ^""� < City of Milton XV. SOVEREIGN IMMUNITY Nothing contained in this Agreement shall be construed to be a waiver of the City's sovereign immunity or any individual's qualified good faith or official immunities. XVI. FORCE MAJEURE Neither the City nor Consultant shall be liable for their respective non -negligent or non -willful failure to perform or shall be deemed in default with respect to the failure to perform (or cure a failure to perform) any of their respective duties or obligations under this Agreement or for any delay in such performance due to: (a) any cause beyond their respective reasonable control; (b) any act of God; (c) any change in applicable governmental rules or regulations rendering the performance of any portion of this Agreement legally impossible; (d) earthquake, fire, explosion or flood; (e) strike or labor dispute, excluding strikes or labor disputes by employees and/or agents of CONSULTANT; (f) delay or failure to act by any governmental or military authority; or (g) any war, hostility, embargo, sabotage, civil disturbance, riot, insurrection or invasion. In such event, the time for performance shall be extended by an amount of time equal to the period of delay caused by such acts and all other obligations shall remain intact. IN WITNESS WHEREOF the City and the Consultant have executed this Agreement effective as of the date the City Manager executes this Agreement on behalf of the City. [SIGNATURES ON FOLLOWING PAGE] PG. 16 Cy City of Milton 0 Approved as to form: City Attorney CON J.-Be2le,&Viee-President Attest: 0 V 0 Robert J. BewVle, Secretary [AFFIX CORPORATE SEAL] SIGNED, SEALED, AND DELIVERED in the presence of: Witness 4F-' ' •. Notary Public ;S 0'•.•'�usy�, i [NOTARY SEAL] �i � •irr N'r � My Commission Expires: CITY OF MILTON By: Its: [CITY SEAL] PG. 17 C.�q Cityot Milton wa' SIGNED, SEALED, AND DELIVERED in the presence of: Witness Notary Public [NOTARY SEAL] My Commission Expires: PG. 18 gCity of Milton 1• Exhibit A •lub FY11 Hwy 9 -Hwy 400 Small Area Maste Pre bid sign in sheet_5_24_1l.pdf Addendum #1. pdf PG. 19 "' t, Gty of Millon CITY OF MILTON 'QCity of Milton REQUEST FOR PROPOSAL �15 (THIS IS NOT AN ORDER) RFP Number: RFP Title. 11-CD01 FY11 Hwy 9 -Hwy 400 Small Area Master Plan RFP Due Date and Time: City of Milton June 7t", 2011 @ 2:00pm local time 13000 Deerfield Pkwy, Suite 107G ISSUING DEPARTMENT INFORMATION Procurement Office Contact: Issue Date: Rick Pearce MaV 9th , 2011 City of Milton Phone: 678-242-2500 13000 Deerfield Pkwy, Suite 107G Fax: 678-242-2499 Milton, Ga. 30004 Website: www.cityofmiltonga.us INSTRUCTIONS TO OFFERORS Return Proposal to: Mark Face of Envelope/Package: City of Milton Bid Number: 11-CD01 Attn: Rick Pearce, Purchasing Office Name of Company or Firm 13000 Deerfield Pkwy Suite 107G Milton, Ga. 30004 Special Instructions: Mandatory Pre -Bid meeting 10:00am May 24"', 2011 Milton Courthouse OFFERORS MUST COMPLETE THE FOLLOWING Offeror Name/Address: Authorized Offeror Signatory: (Please print name and sign in ink) Offeror Phone Number: Offeror FAX Number: Offeror Federal I.D. Number: Offeror E-mail Address: OFFERORS MUST RETURN THIS COVER SHEET WITH RFP RESPONSE TABLE OF CONTENTS Offeror's RFP Checklist................................................................................................ DisclosureForm............................................................................................................ Proposalletter............................................................................................................... Scheduleof Events....................................................................................................... Section 1: Project Overview and Instructions........................................................... Section 2: RFP Standard Information......................................................................... Section 3: Scope of Project......................................................................................... Section 4: Offeror Qualifications................................................................................ Section5: Cost Proposal............................................................................................. Section 6: Evaluation Criteria..................................................................................... Section 7: Standard Contract Information................................................................. Appendix A: Standard Contract................................................................................. Appendix B: Submittal Requirements Summary....................................................... 2 OFFEROR'S RFP CHECKLIST Read the entire document. Note critical items such as: mandatory requirements; supplies/services required; submittal dates; number of copies required for submittal; funding amount and source; contract requirements (i.e., contract performance security, insurance requirements, performance and/or reporting requirements, etc.). 2. Note the procurement officer's name, address, phone numbers and e-mail address. This is the only person you are allowed to communicate with regarding the RFP and is an excellent source of information for any questions you may have. 3. Attend the pre -proposal conference if one is offered. These conferences provide an opportunity to ask clarifying questions, obtain a better understanding of the project, or to notify the City of any ambiguities, inconsistencies, or errors in the RFP. 4. Take advantage of the "question and answer" period. Submit your questions to the procurement officer by the due date listed in the Schedule of Events and view the answers given in the formal "addenda" issued for the RFP. All addenda issued for an RFP are posted on the City's website and will include all questions asked and answered concerning the RFP. 5. Follow the format required in the RFP when preparing your response. Provide point - by -point responses to all sections in a clear and concise manner. 6. Provide complete answers/descriptions. Read and answer all questions and requirements. Don't assume the City or evaluation committee will know what your company capabilities are or what items/services you can provide, even if you have previously contracted with the City. The proposals are evaluated based solely on the information and materials provided in your response. 7. Use the forms provided, i.e., cover page, sample budget form, certification forms, etc. 8. Check the City website for RFP addenda. Before submitting your response, check the City website at http://www.cityofmiltonga.us/ and http://ssl.doas.state.aa.us/PRSapp/PR index.jsp to see whether any addenda were issued for the RFP. If so, you must submit a signed cover sheet for each addendum issued along with your RFP response. 9. Review and read the RFP document again to make sure that you have addressed all requirements. Your original response and the requested copies must be identical and be complete. The copies are provided to the evaluation committee members and will be used to score your response. 10. Submit your response on time. Note all the dates and times listed in the Schedule of Events and within the document, and be sure to submit all required items on time. Late proposal responses are never accepted. This checklist is provided for assistance only and should not be submitted with Offeror's Response. 3 City of Milton x CITY OF MILTON DISCLOSURE FORM MUST BE RETURNED WITH BID This form is for disclosure of campaign contributions and family member relations with City of Milton officials/employees. Please complete this form and return as part of your RFP package when it is submitted. Name of Offeror Name and the official position of the Milton Official to whom the campaign contribution was made (Please use a separate form for each official to whom a contribution has been made in the past two (2) years.) List the dollar amount/value and description of each campaign contribution made over the past two (2) years by the Applicant/Opponent to the named Milton Official. Amount/Value Description Please list any family member that is currently (or has been employed within the last 12 months) by the City of Milton and your relation: C! �..... City of Milton City of Milton RFP# 11-CD01 PROPOSAL LETTER (Bidder to sign and return with proposal) We propose to furnish and deliver any and all of the deliverables and services named in the Request for Proposal (RFP) regarding the City of Milton FY11 Hwy 9 -Hwy 400 Small Area Master Plan. It is understood and agreed that we have read the City's specifications shown or referenced in the RFP and that this proposal is made in accordance with the provisions of such specifications. By our written signature on this proposal, we guarantee and certify that all items included meet or exceed any and all such City specifications. We further agree, if awarded a contract, to deliver goods and services which meet or exceed the specifications. The City reserves the right to reject any or all proposals, waive technicalities, and informalities, and to make an award in the best interest of the city. PROPOSAL SIGNATURE AND CERTIFICATION I certify that this proposal is made without prior understanding, agreement, or connection with any corporation, firm, or person submitting a proposal for the same materials, supplies, equipment, or services and is in all respects fair and without collusion or fraud. I understand collusive bidding is a violation of State and Federal Law and can result in fines, prison sentences, and civil damage awards. I agree to abide by all conditions of the proposal and certify that I am authorized to sign for my company. I further certify that the provisions of the Official Code of Georgia Annotated, Sections 45-10-20 et. seq. have not been violated and will not be violated in any respect. Authorized Signature Print/Type Name Print/Type Company Name H 5 Date SCHEDULE OF EVENTS EVENT DATE RFP Issue Date........................................................................................May 9 d, 2011 Pre -Bid Mandatory Meeting................................................................. May 24th, 2011 Posting of Written Official Answers by City to Websites.................May 26th, 2011 (The City will determine if a second addendum is required at this time) RFP Response Due Date (2:00pm local time) ...................................... June 7st, 2011 (Technical and Cost Proposals due) Estimated Date for Oral Presentations ...............................................June 20th, 2011 Estimated Date for RFP Award........................................................... June 27th, 2011 NOTE: PLEASE CHECK THE WEBSITES (www.cityofmiltonga.us and http://Ssi.doas.state.ga.usIPRSapp/PR index.isp) for ADDENDA AND SCHEDULE UPDATES. 6 SECTION 1: PROJECT OVERVIEW AND INSTRUCTIONS 1.0 BACKGROUND AND STATEMENT OF INTENT Incorporated December 1, 2006, the City of Milton is committed to maintaining a unique quality of life for its constituents, while efficiently delivering essential services to residents and businesses in a community - interactive environment. Milton is a distinctive community embracing small-town life and heritage, while preserving and enhancing our rural character. Recently, the City of Milton was awarded a Livable Centers Initiative Grant from the Atlanta Regional Commission and the Georgia DOT. This LCI grant allows the city to solicit consultant services in preparing a small area master plan for rapidly developing corridors and character areas. The Hwy 9 area was identified in the latest Comprehensive Plan Draft as an area in need of further study for land use, transportation patterns and future development/redevelopment options. Additionally, it is recommended as a potential receiving area for transfer of development rights upon completion of a master plan. The LCI study should include consideration of these recommendations and provide a framework for future transportation grant proposals. The City of Milton, (hereinafter referred to as "the City") invites you to submit a proposal for the FY11 Hwy 9 - Hwy 400 Small Area Master Plan. A more complete description of the services sought for this project is provided in Section 3, Scope of Project. Proposals submitted in response to this solicitation must comply with the instructions and procedures contained herein. A contract with the winnina Offeror is continaent uaon GDOT aooroval. Offerors must have relevant LCI experience The City of Milton is an equal opportunity employer and does not discriminate on the basis of race, color, creed, national origin or against faith -based organizations. Minority Business Enterprise (MBE), Women Business Enterprise (WBE), Other Business Enterprise (OBE), and Disadvantaged Business Enterprise (DBE) firms are encouraged to submit proposals. 1.1 SINGLE POINT OF CONTACT From the date this Request for Proposal (RFP) is issued until an offeror is selected and the selection is announced by the procurement office, offerors are not allowed to communicate with any City staff or elected officials regarding this procurement, except at the direction of Rick Pearce. Any unauthorized contact may disqualify the offeror from further consideration. Contact information for the single point of contact is as follows: Procurement Office: Rick Pearce Address: 1300 Deerfield Parkway, Milton, GA 30004 Telephone Number: 678-242-2511 Fax Number: 678-242-2499 E-mail Address: rick.pearce@cityofmiltonga.us 7 1.2 REQUIRED REVIEW 1.2.1 Review RFP. Offerors should carefully review the instructions; mandatory requirements, specifications, standard terms and conditions, and standard contract set out in this RFP and promptly notify the procurement office identified above via e-mail of any ambiguity, inconsistency, unduly restrictive specifications, or error which they discover upon examination of this RFP. 1.2.2 Form of Questions. Please hold all questions until the mandatory pre-bid meeting. Offerors with questions or requiring clarification or interpretation may ask questions during the pre-bid meeting. The City will give "informal" answers at the meeting. 1.2.3 City's Answers. The City will provide an official written answer to questions on or about May 26th, 2011. The City's response will be by formal written addendum. Any other form of interpretation, correction, or change to this RFP will not be binding upon the City. Any formal written addendum will be posted alongside the posting of the RFP at http://www.cityofmiltoncia.us/ and http://ssl.doas.state.aa.us/PRSapp/PR index.isp. Offerors must sign and return any addendum with their RFP response. 1.2.4 Standard Contract. By submitting a response to this RFP, offeror agrees to acceptance of the City's standard contract. Much of the language included in the standard contract reflects requirements of state law. Requests for exceptions to the standard contract terms, or any added provisions must be submitted to the procurement office with the offeror's RFP response and must be accompanied by an explanation of why the exception is being taken and what specific effect it will have on the offeror's ability to respond to the RFP or perform the contract. The City reserves the right to address non -material, minor, insubstantial requests for exceptions with the highest scoring offeror during contract negotiation. Any material, substantive, important exceptions requested and granted to the standard terms and conditions and standard contract language will be addressed in any formal written addendum issued for this RFP and will apply to all offerors submitting a response to this RFP. 1.2.5 Mandatory Requirements. To be eligible for consideration, an offeror must meet the intent of all mandatory requirements. The City will determine whether an offeror's RFP response complies with the intent of the requirements. RFP responses that do not meet the full intent of all requirements listed in this RFP may be subject to point reductions during the evaluation process or may be deemed non-responsive. 1.3 PRE -PROPOSAL CONFERENCE Mandatory Pre -Bid meeting 10:00am May 24th, 2011 Milton Courthouse City of Milton 13000 Deerfield Pkwy Suite 107E Milton, Ga. 30004 Offerors must attend the Pre -Bid meeting. 1.4 SUBMITTING A PROPOSAL 1.4.1 Organization of Proposal. Two, separate proposals shall be prepared by interested firms: a "technical proposal," and a "cost proposal". (See section 5 for cost proposal)" One (1) original and four (4) copies of each proposal should be provided to the City before the requested due date. Please also provide a CD of each proposal. Both proposals must be sealed. TECHNICAL PROPOSAL FORMAT: One (1) original, four (4) copies, and a CD of the proposal should be provided to the City before the requested due date. Minimum of 11 point font is required. The proposal should be stapled or spiral -bound. No binders. The maximum length for A -D below is twenty (20) single sided pages (ten pages if double -sided). Technical Proposal shall include the following: --City of Milton Request for Proposal Cover page (First page of this document/must be signed) --City of Milton Disclosure form --Proposal letter A) Letter of Introduction Briefly describe the firm as well as a summary of your understanding of the scope of services and overall approach. Include in your letter any additional resources being made available to provide excellent service to the city. Suggest any specific additions, or alternatives to activities described in the scope of services. The letter should be signed by an officer of the respondent's firm authorized to bind the firm to all commitments made in the proposal. B) Experience and qualifications 1. Identify team members and include a complete listing of all names, phone numbers, and email addresses for everyone listed, including an organizational chart. 2. Describe relevant experience and qualifications of key individuals that may be involved in providing or developing such services including relevant certifications. Provide resumes for all principals and for proposed key personnel. At least one AICP planner and Professional Engineer must be included as key personnel in the proposal. 3. Describe ability and methodology to perform the Scope of Services efficiently and in accordance with the requirements of City, State and Federal regulations. Provide a proposed schedule including milestones and key dates of completion. Milestones and key dates will be reviewed with the City Project Manager during the course of the project. 4. Describe past performance in completing projects of similar type, size, scope and complexity. Previous LCI experience must be described in detail, including the personnel conducting that portion of work and their position on the team. C) References List all relevant experience during the last five years and a representative from each location that the City may contact. The list of references should specify whether it is a current or past client. List all LCI 6 references separately and be specific on the work performed and by whom in your organization. Offerors must have relevant LCI experience. D) Customer satisfaction and citizen interaction 1. Provide a description of your approach to dispute resolution. 2. Describe how personnel have demonstrated an ability to work under the direction of a City staff. 3. Provide a description of materials and methods used to prepare for and conduct public meetings COST PROPOSAL FORMAT See section 5 1.4.2 Failure to Comply with Instructions. Offerors failing to comply with RFP instructions may be subject to point deductions. The City may also choose to not evaluate, may deem non-responsive, and/or may disqualify from further consideration any proposals that do not follow this RFP format, are difficult to understand, are difficult to read, or are missing any requested information. 1.4.3 Copies Required and Deadline for Receipt of Proposals. Two, separate proposals shall be prepared by interested firms: a "technical proposal," and a "cost proposal."One original and four (4) copies of each proposal should be provided to the City. Proposals must be received at the receptionist's desk prior to 2:00 M, local time, June 7`h, 2011. Facsimile or emailed responses to requests for proposals are not acceptable. At approximately 2:05PM in the Courthouse, each bidder's name will be announced. 1.4.4 Late Proposals. Regardless of cause, late proposals will not be accepted and will automatically be disqualified from further consideration. It shall be the offeror's sole risk to assure delivery to the receptionist's desk at the designated office by the designated time. Late proposals will not be opened and may be returned to the offeror at the expense of the offeror or destroyed if requested. 1.5 OFFEROR'S CERTIFICATION 1.5.1 Understanding of Specifications and Requirements. By submitting a response to this RFP, offeror agrees to an understanding of and compliance with the specifications and requirements described in this RFP. 1.5.2 Offer in Effect for 120 Days. A proposal may not be modified, withdrawn or canceled by the offeror for a 120 -day period following the deadline for proposal submission as defined in the Schedule of Events, or receipt of best and final offer, if required, and offeror so agrees in submitting the proposal. 1.6 COST OF PREPARING A PROPOSAL 1.6.1 City Not Responsible for Preparation Costs. The costs for developing and delivering responses to this RFP and any subsequent presentations of the proposal as requested by the City are entirely 10 the responsibility of the offeror. The City is not liable for any expense incurred by the offeror in the preparation and presentation of their proposal. 1.6.2 All Timely Submitted Materials Become City Property. All materials submitted in response to this RFP become the property of the City of Milton and are to be appended to any formal documentation, which would further define or expand any contractual relationship between the City and offeror resulting from this RFP process. 11 SECTION 2: RFP STANDARD INFORMATION 2.0 AUTHORITY This RFP is issued under the authority of the City of Milton. The RFP process is a procurement option allowing the award to be based on stated evaluation criteria. The RFP states the relative importance of all evaluation criteria. No other evaluation criteria, other than as outlined in the RFP, will be used. 2.1 OFFEROR COMPETITION/ MULTIPLE VENDORS The City encourages free and open competition among offerors. Whenever possible, the City will design specifications, proposal requests, and conditions to accomplish this objective, consistent with the necessity to satisfy the City's need to procure technically sound, cost-effective services and supplies. Multiple vendors may form a team to submit a joint proposal. All firms and individuals involved in each team must be identified in the proposal. A single individual and firm must be designated as having overall responsibility for services. The lead individual and firm will serve as the City's primary contact and will be responsible for ensuring agreed upon timelines and work requirements are met. 2.2 RECEIPT OF PROPOSALS AND PUBLIC INSPECTION 2.2.1 Public Information. All information received in response to this RFP, including copyrighted material, is deemed public information and will be made available for public viewing and copying after the time for receipt of proposals has passed, and the award has been made, with the following four exceptions: (1) bona fide trade secrets meeting confidentiality requirements that have been properly marked, separated, and documented; (2) matters involving individual safety as determined by the City of Milton; (3) any company financial information requested by the City of Milton to determine vendor responsibility, unless prior written consent has been given by the offeror; and (4) other constitutional protections. 2.2.2 Procurement Officer Review of Proposals. Upon opening the proposals received in response to this RFP, the procurement office will review the proposals and separate out any information that meets the referenced exceptions in Section 2.2.1 above, providing the following conditions have been met: • Confidential information is clearly marked and separated from the rest of the proposal. • The proposal does not contain confidential material in the cost or price section. • An affidavit from an offeror's legal counsel attesting to and explaining the validity of the trade secret claim is attached to each proposal containing trade secrets. Information separated out under this process will be available for review only by the procurement office, the evaluation committee members, and limited other designees. Offerors must be prepared to pay all legal costs and fees associated with defending a claim for confidentiality in the event of a "right to know" (open records) request from another party. 2.3 CLASSIFICATION AND EVALUATION OF PROPOSALS 2.3.1 Initial Classification of Proposals as Responsive or Nonresponsive. All proposals will initially be classified as either "responsive" or "nonresponsive". Proposals may be found nonresponsive any time during the evaluation process or contract negotiation if any of the required information is not provided; the submitted price is found to be excessive or inadequate as measured by criteria stated in the RFP; or the proposal is not within the plans and specifications described and required in the RFP. If a proposal is found to be nonresponsive, it will not be considered further. 12 2.3.2 Determination of Responsibility. The procurement office will determine whether an offeror has met the standards of responsibility. Such a determination may be made at any time during the evaluation process and through contract negotiation if information surfaces that would result in a determination of nonresponsive 2.3.3 Evaluation of Proposals. The evaluation committee will evaluate the remaining proposals and recommend whether to award the contract to the highest scoring offeror or, if necessary, to seek discussion/negotiation or a best and final offer in order to determine the highest scoring offeror. All responsive proposals will be evaluated based on stated evaluation criteria. In scoring against stated criteria, the City may consider such factors as accepted industry standards and a comparative evaluation of all other qualified RFP responses in terms of differing price, quality, and contractual factors. These scores will be used to determine the most advantageous offering to the City. 2.3.4 Completeness of Proposals. Selection and award will be based on the offeror's proposal and other items outlined in this RFP. Submitted responses may not include references to information located elsewhere, such as Internet websites or libraries, unless specifically requested. Information or materials presented by offerors outside the formal response or subsequent discussion/negotiation or "best and final offer," if requested, will not be considered, will have no bearing on any award, and may result in the offeror being disqualified from further consideration. 2.3.5 Achieve Passing Score. N/A 2.3.6 _Opportunity for Discussion/Negotiation and/or Oral Presentation/Product Demonstration. After receipt of all proposals and prior to the determination of the award, the City will initiate discussions with one or more offerors should clarification or negotiation be necessary. After review of the technical proposals by the City, Selected offerors will be required to make an oral presentation. Oral presentations shall be at the offeror's expense. 2.3.7 Best and Final Offer. The "Best and Final Offer" is an option available to the City under the RFP process which permits the City to request a "best and final offer" from one or more offerors if additional information is required to make a final decision. Offerors may be contacted asking that they submit their "best and final offer," which must include any and all discussed and/or negotiated changes. The City reserves the right to request a "best and final offer" for this RFP, if any, based on price/cost alone. 2.3.8 Evaluation Committee Recommendation for Contract Award. The evaluation committee will provide a written recommendation for contract award. 2.3.9 Request for Documents Notice. Upon concurrence with the evaluation committee's recommendation for contract award, the procurement officer may issue a "Request for Documents Notice" to the highest scoring offeror to obtain the required insurance documents, contract performance security, and any other necessary documents. Receipt of the "Request for Documents Notice" does not constitute a contract and no work may begin until a contract signed by all parties is in place. 2.3.10 Contract Negotiation. The procurement officer and/or city department representatives may begin contract negotiation with the responsive and responsible offeror whose proposal achieves the highest score and is, therefore, the most advantageous to the City. If contract negotiation is unsuccessful or the highest scoring offeror fails to provide necessary documents or information in a timely manner, or fails to negotiate in good faith, the City may terminate negotiations and begin negotiations with the next highest scoring offeror. 2.3.11 Contract Award. Contract award, if any, will be made to the highest scoring offeror who provides all required documents and successfully completes contract negotiation. 13 2.4 RIGHTS RESERVED While the City has every intention to award a contract as a result of this RFP, issuance of the RFP in no way constitutes a commitment by the City of Milton to award and execute a contract. Upon a determination such actions would be in its best interest, the City, in its sole discretion, reserves the right to: • cancel or terminate this RFP; • reject any or all proposals received in response to this RFP; • waive any undesirable, inconsequential, or inconsistent provisions of this RFP which would not have significant impact on any proposal; • not award if it is in the best interest of the City not to proceed with contract execution; or • If awarded, terminate any contract if the City determines adequate funds are not available. 14 SECTION 3: SCOPE OF PROJECT General: The work to be accomplished is in support of the following project: Livable Centers Initiative, City of Milton Highway 9 Activity Center. The LCI will be the driving force to help establish the vision for this area as well as determine the most appropriate land use and zoning changes that will guide incoming development. The resulting effect is anticipated to formulate strategies to develop urban scale, walkable mixed-use nodes along the corridor with multi -modal transportation options that establish efficient linkages not only within the study area but with other development projects in neighboring jurisdictions (City of Alpharetta and Forsyth County). The scope of work for this study will address these and other community issues in the context of a livable community, improved vehicular flow, and increased efficiency of infrastructure. Area covered: All necessary services provided in this contract will support the study of LCI related programs and projects within the Highway 9 Activity Center area of the City of Milton and Alpharetta (see Study Area Map). Goals of the study include the following: The Atlanta Metropolitan Transportation Planning Area is included in a non -attainment area for ozone under the Clean Air Act Amendments of 1990. Because of this designation, the region must look toward better development practices that support increased use of transportation modes other than single occupant vehicle (SOV) to help reduce emissions and meet air quality requirements. The LCI Program seeks to increase the use of alternatives to driving alone by developing transportation projects and other programs to improve accessibility, expand mixed -uses, utilize transit and support further development in the study area. Evaluation of the existing structure and development of likely scenarios should produce recommendations for further investment that support ARC's Livable Centers Initiative Program. The Study produced by the consultant will address the following: • Redevelopment and best practices for a variety of housing for different densities, incomes and ages keeping Life Long Communities (LLC) and ADA accessibility in the forefront • Redevelopment focused on the regional obligation to accommodate growth in population and employment • How to limit future congestion on Hwy 9, Windward Parkway and GA 400 • Consider the acquisition of new rights of way to increase the connectivity of the street network • How to improve pedestrian and bicycle safety and access • Design principles for transportation, housing, business, and streetscapes • Advance the vision of the Milton Trail Plan and make connections with Alpharetta's and Forsyth's multipurpose trail as a seamless trail system • Evaluate the study area as a potential TDR receiving area as recommended in Milton's 2030 Comprehensive Plan: Community Agenda • Recommend the changes to land use, zoning, and development regulation that would lead to: enhanced pedestrian connectivity to existing and future development along Hwy 9 and adjacent to it, in particular the Windward and Deerfield area, and along Cogburn Road; as well as throughout the connections along Webb and Morris Roads and Bethany Bend • Increased connectivity of the street network • Identify a unified and coordinated development pattern • Provide opportunity for residents, business and property owners to participate in the planning of the study area and new potential activity areas. 15 TASK 1 — PUBLIC INVOLVEMENT The Consultant will develop a local planning outreach process that promotes the involvement of all stakeholders in the study area, with efforts and accommodations made to include low to moderate income, minority, elderly, and disabled citizens. The City of Milton will provide stakeholders and facilities to host their involvement in the process. Consultant will conduct the meetings and charrette process including taking meeting notices, producing meeting summaries and other written communications. Responses and acknowledgement of public comments will be addressed in the study reports. TEAMS 1. Project Management Team: City of Milton staff, Consultant and ARC shall meet monthly to discuss the study progress. 2. Core Team (Stakeholders): A core team shall be established that includes the members of the Project Management Team along with the representatives from key stakeholder groups in the study area. The Core Team will include representatives from relevant state, regional and local government departments responsible for land use planning, transportation and housing (including applicable housing authorities/agencies). Representatives from non-profit organizations that provide services in the study area will also be included on the Core Team. This team shall, at a minimum, meet prior to each of the general public meetings described below to adequately prepare for the upcoming public meeting. The consultant will be the lead for this team. The key responsibility of the Core Team is to review and comment on materials to be presented at public meetings, help advertise meetings, and distribute information to the larger community. The Hwy 9 LCI planning process will be guided by stakeholders representing a variety of interests, backgrounds and viewpoints. A list of stakeholders is detailed below. Representatives from Fulton County, the State of Georgia, other local governments and agencies as well as Hwy 9 residents, property owners and business owners, will participate in community meetings, visioning/charrettes, focus group meetings/stakeholder interviews and public hearings. The consultant will use a variety of methods to inform the general public of the planning process and how to participate. Examples include: issuing press releases, representing public service announcements, producing and distributing posters, flyers, and postcards, notification via mail and email, and providing notices to public schools, public officials, boards and committees. Stakeholders: City of Milton • Council Member District 5 & 6 — Joe Longoria & Alan Tart • Departments: Community Development and Public Works • Planning Commission (PC) • Milton Disability Awareness Committee (MDAC) • Milton Grows Green (MGG) City of Alpharetta • Community Development State of Georgia • District 38 Representative, Georgia State Assembly • Georgia Department of Transportation (GDOT) Other Local Governments and Agencies • Atlanta Regional Commission • MARTA • Fulton County • Forsyth County 16 • North Fulton Chamber of Commerce and Community Improvement District (CID) • Fulton County Board of Education Study Area Residents, Property Owners and Businesses include but not limited to: • Representative — Bethany Area Residents' Association • Adam Orkin — Orkin and Associates • Ken Morten — Commercial Property Owner • Greer Scoggins — Sembler Company • John Robins — Hines • Bob Voyles — Seven Oaks and Deerfield Association • John McMillan — Northward Real Estate • Home Owners Associations • Commuters and those employed in the study area MEETINGS 1. General Public Meetings: A minimum of ten (10) evening and/or weekend General Public Meetings shall be conducted by the consultant. More meetings may be necessary per request of the City of Milton (see note below). The public involvement process shall include a variety of methods, times, and techniques to reach the broadest range of stakeholders possible (i.e. standard public meetings, charrettes, surveys, open house, etc). The public forum meetings shall discuss the following topics: a. Kick-off meeting — to announce the beginning of the study process, the goals of the study, key dates, and opportunities for public input. b. Data gathering meetings (minimum 3 meetings) — mini-charrettes to collect information, data and opinions from the public on pertinent topics. These meetings can also be used to review preliminary findings and general directions. c. Presentation of Draft meetings (minimum 3 meetings) — A draft plan shall be presented to the public for review and comment prior to developing the final draft study. These meetings should focus on explanation of the study recommendations and action plans, and encourage public comments and edits. d. Presentation of Final Draft Plan meetings (minimum 3 meetings) — The final draft plan shall incorporate the pertinent comments and edits gathered from the presentation of the draft meetings, and be presented to the public for review and comment prior to finalizing the study. These meetings should focus on a review of the study recommendations and action plans, and highlight the recent changes. 2. Transportation Coordinating Meeting: A transportation project coordinating meeting is required to be conducted by the consultant prior to finalizing the LCI recommendations (e.g. GDOT, GRTA, Milton Public Works, Alpharetta Transportation Department). To ensure the projects are feasible, a coordination meeting will be held between the City of Milton, City of Alpharetta, ARC, and other affected organizations to discuss potential projects prior to the transportation improvement list being finalized. Note: Public forum meetings will be required in an amount necessary to gain approval for the study. TASK 2 — DEVELOP THE STUDY The consultant will assess the subject area's current land use patterns, transportation patterns and urban design elements, including Lifelong Communities principles such as pedestrian and transit access; access to retail and neighborhood services; diversity of dwelling types; and design for healthy living and social interaction. This analysis should be coordinated with other completed studies, programs and organizations (such as TMAs, CID, the TIP and RTP). At a minimum, this study will address the following information: 17 1. Efficiency/feasibility of land uses and mix approximate for future growth including new and/or revised land use regulations needed to complete the development program. 2. Transportation demand reduction measures 3. Internal mobility requirements — traffic calming, pedestrian circulation, transit circulation, bicycle circulation, safety and security of all modes. 4. Mixed -income housing, job/housing match and social issues 5. Continuity of local streets in study area and development of a network of minor roads 6. Need/identification of future transit circulation systems 7. Connectivity of transportation system to other centers 8. Community organization, management, promotion, and economic restructuring to ensure implementation 9. Stakeholder participation and support 10. Public and private investment policy 11. Research, DATA Collection and Analysis a. Research, data collection and analysis shall be conducted in the study area and its level of service, specifically targeting problem areas along the corridors b. The analysis of the corridor shall include at a minimum roadway facilities, bike and pedestrian facilities, and potential for public transportation c. When implemented the recommendations of the study will result in overall reductions in SOV (single occupant vehicle) trip and improved mobility in general in the study area d. Adequate data shall be collected to allow a thorough assessment that identifies and addresses potential issues and solutions. Data collected may include (and is not limited to) location, facility type, conditions, accident data, average daily travel volumes, and TIP/RTP programs and projects. e. Regional Development Plan (RDP) policies and Regional Transportation Plan (RTP) goals will be assessed and applied to the recommendations and their implementation strategies. 12. Assessment of Current and Future Needs a. Transportation facility will be assessed to determine if current levels of service are adequate to meet community needs. b. Future needs will be determined based on the capacity of existing facilities and services to meet forecast demands, or if improvements are needed to accommodate growth and protect natural and cultural resources. c. The needs assessment will assess forecasted population and employment growth. d. The analysis will address the need for expanded transportation facilities during the planning period that will preserve the existing system, provide a safe and efficient transportation network, and enhance mobility. e. Steps to eliminate or shorten trips through demand management, land use policy, and access management must also be considered. TASK 3 — PREPARE PROJECT DELIVERABLES The consultant will produce a study document and a summary document. The consultant will compile the results of the overall work effort, the study process, relevant findings, and recommendations into a study and summary document. Ten (10) printed copies of the each document shall be provided, along with an electronic file (on CD) of the documents in its original format and in .pdf format, an Excel spreadsheet of the 5 -year action plan (following ARC template), geographic files (per ARC specifications) for relevant maps, and a separate digital file folder with supporting graphics contained in the report. 1. The LCI Study document will result in a plan specifically addressing the following areas: a. Efficiency/feasibility of land uses and mix appropriate for the future growth including any new and/or revised land use regulations needed to complete the development program b. Transfer of Development Rights (TDR): credits/bonus and appropriate densities for the study area, as a receiving zone c. Redevelopment potential for vacant and/or dilapidated properties d. Mixed -income housing, jobs/housing match and other social issues 18 e. Housing for seniors consistent with the ARC Lifelong Communities format f. Transportation demand reduction measures g. Internal mobility requirements including additional traffic calming measures, pedestrian circulation, bicycle circulation including safety and security of pedestrians h. Continuity of local streets within the study area and development of a network of minor roads i. Need/identification of any potential future transit needs j. Connectivity of transportation system to other centers k. Commercial center development, organization and management, promotion and economic structuring I. Stakeholder participation and support m. Public and private investment policies n. Creating efficiency in the transportation system through land use changes o. Creating a readiness for transit and pedestrian activities p. In addition to meeting the requirements outlined above all centers studies must also include the following: (1) Sidewalk inventory (2) Access Management Plan (3) Analysis of supporting land use changes and impacts to transportation facilities capacity (4) Proposed typical corridor right-of-way (ROW) cross-sections and concept plan (5) Consideration of the impact on adjacent routes resulting from proposed changes to the primary corridor 2. A summary document of the LCI Study will also be prepared at the end of the study must contain the following, at a minimum: a. A description of the study process and methodology, data gathering techniques and findings, and general outcomes b. A description of the public participation process used to achieve a community -supported program of corridor improvements c. A description demonstrating how the study addressed each of the required study deliverables outlined above d. Maps and other graphic depictions to support the plan including, but not limited to, existing land use, future land use, existing transportation facilities, proposed transportation improvements and typical cross-sections e. A 5 -year schedule of actions that are planned in the study area to implement the study goals, programs and projects. Schedules will include specific actions that implement the findings (including any need for supplemental studies) from each of the 10 study components, which include but are not limited to: (1) A 5 -year prioritized description of transportation improvement projects and actions (including any access management policies) that will support the study area goals (2) Housing should be given specific and clear emphasis by developing a description of housing strategies to complement existing projects under construction, particularly for affordable and mixed income housing developments that support a job -housing match, aging in place and efficient utilization of transportation options (3) A description of the changes necessary within the comprehensive plan to support action and a schedule for adopting such changes f. In addition, a population and employment data section shall be included as part of the LCI Study summary. This section will contain a comparison of development under current conditions and development under the proposed LCI plan. The data in this section shall be, at a minimum, current and 25 -year projection figures in five-year increments for the following areas: (1) Housing Data a) Number of existing housing units and population b) Number of anticipated housing units and population T c) Distribution of proposed housing units by type (2) Employment Data a) Number of existing jobs b) Number of anticipated jobs 3. Recommendations The Activity Center vision, goals and an associated implementation program will be developed based on the results of the research, analysis and needs assessment. Recommendations will include: a. A financially unconstrained aspirations plan b. Prioritization of projects by project type c. Land use and redevelopment policy recommendations d. Identification of potential funding sources e. Identification of steps to implement the Activity Center Study such as future SPLOSTs, consensus building activities, and policy change recommendations. f. Project listings and maps will be developed, as appropriate Recommendations shall be developed in a consultative environment involving the public and key stakeholders and shall be included on both the study document and summary document. Tentative Schedule for the Study The schedule for the development and the completion of the project will start from estimated award notification in June 2011 and run through March 2012 for approval and transmittal to ARC March 2012. 20 No Text SECTION 4: OFFEROR QUALIFICATIONS 4.0 CITY'S RIGHT TO INVESTIGATE The City may make such investigations as deemed necessary to determine the ability of the offeror to provide the supplies and/or perform the services specified. 4.1 OFFEROR INFORMATIONAL REQUIREMENTS Firms interested in providing the consulting services described in this RFP should be able to demonstrate experience and staff expertise in these areas: • Conduct of public meetings both formal and informal • Experience with the LCI process and procedures for approval through the regulating agency • Experience in the preparation of Master Plans and detailed small area plans • Ability to work through several agencies across disciplines, including planning, engineering, transportation planning & management at the local, regional and state levels. 22 SECTION 5: COST PROPOSAL 'of City of Milton MUST BE RETURNED WITH BID One (1) original and four (4) copies of the "cost proposal' shall be submitted in a separately sealed envelope before the required deadline. The Offerors cost proposal shall be a fixed price/ lump sum amount and signed by and authorized agent of the company, please include a rate schedule if additional work is requested that is associated with the RFP. This is for informational purposes and is not part of the evaluation. There is no maximum page limit to section 5.0. Print/Type Company Name Here: Fixed Price offer for RFP 11-CD01 (FY11 Hwy 9 -Hwy 400 Small Area Master Plan) Proposed rate per hour schedule if additional work is requested associated with the RFP. (Not part of the evaluation) Authorized Signature Date Print/Type Name Print/Type Company Name 23 SECTION 6: EVALUATION CRITERIA 6.0 EVALUATION CRITERIA The evaluation committee will review and evaluate the offers according to the following criteria: • A selection team for the City will initially evaluate and score all technical proposals received. • Proposals not meeting the minimum technical requirements and those who are non-responsive will not be considered. • A short list of proposers will be developed based upon the highest scores on the technical evaluation. Those short-listed will be asked to give an oral presentation to the selection team. Content of the presentation will be determined after the evaluation of the technical proposals. • Cost Proposals will be opened after the oral presentations and will be evaluated against all proposals submitted. Proposal Evaluation Criteria Initial evaluation (Technical Proposal) • Project Approach: 30% -Creativity and innovation in addressing the scope provided -Customer Satisfaction/Citizen Interaction • Qualifications and experience 30% - Firm/Team Experience Qualifications - Assigned Staff Experience and Qualifications - References Final Evaluation • Presentation 20% • Cost (Section 5.0) 20% 24 SECTION 7: STANDARD CONTRACT INFORMATION 7.1 STANDARD CONTRACT The City's standard contract is attached to this document as Appendix A. Offerors should notify the City of any terms within the standard contract that either preclude them from responding to the RFP or add unnecessary cost. This notification must be made with the offeror's RFP response. Any requests for material, substantive, important exceptions to the standard contract will be addressed in any formal written addendum issued by the procurement officer in charge of the solicitation. The City reserves the right to change the contract, address any non -material, minor, insubstantial exceptions to the contract with the highest scoring offeror at the time of contract negotiation. 7.2 ADDITIONAL CONTRACT PROVISIONS AND TERMS This RFP and any addenda, the offeror's RFP response, including any amendments, a best and final offer, any clarification question responses, and any negotiations shall be included in any resulting contract. The City's standard contract, attached as Appendix A, contains the contract terms and conditions which will form the basis of any contract negotiated between the City and the highest scoring offeror. The contract language contained in Appendix A does not define the total extent of the contract language that may be negotiated. In the event of a dispute as to the duties and responsibilities of the parties under this contract, the contract, along with any attachments prepared by the City, will govern in the same order of precedence as listed in the contract. 7.5 SUBCONTRACTORS The highest scoring offeror will be the prime contractor if a contract is awarded and shall be responsible, in total, for all work of any subcontractors. All subcontractors, if any, must be listed in the proposal. The City reserves the right to approve all subcontractors. The Contractor shall be responsible to the City for the acts and omissions of all subcontractors or agents and of persons directly or indirectly employed by such subcontractors, and for the acts and omissions of persons employed directly by the Contractor. Further, nothing contained within this document or any contract documents created as a result of any contract awards derived from this RFP shall create any contractual relationships between any subcontractor and the City. 7.6 GENERAL INSURANCE REQUIREMENTS See contract in Appendix A. 7.7 COMPLIANCE WITH WORKERS' COMPENSATION ACT The winning offeror is required to supply the City of Milton with proof of compliance with the Workers' Compensation Act while performing work for the City. Neither the offeror nor its employees are employees of the City. The proof of insurance/exemption must be received by the City of Milton within 10 working days of the Request for Documents Notice and must be kept current for the entire term of the contract. CONTRACTS WILL NOT BE ISSUED TO VENDORS WHO FAIL TO PROVIDE THE REQUIRED DOCUMENTATION WITHIN THE ALLOTTED TIME FRAME. 25 7.8 COMPLIANCE WITH LAWS The winning offeror must, in performance of work under this contract, fully comply with all applicable federal, state, or local laws, rules and regulations, including the Civil Rights Act of 1964, the Age Discrimination Act of 1975, the Americans with Disabilities Act of 1990, and Section 504 of the Rehabilitation Act of 1973. Any subletting or subcontracting by the Contractor subjects subcontractors to the same provision. The offeror agrees that the hiring of persons to perform the contract will be made on the basis of merit and qualifications and there will be no discrimination based upon race, color, religion, creed, political ideas, sex, age, marital status, physical or mental disability, or national origin by the persons performing the contract. 7.11 CONTRACT TERMINATION See Contract in Appendix A. 26 APPENDIX A: STANDARD CONTRACT City of Milton PROFESSIONAL SERVICES AGREEMENT THIS AGREEMENT is effective as of this day of , 2011, by and between the CITY OF MILTON, a municipal corporation of the State of Georgia, acting by and through its governing authority, the Mayor and Council of the City of Milton ("City"), and XXXXX. a Georgia Corporation, ("Consultant"), collectively referred to as the "Parties". WITNESSETH THAT: WHEREAS, the City desires to retain Consultant to provide certain services generally described as FY11 Hwy 9 -Hwy 400 Small Area Master Plan #11-CD01 (the "Work"); and WHEREAS, the City finds that specialized knowledge, skills, and training are necessary to perform the Work contemplated under this Agreement; and WHEREAS, the Consultant has represented that it is qualified by training and experience to perform the Work; and WHEREAS, the Consultant desires to perform the Work under the terms and conditions set forth in this Agreement; and WHEREAS, the public interest will be served by this Agreement; and NOW, THEREFORE, the Parties hereto do mutually agree as follows: I. SCOPE OF SERVICES AND TERMINATION DATE A. Proiect Description FY11 Hwy 9 -Hwy 400 Small Area Master Plan #11-CD01 B. The Work The Work to be completed under this Agreement (the "Work") consists of Exhibit A and the Consultants response (Exhibit B). In the event of a conflict among the terms of this Agreement, Exhibit A and Exhibit B, the term that is most advantageous to the City shall govern. Consultant is aware that the Work involves Federal grant funds. Consultant warrants that it has reviewed and is familiar with all rules and regulations related to such Federal grant funds, and Consultant agrees that it shall comply, and shall ensure that all of its subcontractors comply, with all such rules and regulations. This obligation of Consultant includes, but is not limited to, compliance with all applicable standards, orders, or requirements issued under Section 306 of the Clean Air Act (42 U.S.C. 1857(h)), Section 508 of the Clean Water Act (33 U.S.C. 1368), Executive Order 11738, 27 Environmental Protection Agency regulations (40 CFR Part 15), and mandatory standards and policies relating to energy efficiency that are contained in Georgia's energy conservation plan issued in compliance with the Energy Policy and Conservation Act (Pub. L. 94-163, 89 Stat. 871). C. Schedule, Completion Date, and Term of Agreement Consultant warrants and represents that it will perform its services in a prompt and timely manner, which shall not impose delays on the progress of the Work. This Agreement shall commence as of the date first written above, and the Work shall be completed on or before sixty days (60) from execution of contract. II. WORK CHANGES A. The City reserves the right to order changes in the Work to be performed under this Agreement by altering, adding to, or deducting from the Work. All such changes shall be incorporated in written change orders executed by the Consultant and the City. Such change orders shall specify the changes ordered and any necessary adjustment of compensation and completion time. If the Parties cannot reach an agreement on the terms for performing the changed work within a reasonable time to avoid delay or other unfavorable impacts as determined by the City in its sole discretion, the City shall have the right to determine reasonable terms and the Consultant shall proceed with the changed work. B. Any work added to the scope of this Agreement by a change order shall be executed under all the applicable conditions of this Agreement. No claim for additional compensation or extension of time shall be recognized, unless contained in a written change order duly executed on behalf of the City and the Consultant. C. The City Manager has authority to execute without further action of the City of Milton Mayor and Council, any number of change orders so long as their total effect does not materially alter the terms of this Agreement or materially increase the total amount to be paid under this Agreement, as set forth in Section III(B) below. Any such change orders materially altering the terms of this Agreement or increasing the total amount to be paid under this Agreement in excess of $25,000 must be approved by resolution of the City of Milton Mayor and Council. III. COMPENSATION AND METHOD OF PAYMENT A. City agrees to pay the Consultant for the services performed and costs incurred by Consultant upon certification by the City that the services were actually performed and costs actually incurred in accordance with the Agreement. Compensation for services performed and reimbursement for costs incurred shall be paid to the Consultant upon receipt and approval by the City of invoices setting forth in detail the services performed and costs incurred. Invoices shall be submitted on a monthly basis, and such invoices shall reflect charges incurred versus charges budgeted. Any material deviations in tests or inspections performed, times or locations required to complete such tests or inspections and like deviations from the Work described in this Agreement shall be clearly communicated to the City before charges are incurred and shall be handle through change orders as described in Section II above. The City shall pay the Consultant within thirty (30) days after approval of the invoice by City staff. B. The total amount paid under this Agreement as compensation for services performed and reimbursement for costs incurred shall not, in any case, exceed $XXXXX, except as outlined in Section II(C) above. The compensation for services performed shall be based upon a flat fee. C. Reimbursement for costs incurred shall be limited as follows. Long distance telephone and telecommunications, facsimile transmission, normal postage and express mail charges, photocopying time shall be at cost. Supplies and outside services, transportation, lodging, meals and authorized subcontracts shall be at cost plus no more than a 10% administrative burden. Automobile mileage shall be no more than the current deductible rate set by the Internal Revenue Service. IV. COVENANTS OF CONSULTANT A. Expertise of Consultant Consultant accepts the relationship of trust and confidence established between it and the City, recognizing that the City's intention and purpose in entering into this Agreement is to engage an entity with the requisite capacity, experience, and professional skill and judgment to provide the services in pursuit of the timely and competent completion of the Work undertaken by Consultant under this Agreement. B. Budgetary Limitations Consultant agrees and acknowledges that budgetary limitations are not a justification for breach of sound principals of Consultant's profession and industry. Consultant shall take no calculated risk in the performance of the Work. Specifically, Consultant agrees that, in the event it cannot perform the Work within the budgetary limitations established without disregarding sound principals of Consultant's profession and industry, Consultant will give written notice immediately to the City. C. City's Reliance on the Work The Consultant acknowledges and agrees that the City does not undertake to approve or pass upon matters of expertise of the Consultant and that; therefore, the City bears no responsibility for Consultant's services performed under this Agreement. The Consultant acknowledges and agrees that the acceptance of designs, plans, and specifications by the City is limited to the function of determining whether there has been compliance with what is required to be produced under this Agreement. The City will not, and need not, inquire into adequacy, fitness, suitability or correctness of Consultant's performance. Consultant further agrees that no approval of designs, plans, or specifications by any person, body or agency shall relieve Consultant of the responsibility for adequacy, fitness, suitability, and correctness of Consultant's professional and industry standards or for performing services under this Agreement in accordance with sound and accepted professional and industry principals. D. Consultant's Reliance of Submissions by the City Consultant must have timely information and input from the City in order to perform the 29 services required under this Agreement. Consultant is entitled to rely upon information provided by the City, but Consultant shall be required to provide immediate written notice to the City if Consultant knows or reasonably should know that any information provided by the City is erroneous, inconsistent, or otherwise problematic. E. Consultant's Representative shall be authorized to act on Consultant's behalf with respect to the Work as Consultant's designated representative. F. Assignment of Agreement The Consultant covenants and agrees not to assign or transfer any interest in, nor delegate any duties of this Agreement, without the prior express written consent of the City. As to any approved subcontractors, the Consultant shall be solely responsible for reimbursing them and the City shall have no obligation to them. G. Responsibility of Consultant and Indemnification of City The Consultant covenants and agrees to take and assume all responsibility for the services rendered in connection with this Agreement. The Consultant shall bear all losses and damages directly or indirectly resulting to it on account of the performance or character of the services rendered pursuant to this Agreement. Consultant shall defend, indemnify and hold harmless the City, its officers, boards, commissions, elected officials, employees and agents from and against any and all claims, suits, actions, liability, judgments, damages, losses, and expenses, including but not limited to, attorney's fees, which may be the result of willful, negligent or tortious conduct arising out of the Work, performance of contracted services, or operations by the Consultant, any subcontractor, anyone directly or indirectly employed by the Consultant or subcontractor or anyone for whose acts the Consultant or subcontractor may be liable, regardless of whether or not the offending act is caused in part by a party indemnified hereunder. Such obligation shall not be construed to negate, abridge, or otherwise reduce any other right or obligation of indemnity which would otherwise exist as to any party or person described in this provision. In any and all claims against the City or any of its agents or employees, by any employee of the Consultant, any subcontractor, anyone directly or indirectly employed by the Consultant or subcontractor or anyone for whose acts the Consultant or subcontractor may be liable, the indemnification obligation set forth in this provision shall not be limited in any way by any limitation on the amount or type of damages, compensation or benefits payable by or for the Consultant or any subcontractor under workers' or workmen's compensation acts, disability benefit acts or other employee benefit acts. This obligation to indemnify and defend the City, its members, officers, agents, employees and volunteers shall survive termination of this Agreement. H. Independent Contractor Consultant hereby covenants and declares that it is engaged in an independent business and agrees to perform the services as an independent contractor and not as the agent or employee of the City. The Consultant agrees to be solely responsible for its own matters relating to the time and place the services are performed; the instrumentalities, tools, supplies and/or materials necessary to complete the services; hiring of Consultants, agents or employees to complete the services; and the payment of employees, including compliance with Social Security, withholding and all other regulations governing such matters. The 30 Consultant agrees to be solely responsible for its own acts and those of its subordinates, employees, and subcontractors during the life of this Agreement. Any provisions of this Agreement that may appear to give the City the right to direct Consultant as to the details of the services to be performed by Consultant or to exercise a measure of control over such services will be deemed to mean that Consultant shall follow the directions of the City with regard to the results of such services only. Insurance (1) Requirements: The Consultant shall have and maintain in full force and effect for the duration of this Agreement, insurance insuring against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the Work by the Consultant, its agents, representatives, employees or subcontractors. All policies shall be subject to approval by the City Attorney to form and content. These requirements are subject to amendment or waiver if so approved in writing by the City Manager. (2) Minimum Limits of Insurance: Consultant shall maintain limits no less than: (a) Comprehensive General Liability of $1,000,000 combined single limit per occurrence for bodily and personal injury, sickness, disease or death, injury to or destruction of property, including loss of use resulting there from. (b) Comprehensive Automobile Liability (owned, non -owned, hired) of $1,000,000 combined single limit per occurrence for bodily and personal injury, sickness, disease or death, injury to or destruction of property, including loss of use resulting therefrom. (c) Professional Liability of $1,000,000 limit for claims arising out of professional services caused by the Consultant's errors, omissions, or negligent acts. (d) Workers' Compensation limits as required by the State of Georgia and employers Liability limits of $1,000,000 per accident. (3) Deductibles and Self -Insured Retentions: Any deductibles or self-insured retentions must be declared to and approved by the City. (4) Other Insurance Provisions: The policy is to contain, or be endorsed to contain, the following provisions: (a) General Liability and Automobile Liability Coverage. 31 (i) The City, its officials, employees, agents and volunteers are to be covered as insured as respects: liability arising out of activities performed by or on behalf of the Consultant; products and completed operations of the Consultant; premises owned, leased, or used by the Consultant; automobiles owned, leased, hired, or borrowed by the Consultant. The coverage shall contain no special limitations on the scope of protection afforded to the City, its officials, employees, agents or volunteers. (ii) The Consultant's insurance coverage shall be primary noncontributing insurance as respects to any other insurance or self-insurance available to the City, its officials, employees, agents or volunteers. Any insurance or self-insurance maintained by the City, its officials, employees or volunteers shall be excess of the Consultant's insurance and shall not contribute with it. (iii) Any failure to comply with reporting provisions of the policies shall not affect coverage provided to the City, its officials, employees, agents or volunteers. (iv) Coverage shall state that the Consultant's insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer's liability. (v) Coverage shall be provided on a "pay on behalf" basis, with defense costs payable in addition to policy limits. There shall be no cross liability exclusion. (vi) The insurer agrees to waive all rights of subrogation against the City, its officials, employees, agents and volunteers for losses arising from work performed by the Consultant for the City. (vii) All endorsements to policies shall be executed by an authorized representative of the insurer. (b) Workers' Compensation Coverage. The insurer will agree to waive all rights of subrogation against the City, its officials, employees, agents and volunteers for losses arising from work performed by the Consultant for the City. (c) All Coverages. (i) Each insurance policy required by this clause shall be endorsed to state that coverage shall not be suspended, voided, canceled, reduced in coverage or in limits except after thirty (30) days prior written notice by certified mail, return receipt requested, has been given to the City. (ii) Policies shall have concurrent starting and ending dates. (5) Acceptability of Insurers: 32 Insurance is to be placed with insurers with an A.M. Bests' rating of no less than A: VII. (6) Verification of Coverage: Consultant shall furnish the City with certificates of insurance and endorsements to the policies evidencing coverage required by this clause prior to the start of work. The certificates of insurance and endorsements for each insurance policy are to be signed by a person authorized by that insurer to bind coverage on its behalf. The certificate of insurance and endorsements shall be on a form utilized by Consultant's insurer in its normal course of business and shall be received and approved by the City prior to execution of this Agreement by the City. The City reserves the right to require complete, certified copies of all required insurance policies, at any time. The Consultant shall provide proof that any expiring coverage has been renewed or replaced at least two (2) weeks prior to the expiration of the coverage. (7) Subcontractors: Consultant shall include all subcontractors as insured under its policies or shall furnish separate certificates and endorsements for each subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated in this Agreement, including but not limited to naming the parties as additional insured. (8) Claims -Made Policies: Consultant shall extend any claims -made insurance policy for at least six (6) years after termination or final payment under the Agreement, whichever is later. (9) City as Additional Insured and Loss Payee: The City shall be named as an additional insured and loss payee on all policies required by this Agreement. J. Employment of Unauthorized Aliens Prohibited It is the policy of City that unauthorized aliens shall not be employed to perform work on City contracts involving the physical performance of services. Therefore, the City shall not enter into a contract for the physical performance of services within the State of Georgia, unless the Contractor shall provide evidence on City -provided forms, attached hereto as Exhibits "E" and "F" that it and Contractor's subcontractors have within the previous twelve (12) month period conducted a verification of the social security numbers of all employees who will perform work on the City contract to ensure that no unauthorized aliens will be employed. The City Manager or his/her designee shall be authorized to conduct an inspection of the Contractor's and Contractor's subcontractors' verification process to determine that the verification was correct and complete. The Contractor and Contractor's subcontractors shall retain all documents and records of its verification process for a period of three (3) years following completion of the contract. This requirement shall apply to all contracts for the physical performance of services where more than three (3) persons are employed on the City contract. 33 The City Manager or his/her designee shall further be authorized to conduct periodic inspections to ensure that no City Contractor or Contractor's subcontractors employ unauthorized aliens on City contracts. By entering into a contract with the City, the Contractor and Contractor's subcontractors agree to cooperate with any such investigation by making its records and personnel available upon reasonable notice for inspection and questioning. Where a Contractor or Contractor's subcontractors are found to have employed an unauthorized alien, the City Manager or his/her designee may order the Contractor to terminate or require its subcontractor to terminate that person's employment immediately and to report same to the Department of Homeland Security. The Contractor's failure to terminate the employee, or otherwise cooperate with the investigation may be sanctioned by termination of the contract, and the Contractor shall be liable for all damages and delays occasioned by the City thereby. Compliance with the requirements of O.C.G.A. § 13-10-91 and Rule 300-10-1-.02 is mandatory. Contractor's compliance with the requirements of O.C.G.A. § 13-10-91 and Rule 300-10-1-.02 shall be attested by the execution of the contractor's affidavit attached as Exhibit "E." The above requirements shall be in addition to the requirements of State and federal law, and shall be construed to be in conformity with those laws. K. Records, Reports and Audits (1) Records: (a) Records shall be established and maintained by the Consultant in accordance with requirements prescribed by the City with respect to all matters covered by this Agreement. Except as otherwise authorized, such records shall be maintained for a period of three years from the date that final payment is made under this Agreement. Furthermore, all records shall be retained for three years after final payment and closing of all other pending matters or until any audit findings have been resolved, whichever is later. (b) All costs shall be supported by properly executed payrolls, time records, invoices, contracts, or vouchers, or other official documentation evidencing in proper detail the nature and propriety of the charges. All checks, payrolls, invoices, contracts, vouchers, orders or other accounting documents pertaining in whole or in part to this Agreement shall be clearly identified and readily accessible. (2) Reports and Information: Upon request, the Consultant shall furnish to the City any and all statements, records, reports, data and information related to matters covered by this Agreement in the form requested by the City. (3) Audits and Inspections: At any time during normal business hours and as often as appropriate, the City, the Federal Highway Administration, the Comptroller General of the United States, or any of their duly authorized representatives shall have access to any books, documents, 34 papers, and records of Consultant that are directly pertinent to this Agreement for the purpose of making audit, examination, excerpts, and transcripts of same. L. Conflicts of Interest Consultant agrees that it shall not engage in any activity or conduct that would result in a violation of the City of Milton Code of Ethics. M. Confidentiality Consultant acknowledges that it may receive confidential information of the City and that it will protect the confidentiality of any such confidential information and will require any of its subcontractors, consultants, and/or staff to likewise protect such confidential information. The Consultant agrees that confidential information it receives or such reports, information, opinions or conclusions that Consultant creates under this Agreement shall not be made available to, or discussed with, any individual or organization, including the news media, without prior written approval of the City. The Consultant shall exercise reasonable precautions to prevent the unauthorized disclosure and use of City information whether specifically deemed confidential or not. N. Compliance with Laws Regulating Illegal Aliens The United States Congress enacted the Immigration Reform and Control Act of 1986 (IBCA), P.L. 99-603, which required the former Immigration and Naturalization Service (now the Department of Homeland Security) to establish a system for verifying the immigration status of non -citizen applicants for, and recipients of, certain types of federally funded benefits, and to make the system available to Federal, State, and local benefit -issuing agencies and institutions that administer such benefits. The Consultant covenants and declares that it is enrolled in the Basic Employment Verification Pilot Program, and that it has verified the employment eligibility of all its employees utilizing such program. Consultant shall likewise require all subcontractors or sub -consultants to verify the employment eligibility of all their respective employees utilizing the Basic Employment Verification Pilot Program. Consultant shall provide documentation prior to commencing work under this Agreement, in a form acceptable to the City, affirming the Consultant's compliance with this Section. O. Licenses, Certifications and Permits The Consultant covenants and declares that it has obtained all diplomas, certificates, licenses, permits or the like required of the Consultant by any and all national, state, regional, City, local boards, agencies, commissions, committees or other regulatory bodies in order to perform the services contracted for under this Agreement. All work performed by Consultant under this Agreement shall be in accordance with applicable legal requirements and shall meet the standard of quality ordinarily expected of competent professionals. P. Key Personnel All of the individuals identified in Exhibit "C" are necessary for the successful prosecution of the Work due to their unique expertise and depth and breadth of experience. There shall be no change in Consultant's Project Manager or members of the project team, as listed in Exhibit "C", without written approval of the City. Consultant recognizes that the composition of this team was instrumental in the 35 City's decision to award the work to Consultant and that compelling reasons for substituting these individuals must be demonstrated for the City's consent to be granted. Any substitutes shall be persons of comparable or superior expertise and experience. Failure to comply with the provisions of this section shall constitute a material breach of Consultant's obligations under this Agreement and shall be grounds for termination. Consultant shall not subcontract with any third party for the performance of any portion of the Work without the prior written consent of the City. Consultant shall be solely responsible for any such subcontractors in terms of performance and compensation. Q. Authoritv to Contract The Consultant covenants and declares that it has obtained all necessary approvals of its board of directors, stockholders, general partners, limited partners or similar authorities to simultaneously execute and bind Consultant to the terms of this Agreement, if applicable. R. Ownership of Work All reports, designs, drawings, plans, specifications, schedules, work product and other materials prepared or in the process of being prepared for the services to be performed by the Consultant ("materials") shall be the property of the City and the City shall be entitled to full access and copies of all such materials. Any such materials remaining in the hands of the Consultant or subcontractor upon completion or termination of the work shall be delivered immediately to the City. The Consultant assumes all risk of loss, damage or destruction of or to such materials. If any materials are lost, damaged or destroyed before final delivery to the City, the Consultant shall replace them at its own expense. Any and all copyrightable subject matter in all materials is hereby assigned to the City and the Consultant agrees to execute any additional documents that may be necessary to evidence such assignment. S. Federal Funding Requirements City shall have available all administrative, contractual, and legal remedies in any instance where Consultant violates or breaches the terms of this Agreement, and Consultant shall be liable for any applicable and appropriate sanctions and penalties for same. Consultant must comply with all applicable Georgia Department of Transportation and Atlanta Regional Commission reporting requirements and regulations. Consultant must comply with all applicable Georgia Department of Transportation and Atlanta Regional Commission requirements and regulations pertaining to copyrights and rights in data, and to patent rights with respect to any discovery or invention which arises or is developed in the course of or under this Agreement. V. COVENANTS OF THE CITY A. Right of Entry The City shall provide for right of entry for Consultant and all necessary equipment to the City of Milton, in order for Consultant to complete the Work. B. City's Representative Michele McIntosh -Ross shall be authorized to act on the City's behalf with respect to the Work as the City's designated representative. 36 VI. TERMINATION FOR CONVENIENCE A. The City shall have the right to terminate this Agreement for convenience by providing written notice thereof at least five (5) calendar days in advance of the termination date. The Consultant shall have no right to terminate this Agreement prior to completion of the Work, except in the event of the City's failure to pay the Consultant within thirty (30) days of Consultant providing the City with notice of a delinquent payment and an opportunity to cure. B. Upon termination, City shall provide for payment to the Consultant for services rendered and expenses incurred prior to the termination date. C. Upon termination, the Consultant shall: (1) promptly discontinue all services affected, unless the notice directs otherwise; and (2) promptly deliver to the City all data, drawings, reports, summaries, and such other information and materials as may have been generated or used by the Consultant in performing this Agreement, whether completed or in process, in the form specified by the City. D. The rights and remedies of the City and the Consultant provided in this Section are in addition to any other rights and remedies provided under this Agreement or at law or in equity. FOR DEFAULT E. The City may, subject to the provisions of subparagraph (G) below, by written notice of default to the Consultant, terminate the whole or any part of this Agreement in any one of the following circumstances: (i) if the Consultant fails to perform this Agreement within the time specified herein or any extension thereof; or (ii) if the Consultant fails to perform any of the other provisions of this Agreement, or so fails to make progress as to endanger performance of this Agreement in accordance with its terms, and does not cure such failure within a period of ten (10) days, or such longer period as the City may authorize in writing, after receipt of notice from the City specifying such failure. F. In the event the City terminates this Agreement in whole or in part as provided in subparagraph (E) above, the City may procure, upon such terms and in such manner as the City may deem appropriate, services similar to those so terminated, and the Consultant shall be liable to the City for any excess costs for the same; provided, that the Consultant shall continue the performance of this Agreement to the extent not terminated hereunder. G. Except with respect to defaults of subcontractors, the Consultant shall not be liable for any excess costs if the failure to perform this Agreement arises out of causes beyond the control and without the fault or negligence of the Consultant Such causes may include, but are not limited to, acts of God, or of the public enemy, acts of the Government in either its sovereign or contractual capacity, fires, flood, epidemics, quarantine restrictions, strikes, freight embargoes, and unusually severe weather, but in every case the failure to perform must be beyond the control and without the fault or negligence of the Consultant If the failure to perform is caused by the default of a subcontractor, and if such default arises out of causes beyond the control of both the Consultant and the subcontractor, and without the fault or negligence of either of them, the Consultant shall not be liable for any excess costs for failure to 37 perform, unless the services to be furnished by the subcontractor were obtainable from other sources in sufficient time to permit the Consultant to meet the required delivery schedule. The term "subcontractor" shall mean a subcontractor at any tier. H. If, after notice of termination of this Agreement under the provisions of paragraph (E) above, it is determined for any reason that the Consultant was not in default under the provisions above, or that the default was excusable under the provisions of this Agreement, the rights and obligations of the parties shall be the same as if the notice of termination had been issued pursuant to the "Termination for Convenience" provisions of this Agreement. I. The rights and remedies of the City provided above shall not be exclusive and are in addition to any other rights and remedies provided by law or under this Agreement. VII. NO PERSONAL LIABILITY No member, official or employee of the City shall be personally liable to the Consultant or any successor in interest in the event of any default or breach by the City or for any amount which may become due to the Consultant or successor or on any obligation under the terms of this Agreement. Likewise, Consultant's performance of services under this Agreement shall not subject Consultant's individual employees, officers or directors to any personal liability. The Parties agree that their sole and exclusive remedy, claim, demand or suit shall be directed and/or asserted only against Consultant or the City, respectively, and not against any employee, officer, director, or elected or appointed official. VIII. ENTIRE AGREEMENT This Agreement constitutes the complete agreement between the Parties and supersedes any and all other agreements, either oral or in writing, between the Parties with respect to the subject matter of this Agreement. No other agreement, statement or promise relating to the subject matter of this Agreement not contained in this Agreement shall be valid or binding. This Agreement may be modified or amended only by a written document signed by representatives of both Parties with appropriate authorization. IX. SUCCESSORS AND ASSIGNS Subject to the provision of this Agreement regarding assignment, this Agreement shall be binding on the heirs, executors, administrators, successors and assigns of the respective Parties. X. APPLICABLE LAW If any action at law or in equity is brought to enforce or interpret the provisions of this Agreement, the rules, regulations, statutes and laws of the State of Georgia will control. XI. CAPTIONS AND SEVERABILITY The caption or headnote on articles or sections of this Agreement are intended for convenience and reference purposes only and in no way define, limit or describe the scope or intent thereof, or of this Agreement nor in any way affect this Agreement. Should any article(s) or section(s), or any part thereof, later be deemed unenforceable by a court of competent jurisdiction, the offending portion of the Agreement should be severed and the remainder of this Agreement shall remain in full force and effect to the extent possible. XII. BUSINESS LICENSE Prior to commencement of the services to be provided hereunder, Consultant, if appropriate, shall apply to the City for a business license, pay the applicable business license fee, and maintain said business license during the term of this Agreement. XIII. NOTICES A. Communications Relating to Daily Activities All communications relating to the day-to-day activities of the Work shall be exchanged between Michele McIntosh -Ross for the City and for the Consultant. B. Official Notices All other notices, writings or correspondence as required by this Agreement shall be in writing and shall be deemed received, and shall be effective, when: (1) personally delivered, or (2) on the third day after the postmark date when mailed by certified mail, postage prepaid, return receipt requested, or (3) upon actual delivery when sent via national overnight commercial carrier to the Parties at the addresses given below, unless a substitute address shall first be furnished to the other Parties by written notice in accordance herewith: NOTICE TO THE CITY shall be sent to: City Manager City of Milton 13000 Deerfield Parkway, Suite 107f Milton, Georgia 30004 39 NOTICE TO THE CONSULTANT shall be sent to: XIV. WAIVER OF AGREEMENT The City's failure to enforce any provision of this Agreement or the waiver in a particular instance shall not be construed as a general waiver of any future breach or default. XV. SOVEREIGN IMMUNITY Nothing contained in this Agreement shall be construed to be a waiver of the City's sovereign immunity or any individual's qualified good faith or official immunities. XVI. FORCE MAJEURE Neither the City nor Consultant shall be liable for their respective non -negligent or non -willful failure to perform or shall be deemed in default with respect to the failure to perform (or cure a failure to perform) any of their respective duties or obligations under this Agreement or for any delay in such performance due to: (a) any cause beyond their respective reasonable control; (b) any act of God; (c) any change in applicable governmental rules or regulations rendering the performance of any portion of this Agreement legally impossible; (d) earthquake, fire, explosion or flood; (e) strike or labor dispute, excluding strikes or labor disputes by employees and/or agents of CONSULTANT; (f) delay or failure to act by any governmental or military authority; or (g) any war, hostility, embargo, sabotage, civil disturbance, riot, insurrection or invasion. In such event, the time for performance shall be extended by an amount of time equal to the period of delay caused by such acts and all other obligations shall remain intact. IN WITNESS WHEREOF the City and the Consultant have executed this Agreement effective as of the date the City Manager executes this Agreement on behalf of the City. [SIGNATURES ON FOLLOWING PAGE] .o Approved as to form: City Attorney CONSULTANT: Attest: [AFFIX CORPORATE SEAL] SIGNED, SEALED, AND DELIVERED in the presence of: Witness Notary Public [NOTARY SEAL] My Commission Expires: CITY OF MILTON By: Its: SIGNED, SEALED, AND DELIVERED in the presence of: Witness Notary Public [NOTARY SEAL] My Commission Expires: [CITY SEAL] 41 Exhibit A «a Exhibit B 43 Exhibit C Exhibit D 45 STATE OF GEORGIA CITY OF MILTON EXHIBIT "E" CONTRACTOR AFFIDAVIT AND AGREEMENT By executing this affidavit, the undersigned contractor verifies its compliance with O.C.G.A. § 13-10-91, stating affirmatively that the individual, firm, or corporation which is contracting with the City of Milton has registered with and is participating in a federal work authorization program, in accordance with the applicability provisions and deadlines established in O.C.G.A. § 13-10-91. The undersigned further agrees that, should it employ or contract with any subcontractor(s) in connection with the physical performance of services pursuant to this contract with the City of Milton, contractor will secure from such subcontractor(s) similar verification of compliance with O.C.G.A. § 13-10-91 on the Subcontractor Affidavit provided in Rule 300-10-01-.08 in the form attached hereto as Exhibit "1." Contractor further agrees to maintain records of such compliance and provide a copy of each such verification to the City of Milton at the time the subcontractor(s) is retained to perform such service. EEV / Basic Pilot Program User Identification Number BY: Authorized Officer or Agent Date XXXXXX Title of Authorized Officer or Agent of Contractor Printed Name of Authorized Officer or Agent SUBSCRIBED AND SWORN BEFORE ME ON THIS THE DAY OF , 201_ Notary Public My Commission Expires: STATE OF GEORGIA CITY OF MILTON EXHIBIT "F" SUBCONTRACTOR AFFIDAVIT By executing this affidavit, the undersigned subcontractor verifies its compliance with O.C.G.A. § 13-10-91, stating affirmatively that the individual, firm or corporation which is engaged in the physical performance of services under a contract with (name of contractor) on behalf of the City of Milton has registered with and is participating in a federal work authorization program, in accordance with the applicability provisions and deadlines established in O.C.G.A. § 13-10-91. EEV / Basic Pilot Program User Identification Number BY: Authorized Officer or Agent Date [INSERT SUBCONTRACTOR NAME] Title of Authorized Officer or Agent of Subcontractor Printed Name of Authorized Officer or Agent SUBSCRIBED AND SWORN BEFORE ME ON THIS THE DAY OF , 201_ Notary Public My Commission Expires: 47 APPENDIX B: SUBMITTAL REQUIREMENTS SUMMARY Submittal Requirements: One (1) original four (4) copies of each Proposal (plus a CD). Technical Proposal: 1. City of Milton Request for Proposal Cover page (First page of this document/must be signed) 2. City of Milton Disclosure form 3. Proposal letter 4. Technical submittal (see section 1.4.1 A -D) 5. Applicable Addenda Acknowledgement (if any) Cost Proposal: See section 5.0 71 Fz mm. w. µ �p{i �x�' .......... vy U F < �5} N CY a 3 e pr� `A k —-- --- _._. .......... RECEIPT OF ADDENDUM #1 RFP 11-CD01 Upon receipt of documents, please email, fax or mail this page to: City of Milton Attn: Rick Pearce, Purchasing Office 13000 Deerfield Pkwy Suite 107G Milton, GA 30004 Phone: 678-242-2511 Fax: 678-242-2499 Email: rick.nearce@citlofmiltonga.us I hereby acknowledge receipt of documents pertaining to the above referenced RFP. COMPANY NAME: CONTACT PERSON: ADDRESS: CITY: STATE: ZIP: PHONE: EMAIL ADDRESS: FAX: Signature Date ADDENDUM #1 RFP 11-CDO1 Questions from May 24, 2011 Pre -Bid meeting and City of Milton official answers: Date of Pre -Bid May 24, 2011 Begin Time: 10:06 AM Facilitators: Lynn Tully, Community Development Director Rick Pearce, Purchasing Coordinator Scribe: Sudie Gordon, City Clerk Brad Strader— LSL Planning, Inc. Question: In the RFP, there is a lot of information on objectives. What is the staff's #1 objective or issue to address and what is your impression of what the publics' #1 issue to address would be? Answer: Because this is an LCI grant funded project, we must address what the most important objective is for the grant award as well. The most important objective for LCI purposes is providing a plan that includes transportation improvements that can be identified for TEA grants and other grant funding to implement the master plan fully. The LCI requirements are lengthy so additional objectives have been included to meet their priorities. From a staff perspective, one of the most important things we are looking at is the inclusion of this as a potential receiving zone for Transfer of Development Rights. From a citizen perspective, the priority can be characterized as maintaining their quality of life and lifestyle in a denser environment. There will be a need for significant education and consensus building regarding views on density and particularly options for density that are attractive and aesthetically pleasing in the long term. Scott Ball - Duany Plater-Zvberk & Company Question: How far along are you in the TDR process and is the planning team going to be involved in the legislative work on that? Answer: We have included the concept of this area being included as a TDR receiving area in our recent Comprehensive Plan to be approved June 6, 2011. It mentions that receiving areas would be those areas that have both master plans and water and sewer availability, so this LCI area would be included. We have not prepared the TDR legislation or accompanying ordinances and resolutions. We don't expect that the selected consultant would necessarily prepare the legislation, but that it would be part of a follow-up project under separate contract. We simply want to set the stage properly so that the citizens get what they expect and understand what is to be accomplished in relation to TDR's and new densities in this area. Question: So, the planning team would not be looking at the transfer area, just this as a receiving area and would just be density and would not be modeling transportation impacts across the entire area? Answer: This project would only consider this area as a potential receiving area and transportation modeling would be considered solely within the LCI approved area. ARC also is a decision -maker in the requirements for transportation modeling for the LCI grant and any modeling would need to satisfy their requirements as well. Marsha Anderson Bomar — Stantec Consultine Question: What do you see as the level of involvement and kind of involvement that the city council will have? Answer: The expectation from Council includes a lot of citizen participation. It is likely that they will attend the citizen participation meetings as well as the presentations at Council work sessions. They expect periodic updates to the plan and progress reports as well. Once finalized they are very detail oriented and will look at the plan pretty thoroughly. Question: Do they have any priorities that you think are different from or potentially conflict with any of the other priorities that you mentioned? Answer: Education may be necessary for the Council and the citizenry regarding the aesthetics of higher density. They have confirmed that the use of TDR's is a growth management route they wish to take. By drawing a very clear picture of what density can look like vs. some of the traditional appearance of high density projects, I think they will accept it. The City recently updated the design guidelines for Highway 9, not in relation to multi- family, but focusing on commercial appearance. There is an opportunity for implementation by updating the multi -family aesthetic requirements of the Hwy 9 area. Bill de St. Aubin — Sizemore Group Question: Does the entire corridor we are studying have water and sewer or just portions of it? Answer: The area has access to water and sewer, and what does not is within the area agreed to be served by Fulton County. The City of Milton is currently working on our delivery services agreement with the county. The city has taken a position on what they have agreed to regarding the sewer availability down to individual parcels. A map of the approved area is included in this addendum. Question: Is development activity positive or negative in the corridor? Is there any development coming or is there high vacancy in the retail or the level of vacancy in the retail? Answer: Commercially and specifically in strip retail centers, there is relatively high vacancy. There is vacancy in office parks as well, although I don't know if that's a result of the configuration of the parks or simply oversupply. Interestingly, the majority of the vacancies are in newly built strip centers and office parks, and not turnover from existing centers. There is very little redevelopment or infill in the corridor due to the relative young age of the commercial buildings. Eric Bosman —Urban Collage, Inc. Question: I will ask about the ten, weekend and evening public meetings. Specifically, it outlines a minimum of three meetings relating to the draft plan and three meetings related to the final plan. Can you provide more information about your expectations specifically, of those meetings? Answer: When counting the meetings in preparation for the RFP, all public meetings were included as part of the ten required. This includes the City Council Presentations, Planning Commission Presentations, Transportation Coordinating Meeting and public charrettes/data gathering. End Time: 10:28 AM Mediator Sewer Map: I"s`_ _.._ ..„t i .......... ..... ..... t i .. ............ f` I z. 1 ` S —J 6 r c 771* 1 1000 S -- n. __ v.—.- Milton 2008 Adopted Sewer Map: Ful=Cva—.Ai-, C— — •.. •• Fulay.• b:rur t c .. x e. ..w w.r x F= -may L Asx µ. • ` `..' ' Exhibit B FY11 Hwy 9 - Hwy 400 Small Area Plan 1 FY11 Hwy 9 - Hwy 400 Small Area Plan C PG. 20 S City of Milton Technical Proposal Submitted June 7 2011 by Urban Collage, Inc. Kimley-Horn and Associates, Inc. RCLCO CITY OF MILTON city of Milton REQUEST FOR PROPOSAL ' (THIS IS NOT AN ORDER) RFP Number: RFP Title: 11-CD01 FY11 Hwy 9 -Hwy 400 Small Area Master Plan RFP Due Date and Time: City of Milton June 7`", 2011 (c) 2:00pm local time 13000 Deerfield Pkwy, Suite 107G ISSUING DEPARTMENT INFORMATION Procurement Office Contact: Issue Date: Rick Pearce MaV 9th , 2011 City of Milton Phone: 678-242-2500 13000 Deerfield Pkwy, Suite 107G Fax: 678-242-2499 Milton, Ga. 30004 Website: www.cityofmiltonga.us INSTRUCTIONS TO OFFERORS Return Proposal to: Mark Face of Envelope/Package: City of Milton Bid Number: 11-CD01 Attn: Rick Pearce, Purchasing Office Name of Company or Firm 13000 Deerfield Pkwy Suite 107G Milton, Ga. 30004 Special Instructions: Mandatory Pre -Bid meeting 10:00am MaV 24", 2011 Milton Courthouse OFFERORS MUST COMPLETE THE FOLLOWING Offeror Name/Address: Urban Collage, Inc. Authorized Offeror Signatory,_: Robert J. Begle, Principal-' 121 Luckie Street NW, Suite 200;' Atlanta, GA 30303 w. (Please print name at6d sign in ink) Offeror Phone Number: Offeror FAX Number:', 404-586-0277 404-586-0079 Offeror Federal I.D. Number: Offeror E-mail Address: 58-2282042 bbegle@urbancollage.com OFFERORS MUST RETURN THIS COVER SHEET WITH RFP RESPONSE I����ilCCiit��4/Si:I�:IIRi;i�L�' • ! 1 t1►[titii 7«^l�tTjT��>f� 7,7�t' C -City of Milton CITY OF MILTON DISCLOSURE FORM MUST BE RETURNED WITH BID This form is for disclosure of campaign contributions and family member relations with City of Milton officials/employees. Please complete this form and return as part of your RFP package when it is submitted. Name of Offeror Urban Collage, Inc. Name and the official position of the Milton Official to whom the campaign contribution was made (Please use a separate form for each official to whom a contribution has been made in the past two (2) years.) None List the dollar amount/value and description of each campaign contribution made over the past two (2) years by the Applicant/Opponent to the named Milton Official. Amount/Value Description 0 N/A Please list any family member that is currently (or has been employed within the last 12 months) by the City of Milton and your relation: 0 N/A 4 FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN C City of Milton City of Milton RFP# 11-CD01 PROPOSAL LETTER (Bidder to sign and return with proposal) We propose to furnish and deliver any and all of the deliverables and services named in the Request for Proposal (RFP) regarding the City of Milton FY11 Hwy 9 -Hwy 400 Small Area Master Plan. It is understood and agreed that we have read the City's specifications shown or referenced in the RFP and that this proposal is made in accordance with the provisions of such specifications. By our written signature on this proposal, we guarantee and certify that all items included meet or exceed any and all such City specifications. We further agree, if awarded a contract, to deliver goods and services which meet or exceed the specifications. The City reserves the right to reject any or all proposals, waive technicalities, and informalities, and to make an award in the best interest of the city. PROPOSAL SIGNATURE AND CERTIFICATION I certify that this proposal is made without prior understanding, agreement, or connection with any corporation, firm, or person submitting a proposal for the same materials, supplies, equipment, or services and is in all respects fair and without collusion or fraud. I understand collusive bidding is a violation of State and Federal Law and can result in fines, prison sentences, and civil damage awards. I agree to abide by all conditions of the proposal and certify that I am authorized to sign for my company. I further certify that the provisions of the Official Code of Georgia Annotated, Sections 45-10-20 et. seq. have not been violated and will not be violated in any respect. i Authorized Signature Date June 7, 2011 Print/Type Name Robert J. Begl� Print/Type Company Name Here Urban Collage, Inc. FY11 HIGHWAY 9 1 HIGHWAY 400 SMALL AREA MASTER PLAN A I LETTER OF INTRODUCTION June 7, 2011 Mr. Rick Pearce City of Milton 13000 Deerfield Pkwy, Suite 107G Milton, GA 30004 RE: FYI Hwy 9 -Hwy 400 Small Area Master Plan Dear Mr. Pearce: On behalf of our team of talented professionals, we are pleased to present our response to RFP 11-CD01. Our team represents a collection of the most experienced and respected urban design, transportation, and market analysis firms in the Atlanta region and the Southeastern United States. The individuals leading our team have worked collaboratively over the last 10 years to facilitate community-based master plans and implementation strategies to move those plans toward reality. Our efforts have enhanced some of the Atlanta region's most dynamic places: Midtown Atlanta, Suwanee, Brookhaven, Alpharetta's North Point Activity Center, East Decatur, Dahlonega, and others. We also have first-hand experience in Milton as our firms led the development of the City's Comprehensive Transportation Plan and assisted in the development of the SR 9 Design Guidelines. The team is led by Urban Collage, Inc., one of the Southeast's premier planning and urban design firms with a specialization in community planning, public engagement, and plan implementation. Our collaborators include Kimley-Horn and Associates, Inc., a national transportation firm with significant local knowledge and expertise and Robert Charles Lesser & Co., economic real estate professionals who craft economic development and real estate strategies for municipalities and development entities. We understand the scope of this effort is to develop a community-based master plan that will result in the enhancement of the Highway 9/GA 400 Activity Center as the City of Milton's primary commercial and mixed-use center. Our qualifications and approach on the following pages outline our vast experience conducting similar master plan efforts and our ability to formulate design and implementation strategies that will maintain and enhance the high quality of development and standard of living in Milton while fostering walkability, mitigating transportation challenges, and creating a stronger sense of place. We believe this team not only provides the creativity, experience, and leadership necessary, but is particularly qualified to assist the City and its citizens with our collective resources including: • We have extensive experience working with communities throughout the Southeast to develop unique solutions to preserve, enhance and strengthen their communities. Urban Collage has developed twenty-eight (28) LCI plans in the Atlanta region, more than any other firm; FY11 HIGHWAY 91 HIGHWAY Ono SMALL AREA MASTER PLAN 1 A I LETTER OF INTRODUCTION We believe in effective community involvement and have a long history of structuring and facilitating meaningful and engaging public input sessions as an integral part of our planning processes; Our highly graphic, innovative products are designed to help communicate planning and development concepts quickly and easily, capture stakeholders vision, and lay the groundwork for building public/private partnerships; Our track record of implementation is unparalleled. Our work has resulted in over $46 million in LCI implementation funding to our clients, thousands of new housing units, great parks and public spaces, and dozens of memorable places. Our experience and qualifications, references, and other requested information are detailed on the following pages. We invite you to call our references. We take great pride in the success of our clients and there is no better testament to successful communities and our role in helping them reach their goals. Thank you for considering our qualifications. We look forward to the possibility of working with the City and the Milton community. Sincerely, URBAN COLLAGE, INC. Robert J! Begle Eric S. Bosman, AICP Principal Associate Principal FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN 2 B I EXPERIENCE AND QUALIFICATIONS URBAN COLLAGE, INC. Urban Design j Master Planning Eric S. Bosman, AICP Principal in Charge I Urban Designer Matt Cherry' Urban Designer I Planner Bennis J. Madsen Urban Designer I Planner Niti Gajjar 'roject Planner KIMLEY-HORN AND ASSOCIATES, INC. Transportation Planning Rob Ross, P.E. Transportation Engineer Cristina Pastore, AICP, P.E. Transportation Planner James Fowler, P.E., LEED AP Transportation Analyst RCLCO Market Analysis I Economic Development Gregg Logan Market ( Economic Director Melina Duggal, AICP Market I Finance Analyst URBAN COLLAGE, INC. Eric S. Bosman, AICP 404 586 0277 ebosman@urbancollage.com Matt Cherry 404 586 0277 mcherry@urbancollage.com Dennis J. Madsen 404 586 0277 dmadsen@urbancollage.com Niti Gajjar 404 586 0277 ngajjar@urbancollage.com KIMLEY HORN AND ASSOCIATES, INC. Rob Ross, P.E. 404 201 6146 rob.ross@kimley-horn.com Cristina Pastore, AICP, P.E. 404 419 8775 cristina.pastore@kimley-horn.com James Fowler, P.E., LEED AP 404 201 6154 james.fowler@kimley-horn.com RCLCO Gregg Logan 407 515 4999 glogan@rcico.com Melina Duggal, AICP 407 515 4994 mduggal@rcico.com FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN 3 FF URBAN Collage ERIC S. BOSMAN, AICP, Associate Principal B I EXPERIENCE AND QUALIFICATIONS An Associate Principal with Urban Collage, Inc., Eric S. Bosman, AICP has assisted a variety of public and private clients as a facilitator, planner and project manager. Capitalizing on his training in architecture and urban planning, Mr. Bosman specializes in community, facility, and educational planning and has completed numerous campus and community plans, facility plans, and architectural programs. As a project manager, Mr. Bosman has assisted clients in managing multi-million dollar implementation programs. He is an accomplished instructor and has conducted multiple seminars on leadership skills, group dynamics and communication skills. Milton State Route 9 Design Guidelines, Milton, GA, Principal -in -Charge: Directed the development of streetscape and landscape standards for the Highway 9 corridor in Milton, GA. The effort included a series of work sessions with a City committee to develop design guidelines to enhance the commercial corridor through an otherwise rural, pastoral community in North Fulton County. Dunwoody Village and Georgetown / North Shallowford Community Area Master Plans, Dunwoody, GA, Project Manager: Directed the development of revitalization plans for Dunwoody's historic village center and the Georgetown community area near 1-285. Each plan will result in a 20 -year vision and action plan for community improvement and redevelopment. Both efforts have utilized significant public involvement efforts including stakeholder interviews, focus groups, website tools, and community workshops. North Point Activity Center LCI, Alpharetta, GA, Project Manager: Directed the development of a Livable Centers Plan for the North Point Activity Center to create a development vision coordinated with transportation improvements. The plan seeks to intensify and transform traditional suburban shopping areas into a more sustainable, mixed-use center. Brookhaven -Peachtree Livable Centers Initiative, Atlanta, GA, Project Manager: Led the preparation of a redevelopment plan for the Brookhaven -Oglethorpe MARTA Train Station area in Northeast Atlanta. The plan included revitalization of aging commercial areas, planned redevelopment of MARTA station parking areas for mixed-use, transit -oriented development and multiple community workshops to gather public input. Fayetteville Livable Centers Initiative & LCI Supplemental Study, Fayetteville, GA, Project Manager: Managed the development of a community vision, land -use and transportation master plan and 5 -year action plan and LCI update to improve the historic downtown and a major state highway commercial strip. EDUCATION Masters of Urban and Regional Planning, University of Illinois, 1998 Masters of Architecture, University of Illinois, 1998 Bachelor of Arts in Architecture, Clemson University, 1995 CERTIFICATION American Institute of Certified Planners (AICP) # 016093 FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN 4 B I EXPERIENCE AND QUALIFICATIONS 17 F ,ter,_ �agAx Collage MATT CHERRY, LEED GA, Associate Matt Cherry is an Associate at Urban Collage with a background in urban design, landscape architecture and graphic design. His professional work and experience ranges from urban revitalization studies and transit -oriented developments to detailed site plans and streetscape implementation. Having managed many planning efforts throughout Metro Atlanta, he focuses on the application of smart growth and sustainable design principles across a broad range of urban and rural settings. Milton State Route 9 Design Guidelines, Milton, GA, Project Manager: Led the development of streetscape and landscape standards for the Highway 9 corridor in Milton, GA. The effort included a series of work sessions with a City committee to develop design guidelines to enhance the commercial corridor through an otherwise rural, pastoral community in North Fulton County. Palmetto LCI Study and Comprehensive Plan, Palmetto, GA, Project Manager: Lead the creation of both a downtown master plan and a citywide comprehensive plan for the City of Palmetto, a small historic town 30 miles southwest of Downtown Atlanta. EDUCATION Master of Urban Design, University of Michigan, 2004 Bachelor of Landscape Architecture, University of Georgia, 2000 CERTIFICATION Leadership in Energy and Environment Design (LEED) Green Associate DENNIS J. MADSEN, Associate Dennis Madsen, has been an associate with Urban Collage since 2001. With a background in architecture, he has participated in the design and construction of a range of projects in the southeast including laboratory buildings, single-family and multi -family residential, hospitality, auditoria, automotive buildings and campus planning. He serves as the associate in charge of private -sector redevelopment, and manages numerous public-private partnership efforts. His professional strengths lie in his broad experience with varied project types, and with his experience in all phases of these projects. Norcross Livable Centers Initiative, Norcross, GA, Project Manager: Managed the LCI project for Norcross, a town that represents a combination of Old Atlanta - the historic railroad depot and small town center, with the new, long corridors lined with strip retail, and seeks a development plan that provides an intelligent vision for both. Highway 78 Livable Centers Initiative, Snellville GA, Project Manager: Managed this LCI project, overseeing the creation of a new redevelopment plan for a corridor dominated by strip development. Using private - public partnerships to encourage "smart growth" -style development, the plan focused on revitalizing existing commercial in between concentrated `nodes' of new, mixed-use redevelopment. EDUCATION Masters of Architecture, Georgia Institute of Technology, 1996 Bachelor of Arts in English, University of Massachusetts at Amherst, 1991 FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN 5 PPI: IM Kimley-Horn _____ --------------- - and Associates, Inc. ROB ROSS, P.E., Transportation Engineer Rob Ross, P.E., has 12 years of experience as a transportation engineer for Kimley-Horn and Associates, Inc. He has worked on hundreds of local and regional traffic and transportation studies in the Southeast. Rob's work in both the public and private sectors has provided him invaluable experience in developing cost-effective solutions to his clients' problems. His experience includes corridor analyses, local, and regional traffic impact analyses, transportation planning, signal design, signal warrant analyses, arterial and intersection analyses, and maintenance of traffic plans. Rob recently managed the transportation element of the D.L. Hollowell Parkway LCI Planning project for the City of Atlanta and played significant roles in Perimeter Cl Ds' 2010 LCI Update and the Southlake Mall Activity Center LCI Study. EDUCATION B.S. and M.S. Degrees, Civil Engineering, Georgia Institute of Technology CERTIFICATION Registered Professional Engineer, Georgia CRISTINA PASTORE, AICP, P.E., Transportation Planner Cristina Pastore, P.E., AICP is experienced in a wide variety of transportation planning and traffic engineering projects for both public and private sector clients. Her breadth of experience gives her the ability to develop big picture visions that don't lose sight of the smaller details of operation and design that are crucial to successful implementation. She has played a significant role in the City of Milton's Comprehensive Transportation Plan and was one of the key team members working on IT3 (Investing in Tomorrow's Transportation Today)—a look at the State of Georgia's transportation infrastructure and investment strategy through an economic lens. She managed the Fayetteville LCI Supplemental Study and, most recently, served as co -project manager on the North Fulton Comprehensive Transportation Plan. EDUCATION M.S. Degree, Civil Engineering, Georgia Institute of Technology M.S. Degree, Regional Planning, Georgia Institute of Technology B.S., Civil Engineering, University of Akron CERTIFICATION Certified Planner and Professional Engineer, Georgia FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN 6 RCLCO GREGG LOGAN, Market I Economic Director Gregg Logan is the national Managing Director of RCLCO's Communities Practice Group. His 25 years of market and economic consulting experience includes 20 years of leading the firm's Atlanta office, during which time he was involved in numerous Livable Centers Initiative studies (e.g. City of Suwanee, City of Chamblee, Cumberland Galleria). RCLCO's Communities Practice Group consults with both public and private sector clients on strategic planning, economic development, market and financial feasibility, and large scale regional visioning. Gregg has conducted and supervised consulting assignmentsthroughoutthe U.S. and abroad. Gregg is a member of the Washington, D.C.-based Urban Land Institute (ULI) and has chaired several ULI districtand product councils. He is a contributing author of several ULI books, including Transforming Suburban Business Districts, and Housing for Niche Markets, and participated as a market specialist in the creation of ULI's Ten Principles for Developing Successful Town Centers. EDUCATION Graduate of UCLA. Adjunct Faculty at Rollins College Hamilton Holt School in Winter Park, Florida, in the Masters of Civic Urbanism program, where he is currently teaching The Economics of Urbanism. AFFILIATIONS Urban Land Institute (ULI) Association of Florida Community Developers, Inc. (AFCD) International Economic Development Council MELINA DUGGAL, AICP, Market I Finance Analyst Melina Duggal is a Senior Principal based in our Orlando, Florida office. She has previously worked in our Atlanta and Washington, D.C. offices, and plays a national role in the firm. Melina has worked on a wide range of market and financial analysis, economic development, regional growth patterns, and consumer research projects concerning real estate and urban development issues throughout the United States and Puerto Rico. She has worked for RCLCO (Robert Charles Lesser & Co.) since 1998. Prior to joining RCLCO, Ms. Duggal worked as a community planner for a consulting firm based in Detroit, Michigan. Ms. Duggal's specialties include mixed-use development, metropolitan development trends, reviewing development codes from a market perspective, public sector work, and regional growth patterns. The majority of herwork has been in the Midwest, Mid -Atlantic, and the Southeastern portions of the United States. Projects of interest include studying regional growth patterns and the impact on Salt Lake City for Envision Utah, the redevelopment of Governor's Island in New York Harbor, and reviewing multiple SmartCodes and determining their potential impact on development. EDUCATION Master of Urban Planning, Specializing in real estate, housing, community development, University of Michigan CERTIFICATION American Institute of Certified Planners (AICP) FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN 7 B I EXPERIENCE AND QUALIFICATIONS Methodology I Scope Of Services The City of Milton and its residents place a high priority on preserving and enhancing the community's distinctive character. One of the most significant challenges for the City is meeting current and future economic development and growth needs within designated commercial areas while simultaneously maintaining the pastoral landscapes and equestrian roots that are paramount to the community's identity. While the SR 9/GA 400 area is prime real estate (even in a down economy), the community has high expectations in terms of its quality, use, and design characteristics. Development in the Highway 9/GA 400 area cannot follow traditional suburban design practices AND maintain the city's sense of place. The Milton Livable Centers Initiative provides the opportunity to create a master plan for Milton's Activity Center creating a framework for future enhancements and development that embrace the new paradigm of sustainable growth with an overarching sensitivity towards the rural landscapes of North Fulton. Based upon the needs of the City of Milton and our significant experience conducting similar planning efforts for other LCI communities and activity centers throughout the Southeastern United States, we propose a three-phase process over seven months. Phase 1: Inventory and Assessment Phase 2: Conceptual Master Plan Phase 3: Action Plan Stakeholder and public involvement is not a task within the process, it is an integral part of where, why, and how we work. Throughout the process, the Planning Team will utilize a variety of participation techniques and settings including: • One-on-one stakeholder interviews; • Regular monthly meetings with a Project Management Team of city staff; • Frequent briefings with a Core Team of government officials, area stakeholders, and community leaders; and • A series of public workshops and input opportunities to engage citizens throughout the process in developing and refining community improvement strategies. The variety and timing of public involvement opportunities will be structured to build understanding of the area's challenges and opportunities, to garner maximum input from each opportunity, and to build community consensus toward the best solutions for Milton and the surrounding area. Throughout the project, the Planning Team will provide website ready, summary information to post on the City's website and providing ongoing information to local stakeholders. The Planning Team believes the City's website is a known community resource and is the most reliable location to post updated web -based information for the public. The Team will work with the City to establish proper protocols for submitting and posting web - based information throughout the process. While general techniques, plan components, and project deliverables are detailed in the following methodology/ scope of work, it is anticipated that the process will be further refined to local conditions, timelines and administrative needs as the Planning Team works closely with The City of Milton, the Core Team, the Project Management Team, and local citizens. FY11 HIGHWAY S / HIGHWAY 400 SMALL. AREA MASTER PLAN 8 B I EXPERIENCE AND QUALIFICATIONS Phase 1: Inventory and Assessment (2 Months) The initial phase of work consists of an identification of issues and an inventory and assessment of existing conditions. During this phase, the Planning Team will work with a Project Management Team of key City Staff to review Comprehensive Plan information and other background information, gather existing conditions data, and finalize the scope and goals for the study. The Planning Team will conduct a series of stakeholder interviews as a first step to promote a candid, open forum for information sharing and visioning with government officials, property owners, and community leaders. The series of interviews and/or small group sessions will ensure that appropriate stakeholders have an opportunity to communicate their needs and ideas for the future of the area directly to the Planning Team early in the process. The Planning Team will also assist the City in establishing a Core Team of community leaders to represent abroad range of interests. The Core Team will act as a sounding board for information sharing prior to and after each public workshop and will be charged with assisting the City and Planning Team to promote public input sessions and opportunities. TheCoreTeamwill meet4-5timesduringthe planning processto reviewand discusspreliminary results and materials to be presented at public meetings. The Physical Assessment will build off of information from the City's Comprehensive Plan, SR 9 Design Guidelines and other previous efforts. In addition to data from previous efforts, the Planning Team will complete a more detailed urban design assessment of the Study Area including a review of land uses, spatial relationships, character, and aesthetics. The physical assessment will pay special attention to potential development and redevelopment sites, opportunities to connect and protect surrounding areas including single-family neighborhoods, and opportunities to enhance the area's character and walkability. The Planning Team has strong graphic and Geographic Information System (GIS) capabilities and will develop a series of illustrative maps, graphics, and brief narratives to convey existing physical characteristics and opportunities in a concise, easy to understand format. The Market Analysis will involve an overview of the area's demographic and economic characteristics to determine current market characteristics and future market potential. The analysis will evaluate the surrounding market area to help identify current and future demand for various markets and development types. Our team's experience with a variety of activity center developments throughout the Southeast and strong understanding of mixed-use development types, will further our ability to understand the local market and analyze economic opportunities that could help distinguish and sustain Milton's burgeoning activity center. The Market Analysis will include discussions with local property/business owners and local development interests to identify and evaluate key market trends and obstacles in the area. Of special consideration will be opportunities for housing options/varieties and opportunities to encourage Life Long Community principles. The Transportation Systems Assessment will include a review of existing roadways, pedestrian circulation, bicycle routes, and other transportation facilities. The transportation analysis will evaluate existing traffic safety, traffic flow, parking, areas of conflict and congestion, and current and potential future transit services. The Transportation Systems Assessment will also include a review of planned and potential transportation projects in the area, including those in the Milton and North Fulton Comprehensive Transportation Plans (CTP) and those proposed by the North Fulton CID, MARTA, GDOT, and/or other appropriate agencies. Informed with the existing conditions assessment, the Planning Team will develop a community preference survey that will assist local stakeholders in defining and clarifying their vision for the future. The "Compass" is an interactive survey tool developed by Urban Collage, Inc. that includes a series of visual images to be evaluated by area stakeholders based on their appropriateness for the future of the SR 9/GA 400 Activity Center. The survey will also include a series of short answer and multiple choice questions to help community members identify key goals and relate their preferences regarding future land uses, potential housing types, FYI HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN 9 B I EXPERIENCE AND QUALIFICATIONS economic development opportunities, design characteristics, and circulation/ connectivity strategies. The "Compass"will bethe basisforan interactive Public Kick -Off Meeting. The Kick -Off Meeting will include an introduction of the Planning Team, explanation of the planning process, a summary of existing conditions information, and administration of the community preference survey. By focusing heavily on visual images in the Kick-off meeting, the Planning Team will build momentum toward desired characteristics for the future of the SR 9/GA 400 Activity Center as a first step. General discussions of density, zoning, and other planning concepts with the general public can oftentimes prove fruitless as the citizenry is typically frustrated by planning's abstract principles and complexities. Our experience has shown that building input around visual tools and delineating areas of likely change, and defining those areas where change is not desirable, has a much greater chance of building support and consensus over focusing on abstract planning fundamentals. The result of the kick-off meeting will be a visual framework that guides the development of alternatives and strategies in the Conceptual Master Plan Phase. Following the workshop, the Planning Team will compile, clarify, and review the resulting vision with the Project Management Team and Core Team for verification. Depending upon the number and balance of attendees in the first public meeting, the Planning Team can prepare a web -based version of the community preference survey and input activities. Web -based materials can provide an opportunity for a wider cross section of the community to participate in the process from their home or office. While participants do not benefit from the interaction that takes place at public workshops, they can follow the process and participate in key input opportunities online if desired by the City. Phase 1 will culminate in the production of an Inventory and Assessment Document including summaries of the existing conditions assessments, the results of the Compass survey, and a list of fundamental, guiding issues and objectives that will provide the framework for Phases 2 and 3. Phase 2: Conceptual Master Plan (3 Months) With a defined vision regarding area issues and opportunities, the Planning Team will facilitate a second public workshop to enlist area stakeholders in developing future concepts for: • Land use and development, • Transportation and parking, and • Open space and pedestrian circulation. To maximize input and the effectiveness of the workshop, a series of interactive small group exercises will follow an opening presentation. Participants will interact in small groups, each facilitated by a trained member of the Planning Team, to review and discuss general concepts and strategies in a series of engaging, interactive exercises. Workshop exercises will be specifically designed to enable participants to explore strategies and alternatives for defining and encouraging destination points, integrating a variety of high quality development types, providing appropriate buffers between commercial development and existing residential neighborhoods, enhancing connectivity, improving pedestrian and bicycle circulation and safety, integrating parks and gathering spaces, and facilitating sustainable community design. FY11 HIGHWAY 9 / HIGHWAY 400 SMALL AREA MASTER PLAN 10 B I EXPERIENCE AND QUALIFICATIONS Alternatives will be built upon the opportunities and vision identified in Phase 1 and the completed market analysis. The market analysis will provide baseline information to guide and evaluate the feasibility of various concepts and market strategies to achieve them. The Planning Team will review workshop results with the Project Management Team and Core Team and will explore more detailed development and transportation concepts for consideration at a third public workshop. The third public workshop will also be an interactive session where area stakeholder and residents explore development, redevelopment, and transportation concepts in priority areas. Exercises at the third public workshop will help establish concept plans detailing the potential size, scale, and character of future development/redevelopment and circulation patterns. The Planning Team will structure workshop exercises to capitalize on community preferences and smart growth best practices by: • Focusing on the creation of development nodes that promote a unified development pattern; • Exploring development concepts that encourage walkability and build character while minimizing impacts on surrounding neighborhood areas, • Incorporating a balanced transportation system including techniques that encourage walking and bicycling, slow vehicular traffic to safe but effective speeds, limit future congestion of major roadways, consider greenway trail access and opportunities, and reduce potential conflict points between higher vehicular volumes and alternative modes; • Evaluating opportunities for a greater variety of housing types and encouraging Life Long Community principles and potential for the transfer of development rights, Concepts will be compiled and analyzed by the Planning Team and reviewed with the Project Management Team and Core Team to identify optimal strategies and alternatives for the future of the SR 9/GA 400 Activity Center. Alternatives will be illustrated and again reviewed by the Planning Team to ensure that the Conceptual Master Plan reinforces the vision established by the community and is feasible from a land use, transportation, and market perspective. During the development of Conceptual Master Plan alternatives it is critical to re-engage major property owners if they are not part of the Core Team. The Planning Team will facilitate a follow-up session with major property owners prior to completion of master plan alternatives and public discussion of future plans. The illustrated, conceptual master plan will include: • The Conceptual Illustrative Master Plan for consideration and prioritization, • A variety of supporting visuals to convey master plan elements and future characteristics for the area including illustrations, perspectives, models, etc., • Concepts for open space, public space, landscaping, and streetscape enhancements, • Transportation system recommendations including bicycle/pedestrian systems, safety improvements, and alternative transportation connections to other priority destinations, • Recommended land use and zoning changes/modifications necessary to implement the desired vision, • Evaluation of Transfer of Development Rights opportunities and challenges, • Life Long Community recommendations and consideration of housing choice strategies, and • Potential funding opportunities and strategies. FY11 HIGHWAY 9/ HIGHWAY 400 SMALL AREA MASTER PLAN 11 B I EXPERIENCE AND QUALIFICATIONS The Conceptual Master Plan will be reviewed and discussed with the public during a fourth public workshop. The fourth workshop will be used to gather additional input on defining issues and alternatives, to build community consensus, and to prioritize plan elements to inform the implementation/action plan and funding opportunities. Workshop results will again be discussed with the Project Management Team and Core Team and refined based upon identified market strategies and implementation potential. Phase 3: Action Plan (2 Months) With the completion of the Conceptual Master Plan, implementation strategies will be refined and further detailed as part of the Action Plan. In order to succeed, planning initiatives must coincide with understandable implementation steps including organizational strategies, costs, responsible parties, funding sources, and necessary partnerships. Project initiatives will be detailed in a 5 -year short-term action plan of priority implementation steps and a 20 -year long-range action plan. The Planning Team will facilitate a transportation coordination meeting as required by ARC during Phase 3. The Team will review the plan, key elements, and the list of recommended improvements to a team of Milton, Alpharetta, ARC, GDOT, GRTA, and other appropriate agencies for review, comment, coordination, and exploration of funding opportunities. The Action Plan will include a market summary outlining development recommendations and necessary steps to address economic needs and priorities. The market summary will also include 25 -year population, employment and housing projections for the Activity Center based on the Conceptual Master Plan. The plan will include zoning recommendations outlining key site design, architectural design and other elements vital to the realization of the master plan and Life Long Community and Transfer of Development Rights strategies. An appendix to the action plan will include summaries of the study process and public participation process and a narrative outlining how the plan addressed goals of the Livable Centers Initiative Program. The Draft Plan will be outlined at a public workshop, open house, or public hearing. The format for the public vetting of the Draft Plan will be determined in cooperation with the City of Milton based upon the successes of the public kick-off and interactive work sessions of Phase 2. Ultimately, the draft plan presentation should allow for input, build community support, and ensure that plan recommendations and strategies are consistent with input gathering during previous workshops. Based upon the feedback received at the public forum, the Planning Team will make adjustments and conduct working sessions with the Planning Commission and City Council. Work sessions with the City's appointed and elected bodies will include an overview of the plan, plan process, key recommendations and strategies, and discussion with City leaders. From the public, Planning Commission, and City Council review of the Draft Plan, final adjustments will be made to finalize all deliverables. Final products will include a summary document (6-12 page document to summarize the Activity Center Plan, key elements, and implementation strategies), hard copy Master Plan document including an appendix of plan materials and support information, and a digital CD/DVD of all plan deliverables, summaries, and graphics (including all completed hand -drawn and computer generated graphics from the project). Ten (10) printed copies of the full document with a combination of color and black and white will be provided as part of the contract. Additional copies or additional color inserts may be provided with reproductions at the City's expense. The final master plan will again be reviewed by the public at a workshop, open house, or public hearing and reviewed for approval by the Planning Commission and City Council. FY11 HIGHWAY 9 { HIGHWAY 400 SMALL AREA MASTER PLAN 12 B I EXPERIENCE AND QUALIFICATIONS SCHEDULE PHASE 1 PHASE 2 PHASE 3 Inventory and Conceptual Master Plan Action Plan Assessment 3 Months 2 Months 2 Months TASKS: TASKS: Conduct Second Public TASKS: Conduct Stakeholder Workshop Prepare Draft Plan: Interviews Prepare Framework Plan: • 5 -Year Action Plan and Establish Core Team • Land Use and Development Implementation Strategy Compile Inventory and • Transportation and Parking • Market Summary Assessment: • Open Space and • Zoning Recommendations • Physical Assessment Pedestrian Circulation • Public Participation Summary • Market Analysis • LCI Study Goals •Transportation Systems Review Framework Plan with Project Management Team Facilitate Transportation Assessment and Core Team Coordination Meeting Develop Community Conduct Third Public Present Draft Action Plan Preference Survey Workshop • Public Meeting • Planning Commission Conduct Public Kick -Off Prepare Concepts and • City Council Meeting Alternatives: • Development & Conduct Final Public Meeting Complete Inventory and Redevelopment Concepts • Public Meeting Assessment Report • Transportation Concepts • Planning Commission Review Concept and • City Council Circulation Plan with Project Management Team and Core Team Conduct Fourth Public Workshop PLANNING PRODUCTS: PLANNING PRODUCTS: PLANNING PRODUCTS: Inventory and Assessment Framework Plan LCI Study Document Report Conceptual Master Plan LCI Summary Document PLANNING MEETINGS: PLANNING MEETINGS: PLANNING MEETINGS: Stakeholder Interviews Project Management Team (3) Project Management Team (2) Project Management Team (2) Core Team (3) Core Team Core Team Public Workshops (3) Transportation Coordination Public Kick -Off Meeting Meeting Draft Plan Presentation (3) Final Plan Presentation (3) FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN 13 URBAN Collage B I EXPERIENCE AND QUALIFICATIONS The art of "collage" is the creative practice of assembling diverse elements into a dynamic composition. We are urban designers who approach the built environment of each community as a reflection of its unique politics and place. We believe in the principles of good urbanism- diversity, connectivity, sustainability. We are known for our strengths in public involvement, graphic communication and implementation strategies. Since the firm's founding in 1997 in Atlanta, we have completed over 350 projects throughout the Southeast and, as a testament to the determination and passion of our clients, our plans have resulted in thousands of new housing units, first class schools and institutions, hundreds of acres of new parks and open spaces, miles of streetscape and bicycle paths and, most importantly, the creation of dozens of memorable places. The whole of a vibrant community is often greater than the sum of its parts and therein lies the key to true urban design. URBAN COLLAGE PROJECT EXPERIENCE Milton State Route 9 Design Guidelines, Milton, GA Urban Collage assisted the City of Milton in updating and completing the City's Highway 9 Design Guidelines. The effort included a series of work sessions with a committee of citizens to develop landscape and streetscape guidelines for the corridor and to update other fencing, architectural and site standards. The complete guidelines were recommended for approval by the SR 9 Overlay Committee and adopted by City Council in December 2010. North Point Activity Center Livable Centers Initiative, Alpharetta, GA Creation of a development vision coordinated with transportation improvements, for the North Point Activity Center. The plan seeks to intensify and transform traditional suburban shopping areas into a more sustainable, mixed-use center. The LCI Plan was developed by the City of Alpharetta, with support from the CID, the consider more sustainable, walkable growth in the area bounded by North Point Parkway, Mansell Road, Westside Parkway and Haynes Bridge Road. Dunwoody Village and Georgetown / North Shallowford Community Area LCI Master Plans, Dunwoody, GA Development of revitalization plans for Dunwoody's historic village center and the Georgetown community area near 1-285. Each plan will result in a 20 -year vision and action plan for community improvement and redevelopment. Both efforts have utilized significant public involvement efforts including stakeholder interviews, focus groups, website tools, and community workshops. Brookhaven -Peachtree Livable Centers Initiative, Atlanta, GA Redevelopment plan for the Brookhaven -Oglethorpe MARTA Train Station area in Northeast Atlanta. The plan included revitalization of aging commercial areas, planned redevelopment of MARTA station parking areas for mixed-use, transit - oriented development and multiple community workshops to gather public input. Buckhead SPI -9 Update and Expansion, Atlanta, GA Expansion and update of the SPI -9 overlay into a stand alone zoning district for the Buckhead Village Area. The ordinance includes strategies to enhance and extend area design standards, lays the foundation for transfer of development rights in appropriate areas, and implements a bonus structure to promote the realization of a more walkable, urban village. FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN 14 B| EXPERIENCE AND QUALIFICATIONS |URBAN COLLAGE LIVABLE CENTERS INITIATIVE EXPERIENCE Urban Collage has become aleader inLCI Planning, developing successful plans for twenty-seven (27) local LCI planning initiatives. The Livable Centers Initiative (LCI) is a progressive program linking land use to transportation for over 10 counties in metropolitan Atlanta. The program, which has laid the ground workforsmart growth plans in over80 communities, has become anational model oysustainable development. Blueprint Midtown (LCI) The Midtown Alliance Personnel Assigned bmProject |Ro|e Eric S. Bosnnan.AJCP | Project Manager Matt Cherry, LEEO G/\| Project Manager Brookhaven Peachtree Area LCI DeKalb County Personnel Assigned toProject |Rn|e Eric S. Bosman.A|CP | Project Manager Matt Cherry, LEED GA I Urban Designer, Planner Buckhead Action Plan (LC|) BuckheadC|[} Personnel Assigned to Project | Role Eric S. Bosnnan./\|CP | Project Manager Dallas LCI City ofDallas Personnel Assigned tuProject |Ro|e Eric 8,Bosman, A|CP|Project Manager Matt Cherry, LEED GA Urban Designer, Planner Dunwoody Village Master Plan (LCy) City ofDunwoody Personnel Assigned toProject |Ro|e Eric S. Bosman, A|CP| Project Manager Matt Cherry, LEEO GA Urban Designer, Planner Dennis J. Madsen | Urban Designer, Planner Fayetteville Livable Centers Initiative City ofFayetteville Personnel Assigned bJProject |Role Eric S. Boannan.A|CP | Project Manager Georgetown / North Shallowford Road Master Plan (LCI) City of Dunwoody Personnel Assigned toProject |Ro|e Eric G.Bosman, AJCP|Project yWanagex Matt Cherry, LEE[)GA\Urban Designer, Planner Dennis J. Madsen | Urban Designer, Planner Highway 7Q(LC|) Evermore CID Personnel Assigned to Project | Role Dennis J. Madsen | Project Managar Holly Springs Town Center (UCU City ofHolly Springs Personnel Assigned to Project | Role Dennis J. Madsen | Project K8aneger Kennesaw LCI City ofKennesaw Personnel Assigned to Project | FlP!e Eric S.Bosman, A|CP|Project K8enaQer Kensington Station TO'[].Plan (LC|) DeKalb County Personnel Assigned 10 Project I Ro|e Dennis J. Madsen I Project Manager Norcross Activity Center LCI City ofNorcross Personnel Assigned to Project | Role Dennis J.Madsen | Project K8@nager North Point Activity Center (LCI) City ofAlpharetta Personnel Assigned tuProject |Role Eric S. Bosnnmn.A|CP | Project Manager Old National Hwy /LC|> Fulton County, Environment & Community Development Personnel Assigned to Project | Role Eric S. Bosrnan'A|CP { Project Manager Palmetto Livable Centers Initiative Investment Policy Study City ofPalmetto Personnel Assigned to Project | Role Matt Cherry, LEEOGA|Project ManaQer Snm|h/iUe LCI City of8nakvi|ha Personnel Assigned to Project i Role Dennis J. Madsen I Project Manager rv11HIGHWAY y/msHxw*x4uoomxLLxneA MASTER PLAN Kimley-Horn and Associates, Inc. was founded in 1967 by transportation planners and traffic engineers in Raleigh, NC. Today, Kimley-Horn is a full-service engineering, planning, and environmental consulting firm with 1,500 employees nationwide, offering comprehensive services in transportation, transit, urban planning/landscape architecture, intelligent transportation systems, land development, airports/ aviation, and environmental sciences. Kimley-Horn's clients have access to a versatile staff of professional civil, transportation, and structural engineers; planners; landscape architects; and environmental scientists. The firm is owned and operated by practicing professionals. KHA PROJECT EXPERIENCE North Fulton Comprehensive Transportation Plan (CTP) Fulton County, GA Personnel Assigned to Project I Role Ed Ellis; RE, I Principal -in -Charge Cristina Pastore, AICP, P.E. I Co -Project Manager Rob Ross, P.E. I Project Engineer Jeff Smith, P.E., LEED AP I Project Engineer James Fowler, E.I., LEED AP I Project Analyst Milton Transportation Plan Milton, GA Personnel Assigned to Project I Role Ed Ellis, P.E. I Principal -in -Charge Cristina Pastore, AICP, P.E. I Project Planner James Fowler, E.I., LEED AP I Project Analyst Fayetteville LCI Supplemental Study Fayetteville, GA Personnel Assigned to Project I Role Cristina Pastore, AICP, P.E. I Project Manager B I EXPERIENCE AND QUALIFICATIONS RCLCO Robert Charles Lesser & Co (RCLCO) is a leading land use and real estate advisory firm, helping real estate companies, corporations, investors, and public -sector entities make sound decisions about growth and development, investment, design, and strategy issues. Our advice is market driven, analytically based, practical, and financially sound. We pride ourselves on being environmentally conscious and socially responsible. RCLCO PROJECT EXPERIENCE Blueprint Cumberland RCLCO was retained by the Cumberland CID (a quasi -governmental agency overseeing a community improvement district) to prepare a long-range vision for the Cumberland -Galleria area of Atlanta; Cobb County, Georgia. City Of Dunwoody LCI RCLCO worked as part of a team lead by Urban Collage, providing market analysis support for the planning efforts associated with the LCI and Redevelopment Plan. City Of Suwanee Town Center LCI RCLCO worked with Clark Patterson and Urban Collage, providing the Market Analysis foundation for the Suwanee Town Center; Suwanee, Georgia. City Of Canton LCI Determine the market opportunities for residential, retail and office development within the Livable Centers Study Area, which includes downtown Canton; Canton, Georgia. City Of Chamblee LCI Prepared a Market and Fiscal Impact Analysis as for the Mid -City Supplemental LCI Study; Chamblee, Georgia. City Of Powder Springs RCLCO worked with a team of consultants, including Post Buckley Schuh & Jernigan (PBS&J), to create a Revitalization Plan for Downtown Powder Springs; Powder Springs, Georgia. FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN 16 REFERENCES I RELEVANT EXPERIENCE LAST 5 YEARS Acworth Downtown Plan Past Client: City of Acworth Brandon D. Douglas, Assistant City Manager / Economic Development Director 4415 Senator Russell Avenue Acworth, GA 30101 770.974.3112 Blueprint North Fulton Current Client: North Fulton CID Ann Miller Hanlon, COO, VP of Transportation 11605 Haynes Bridge Road, Suite 100 Alpharetta, GA 30004 678.397.0566 C I REFERENCES Fountain Inn Master Plan Past Client: City of Fountain Inn Eddie Case, City Administrator City Hall - Quillen Square, 200 North Main Street Fountain Inn, SC 29644 864.862.4421 x 234 Garden City Town Center Past Client: City of Garden City Brian Johnson, City Manager 100 Main Street Garden City, GA 31418 912.966.7777 Garner Town Center Plan Past Client: Garner Revitalization Association John Hodges, Executive Director 111 West Main Street, Suite 200 Garner, NC 27529 919.773.4402 Jimmy Carter/ Buford Highway Redevelopment Plan Past Client: Gwinnett Village CID John McHenry, AICP, Program Director 1412 Oakbrook Drive, Suite 181 Norcross, GA 30093 770.449.6515 Madison Growth Plan Current Client: City of Madison Amy Bell Furfori, Director of Community Development & Planning 100 Hughes Road Madison, AL 35758 256.772.2885 Prattville Comprehensive Plan Past Client: City of Prattville Joel T. Duke, AICP, City Planner 102 West Main Street Prattville, AL 36067 334.361.3613 Valdosta Downtown Master Plan Past Client: City of Valdosta / Central Valdosta Development Authority Mara Register, Assistant to the City Manager 216 E Central Avenue Valdosta, GA 31603 229.259.3571 FYI HIGHWAY 9 t HIGHWAY 400 SMALL AREA MASTER PLAN 17 REFERENCES I LCI EXPERIENCE LAST 5 YEARS Blueprint Midtown (LCI) Current Client: The Midtown Alliance Shannon Powell, VP of Planning & Development 730 First Union Plaza, 999 Peachtree Street Atlanta, GA 30309 404.892.4782 Buckhead Action Plan (LCI) & SPI -9 Zoning Overlay Past Client: Buckhead CID Denise Starling, Executive Director BATMA 3340 Peachtree Road NE, Suite 230 Atlanta,GA 30326 404.842.2682 Dallas LCI Past Client: City of Dallas Mayor Boyd L. Austin, Jr. 129 East Memorial Drive Dallas, GA 30132 770.443.8110 C I REFERENCES Dunwoody Village Master Plan (LCI) Current Client: City of Dunwoody Warren Hutmacher, City Manager 41 Perimeter Center E, Suite 250 Dunwoody, GA 30346 678.382.6700 Fayetteville LCI Supplemental Study Past Client: City of Fayetteville Eldridge Gunn, Director of Planning and Zoning City Hall, 240 South Glynn Street Fayetteville, GA 30214 770.461.6029 Georgetown / North Shallowford Road Master Plan (LCI) Current Client: City of Dunwoody Warren Hutmacher, City Manager 41 Perimeter Center E, Suite 250 Dunwoody, GA 30346 678.382.6700 Indian Trail LCI Past Client: Gwinnett Village CID Chuck Warbington, Executive Director 1412 Oakbrook Drive, Suite 181 Norcross, GA 30093 770.449.6515 Norcross Activity Center LCI City of Norcross Howard J. Koontz, City Planner (Currently with the City of Dunwoody 678.382.6810) North Point Activity Center (LCI) Past Client: City of Alpharetta James Drinkard, Assistant City Manager 2 South Main Street Alpharetta, GA 30009 678.297.6014 Palmetto LCI Investment Policy Study Past Client: City of Palmetto Terry Todd, City Administrator 509 Toomb Street Palmetto, GA 30268 770.463.3377 FY11 HIGHWAY 9 / HIGHWAY 400 SMALL AREA MASTER PLAN 18 D I CUSTOMER SATISFACTION AND CITIZEN INTERACTION Dispute Resolution In our firm's 14 -year history, we have never been involved in a legal dispute or disagreement between our company and a client. If any issue arises during the course of a contract, we expect to sit down face-to- face with the client to understand and attempt to reach a consensus conclusion on the proper course of action. If a disagreement is unable to be resolved (which again has never happened in the history of our firm), our company policy enables us to undertake mediation, arbitration by a mutually agreed upon arbiter, or we will allow the client to terminate the contract with 15 -days' notice. If the contract is terminated, the consultant is entitled to be paid on a time and materials basis for work completed up to the date of termination and will provide all reasonable project materials to the client. Ability to work under City Staff Our firm has a long history of completing successful master plans for municipal clients. Over the last several years, approximately 65% of our projects have been for local municipalities under the direction of city staff. We invite you to call our references who are generally City Managers, Community/Economic Development Directors, and other officers for quasi -governmental organizations. Our recent work for the City of Milton, City of Alpharetta, and North Fulton Community Improvement District are also a testament to our ability to work with city staff and our flexibility to meet their needs and those of their community throughout a planning process. Public Meetings Urban Collage, Inc. includes public participation as a vital component to all of our Master Plan efforts. Please see our philosophy of collaboration on the following pages as evidence of our public involvement philosophy and our commitment to successful collaboration. We take great pride in our public workshops and have been told by other clients that we are "great listeners." We take public input seriously and understand that public support is vital to the success of any plan and a local government's ability and desire to implement the plan. We take great efforts to ensure that our public input meetings and activities are meaningful, enjoyable, and worth the public's time and effort. FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN 19 D ( CUSTOMER SATISFACTION AND CITIZEN INTERACTION Six Principles Of Collaboration Urban Collage understands that successful collaboration does not just happen. Rather, its built on years of experience and the understanding of several guiding principles: 1. Clearly enunciate the process from the outset: In order to create clear expectations, the process will be clearly defined and explained from the outset. It should be recognized that refining the process throughout the plan is often necessary to reflect unexpected scheduling conflicts, additional stakeholders that arrive late into the process, etc. However, at all stages, planning participants are kept appraised of where the process stands and the Client Team in particular are consulted to ensure continued applicability and satisfaction. 2. Involve a variety of stakeholders: In order for collaboration to be fully successful, collaboration must involve a wide variety of stakeholder agendas including governmental/public-sector administrators and service providers (city, county, region & state), political interests, businesses and property owners, residents, the development community, etc. 3. Use both open and closed forums for collaboration: The Client Team and the Core Team of stakeholders (closed forums) are invaluable tools that can be used as a sounding board for ideas, and sensitive issues. By understanding critical concerns and hot -button issues ahead of time, many problems can be carefully framed before being explored in the public arena. Conversely, it is critically important to have a transparent process that involves the general public including several forums for general discussion (open forums). Bringing hot -button issues out in the open, however carefully framed, is critical to avoiding future stumbling blocks during implementation. 4. Understand & respect varying stakeholder agendas: It is critical to understand that different stakeholders represent different, and sometimes conflicting agendas. Finding the appropriate middle ground requires a detailed understanding of what each party is trying to achieve. In this regard, stakeholder groups are interviewed privately and independently at the outset, before being placed together in a public consensus -building format. At times it will be critically important to respect stakeholder wishes and keep certain sensitive information confidential. Conversely, at other times, heretofore unknown/unpublished ideas can be brought to light in a positive and constructive manner. 5. Use a variety of formats for seeking public input: Just as different stakeholders have diverse agendas, it is important to recognize that people respond differently to diverse formats of idea sharing. In this regard, Urban Collage utilizes a wide variety of input mechanisms depending upon the audience and the circumstance. Over the course of a plan, input and consensus is achieved through such measures as: one-on-one interviews, short -answer survey questions, ranking of visual images, voting on issues, photomontage visualization, participant -driven drawing and block -building exercises, and more traditional public presentations. 6. Provide a constructive format for collaboration: Regardless offormat, all exercises are designed to build upon one another in interesting, interactive and hands-on ways. Aloose, fun, informative yet structured environment creates an atmosphere of consensus -building. Most important of all, do not waste participants time. FY11 HIGHWAY 9/ HIGHWAY 400 SMALL AREA MASTER PLAN 20 RFP 11-CDO1 Upon receipt of documents, please email, fax or mail this page to: City of Milton Attn: Rick Pearce, Purchasing Office 13000 Deerfield Pkwy Suite 107G Milton, GA 30004 Phone: 678-242-2511 Fax: 678-242-2499 Email: rick. pea rce@cit yofmiltonga.us I hereby acknowledge receipt of documents pertaining to the above referenced RFP. COMPANY NAME: Urban Collage, Inc. CONTACT PERSON: Robert J. Begle ADDRESS: 121 Luckie Street NW, Suite 200 CITY• Atlanta STATE: GA ZIP: 30303 PHONE: 404-586-0277 FAX: 404-586-0079 EMAIL ADDR„ S: bbegle@urbancollage.com May 27, 2011 Signature/ Date ADDENDUM #1 FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN Cost Proposal Submitted June 72011 by Urban Collage, Inc. - Kim|ey-Hornand Associates, Inc. nCLuO SECTION 5: COST PROPOSAL City of Milton MUST BE RETURNED WITH BID One (1) original and four (4) copies of the "cost proposal" shall be submitted in a separately sealed envelope before the required deadline. The Offerors cost proposal shall be a fixed price/ lump sum amount and signed by and authorized agent of the company, please include a rate schedule if additional work is requested that is associated with the RFP. This is for informational purposes and is not part of the evaluation. There is no maximum page limit to section 5.0. Print/Type Company Name Here: Urban Collage, Inc. Fixed Price offer for RFP 11-CD01 (FY11 Hwy 9 -Hwy 400 Small Area Master Plan) $125,000 Proposed rate per hour schedule if additional work is requested associated with the RFP. (Not part of the evaluation) See Attached Hourlv Rates Authorized Signature s=� Print/Type Name Robert J Principal Print/Type Company Name Here Urban Collage, Inc. Date June 7, 2011 FY11 HIGHWAY 91 HIGHWAY 400 SMALL AREA MASTER PLAN COST PROPOSAL F URBAN Collage URBAN COLLAGE, INC. 121 Luckie Street NW Suite 200 Atlanta, GA 30303 CIiLI�'f:%�iY�i HOURLYNAME URBAN COLLAGE, INC. Eric S. Bosman, AICP $135 Matt Cherry $95 Dennis J. Madsen $95 Niti Gajjar $85 KIMLEY HORN AND ASSOCIATES, INC. Rob Ross, P.E. $185 Cristina Pastore, AICP, P.E. $145 James Fowler, P.E., LEED AP $135 F URBAN Collage URBAN COLLAGE, INC. 121 Luckie Street NW Suite 200 Atlanta, GA 30303 CIiLI�'f:%�iY�i Exhibit C Eric Bosman Cristina Pastore PG. 21 ��� City of Millon STATE OF GEORGIA CITY OF MILTON EXHIBIT "D" CONTRACTOR AFFIDAVIT AND AGREEMENT By executing this affidavit, the undersigned contractor verifies its compliance with O.C.G.A. § 13-10-91, stating affirmatively that the individual, firm, or corporation which is contracting with the City of Milton has registered with and is participating in a federal work authorization program, in accordance with the applicability provisions and deadlines established in O.C.G.A. § 13-10-91. The undersigned further agrees that, should it employ or contract with any subcontractor(s) in connection with the physical performance of services pursuant to this contract with the City of Milton, contractor will secure from such subcontractor(s) similar verification of compliance with O.C.G.A. § 13-10-91 on the Subcontractor Affidavit provided in Rule 300-10-01-.08 in the form attached hereto as Exhibit "E." Contractor further agrees to maintain records of such compliance and provide a copy of each such verification to the City of Milton at the time the subcontractor(s) is retained to perform such service. EEV / Basic P' o rogram Us r Identification Number BY: Auth fe (f Officer or Agent Date Urban Col , Inc. Principal k/1 �1 IMS Title of Authorized Officer r Agent of Contractor Robert J. Be le Printed Name of Authorized Officer or Agent SUBSCRIBED AND SWORN BEFORE ME ON THIS THE c N DAY OF Wa 6t,(s -r , 201/ Notary Public My Commission Expires: October 19, 2012 City of Milton PG. 1 STATE OF GEORGIA CITY OF MILTON EXHIBIT "E" SUBCONTRACTOR AFFIDAVIT By executing this affidavit, the undersigned subcontractor verifies its compliance with O.C.G.A. § 13-10-91, stating affirmatively that the individual, firm or corporation which is engaged in the physical performance of services under a contract with (name of contractor) on behalf of the City of Milton has registered with and is participating in a federal work authorization program, in accordance with the applicability provisions and deadlines established in O.C.G.A. § 13-10-91. 33�Ig1 EEV /Basi Pilot Progra User Identification Number BY: A ho ' Of or Agent Date RCLCO (Robert Charles Lesser & Co.) a I nm DICIT Title of Auth z Officer or Agent of Subcontractor V1 Printed of A t rized Officer or Agent SUBSCRIBED AND SWORN BEFORE ME ON THIS THE DAY OF. , 201 Not,�Py Public U My Commission Expires: LORRAINE PAGAN NOTARY PUBLIC STATE OF FLORIDA Comm# EE057134 41VICE 1'V Expires 1!23/2015 City of Milton PG. 1 STATE OF GEORGIA CITY OF MILTON EXHIBIT "F" SUBCONTRACTOR AFFIDAVIT By executing this affidavit, the undersigned subcontractor verifies its compliance with O.C.G.A. § 13-10-91, stating affirmatively that the individual, firm or corporation which is engaged in the physical performance of services under a contract with (name of contractor) on behalf of the City of Milton has registered with and is participating in a federal work authorization program, in accordance with the applicability provisions and deadlines established in O.C.G.A. § 13-10-91. I LVy (-S EEV / Basic Pilot Program User Identification Number 6)k/� BY:orized Officer or Agent Date [INSERT SUBCONTRACTOR NAME]! Title of Authorized Officer or Agent of Subcontractor dffi✓ � �yi�L��,� Printed Name of Authorized Officer or Agent SUBSCRIBED AND SWORN BEFORE ME ON THIS THE (\,k DAY OF v �e , 2011 Notary Public My Commission Expires: 47 City of Milton 13000 Deerfield Parkway Suite 107C Milton, Georgia 30004 To: Honorable Mayor and City Council Members From: John Rebar, Parks and Recreation Director Submission Date: August 22, 2011 Meeting Date: September 7, 2011 Agenda Item: Approval of an Agreement between the City of Milton, Birmingham United Methodist Church and Special Events Network for the “B at the Movies” Event on September 10, 2011. Background: The City of Milton will be hosting an outdoor movie event called “B at the Movies” through the Special Events Network on Saturday, September 10, 2011 at Birmingham United Methodist Church. Discussion: Special Events Network is a company that provides equipment and services for outdoor movies events. They have an agreement with B98.5FM for the “B at the Movies” summer movie series throughout metro-Atlanta and allow various municipalities to host a movie showing. We asked and were selected to host a movie here in Milton. There is no exchange of money for this event. The City is responsible for securing an appropriate venue, marketing the event, and handling security and parking as needed. The only expense to the City will be minimal staff time and the rental of two portable toilets for the event. The movie selected for the event is “Tangled”. The City of Milton partnered with Special Events Network for this event in 2010. Unfortunately, it was rained out just prior to the movie starting. Approximately 250 were in attendance when the rain began. They are easy to work with and provide a great community event at no charge to the City. Attachments: An agreement between the City of Milton, Birmingham United Methodist Church and Special Events Network for the “B at the Movies” event on September 10, 2011. City of Milton Birmingham United Methodist Church _____________________, 2011 Memo of Understanding: The following MOU is made among “Special Events Network LLC.” (hereafter referred to as “Special Events Network” or “SEN”), the City of Milton, Georgia (hereafter referred to as “Milton”), and Birmingham United Methodist Church, Inc. (hereafter referred to as “BUMC”). Date of event: Saturday September 10h, 2011 Movie Start Time: Movie Begins at Dark (approximately 8:15PM) Setup Arrival Time: 4:00PM Main Contact: John Rebar (678) 242-2489 john.rebar@cityofmiltonga.us Location: Birmingham United Methodist Church (grassy field), 15770 Birmingham Highway, Alpharetta, Georgia 30004 Movie: Tangled BUMC will provide: Access to and a right of entry onto its property, for purposes of the event, to Special Events Network, Milton, and attendees of the event. Milton will provide: A smooth flat area approximately 60ft. wide and 60ft. deep to be used for set up of 45 foot inflatable movie screen at BUMC Designated safe areas where the anchoring system (tent stakes) can be installed for securing the movie screen at BUMC Area to the rear of screen must be accessible for a 24ft. truck for load in and load out of the sound and projection equipment at BUMC Existing electrical service utilization from pole near amphitheatre at BUMC Traffic control and security services Clean up of the area after the event Any security or parking assistance deemed necessary by the city Adequate restroom facilities to include one standard and one handicapped accessible port-a-potty Promotional support of the event Exclusive sales rights to SEN for glow products Exclusive sales rights to SEN for concession sales Exclusive sponsorship rights to SEN for event Right to on site presence for all SEN event sponsors (“Sponsors”), provided that the identity of all Sponsors shall be provided in writing to Milton and BUMC no later than September 8, 2011, and all Sponsors shall be acceptable to Milton and BUMC Right to on site presence for employees and agents of Cox Radio, Inc. d/b/a B98.5 FM (“B98.5 FM”) Right to partner with B98.5 FM for media promotion There will be no production fee paid to Special Events Network for this event by The City of Milton or BUMC. This is a free event, all production fees are the responsibility of Special Events Network. Special Events Network will provide: Set up and breakdown of all equipment required for high quality presentation on a 45ft. wide outdoor movie screen (Harkness Hall rear projection screen, 6,500 lumen digital projector, and Macke sound system capable of covering audiences up to 5000 people) All licensing fees required for non-theatrical presentation of outdoor movie. Special Events Network shall secure all necessary rights, including but not limited to the permission of any copyright owner, and pay any necessary licensing, royalty, or other fees related to the showing of the selected movie as contemplated by this MOU. Special Events Network shall ensure that the showing of the selected movie occurs in compliance with all applicable federal, state and local laws and regulations. Special Events Network shall indemnify, save and hold harmless Milton, BUMC and their officers, employees, representatives and agents from any liability, damages or claims resulting from the violation or infringement of any copyright or similar intellectual property right, right of privacy or other statutory or common law right of any person, firm or corporation. All required certificates of insurance for up to 5 million in liability coverage Exclusive sales of „Glow in the Dark‟ products Exclusive concession sales Event Promotion in partnership with B98.5 FM. Exclusive Sponsor sales for event Oversight of Sponsors and B98.5 FM Generators to run production at no additional cost Certificate of liability listing Milton and BUMC as additional insured to be provided at the execution of this MOU Liability, Hold Harmless Each party to this MOU agrees and acknowledges that it shall be solely responsible for any and all liabilities that may result from its performance of its respective obligations under this MOU. Each party to this MOU agrees, to the extent if any allowed by law, to indemnify and hold harmless the other parties against any costs, expenses, causes of action, or other claims based upon personal injury, death, or damage to property (“Claims”) that may result from any party‟s performance of its obligations under this MOU, except to the extent that any such Claim may also result from another party‟s willful or negligent act or omission. Additionally, SEN shall indemnify and hold harmless Milton and BUMC against any Claims that may result from the presence of all or any Sponsors and/or B98.5 FM at the event. Postponements Movies that are postponed due to weather conditions may be rescheduled to a mutually agreed to date or may be cancelled. This will be determined by Special Events Network. The above terms are agreed to on this ________ day of _________________, 2011. By: ___________________ By:_______________ By: __________________ Bruce Piefke CEO Title:______________ Title__________________ Special Events Network BUMC The City of Milton City of Milton 13000 Deerfield Parkway Suite 107C Milton, Georgia 30004 To: Honorable Mayor and City Council Members From: John Rebar, Parks and Recreation Director Submission Date: August 25, 2011 Meeting Date: September 7, 2011 Agenda Item: Approval of a Revised Parks and Recreation Event License Agreement Between the City of Milton and Kolleen Riddick of CorePhysique to Offer Fitness Camp Classes and Other Related Programs Background: The Parks and Recreation Department is eager to offer programs and additional services to the citizens of Milton. Many of these programs may be offered by outside providers through a license agreement with the City of Milton based on a submitted program proposal rather than offering these programs through a paid independent contractor or a paid employee of the City. Discussion: This is a revision of the original agreement with Kolleen Riddick and CorePhysique approved on May 16, 2010. The fitness camp classes have been going very well and the new fitness programs this summer were a huge success. Kolleen is ready to expand her program offerings further and needs to increase her fees to account for additional investment into these program offerings including staff, time, and materials. Her fees are still at or below market rate. New classes are set to begin in September with even more program offerings coming in the Winter & Spring. The commission rate of 20% will remain the same. Attachments: A Revised Parks and Recreation Event License Agreement Between the City of Milton and Kolleen Riddick of CorePhysique to Offer Fitness Camp Classes and Other Related Programs. CITY OF MILTON PARK AND RECREATION EVENT LICENSE AGREEMENT (rev 8-25-2011) In consideration of the mutual promises made herein, this License is entered into on this day of , 2011 by and between, the City of Milton, Georgia (hereinafter the "City") and Kolleen Riddick of CorePhysigue, LLC (hereinafter "Licensee"): 1. Licensed Use: The City, in exchange for good and valuable consideration described herein, hereby authorizes Licensee to use Bell Memorial Park and Bethwell Community Center (the "Premises"), for Milton Fitness Camp Classes (the "Event(s)") beginning on September 6, 2011. This License shall be limited to the Premises and Event(s) described above, provided that Licensee shall have reasonable access over the City's property to the Premises for the purpose of conducting the Event(s). The Licensee shall conduct all set-up and cleanup activities related to the Event(s) during the term of the Event(s) specified herein and shall vacate the Premises immediately upon termination of the Event(s). The City may terminate this License immediately for convenience at any time by providing a written notice of termination to Licensee. a. Licensee, as partial consideration for this License, shall be responsible for hosting the Event(s) in accordance with the terms and conditions described in Exhibit "A," attached hereto and incorporated herein by reference. As further consideration for this License, Licensee shall pay to the City 20% of all class participation fees. Licensee shall be responsible for the safe operation of any equipment utilized by Licensee. If keys for any City facility have been provided to Licensee, Licensee shall be responsible for unlocking and inspecting facilities and reporting any safety concerns to the City in a timely fashion. Upon completion of the services, Licensee shall be responsible, if applicable, for locking the City facility and securing any City equipment used by Licensee. b. Licensee shall immediately comply with all directives of the City in regard to health, safety and security matters at the Premises and with all pertinent rules and regulations relating to the City's property, except as are more specifically modified by this License Agreement. This provision shall be enforceable by the City, and failure of Licensee to comply with the terms thereof shall be grounds for immediate termination of this License and vacation of the Premises by Licensee and guests of the Event(s). c. Licensee shall indemnify, save and hold harmless the City, its officers, boards, commissions, elected officials, employees and agents from any and all claims, suits, actions, liability, judgments, damages, losses, and expenses, including but not limited to attorney's fees, resulting from: i. Any and all loss and/or damage to the City or its property caused by the Licensee and/or by any guest of the Event(s); ii. Injury to personal property or the person of, or the death of, any individual as a result of the Event(s); and iii. Any other occurrence that results from the Event(s). 2. Miscellaneous Provisions: a. In the event Licensee refuses or neglects to provide any of the items herein stated, or fails or refuses to make any of the payments as provided herein or to proceed with the Event(s), the City shall have no obligation to perform under this License. b. The Contractor shall pay reasonable attorney's fees to the City should the City be required to incur attorney's fees in enforcing the provisions of this Agreement, but only to the extent caused in whole or in part by negligent, reckless or intentional acts or omissions of the Contractor. c. Time is of the essence. d. This License shall not be changed, modified or varied except by a written statement signed by all parties hereto. Neither party may assign this License. Each of the individuals who execute this Agreement agrees and represents that he is authorized to execute this License on behalf of the respective entity. Accordingly, the City and Licensee both waive and release any right to contest the enforceability of this License based upon the execution and/or approval thereof. IN WITNESS HEREOF the parties hereto have set hands and seals the day and year first above written: For the City: Joe Lockwood, Mayor For the Licensee: Kol en Riddick, CorePhysique, LLC, Member 2 CITY OF MILTON PARK AND RECREATION EVENT LICENSE AGREEMENT Exhibit "A" (rev 8-25-2011) Licensee: Kolleen Riddick, CorePhysique, LLC Term: Beginning September 6, 2011, Ending September 6, 2012 (Annual Renewal Option) Program/Activity/Event: Fitness Camp Classes Location: Bell Memorial Park, Bethwell Community Center, Hopewell Middle, Birmingham Falls Elementary, & Cogburn Woods Elementary Schools. Time(s): 5:45 a.m., 7:30 a.m., 8:20 a.m., 8:45 a.m., 9:15 a.m., 3:30 p.m., & 7:15 p.m. Day(s): Monday - Friday Registration Process: www.corephysique.net Fees Charged By Licensee: Boot Camp - $120 per 12 sessions (4 weeks) for Milton residents; $180 for non-residents. 8:05- 8:25a.m.will be a short core class for existing campers $30 for the twelve sessions every M, W, F. Evening Class (Tu & Th): $90 per 8 sessions for Milton residents; $135 for non-residents. Mom's Boot Camp (M, W, F) $120 per 12 sessions (4 weeks) for Milton residents; $180 for non-residents. Family Fit Camps - $100 per family at Hopewell MS, Cogburn Woods ES, & Birmingham Falls ES. After School Fit Camp for Kids - $170 per 14 sessions at BFES Speed & Agility Clinic for Sports Performance - $120 per 8 sessions at Hopewell MS Fit Camp for Seniors - $100 per 8 sessions for Milton residents; $150 for non-residents Running Club - $200 per 20 sessions for Milton residents; $300 for non-residents Commission Rate Paid to City of Milton: 20% of all participation fees Payments Made: Two weeks after the end of each 4 -week session Reporting Documentation Required: Class rosters with fees paid Limitations: Minimum of 15 participants required; Maximum of 30 Licensee Documentation on File: Proposal, Liability Insurance, Business License, Registered Agent Verification, References, Experience, Certifications, and Correspondence The City of Milton will market this program on its website under Parks and Recreation, Programs and Activities. 3 STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 1 of 45 AN ORDINANCE TO AMEND CHAPTER 4, ALCOHOLIC BEVERAGES, OF THE CITY OF MILTON CODE OF ORDINANCES TO AUTHORIZE THE BROWN BAGGING OF ALCOHOLIC BEVERAGES BY INDIVIDUALS INTO ESTABLISHMENTS POSSESSING A BROWN BAG ESTABLISHMENT ALCOHOL LICENSE WHEREAS, Chapter 4 of the City of Milton Code of Ordinances regulates the sale of alcoholic beverages within the City of Milton; and BE IT ORDAINED by the City Council of the City of Milton, GA while in a regularly called council meeting on August 1, 2011 at 6:00 p.m. as follows: SECTION 1. That the Ordinance that relates to Alcoholic Beverages in the City of Milton is amended, is hereby adopted and approved; and is attached hereto as if fully set forth herein, and; SECTION 2. All ordinances, parts of ordinances, or regulations in conflict herewith are repealed. SECTION 3. That this Ordinance shall become effective upon its adoption. ORDAINED this the 1st day of August, 2011. ___________________________________ Joe Lockwood, Mayor Attest: ___________________________ Sudie AM Gordon, City Clerk (Seal) STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 2 of 45 Sec. 4-1. - Definitions. The following words, terms and phrases, when used in this chapter, shall have the meanings ascribed to them in this section, except where the context clearly indicates a different meaning: Alcohol means ethyl alcohol, hydrated oxide of ethyl, or spirits of wine, from whatever source or by whatever process produced. Alcoholic beverage includes all alcohol, distilled spirits, beer, malt beverage, wine or fortified wine as defined in this section. Applicant means the person, partner, firm or corporation, as owner, or other entity authorized to represent the business making application for the license. Beer or malt beverage means any alcoholic beverage obtained by the fermentation of any infusion or decoction of barley, malt, hops, or any other product, or any combination of such products in water containing not more than 14 percent alcohol by volume. (1) The term "beer or malt beverage" includes ale, porter, brown, stout, lager beer, small beer, and strong beer. (2) The term "beer or malt beverage" also includes beverages known as "nonalcoholic beer." The term "nonalcoholic beer" means a beverage which is made by the fermentation of any infusion or decoction of barley, malt, hops, or other products, and containing less than three percent, but more than one-tenth percent alcohol by volume. (3) The term "malt beverage" does not include sake, known as Japanese rice wine. Bottle house (Brown bag establishment or brown bagging or brown bagged) means any place of business open to the public or any private club which allows guests, patrons or members to bring in and consume the guest's, patron's or member's wine on the premises. Throughout this chapter the phrase Bottle house establishment or Brown bag establishment are used interchangeably and are considered synonymous. Brewpub means an accessory use to a permitted restaurant where distilled spirits, malt beverages or wines are licensed to be sold and where beer or malt beverages are manufactured or brewed for consumption on the premises and solely in draft form. Church building means the main structure used by any religious organization for the purpose of worship. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 3 of 45 Distilled spirits or spirituous liquor means any alcoholic beverage obtained by distillation or containing more than 21 percent alcohol by volume including, but not limited to, all fortified wines. Eating establishment means any public place, including a place available for rental by the public selling prepared food for consumption by the public on the premises with a full-service kitchen. (1) The term "full-service kitchen" consists of: a. A three-compartment pot sink; b. A stove or grill permanently installed; and c. A refrigerator all of which must be approved by the health and fire departments. (2) An eating establishment will be prepared to serve food every hour they are open and will derive as least 50 percent of its annual gross food and beverage sales from the sale of prepared mea ls or food. Fixed salary means the amount of compensation paid any member, officer, agent, or employee of a bona fide private club as may be fixed for him or her by its members at a prior annual meeting or by the city council out of the general revenue of the club and shall not include a commission on any profits from the sale of alcoholic beverages. For the purpose of this definition, tips or gratuities which are added to the bills under club regulation shall not be considered as profits from the sale of alcoholic beverages. Fortified wine means any alcoholic beverage containing more than 21 percent alcohol by volume made from fruits, berries, or grapes, either by natural fermentation or by natural fermentation with brandy added. Fortified wine includes, but is not limited to, brandy. Golf club means a golf facility consisting of a clubhouse or a professional golf shop and a regulation or executive length golf course of at least nine holes, as recognized by the United States Golf Association, the Profess ional Golfers Association of America, and the Georgia State Golf Association. Hotel means any building or other structure providing sleeping accommodations for hire to the general public, either transient, permanent, or residential. Such hotels shall maintain a minimum of 50 rooms available for hire and have one or more public dining rooms with an adequate kitchen. Motels meeting the qualifications set out in this definition for hotels shall be classified in the same category as hotels. Hotels shall have the privilege of granting franchises for the operation of any licensed establishment described in this chapter and the holder of such franchise shall be included in this definition. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 4 of 45 License means an authorization granted by the city to operate as: (1) A retail consumption dealer; (2) A retail package dealer; (3) A wholesale dealer; or (4) A Bottle house / A Brown bag establishment. Licensee means the individual to whom a license is issued or, in the case of a partnership or corporation, all partners, officers, and directors of the partnership or corporation. Liter means the metric measurement currently used by the United States. Manufacturer means any maker, producer, or bottler of an alcoholic beverage. The term "manufacturer" also means: (1) In the case of distilled spirits, any person engaged in distilling, rectifying, or blending any distilled spirits; (2) In the case of malt beverages, any brewer; and (3) In the case of wine, any vintner. Package means a bottle, can, keg, barrel, or other original consumer container. The term "retail package alcoholic beverages" includes all alcoholic beverages in their original container, sold at retail to the final consumer, and not for resale. Pouring permit means an authorization granted by the city to cork, dispense, sell, serve, take orders, or mix alcoholic beverages in establishments licensed as a retail consumption dealer or Brown bag establishment. Premises means the definite closed or partitioned-in locality, whether room, shop, or building wherein distilled spirits are dispensed for consumption on the premises by the drink. Private club means any nonprofit association organized under state law which: STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 5 of 45 (1) Has been in existence at least one year prior to the filing of the application for a license to be issued pursuant to this chapter; (2) Has at least 75 regular dues-paying members; (3) Owns, hires or leases a building or space within a building for the reasonable use of its members with: a. Suitable kitchen and dining room space and equipment; and b. A sufficient number of employees for cooking, preparing and serving meals for its members and guests; (4) Has no member, officer, agent or employee directly or indirectly receiving in the form of salary or other compensation any profits from the sale of alcoholic beverages beyond a fixed salary. Retail consumption dealer means any person who sells alcoholic beverages for consumption on the premises, at retail, only to consumers and not for resale. School building or educational building applies only to state, county, city, or church school buildings and to such buildings at such other schools in which are taught subjects commonly taught in the common schools and colleges of the state and which are public schools and private schools as defined in O.C.G.A. § 20-2-690(b). The term "school building" includes only those structures in which instruction is offered. Sports club means an association or corporation organized and existing under state law, organized and operated primarily to provide a location for the patrons thereof to engage in sporting events. (1) To qualify for an alcoholic beverage consumption dealer's license, a sports club must have been actively in operation within the city at least two years prior to an application for license under this chapter; provided, however, the two-year operational requirement shall not apply to golf club associations or golf club corporations where the selling or the serving of alcoholic beverages is to take place on the golf course premises. (2) A sports club organized or operated primarily for serving alcoholic beverages shall not qualify for licensing under this chapter, and accordingly shall not be permitted to serve alcoholic beverages at any time. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 6 of 45 (3) Unless otherwise indicated, a sports club licensee shall comply with all other requirements imposed upon retail consumption dealers. Retail package dealer means any person who sells unbroken packages, at retail, only to consumers and not for resale. Wholesaler or wholesale dealer means any person who sells alcoholic beverages to: (1) Other wholesale dealers; (2) Retail dealers; or (3) Retail consumption dealers. Wine means any alcoholic beverage containing not more than 21 percent alcohol made from fruits, berries, or grapes either by natural fermentation or by natural fermentation with brandy added. (1) The term "wine" includes, but is not limited to, all: a. Sparkling wines, champagnes, and combinations of such beverages; b. Vermouths; and c. Special natural wines, rectified wines, and like products. (2) The term "wine" does not include cooking wine mixed with salt or other ingredients so as to render it unfit for human consumption as a beverage. (3) A liquid shall first be deemed to be a wine at the point in the manufacturing process when it conforms to this definition. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 2), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 2), 12-6-2007) State law reference— Similar definitions, O.C.G.A. § 3-1-2. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 7 of 45 Sec. 4-2. - Penalty; misdemeanor. (a) A violation of any section of this chapter shall be unlawful, the penalty shall be as provided by law for misdemeanors. In addition, the license of any licensee contributing thereto shall be subject to suspension or revocation in accordance with this chapter. (b) Any such violation may be tried in the city municipal court if no jury trial is demanded, otherwise trial shall be in the state court of Fulton County. (Ord. No. 06-11-13, § 1(ch. 7, art. 2, § 2), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 2, § 2), 12-6-2007) State law reference— Punishment for misdemeanors generally, O.C.G.A. § 17- 10-3; maximum punishments which may be imposed for violations of city or county ordinances, O.C.G.A. § 36-1-20. Sec. 4-3. - License is a privilege. (a) Granted by mayor and city council. Alcoholic beverages may be sold in the city under a license granted by the mayor and city council upon the terms and conditions provided in this chapter. (b) Privilege. All licenses in this chapter shall be a mere grant of privilege to carry on the business during the term of the license, subject to all the terms and conditions imposed by this Code and state law. (c) Required language. All licenses pursuant to this chapter shall have printed on the front these words: "This license is a mere privilege subject to being revoked and annulled, and is subject to any further ordinances that may be enacted by the city." (d) Compliance with state law required. Any holder of a license issued pursuant to this chapter to operate as a retail consumption dealer, a retail package dealer, or a wholesale dealer is required to apply for and obtain an alcoholic beverage license from the state before any sales commence. Additionally, city licensees are required to abide by all applicable state regulations and la ws. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 1), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 1), 12-6-2007) STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 8 of 45 State law reference— License as privilege, O.C.G.A. § 3-3-1; permit or license from governing authority required for wholesale or retail sales of alcoholic beverages; due process guidelines; fingerprints, O.C.G.A. § 3 -3-2. Sec. 4-4. - Delinquent taxes; city authority to execute. If any person shall fail to pay the sum due under this chapter, the city manager or his or her designee shall issue an execution against the person so delinquent and his or her property for the amount of the delinquent fee or tax. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 13), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 13), 12-6-2007) Sec. 4-5. - Notice. For the purpose of this chapter, notice shall be deemed delivered personally, or served by certified mail within three days after the date of deposit in the United States mail. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 20), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 20), 12-6-2007) Sec. 4-5. - Required; sales restricted to licensed premises. It shall be unlawful for any person to sell or possess for the purpose of sale any alcoholic beverage where the person does not have a license granted by the city to sell or possess for sale these alcoholic beverages, or to sell or make deliveries beyond the boundaries of the premises covered by the license , or to allow brown bagging. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 4), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 4), 12-6-2007) Sec. 4-26. - Fees. (a) Required. (1) Each application for a license under this chapter shall be accompanied by a processing fee in an amount established by the city council to defray investigative and administrative costs. The processing fee shall be nonrefundable except as provided in this section. (2) Any person applying for more than one license shall pay only one processing fee to defray investigative and administrative expenses, which fee shall be the largest of the processing fees authorized under this Code. As to any applicant for a license under this chapter who has in existence at the time of making the new application an existing license under this chapter, there shall be no investigative and administrative fee. (3) Upon issuance of the license, the applicant shall make payment of the license fee in the amount established by the city council. (b) Proration. All licenses granted under this chapter shall be for the calendar year, and the full license fee must be paid for a license application filed prior to July 1 of the license year. One-half of a full license fee shall be paid for any license application filed after July 1 of the license year except for applications for temporary licenses. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 9 of 45 (c) Late fees and interest. Any person applying for a new license issued under this chapter who shall pay the required fee, or any portion thereof, after January 1 shall, in addition to the annual fee and late charges, pay simple interest of one percent per month on the delinquent balance. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 16, art. 4, § 5), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 16, art. 4, § 5), 12-6-2007) State law reference— Maximum fees for municipal and county licenses, O.C.G.A. § 3- 4-50. Sec. 4-27. - Promotions and sales. (a) No licensee or employee or agent of a licensee, in connection with the sale or other disposition of alcoholic beverages for consumption on the premises, shall: (1) Offer or deliver any free alcoholic beverage to any person or group of persons. (2) Deliver more than two alcoholic beverages to one person at a time, however, nothing herein shall prohibit a brewpub from offering a sampler of malt beverages in containers not exceeding four ounces. Each sampler shall not exceed four different types of malt beverages. (3) Sell, offer to sell, or deliver to any person or group of persons any alcoholic beverage at a price less than the price regularly charged for such alcoholic beverage during the same calendar week, except at private functions not opened to the public. (4) Sell, offer to sell, or deliver to any person or group of persons an unlimited number of alcoholic beverages during any set period of time for a fixed price, except at private functions not open to the public. (5) Sell, offer to sell, or deliver alcoholic beverages to any person or group of persons on any one day at prices less than those charged the general public on that day, except at private functions not opened to the public. (6) Sell, offer to sell, or deliver alcoholic beverages, including malt beverages, in any container which holds more than 32 fluid ounces (0.947 liters), except to two or more persons at any one time. (7) Increase the volume of alcohol contained in a drink without increasing proportionately the price regularly charged for such alcoholic beverage during the same calendar week. (8) Encourage or permit on the licensed premises any game or contest which involves the drinking of alcoholic beverages or the awarding of alcoholic beverages as a prize. (b) Each licensee shall maintain a schedule of the price charged for all alcoholic beverages to be served and consumed on the licensed premises or in any room or part thereof. The licensee shall not vary the schedule of prices from day-to-day or from hour- to-hour within a single day. The schedule of prices shall be posted in a conspicuous manner so as to be in view of the paying public, and the schedule shall be effective for not less than one calendar week. (c) No licensee shall advertise or promote in any way, whether within or without the licensed premises, any of the practices prohibited under this section. (d) No provision of this section shall be construed to prohibit licensees from: (1) Offering free food or entertainment at any time; STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 10 of 45 (2) Including an alcoholic beverage as part of a meal package; or (3) Selling or delivering wine by the bottle or carafe when sold with meals or to more than one person. (e) It is the intent of this section to prohibit activities typically associated with promotions referred to as "happy hour" or similarly designated promotions. (f) The police department shall have the responsibility for the enforcement of this chapter. (g) No licensee may require the purchase of any alcoholic beverage as a part of or prerequisite to the purchase of any other product or service. If alcoholic beverages are included as part of a package of other goods and services, the alcoholic beverages must be priced separately and all customers must be allowed to purchase the remaining goods and services without the alcoholic beverages at a price from which the full price of the alcoholic beverages has been deducted. (Ord. No. 06-11-13, § 1(ch. 7, art. 9, § 1), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 9, § 1), 12-6-2007) State law reference— Advertisement of prices, O.C.G.A. § 3-6-25.1; limitations with regard to posting of signs by retail dealer of distilled spirits, O.C.G.A. § 3-4-3. Secs. 4-28—4-46. - Reserved. Separate application and license for each location of sale. Separate applications must be made for each location and separate licenses must be issued. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 7), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 7), 12-6-2007) Sec. 4-48. - Required. (a) City form. All persons desiring to sell alcoholic beverages, or allow brown bragging shall make an application on the form prescribed by the city manager. (b) Contents. The application shall include, but not be limited to: (1) The name and address of the applicant; (2) The proposed business to be carried on; (3) If a partnership, the names and residence address of the partners; (4) If a corporation, the names of the officers; (5) The names and address of the registered agent for service of process; (6) The name of the manager; and (7) The name of all shareholders holding more than 20 percent of any class of corporate stock, or any other entity having a financial interest in each entity which is to own or operate the establishment for which a license is sought. (c) Financial information. All applicants shall furnish such financial and other information and records as may be required by the city manager to ensure compliance with the provisions of this chapter. Failure to furnish the information and records pursuant to such request shall automatically serve to dismiss the application with prejudice. (d) Notary. All applications shall be sworn to by the applicant before a notary public or other officer empowered by law to administer oaths. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 8), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 8), 12-6-2007) Sec. 4-49. - Affidavit regarding criminal history required. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 11 of 45 At the time an application is submitted for any alcoholic beverage license, the applicant shall, by a duly sworn affidavit, certify that neither the applicant, nor any of the other owners of the establishment, has been convicted of, or pleaded guilty or entered a plea of nolo contendere and has been released from parole or probation to any crime involving: (a) Moral turpitude; (b) Illegal gambling; (c) Illegal possession or sale of controlled substances; (d) Illegal possession or sale of alcoholic beverages, including the sale or transfer of alcoholic beverages to minors in a manner contrary to law; (e) Keeping a place of prostitution; (f) Pandering; (g) Pimping; (h) Public indecency; (i) Prostitution; (j) Solicitation of sodomy; or (k) Any sexually related crime within a period of ten years immediately prior to the filing of such application. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 10), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 10), 12-6-2007) Sec. 4-50. - Withdrawal by applicant; refunds. (a) Any license application made pursuant to this chapter may be withdrawn by the applicant at any time. (b) If the application is withdrawn before the license is issued, any sums deposited as license fees will be refunded less applicable processing fees. After issuance of the license, no refunds will be made. No refunds shall be made under any circumstances for investigative and administrative expenses required in this chapter. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 9), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 9), 12-6-2007) Sec. 4-51. - Notice. (a) Posting on premises to be licensed. (1) Required; specifications. The applicant for an original license including a brown bag license shall, at his or her own expense, post a notice on the premises to be licensed. The notice shall be posted for at least 15 days prior to the date of the hearing. The notice shall be on a sign having a surface of not less than 12 square feet. The notice shall be painted or printed in black letters at least three inches in height against a white background. The notice shall state: a. That an application for a license to allow brown bagging or sell alcoholic beverages on the premises has been filed with the city; b. The type of license applied for; c. The time and place of the public hearing to be held on such license application; and d. The names in which the license is to be issued. (2) Placement. The advertisement shall be placed with the base of the sign not more than three feet from the ground on the most conspicuous part of the STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 12 of 45 premises, facing the most frequently traveled road, street or highway abutting same, and not more than ten feet there from. (b) Publication. (1) Contents. The city treasurer shall prepare and cause to be published a notice of each pending application, which notice shall include: a. The date the application will be considered by the city council; b. The location or street number of the premises where the applicant proposes to conduct activities permitted by this chapter; and c. The applicant's name. (2) Costs. The applicant shall pay the publication costs. (3) Newspaper of general circulation. The notice shall be published in a newspaper of general circulation within the city, and shall appear once a week for two weeks immediately preceding consideration of the application by the city council. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 10), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 10), 12-6-2007) State law reference— Governing authority shall set forth ascertainable standards pertaining to the granting, refusal, suspension or revocation of alcoholic beverage permits or licenses, O.C.G.A. § 3-3-2. Sec. 4-52. - Approval by ordinance. All applications for alcoholic beverage licenses shall be approved via ordinance by th e city council. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 10), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 10), 12-6-2007) Sec. 4-53. - Denial. (a) Notice required. The city manager shall provide written notice to any applicant whose application is denied under the provisions of this chapter. Such written notification shall set forth in reasonable detail the reasons for such denial and shall advise the applicant of the right to appeal under the provisions of this c hapter. (b) Reapplication permitted after one year. In all instances in which an application is denied under the provisions of this chapter the applicant may not reapply for a license for at least one year from the final date of such denial. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 8), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 8), 12-6-2007) Secs. 4-54—4-72. - Reserved. Applicants. (a) No license issued pursuant to this chapter for alcoholic beverages shall be granted to any person who is not a citizen of the United States or an alien lawfully admitted for permanent residence. (b) If the applicant is a partnership or corporation, the provisions of this section shall apply to all its partners, officers and majority stockholders. Issuance of the license shall be as follows: (1) In the case of a corporation the license shall be issued jointly to the corporation and the majority stockholder, if an individual. If the majority stockholder is not an individual, the license shall be issued jointly to the corporation and its agent registered under the provisions of this chapter. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 13 of 45 (2) In the case of a partnership, the license will be issued to all the partners owning at least 20 percent of the partnership; or if no partner owns 20 percent of the partnership, then the general partner, managing partner or the partner with the greatest ownership will be licensed. (c) No person shall be granted any alcoholic beverage license unless it shall appear to the satisfaction of the city manager or his or her designee that such person, partners in the firm, officers and directors of the corporation have not been convicted or plead guilty or entered a plea of nolo contendere, and has been released from parole or probation, to any crime involving: (1) Moral turpitude; (2) Illegal gambling; (3) Illegal possession or sale of controlled substances; (4) Illegal possession or sale of alcoholic beverages, including the sale or transfer of alcoholic beverages to minors in a manner contrary to law; (5) Keeping a place of prostitution; (6) Pandering; (7) Pimping; (8) Public indecency; (9) Prostitution; (10) Solicitation of sodomy; or (11) Any sexually related crime within a period of ten years immediately prior to the filing of such application. (d) No license issued pursuant to this chapter for alcoholic beverages shall be granted to any person convicted under any federal, state or local law of any felony, within ten years prior to the filing of application for such license. (e) It shall be unlawful for any city employee directly involved in the i ssuance of alcoholic beverage licenses under this chapter to have any whole, partial or beneficial interest in any license to sell alcoholic beverages in the city. (f) No license issued pursuant to this chapter for alcoholic beverages shall be granted to any person who has had any license issued under the police powers of any jurisdiction within the state previously revoked within two years prior to the filing of the application. (g) The city manager may decline to issue a license when any person having any ownership interest in the operation of such place of business or control over such place of business does not meet the same character requirements as set forth in this section for the licensee. (h) All applicants for any alcoholic beverage license must be of good character, and all operators, managers, clerks, or other employees shall be of like character. Corporate or firm applicants shall be of good business reputation. (i) A license application may be denied to any applicant for any alcoholic be verage license where it appears that the applicant would not have adequate financial participation in the proposed business to direct and manage its affairs, or where it appears that the application is intended to be a mere surrogate for a person who would not otherwise qualify for a license for any reason whatsoever. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 10), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 10), 12-6-2007) STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 14 of 45 Sec. 4-74. - Effect of prior criminal history; exceptions. (a) An applicant's first time conviction for illegal possession of alcohol as a misdemeanor or violation of a city ordinance shall not, by itself, make an applicant ineligible for an alcoholic beverage license. (b) For purposes of this chapter, a conviction or plea of guilty or nolo contendere shall be ignored as to any offense for which a defendant who was allowed to avail themselves of the state first offender provisions, O.C.G.A. § 42-8-60 et seq. Except, however, that any such offense shall not be ignored where the defendant violated any term of probation imposed by the court granting first offender treatment or committed another crime and the sentencing court entered an adjudication of guilt as to the crime for which the defendant had previously been sentenced as a first offender. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 10), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 10), 12-6-2007) Sec. 4-75. - City manager permitted discretion concerning qualifications. (a) The city manager, in his or her discretion, may consider any extenuating circumstances which may reflect favorably or unfavorably on: (1) The applicant; (2) The application; or (3) The proposed location of the business. (b) If, in the city manager's judgment, circumstances are such that granting of the license would not be in the general public's best interest, such circumstances may be grounds for denying the application. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 10), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 10), 12-6-2007) Secs. 4-76—4-95. - Reserved. FOOTNOTE(S): (18) State Law reference— Local discretion and due process as to grant or suspension of permits, O.C.G.A. § 3-3-2. (Back) Sec. 4-96. - Registered agent required. All licensed establishments must have and continuously m aintain in Fulton County, Georgia, a registered agent upon whom any process, notice or demand required or permitted by law or under this chapter to be served upon the licensee or owner may be served. This person must be a resident of the county. The licensee shall file the name of such agent, along with the written consent of such agent, with the city manager and shall be in such form as he or she may prescribe. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 10), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 10), 12-6-2007) Sec. 4-97. - Notice of change in management required. If the manager of the licensed premises changes, the licensee must furnish the city treasurer's office with the name and address of the new manager a nd other information as may be required by the city council within ten days of such change. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 15 of 45 (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 8), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 8), 12-6-2007) Sec. 4-98. - Display of license at place of business required. The city alcoholic beverage license shall at all times be kept plainly exposed to view to the public at the place of the business of the licensee. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 15), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 15), 12-6-2007) State law reference— Similar provision, O.C.G.A. § 3-3-3. Sec. 4-99. - Limited circumstances where transfer of license permitted. (a) No license for the sale of alcoholic beverages shall be transferable, except as otherwise provided in this section. (b) In case of the death of a licensee, the establishment shall be allowed to continue to sell alcoholic beverages, or allow for brown bagging, for a period of 45 days from the date of death or until the expiration of the license or until approval of a new licensee, whichever shall first occur; provided that no sale of alcoholic beverages shall be allowed until such time as a personal representative of the estate, appointed b y a probate court of competent jurisdiction, shall make an application for authorization with the city manager. (c) If a license is surrendered or a licensee severs his or her association with a licensed establishment, the establishment may continue to sell alcoholic beverages, or allow brown bagging, for a period of 45 days from the date of surrender, or from the date determined by the city manager to be the date of severance; provided no such sale , or brown bagging shall be authorized until such time as a new application for a license is made. The application shall indicate that no change of ownership has occurred, except as excepted in this section. Upon issuance of a new license, the authorization to sell or allow brown bagging under the previous license shall be revoked by operation of law. No additional license fees shall be required during the period for which the original license was issued. (d) Nothing in this section, however, shall prohibit one or more of the partners holding a license to withdraw from the partnership in favor of one or more of the partners who were partners at the time of the issuance of the license. This section shall not prohibit transfer of stock between persons who held stock in the corporation at the time of issuance of the license nor shall it prohibit transfers of stock which do not result in any person increasing his or her stock holdings to a total of ten percent or more of any class of stock. (e) Except as provided in subsections (a) through (d) of this section, any change in the ownership of any entity owning a licensed establishment shall cancel and revoke any license pursuant to this chapter automatically, without the necessity of any hearing. (f) Violation of this section shall result in the revocation of the license being used and a fine on the new ownership and the old ownership as provided in this chapter. (g) No license will be issued to the old or the new owner in the county for one year from the date of the violation of this section. (h) Should a licensee make application to the city manager for a transfer of location and should such a transfer of a location be approved, with no change of ownership of the business, the license fee paid for the previous license shall be applied to the new STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 16 of 45 location. Each applicant for a transfer of location shall pay a transfer fee as set forth from time to time by city council resolution. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 14), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 14), 12-6-2007) Sec. 4-100. - Audits. (a) If the city manager deems it necessary to conduct an audit of the records and books of the licensee, he or she shall notify the licensee of the date, time and place of the audit. The city manager may designate the city's internal auditor or other designated person to perform any audit authorized in this Code. The licensee shall cooperate with the audit or forfeit any license issued under this chapter. (b) All establishments possessing a retail consumption, retail package, and/or wholesale license must maintain the following records for a three-year period and make them available for audit at the licensed premises: (1) Monthly income or operating statements. (2) Daily sales receipts showing liquor, beer, wine and food sales separately (this requirement does not apply to package beer and wine licensees). (3) Daily cash register receipts such as Z tapes or guest tickets. (4) Monthly state sales and use tax reports. (5) Federal income tax return with all Form 1099s. (c) The city manager can waive all or some of the requirements of subsection (b) of this section if the city manager finds that no such records exist and it is not financially practically-based on the net income of the licensed establishment to require them to keep such records. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 22 ), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 22 ), 12-6-2007) Sec. 4-101. - Expiration; renewal. (a) All licenses granted under this chapter shall expire on December 31 each year. Licensees shall be required to file a renewal application with the requisite fee with the city manager on the form provided for a new or renewal license for the ensuing year. (b) The applicant for renewal shall be required to comply with all rules and regulations for the granting of licenses each year, including the submittal of the required data in order to meet criminal investigative compliance each renewal year. (c) Alcoholic beverage license renewal applications and payments are due on or before November 15 of each year. Renewal applications and payments received between November 16 and December 15 are subject to a ten percent late fee and a one percent per month simple interest charge on the delinquent balance. (d) Businesses failing to renew their alcoholic beverage licenses prior to December 15 must reapply for an alcoholic beverage license in which the application will be tre ated as if no previous license had been held, including the need to review the investigative, zoning, and distance requirements. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 16), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 16), 12-6-2007) Sec. 4-102. - Automatic forfeiture of license for nonuse. Any holder of any license under this chapter who shall for a period of three consecutive months after the license has been issued cease to operate the business and sale of the STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 17 of 45 products authorized shall, after the three-month period, automatically forfeit the license without the necessity of any further action. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 17), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 17), 12-6-2007) Secs. 4-103—4-121. - Reserved. Sec. 4-122. - Due cause required. (a) Definitions. The term "due cause," for the purpose of suspension or revocation of a license, means: (1) The violation of any laws or ordinances regulating the business; (2) The violation of any state or federal law; (3) Any reason which would authorize the city to refuse the issuance of a license; or (4) Any violation of this chapter. (b) Notice and hearing. No alcoholic beverage license having been issued shall be suspended or revoked except for due cause, after a hearing and upon written notice to the holder of such license of the time, place and purpose of the hearing and a statement of the charges upon which the hearing shall be held. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 19), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 19), 12-6-2007) Sec. 4-123. - Imposed upon the following circumstances. The city manager shall impose a suspension of a license, or revoke a license, upon receiving information of occurrence of any one of the following events: (a) A license may be denied, or immediately suspended or revoked where the licensee furnishes fraudulent or untruthful information in the application for a license and for failure to pay all fees, taxes or other charges imposed under the provisions of this chapter and state law. (b) Whenever the state shall revoke any permit or license to sell alcoholic beverages the city license shall thereupon be automatically revoked. The Police Chief, upon receiving notice of the state revocation, shall take the necessary steps to see that signs are removed and that all alcoholic beverage sales and/or brown bagging cease. (c) Any licensed establishment that is found to be in violation of the provisions of this chapter shall be subject to immediate license revocation. (d) The license shall be revoked of any licensee whose license has been suspended three or more times in any consecutive 12-month period. (e) The license shall be revoked of a licensee of any premises where alcoholic beverages have been sold or distributed, or which has allowed brown bagging during a period of suspension. (f) The license may be suspended or revoked of any establishment which does not meet the licensing qualifications set forth in this chapter at any time such knowledge becomes known to the city officials. (g) An act or omission of a licensee, owner of more than 20 percent interest in the licensed establishment, or employee of the licensee or licensed establishment willingly or knowingly performed, which constitutes a violation of federal or state law or of any provision of this chapter will subject the licensee to the suspension or revocation of its license in accordance with the provisions of this chapter, regardless of whether any STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 18 of 45 criminal prosecution or conviction ensues; provided, however, in the case of an employee, it shall be established that the acts of the employee: (1) Were known to or under reasonable circumstances should have been known to the licensee; (2) Were condoned by the licensee; or (3) Where the licensee has not established practices or p rocedures to prevent the violation from occurring. (h) Whenever it can be shown that a license under this chapter no longer maintains adequate financial responsibility upon which the issuance of the license was conditioned, or whenever the licensee has defaulted in any obligation of any kind whatsoever, lawfully owing to the city. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 18), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 18), 12-6-2007) Sec. 4-124. - Crimes resulting in immediate revocation. An alcoholic beverage license shall be immediately revoked and canceled should any applicant, partner, or officer used in the sale, dispensing, or brown bagging of any alcoholic beverage, after a license has been granted, be convicted or plead guilty or nolo contendere to a crime involving: (a) Moral turpitude; (b) Illegal gambling; (c) Illegal possession or sale of controlled substances; (d) Illegal possession or sale of alcoholic beverages (including the sale or transfer of alcoholic beverages and the sale or transfer of alcoholic beverages to minors in a manner contrary to law); (e) Keeping a place of prostitution; (f) Pandering; (g) Pimping; (h) Public indecency; (i) Prostitution; (j) Solicitation of sodomy; or (k) Any sexual related crime. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 10), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 10), 12-6-2007) Sec. 4-125. - Mandatory suspension periods. Whenever this chapter permits suspension of any license, but does not mandate the period of suspension, the following guidelines shall apply: (a) First suspension in a 12-month period shall not exceed 30 days. (b) Second suspension in a 12-month period shall not exceed 60 days. (c) Third suspension in a 12-month period shall cause a revocation of the license and result in the inability of the licensee to obtain a license from the city for a term of three years from the date of revocation. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 18), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 18), 12-6-2007) Secs. 4-126—4-144. - Reserved. Sec. 4-145. - License review board. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 19 of 45 (a) Established. There is hereby established a License Review Board (board) consisting of the currently seated mayor and six councilmembers. (b) Duties. The board shall have the following duties: (1) To hear deferred applications or appeals from administrative decisions b y the city manager with regard to issuance of licenses, transfers, renewals, change of ownership or other matters affecting such licenses. (2) To hear appeals with regard to the issuance or renewal of employee pouring permits. (3) To hear any matter involving the revocation or suspension of a license or other disciplinary action against a licensee, or employee under a work permit. (4) To consider and act upon any other matter specifically delegated to the board by city ordinance, resolution or action of the city council. (c) Authority. The board shall have the authority to hear or determine any matter set forth in this chapter unless specifically prohibited therefrom. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 19), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 19), 12-6-2007) Sec. 4-146. - Hearing; grounds; notice. (a) Grounds. Applicants shall be given a hearing on the following grounds: (1) The application for a license or renewal of a license has been denied ; (2) The license have been suspended or revoked; and (3) The licensee is charged with selling alcoholic beverages to a minor or to an intoxicated person or for allowing brown bagging without a license. (b) Notice. The licensees mentioned in subsection (a) of this section shall be given written notice of the date, time and place when the board will consider the respective matter. The applicant and interested parties shall be afforded the opportunity to be heard by the board and present evidence to the board prior to making its decision. Ten days' notice shall be deemed reasonable, but shorter or longer periods of notice shall be authorized as the board may deem the circumstances to justify. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 19), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 19), 12-6-2007) Sec. 4-147. - Decisions of board; appeal to city council. (a) The decision of the board shall be in writing and shall be final unless appealed by the applicant or licensee to the council within ten days of the date of the board's written decision. The appeal shall be in writing and filed with the city clerk. (b) The board shall meet at such times as necessary as determined by the board and shall render decisions within a reasonable time. Four members of the board shall constitute a quorum, and all decisions of the board shall require a majority vote of the quorum. Such meeting shall not be scheduled later than 30 days from the time a matter is filed for hearing or appealed to the board. (c) The mayor shall serve as chair and minutes and records of all proceedings shall be recorded by the city clerk and kept and maintained in the city clerk's office. (d) The council shall conduct a de novo hearing at a regularly scheduled meeting within 30 days of the filing of the appeal to hear evidence and, at the conclusion of such hearing shall render a decision to uphold the decision made by the board, reverse the decision made by the board, or in its discretion, modify the decision made by the board. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 20 of 45 The decision of the council shall be rendered not later than its next regularly scheduled meeting. (e) The decision of the council as rendered on an appeal under this article shall be final unless the licensee applies to the Superior Court of Fulton County by filing a petition for a writ of certiorari within 30 days of the decision rendered by the council. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 19), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 19), 12-6-2007) Secs. 4-148—4-166. - Reserved. Sec. 4-167. - Temporary licenses. (a) Authority. The city manager is hereby authorized to issue temporary licenses for the sale of alcoholic beverages, either malt beverages and wine or distilled spirits, subject to the conditions set forth in this section. (b) Not to exceed 60 days; requirements. Temporary licenses may be issued for such period as may be determined by the city manager, not to exceed 60 days. No such license shall be issued unless: (1) A written application for the same is filed with the city manager. (2) An application for a permanent license, together with payment in full of the fee thereof, has been deposited with the city manager. (3) The city manager is satisfied that the location for the proposed license substantially complies with the provisions of this section authorizing such license in the city. (4) The denial of a temporary license would create undue hardship upon the applicant, such as the closing of an existing business or delaying of the opening of a new business. (5) There is payment of the fee prescribed by this section. (6) There is an agreement by the applicant that the temporary license may be revoked, with or without cause, by the city manager at any time. (c) Fee. The fee for issuance of a temporary license under this section shall be as established from time to time by the city council. (d) No bearing on decision for permanent license. The grant or denial of a temporary license under the provisions of this section shall not affect or have any bearing upon the grant or denial of a permanent license. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 6), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 6), 12-6-2007) Sec. 4-168. - Temporary special event license (pouring permit). (a) Not to exceed ten days; application; fee; requirements. A temporary pouring permit may be issued to any person for a period not to exceed ten days in any one year for an approved special event. The person must make an application and pay the fee that may be required from time to time by city council ordinance and shall be required to comply with all the general ordinances and the licensing and regulations for a consumption on the premises establishment with the exception of the full-service kitchen requirement. (b) Not to be issued for brown bagging. Brown bagging is not allowed at any special event as defined in this ordinance. (c) Criteria for issuance. The special event must meet the following criteria prior to the issuance of a license to sell alcoholic beverages: STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 21 of 45 (1) The event must have been permitted as an approved special event through the city's community development department prior to the issuance of a temporary pouring permit. (2) The special event must be associated with and benefit the cause of a charitable or civic organization. (3) The special event must receive approval from the city police department on crowd control and security measures. (4) The special event must receive approval from the city department of transportation, traffic operations section, on traffic control measures. (5) The location at which the special event is to take place must be properly zoned and approved by the city planning and community development departments. (6) The premises at which the special event is to take place must be approved by the city manager. (c) Employee or volunteer excepted. Any employee or volunteer of the special event licensee, working the special event in any position dispensing, selling, serving, taking orders or mixing alcoholic beverages shall not be required to obtain a pouring permit for the special event. (d) Police Chief’s authority to revoke. The Police Chief or his or her designee may immediately revoke any temporary license for a special event if it is determined continued alcohol sales may endanger the health, welfare or safety of the public. (e) Indemnification required. As a condition on the issuance of a temporary special event license, the licensee shall indemnify and hold the city harmless from claims, demand or cause of action which may arise from activities associated with the special event. (Ord. No. 06-11-13, § 1(ch. 7, art. 7, § 6), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 7, § 6), 12-6-2007) Secs. 4-169—4-177. - Reserved. Sec. 4-188. - Permitted where 50 percent of floor space and storage area devoted to retail grocery. No beer or malt beverage or wine shall be sold at retail except in establishments maintaining 50 percent of the floor space and storage area in a manner which is devoted principally to the retail sale of grocery products and located in zoning districts in which these establishments are permitted as a conforming use or in districts where an existing establishment exists as a nonconforming use. (Ord. No. 06-11-13, § 1(ch. 7, art. 4, § 1), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 4, § 1), 12-6-2007) Sec. 4-189. - Hours and days of operation. (a) Retail package licensees shall not engage in the sale of beer or malt beverages and/or wine except between the hours of 7:00 a.m. and 12:00 midnight Monday through Saturday. The hours within which business may be carried on shall be determined by the standard time in force at the time of the sale of beer or malt beverages and/or wine. (b) Retail package beer and/or wine shall not be sold at any time in violation of any local ordinance or regulation or of any special order of the governing authority. (Ord. No. 06-11-13, § 1(ch. 7, art. 4, § 2), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 4, § 2), 12-6-2007) STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 22 of 45 Sec. 4-190. - Use of tags or labels required. Retailers shall indicate plainly by tags or labels on the bottles or containers or on the shelf immediately below where the containers are placed the prices of all beer and wine exposed or offered for sale. (Ord. No. 06-11-13, § 1(ch. 7, art. 4, § 3), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 4, § 3), 12-6-2007) State law reference— Advertisement of prices, O.C.G.A. § 3-4-26. Sec. 4-191. - Single cans/bottles or other containers permitted for sale. Single cans or bottles or other containers of alcoholic beverages may be sold at retail. (Ord. No. 06-11-13, § 1(ch. 7, art. 4, § 4), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 4, § 4), 12-6-2007) Secs. 4-192—4-210. - Reserved. Sec. 4-211. - Distance requirement for retail package establishments. No retail package liquor licensed place of business shall be licensed to operate within 500 yards of any other business licensed to sell package liquor at retail, as measured by the most direct route of travel on the ground. (Ord. No. 06-11-13, § 1(ch. 7, art. 5), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 5), 12-6-2007) State law reference— Similar provision, O.C.G.A. § 3-4-49. Sec. 4-212. - Hotels excepted. The distance provision of section 4-211 shall not apply to any hotel licensed under this chapter. (Ord. No. 06-11-13, § 1(ch. 7, art. 5), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 5), 12-6-2007) State law reference— Similar provision, O.C.G.A. § 3-4-49. Secs. 4-213—4-221. - Reserved. Sec. 4-232. - Permitted where eating establishment has full-service kitchen or publicly- owned golf course. No beer or malt beverages or wine shall be sold for consumption on the premises where sold, except: (1) In eating establishments having a full-service kitchen. a. Definitions. The term "full-service kitchen" means a kitchen prepared to serve food every hour it is open, consisting of: 1. A three-compartment sink; 2. A stove or grill permanently installed; and 3. A refrigerator, all of which must be approved by the health and fire departments. b. Location. The eating establishments referred to in this section must be located in a zoning district which permits restaurants and drive -in restaurants as conforming uses or where these eating establishments are incidental to a hotel or motel. (2) At a publicly-owned golf course. (Ord. No. 06-11-13, § 1(ch. 7, art. 3, § 1), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 3, § 1), 12-6-2007) Sec. 4-233. - Hours and days of operation. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 23 of 45 The sale of malt beverages or wine by the drink for consumption on premises and/or the allowance of brown bagging of wine shall be permitted only during the following hours and days of the week, as indicated: (a) Monday through Saturday, from 9:00 a.m. until 2:00 a.m. of the following day. (b) Sunday from 12:30 p.m. until 2:00 a.m. of the following day; provided, however, any licensed establishment which serves alcohol on Sunday shall derive at least 50 percent of its total annual gross sales from the sale of prepared food or meals. (c) All licensed premises shall close their premises to the public and clear the premises of patrons within 30 minutes after the time set in this section for discontinuance of the sale of alcoholic beverages on the premises. (d) The licensed business shall open its business each day it is open by not later than 5:00 p.m. (e) The sale of beer or malt beverages or wine shall not be permitted within 250 feet of any polling place on primary or election days. (Ord. No. 06-11-13, § 1(ch. 7, art. 3, § 3), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 3, § 3), 12-6-2007) State law reference— Sale of alcoholic beverages on Sunday, O.C.G.A. § 3 -3-7; sale of alcoholic beverages on Sundays and election days, O.C.G.A. § 3 -3-20. Sec. 4-234. - Sale of food, fully-equipped kitchen, and premises maintenance required; exception. (a) In addition to other requirements under this article, a licensed premise for the sale of beer or malt beverages or wine by the drink shall comply with the following: (1) The licensed business shall offer to its patrons prepared food and meals during all hours it is open. (2) The licensed business shall have a fully-equipped kitchen, including cooking range, oven, refrigeration, food preparation area, sink and other items necessary for the preparation of food and meals to be served on the premises. (3) Comply with all the requirements of this chapter relating to the manner by which premises shall be maintained. (b) This section shall not apply to private clubs or establishments that solely allowing brown bagging. (Ord. No. 06-11-13, § 1(ch. 7, art. 3, § 3), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 3, § 3), 12-6-2007) Secs. 4-235—4-253. - Reserved. Sec. 4-254. - Condition of premises to comply with city, county and state regulations; inspections. (a) The licensed premises shall be kept clean and shall be in full compliance with all city regulations governing the conditions of the premises. (b) The Fulton County Health Department shall regularly inspect such licensed premises to determine that such licensed premises are in compliance with all Fulton County and state health rules and regulations and report any violations to the city manager or his or her designee. (c) City fire personnel shall regularly inspect the premises to see that they are in compliance with all city, Fulton County and state fire regulations and report any violation to the city manager or his or her designee. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 24 of 45 (d) The city community development department shall regularly inspect the licensed premises to determine if the premises are in compliance with all technical codes of the city and Fulton County and report any violation to the city manager or his or her designee. (e) City police personnel shall periodically inspect the premises to determine if the licensed premises are in compliance with all provisions of this article and report any violation to the city manager or his or her designee. (Ord. No. 06-11-13, § 1(ch. 7, art. 2, § 3), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 2, § 3), 12-6-2007) Sec. 4-255. - Hours of operation. The sale of distilled spirits by the drink for consumption on premises shall be permitted only during the following hours and days of the week, as indicated: (a) Monday through Saturday, from 9:00 a.m. until 2:00 a.m. of the following day. (b) Sunday from 12:30 p.m. until 2:00 a.m. of the following day; provided, however, any licensed establishment which serves alcohol on Sunday shall derive at least 50 percent of its total annual gross sales from the sale of prepared food or meals. (c) All licensed premises shall close their premises to the public and clear the premises of patrons within 30 minutes after the time set in this section for discontinuance of the sale of alcoholic beverages on the premises. (d) In addition to other requirements under this article, a licensed premises for the sale of distilled spirits by the drink shall comply with the following: (1). The licensed business shall open its business each day it is open by not later than 5:00 p.m. (2). The licensed business shall offer to its patrons prepared food and meals during all hours it is open. (3). The licensed business shall have a fully-equipped kitchen, including cooking range, oven, refrigeration, food preparation area, sink and other items necessary for preparation of food and meals to be served on the premises. (4). Comply with all the requirements of section 4-254, relating to the manner by which the premises shall be maintained. (e) This section shall not apply to private clubs. (Ord. No. 06-11-13, § 1(ch. 7, art. 2, § 5), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 2, § 5), 12-6-2007) Sec. 4-256. - Conditions for a licensee's operation. (a) Contents of bottles. It shall be unlawful for licensees hereunder to add to the contents of a bottle or to refill empty bottles or in any other manner to misrepresent the quantity, quality or brand name of any alcoholic beverage. (b) Indication of prices. All licensees hereunder, except private clubs, shall display in prominent places or on their menus, their current prices of alcoholic beverages by the drink. The licensee shall furnish to any customer those so desires an itemized bill of charges which shall not exceed the established price list. The city manager or the city manager's designee shall regularly inspect the records of all sales of alcoholic beverages for consumption on the premises and the total sales to determine that the licensee is in compliance with this article. (c) Distilled spirits by drink; advertising prohibited. No licensee hereunder shall advertise in any news media or by any other means the fact that alcoholic beverages by STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 25 of 45 the drink may be purchased at such establishment; provided, however, that the licensees hereunder shall be permitted to use the words "your favorite beverages served." (d) Sale, location of. It shall be unlawful for any sales to be made outside of the building, premises, or place of business licensed for such sale except as permitted herein. (e) Opened original packages on licensed premises prohibited. It shall be unlawful for any person except a licensee, his or her manager, or agent in charge of the licensed premises, to carry into or have in his or her possession on any licensed premises, any alcoholic beverages in the original package the seal of which has been broken or the original package opened; provided that this section shall not apply to private clubs or brown bagging. (f) Employee pouring permits. No person may be employed by an establishment holding a license hereunder until a letter of compliance has been issued by the police department indicating the person has not violated any law defined by this article and is eligible for such employment. (1) The term "employee" includes: a. Performers; b. Entertainers; c. Bartenders; d. Barmaids; e. Bouncers; f. Musicians engaged in temporary work; g. Regular employees. (2) All persons subject to the provisions of this section shall, within five days after the date of their first work in an establishment holding a permit to sell alcoholic beverages by the drink to be consumed on the premises , or which allows brown bagging, submit an application to the city for an alcoholic beverage pouring permit. (3) The police department shall have a complete and exhaustive search made relative to any police record of the applicant. In the event there is a violation of laws, the police department shall advise the applicant that the person is not eligible for employment. (4) Excluded from the provisions of this section are employees whose duties are not in any way involved with the preparation of or service of alcoholic beverages; musicians and entertainers, however, are not excluded. (5) Any letter of eligibility for employment issued hereunder shall expire 12 months from the date of issue. The mayor and city council may prescribe reasonable fees for certifying the eligibility of employment. (Ord. No. 06-11-13, § 1(ch. 7, art. 2, § 6), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 2, § 6), 12-6-2007) State law reference— Advertisement of prices, O.C.G.A. § 3-4-26. Sec. 4-257. - Conflicts with wholesaler or manufacturer prohibited. No financial aid or assistance to any licensee hereunder from any wholesaler or manufacturer of wine or malt beverages or other alcoholic beverages shall be permitted. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 26 of 45 (Ord. No. 06-11-13, § 1(ch. 7, art. 2, § 12), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 2, § 12), 12-6-2007) Secs. 4-258—4-276. - Reserved. Sec. 4-277. - General provisions. (a) The holder of a wine-only package store license shall be eligible for an ancillary wine tasting license to provide samples of wine offered for sale to customers under the conditions set forth in this chapter. (b) Wine sampling shall be on limited occasions when a customer requests a sample of a wine offered for sale within the premises or in conjunction with wine education classes and sampling designed to promote wine appreciation and education. (c) Wine tasting for customers shall only be conducted at a wine counter area constituting no more than ten percent of the entire floor area of the premises. (d) Wine sampling and tasting is only permitted within the enclosed portion of the premises. (e) No open containers of wine shall be removed from the licensed premises. (f) Wine sampling for customers shall be limited to no more than one time per week for a period not to exceed a consecutive two-hour period in any one day. (g) Samples shall not exceed two ounces and no customer shall consume more than eight ounces in any two-hour period. (h) Wine bottles shall be opened only by the licensee or an employee and samples shall only be poured by the licensee or an employee. (i) Holders of an ancillary wine tasting permit shall not charge for samples or tasting but may accept donations for a charitable organization of their choice. (j) There will be an annual fee to obtain an ancillary wine tasting permit as set forth from time to time by the city council, and a copy of the fee schedule shall be maintained in the city clerk's office. (Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 35), 12-6-2007) Secs. 4-278—4-296. - Reserved. Sec. 4-297. - General provisions. (a) Authorization of license holder. A brewpub license authorizes the holder of such license to manufacture on the licensed premises not more than 1,500 barrels of beer in a calendar year solely for retail sale on the premises and solely in draft form. (b) License required. No person shall be issued a brewpub license without first obtaining a retail consumption license. (c) Distribution. Distribution of any malt beverages produced by a brewpub licensed under this article to any wholesaler is prohibited. (d) Administration. (1) The city treasurer, or his or her designee, is authorized to establish procedures for administering all provisions of this article to include, but not limited to: a. Reporting forms and requirements; or b. Establishing procedures and schedules for conducting financial audits or inspections of the books or records of any establishment licensed under this article. (2) Every brewpub located within the city shall file a monthly report with the revenue division, no later than the 20th day of each month, on such forms as the revenue STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 27 of 45 division may prescribe, setting forth all malt beverages produced during such prece ding calendar month, to include the beginning and ending inventories. Such report shall also indicate the total production of malt beverages during the report period and the proper tax remittance for such production. Failure to properly complete or submit the required reports shall subject the licensee to a late filing penalty set forth by city council resolution. (Ord. No. 06-11-13, § 1(ch. 7, art. 11, § 1), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 11, § 1), 12-6-2007) Secs. 4-298—4-316. - Reserved. Sec. 4-317. - Requirements for sale of alcoholic beverages. Private clubs may sell and dispense alcoholic beverages upon: (a) Compliance with all applicable city ordinances and regulations governing the sale of such beverages; and (b) Payment of such license fees and taxes as may be required by the existing ordinances, rules and regulations of the city. (Ord. No. 06-11-13, § 1(ch. 7, art. 7, § 2), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 7, § 2), 12-6-2007) Sec. 4-318. - Tax exempt organizations not required to operate food establishment. Veterans' organizations, fraternal organizations, and other nonprofit organizations currently having tax exempt status under either the United States Internal Revenue Code or the state income tax law shall not be required to operate a food establishment serving prepared food. However, any such organization selling or dispensing alcoholic beverages, or allowing brown bagging, shall be subject to all ordinance regulations dealing with general licensing and consumption on the premises establishments. (Ord. No. 06-11-13, § 1(ch. 7, art. 7, § 3), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 7, § 3), 12-6-2007) Sec. 4-319. - Hours and days of operation. (a) No alcoholic beverages shall be sold for consumption on the premises except between the hours of 9:00 a.m. and 4:00 a.m. Monday through Saturday. (b) Alcoholic beverages shall not be sold for consumption at any time in violation of any local ordinance or regulation or of any special order of the governing authority. (c) The sale of beer or wine for consumption on the premises is permitted on Sundays from 12:30 p.m. until 12:00 midnight in: (1) Any licensed establishment which derives at least 50 percent of its total annual gross sales from the sale of prepared meals or foods in all of the combined retail outlets of the individual establishment where food is served; and (2) Any licensed establishment which derives at least 50 percent of its total annual gross income from the rental of rooms for overnight lodging. (d) Alcoholic beverages may be sold for consumption on the premises from 12:00 midnight to 2:00 a.m. on any Monday which is New Year's Day, January 1, of any year. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 28 of 45 Secs. 4-320—4-338. - Reserved. FOOTNOTE(S): (20) State Law reference— Sale of distilled spirits by private clubs, O.C.G.A. § 3-7-1 et seq.; local licensing and regulation of private clubs, O.C.G.A. § 3-7-40 et seq.; local excise taxation regarding private clubs, O.C.G.A. § 3-7-60. (Back) Sec. 4-339. - General provisions. (a) Definitions. The term "in-room service" means: (1) The provision of a cabinet or other facility located in a hotel-motel guestroom which contains beer and wine only; (2) Which is provided upon the guest's written request and which is accessible by lock and key only to the guest; and (3) For which the sale of the beer and wine contained therein is final at the time requested except for a credit which may be given to the guest for any unused portion. (b) Compliance. Any hotel-motel that acquires this in-room service shall also be required to obtain a consumption on the premises license and meet all of the requirements of this chapter. (c) License required; fee. No hotel-motel shall be authorized to provide in-room service until it has been issued a special license to do so. A license fee as set forth from time to time by city council resolution shall be imposed to provide only beer and wine by "in- room service." (d) Limited by restrictions. The sale of beer and wine by in-room service shall be subject to all the restrictions and limitations relative to the retail sale of any alcoholic beverages, except as provided otherwise in this article. (e) Sale of keys. Keys for in-room service shall only be sold to guests between the hours of 7:00 a.m. and 12:00 midnight Monday through Saturday and between the hours of 12:30 p.m. and 12:00 midnight on Sunday. (Ord. No. 06-11-13, § 1(ch. 7, art. 8, § 1), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 8, § 1), 12-6-2007) Secs. 4-340—4-358. - Reserved. Sec. 4-359. - General provisions. (a) License required; fee. Any person desiring to sell at wholesale any alcoholic beverages in the city shall make application to the city manager for a license to do so, which application shall be in writing on the prescribed forms, and pay any license fee as set forth by city council resolution. (b) Conflicts prohibited. No person who has any direct financial interest in any license for the retail sale of any alcoholic beverages in the city shall be allowed to have any interest or ownership in any wholesale alcoholic beverage license issued by the city. (c) Restricted sales. No retailer shall purchase any alcoholic beverage from any person other than a wholesaler licensed under this article. No wholesaler shall sell any alcoholic beverage to any person other than a retailer licensed under this chapter; STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 29 of 45 provided, however, that this section shall not prohibit the purchase by one retailer of another retailer's entire stock in a bona fide purchase of an ongoing business. (d) Delivery by duly licensed wholesaler required. No alcoholic beverage shall be delivered to any retail sales outlet in the city except by a duly licensed wholesaler. The name of the wholesale distributor shall be clearly marked on the delivery vehicle. (Ord. No. 06-11-13, § 1(ch. 7, art. 6, § 1), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 6, § 1), 12-6-2007) Sec. 4-360. - Hours and days of operation. Wholesalers shall not engage in the sale of alcoholic beverages except between 7:00 a.m. and 6:00 p.m. Monday through Saturday. There shall be no sales of alcoholic beverages on Sunday by Wholesalers. (Ord. No. 06-11-13, § 1(ch. 7, art. 6, § 2), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 6, § 2), 12-6-2007) Sec. 4-361. - Audits. If the city manager deems it necessary to conduct an a udit of the licensee's records and books, he or she shall notify the licensee of the date, time and place of the audit. (Ord. No. 06-11-13, § 1(ch. 7, art. 6, § 3), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 6, § 3), 12-6-2007) Secs. 4-362—4-397. - Reserved. Sec. 4-417. - Levied; late payment penalty. There is hereby levied an excise tax on all beer and malt beverages produced by a brewpub at the rate set forth by city council resolution. Such tax shall be paid to the revenue division no later than the 20th day of each month for the preceding month's production. A late payment penalty not to exceed ten percent of the tax otherwise due shall be added to the amount due for any payment not received by the due date. (Ord. No. 06-11-13, § 1(ch. 7, art. 11, § 1), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 11, § 1), 12-6-2007) Secs. 4-418—4-436. - Reserved. Sec. 4-437. - Levied; rate and manner of collection. (a) An excise tax is levied on the sale of distilled spirits by the package, at the wholesale level, and is set at the rate set forth by resolution of the city council. (b) An excise tax is levied on the first sale or use of wine by the package at the wholesale level and is set at the rate set forth by city council resolution. (c) The excise tax imposed shall be collected by all wholesalers selling wines and alcoholic beverages to persons holding retail licenses for sale to the same, in the city. Said excise taxes shall be collected by the wholesalers at the time of the wholesale sa le of such beverages. It shall be the duty of each wholesaler to remit the proceeds so collected to the revenue division of the city, on or before the 15th day of each month, for the preceding calendar month. This remittance shall be submitted on forms as prescribed or authorized by the revenue division of the city. Remittances shall be accompanied by a statement under oath from a responsible person employed by the wholesaler showing the total sales of each type of wine and alcoholic beverage, by volume and price, disclosing for the preceding calendar month the exact quantities of wine and alcoholic beverages, by size and type of container, constituting a beginning and ending inventory for the month, sold to every person holding a retail license for the sale of wine and alcoholic beverages in the city. Failure to file such a statement, or to STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 30 of 45 remit the tax collected on or before the 15th day of each month, shall be grounds for suspension or revocation of the license provided for by this chapter. (Ord. No. 06-11-13, § 1(ch. 7, art. 10, § 1), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 10, § 1), 12-6-2007) Secs. 4-438—4-456. - Reserved. Sec. 4-457. - Levied; method of collection; payment. (a) An excise tax is levied on the first sale and use of malt beverages at the wholesale level and is set at the rate set forth by city council resolution. (b) The excise taxes imposed shall be collected by all wholesalers selling alcoholic beverages to persons holding retail licenses for sale to the same, in the city. Said excise taxes shall be collected by the wholesalers at the time of the wholesale sale of such beverages. It shall be the duty of each wholesaler to remit the proceeds so collected to the revenue division of the city, on or before the 15th day of each month, for the preceding calendar month. This remittance shall be submitted on forms as prescribed or authorized by the revenue division of the city. Remittances shall be accompanied by a statement under oath from a responsible person employed by the wholesaler showing the total sales of each type of malt beverage, by volume and price, disclosing for the preceding calendar month the exact quantities of malt beverages, by size and type of container, constituting a beginning and ending inventory for the month, sold to every person holding a retail license for the sale of malt beverages in the city. Failure to file such a statement, or to remit the tax collected on or before the 15th day of each mon th, shall be grounds for suspension or revocation of the license provided for by this chapter. (Ord. No. 06-11-13, § 1(ch. 7, art. 10, § 2), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 10, § 2), 12-6-2007) Secs. 4-458—4-476. - Reserved. Sec. 4-477. - Levied; method of collection; personal liability for nonpayment. (a) An excise tax is levied upon every sale of alcoholic beverages containing distilled spirits purchased by the drink at the retail level and is set at the rate set forth by city council resolution. (b) Every licensee for the sale of distilled spirits by the drink operating a place of business in the city shall, at the time of sale for food and drinks served, itemize separately the price of each sale of alcoholic beverages containing distilled spirits. (c) Every licensee is required to pay the tax imposed herein for the sale of alcoholic beverages containing distilled spirits by the drink within the licensed premises. Such licensee shall furnish all information as may be requested by the city to facilitate the collection of this tax. Any licensee who shall neglect, fail, or refuse to pay the tax herein provided upon all retail sales made by the licensee of alcoholic b everages containing distilled spirits by the drink, shall be liable for and pay the tax himself or herself. (d) Due dates, returns and collection fees. (1) All taxes collected by any licensee by this section shall be due and payable to the city treasurer monthly on or before the 20th day of every month next succeeding each respective monthly period. (2) The return for the preceding monthly period shall be filed with the city in such form as the city may prescribe or authorize and signed by the licensee liable for the payment of tax hereunder. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 31 of 45 (3) Returns shall show the gross receipts from the sale of food, if applicable, alcoholic beverages containing distilled spirits, indicating the number sold, by the drink, amount of tax collected or authorized du e for the related period, and such other information as may be required by the city, on forms prescribed or authorized by the city. (4) The licensee shall deliver the return, together with the remittance of the net amount of tax due, to the city treasurer. (5) Licensees collecting the tax shall be allowed three percent of the first $3,000.00 of tax due and one-half percent of the amount in excess of $3,000.00 as a vendor's credit under this section and shall be reimbursed in the form of a deduction in submitting, reporting and paying the amount due, if said amount is not delinquent at the time of payment. The rate of the deduction shall be the same rate authorized for deductions from state law as now or hereafter amended. (Ord. No. 06-11-13, § 1(ch. 7, art. 10, § 3), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 10, § 3), 12-6-2007) Secs. 4-478—4-496. - Reserved. Sec. 4-497. - Deficiency determinations; penalty. (a) If the city is not satisfied with the return of the tax or the amount of the tax required to be paid to the city by a party, the city may compute and determine the amount required to be paid upon the basis of any information within its possession or that may come into its possession. One or more deficiency determinations may be made of the amount due for any monthly period. (b) The amount determined to be deficient shall bear interest at the rate of one percent per month, or fraction thereof, from the 15th day of the month after the close of the period for wholesale tax due, or from the 20th day after the close of the period for retail tax due, which the amount or any portion thereof should have been returned until paid, in addition to any other penalties which may be imposed. (c) For any deficiency which is determined to be made due to fraud, or an intent to evade any provisions of this article, a penalty of 25 percent of the deficiency shall be added thereto. (d) The city shall give to the licensee written notice of the d etermination. The notice may be served personally or by mail; if by mail such service shall be addressed to the licensee at his or her address as it appears in the city records. In the case of service by mail of any notice required by this article, the service is complete at the time of deposit in the United States post office. (e) Except in the case of fraud, intent to evade this article, or failure to make a return, every notice of deficiency determination shall be mailed within three years after the 20 th of the calendar month following the monthly period for which the amount is proposed to be determined, or within three years after the return is filed, whichever period should last expire. (Ord. No. 06-11-13, § 1(ch. 7, art. 10, § 4), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 10, § 4), 12-6-2007) Sec. 4-498. - Determination of tax if no return filed; penalty. (a) If any licensee fails to make a return, the city shall make an estimate of the amounts of the gross receipts of the licensee, or as the case may be, of the amount of the total STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 32 of 45 sales in the city which are subject to the tax. The estimate shall be made for the period in respect to which the licensee failed to make the return and shall be based upon any information which is or may come into the city's possession. Upon the basis of this estimate, the city shall compute and determine the amount required to be paid the city. One or more determinations may be made for each period. (b) If the failure of any person to file a return is due to fraud or intent to evade this article, a penalty of 25 percent of the amount required to be paid by the party shall be added thereto in addition to any other penalties which are imposed under this chapter. (c) The city shall promptly give to the party written notice of the deficiency. (Ord. No. 06-11-13, § 1(ch. 7, art. 10, § 5), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 10, § 5), 12-6-2007) Sec. 4-499. - Interest and penalty for failure to pay tax. (a) Any party who fails to pay the tax herein imposed by the city, or fails to pay any amount of such tax required to be paid by the party shall, in addition to the tax, pay interest on the outstanding tax obligation at the rate of one percent per month, or fraction thereof, from the date the tax payment was last due until payment is made. (b) Any party who fails to pay the tax herein imposed by the city, or fails to file any required tax return to the city, within the time required, shall pa y a penalty of 15 percent of the tax, or amount of the tax and interest, due the city. (Ord. No. 06-11-13, § 1(ch. 7, art. 10, § 6), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 10, § 6), 12-6-2007) Sec. 4-500. - Failure to pay grounds for suspension or revocation. Failure to pay the taxes imposed by this article or file the required return shall be grounds for suspension or revocation of any retail license to sell alcoholic beverages in the city. In the event that any person holding a retail license shall fail to file the required return or to pay the taxes imposed by this article, it shall be grounds for suspension or revocation of any retail license to sell alcoholic beverages in the city. In the event that any person holding a retail license shall fail or refuse to pay to the wholesaler selling to him or her alcoholic beverages the tax imposed by the city, the wholesaler shall immediately report such failure to pay to the business license division of the city and shall make no further sales of any alcoholic beverages whatsoever to said retailer until receipt of written notification to do so from the city. In such event, the tax may be collected by the city by an action at law against the retailer. (Ord. No. 06-11-13, § 1(ch. 7, art. 10, § 7), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 10, § 7), 12-6-2007) Secs. 4-501—4-519. - Reserved. ARTICLE VIII. - REGULATIONS Sec. 4-520. - Sales on election days, Sundays and holidays governed by state law. Sec. 4-521. - Distance requirements. Sec. 4-522. - Sales to minors or physically or mentally incapacitated persons prohibited. Sec. 4-523. - Minors prohibited on licensed premises unless accompanied by parent, guardian or custodian; exceptions. Sec. 4-524. - Minors prohibited from selling or handling alcoholic beverages in workplace. Sec. 4-525. - Unlawful for minor to misrepresent age for purpose of acquiring alcoholic beverage. Sec. 4-526. - Advertising; location requirements; signs. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 33 of 45 Sec. 4-527. - Retailer to purchase from licensed wholesaler only. Sec. 4-528. - Retail consumption dealers to store inventory only on premises. Sec. 4-529. - Adding to contents of alcoholic beverage prohibited. Sec. 4-530. - Poured alcohol to be transported by employees only. Sec. 4-531. - Licensees to maintain a copy of this chapter on premises; employees to be familiar with terms; licensee responsible for violations. Sec. 4-532. - Unlawful to employ minor as entertainer or to dispense, serve, sell or take orders for alcoholic beverages; exceptions. Sec. 4-533. - Failure to require and properly check identification. Sec. 4-534. - Sales to underage persons prohibited. Sec. 4-535. - Unlawful for minor to purchase or possess alcoholic beverages. Sec. 4-536. - Regulations concerning managers and employees; pouring permits. Sec. 4-537. - Open area and patio sales regulations. Sec. 4-538. - Consumption outside premises prohibited. Sec. 4-539. - Complete and detailed specifications of premises and surrounding area required to accompany application for alcoholic beverage license. Sec. 4-540. - Solicitation prohibited. Sec. 4-541. - Authority of Chief of Police to inspect licensed establishments. Sec. 4-542. - Authority of Chief of Police to close establishment in emergency situations. Sec. 4-543. - Unlawful to bring alcoholic beverage (brown bagging) onto any establishment. Sec. 4-544. - Types of entertainment, attire and conduct prohibited. Sec. 4-545. - Alcohol awareness training. Sec. 4-520.- Sales on election days, Sundays and holidays governed by state law. The sale of alcoholic beverages on election day is limited to provision of state law, pursuant to O.C.G.A. § 3-3-20. The sale of alcoholic beverages on Sunday and holidays is limited to provision of state law, pursuant to O.C.G.A. §§ 3-3-20 and 3-3-7. (Ord. No. 06-11-13, § 1(ch. 7, art. 2, § 4), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 2, § 4), 12-6-2007) Sec. 4-521.- Distance requirements. (a) Distilled spirits. No person may allow brown bagging or sell or offer to sell any distilled spirits in or within 100 yards of a church building or within 200 yards of any school building, educational building, school grounds, or college campus. (b) Malt beverage or wine. No person may allow brown bagging or sell or offer to sell any wine or malt beverage within 100 yards of any school building, school grounds, or college campus. (c) Most direct route used. For purposes of this section, the distance shall be measured by the most direct route of travel on the ground and shall be measured in the following manner: (1) From the main entrance of the establishment from which alcoholic beverages are sold or offered for sale; (2) In a straight line to the nearest public sidewalk, walkway, street, road or highway by the nearest route; (3) Along such public sidewalk, walkway, street, road or highway by the nearest route; (4) To the main entrance of the church building, or to the nearest portion of the school grounds. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 34 of 45 (d) Preexisting establishments. No location which is licensed to sell alcoholic beverages on the effective date of the ordinance from which this section is derived shall be denied continued operation under an existing license, nor shall any new owner of the location be denied a new license based upon the measurements set forth in subsections (a) and (b) of this section. (e) New church or schools. As to any location licensed in the future, if the distance requirements in this section are met at the time of issuance of any license, the subsequent opening and operation of a church or school within the distance prohibited in this section shall not prevent the continuance of an existing license or the issuance of a new license to any subsequent owner of such property. Provided, however, that the distance requirements herein shall not apply at any location for which a new license is applied for if the sale of alcoholic beverages was lawful at such location at any time during the 12 months immediately preceding such application. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 5), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 5), 12-6-2007) State law reference— Sales of alcoholic beverages near churches, schools or college campus, O.C.G.A. § 3 - 3-21. Sec. 4-522.- Sales to minors or physically or mentally incapacitated persons prohibited. No licensee shall allow brown bagging or sell or permit to be sold alcoholic beverages to a minor, as defined in O.C.G.A. § 3-3-23, which reads as follows: (1) Except as otherwise authorized by law: a. No person knowingly, by himself or herself or through another, shall sell, cause to be furnished, or permit any person in his or her employ to sell or furnish any alcoholic beverage to any person under 21 years of age. b. No person under 21 years of age shall purchase or knowingly possess any alcoholic beverage. c. No person under 21 years of age shall misrepresent his or her age in any manner whatsoever for the purpose of obtaining illegally any alcoholic beverage. d. No person knowingly or intentionally shall act as an agent to purchase or acquire any alcoholic beverage for or on behalf of a person under 21 years of age. (2) The prohibitions contained in subsections (1) a, b, and d of this section shall not apply to the sale, purchase, or possession of alcoholic beverages for consumption: a. For medical purposes pursuant to a prescription of a physician duly authorized to practice medicine in the state. b. At a religious ceremony. c. In the home with parental consent. (3) The prohibition contained in subsection (1)a of this section shall not apply with respect to sale of alcoholic beverages by a person when such person has been furnished with proper identification showing that the person to whom the alcoholic beverage is sold is 21 years of age or older. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 35 of 45 a. For purposes of this subsection, the term "proper identification" means any document issued by a governmental agency containing a description of the person, such person's photograph, or both, and giving such person's date of birth and proper identification includes, without being limited to, a passport, military identification card, driver's license, or an identification card authorized under O.C.G.A. § 40-5-100, requiring the Police Department to issue identification cards to handicapped persons who do not have a motor vehicle driver's license. b. The "proper identification" does not include a birth certificate. (4) No licensee shall allow or require a person in his or her employment under 18 years of age to dispense, serve, sell or take orders for any alcoholic beverage. This section shall not prohibit persons under 18 years of age who are employed in supermarkets, convenience stores, or drugstores from selling or handling alcoholic beverages which are sold for consumption off the premises. (5) Testimony by any person under 21 years of age, when given in an administrative or judicial proceeding against another person for violation of any provision of this section, shall not be used in any administrative or judicial proceeding brought against such testifying person under 21 years of age. (6) Nothing in this section shall be construed to modify, amend, or supersede O.C.G.A. § 15-11-1 et seq. (pertaining to juvenile proceedings); or to any person who is physically or mentally incapacitated due to the consumption of alcoholic beverage. Nor shall any licensee violate O.C.G.A. § 3-3-22, which provides as follows: "No alcoholic beverage shall be sold, bartered, exchanged, given, provided, or furnished to any person who is in a state of noticeable intoxication." A violation of this section shall be cause for suspending or revoking such license in accordance with provisions of this article. (Ord. No. 06-11-13, § 1(ch. 7, art. 2, § 7), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 2, § 7), 12-6-2007) Sec. 4-523.- Minors prohibited on licensed premises unless accompanied by parent, guardian or custodian; exceptions. (a) No person who holds a license to sell distilled spirits by the drink shall allow any minors to be in, frequent, or loiter about the licensed premises of the nightclub or lounge unless such minors are accompanied by a parent, legal guardian, or custodian. (b) Such minors shall be permitted in eating establishments or private clubs without being accompanied by a parent, legal guardian, or custodian. (c) This section shall not apply to minors who are employees under the terms of this article. (Ord. No. 06-11-13, § 1(ch. 7, art. 2, § 8), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 2, § 8), 12-6-2007) Sec. 4-524.- Minors prohibited from selling or handling alcoholic beverages in workplace. No licensee hereunder shall allow any minor employed by a licensee to sell or otherwise handle alcoholic beverages who is under 18 years of age. (Ord. No. 06-11-13, § 1(ch. 7, art. 2, § 9), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 2, § 9), STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 36 of 45 12-6-2007) Sec. 4-525.- Unlawful for minor to misrepresent age for purpose of acquiring alcoholic beverage. It shall be unlawful for any minor to falsely misrepresent his or her age in any manner whatsoever where said minor's purpose is to acquire and possess alcoholic beverages. (Ord. No. 06-11-13, § 1(ch. 7, art. 2, § 10), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 2, § 10), 12-6-2007) Sec. 4-526.- Advertising; location requirements; signs. (a) No outdoor advertising or signs with respect to the promotions of the sale of alcoholic beverages, or the prices of such beverages, shall be permitted: (1) On the exterior of any retail package outlet; (2) On the premises of the consumption dealer; or (3) In the windows of any such establishment that may be viewed from outside. (b) No signs shall be erected anywhere in the city advertising or promoting the sale of alcoholic beverages, except that a store displaying its merchandise may, in the same manner as such other merchandise is displayed, erect a signs indicating the counter on which the merchandise is displayed; provided the lettering of such signs does not exceed in size the lettering of such signs on other counters where other products are sold. The name, brand or type of alcoholic beverage served and the price per serving may be provided to customers on a regular printed menu. (c) Sign limitations. Retail package licensees shall indicate plainly by tags or labels on the bottles or containers or on the shelf immediately below where the containers are placed, the price of an alcoholic beverage exposed or offered for sale. No other sign may be exposed prominently within or without the retail establishment showing prices or indicating that alcoholic beverages are for sale on the premises. (d) Alcoholic beverages may not be priced on signs, menus or any place else allowed by this Code except as to single units or unbroken package quantities. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 21 ), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 21 ), 12-6-2007) Sec. 4-527.- Retailer to purchase from licensed wholesaler only. (a) No retailer shall purchase alcoholic beverages from any person other than a wholesaler licensed under this chapter. No wholesaler shall sell any alcoholic beverage to anyone other than a retailer licensed under this chapter; provided, however, that this section shall not prohibit the purchase by one retailer of another retailer's entire stock in a bona fide purchase of an ongoing business. (b) The city manager or his or her designee may request, from time to time, information concerning purchases and sales of alcoholic beverages from retailers and wholesalers. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 23), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 37 of 45 23 ), 12-6-2007) Sec. 4-528.- Retail consumption dealers to store inventory only on premises. No retail consumption dealer licensed under this chapter shall keep any beer, malt beverage, wine or other alcoholic beverage at any place except the licensed place of the business. No retail consumption dealer shall be permitted to enter into any type of arrangement whereby distilled spirits ordered by a licensee are stored by a licensed wholesaler. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 24), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 24 ), 12-6-2007) Sec. 4-529.- Adding to contents of alcoholic beverage prohibited. No one shall add to or permit the adding to any alcoholic beverage or refill any alcoholic beverage manufacturer's container in any manner. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 25), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 25 ), 12-6-2007) Sec. 4-530.- Poured alcohol to be transported by employees only. Poured alcoholic beverages will be transported from the point of dispensing to the customer by permitted employees only. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 26), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 26 ), 12-6-2007) Sec. 4-531.- Licensees to maintain a copy of this chapter on premises; employees to be familiar with terms; licensee responsible for violations. Each alcoholic beverage dealer licensed under this chapter shall keep a copy of this chapter in the licensed premises and shall instruct any person working there with respect to the terms of this chapter; and each licensee, the licensee's agents and employees selling alcoholic beverages shall at all times be familiar with the terms of this chapter. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 27), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 27 ), 12-6-2007) Sec. 4-532.- Unlawful to employ minor as entertainer or to dispense, serve, sell or take orders for alcoholic beverages; exceptions. (a) No person shall allow or require a person in his or her employment under 18 years of age to dispense, serve, sell, or take orders for any alcoholic beverage. (b) The provisions of this section shall not prohibit persons under 18 years of age who are employed in supermarkets or convenience stores from selling or handling alcoholic beverages which are sold for consumption off the premises. (c) It is unlawful for any person under 18 years of age to work as an entertainer in any establishment licensed under this chapter without written consent from parents or guardian. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 28), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 28), 12-6-2007) STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 38 of 45 Sec. 4-533.- Failure to require and properly check identification. It shall be a violation not to require and properly check identification to ensure that an underage person is not sold, served, or does not have in his or her possession any alcoholic beverages while in a licensed establishment. In this section, the term "identification" means any document issued by a governmental agency containing a description of the person, such person's photograph and giving such person's date of birth and shall include, without being limited to: (1) A passport; (2) A military ID card; (3) A driver's license; or (4) State department of public safety ID card. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 29), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 29), 12-6-2007) Sec. 4-534.- Sales to underage persons prohibited. No holder or employee of the holder of a license authorizing the sale of alcoholic beverages, shall do any of the following upon the licensed premises: (1) Sell or offer to sell any distilled spirits, wines, beer or malt beverages, or any other alcoholic beverage to any person under the age of 21 years. Allow brown bagging by any person under the age of 21. (2) The prohibition in subsection (1) of this section shall not apply with respect to the sale of distilled spirits to a person when such person has furnished proper identification showing that the person to whom the distilled spirits are being sold is 21 years of age or older. a. For the purposes of this subsection, the term "proper identification" means any document issued by a government agency containing a description of the person, such person's photograph, or both, and giving such person's date of birth including, but not limited to, a passport, military identification card, driver's license, or identification card authorized under an act to require the department of public safety to issue identification cards to persons who do not have a motor vehicle driver's license. b. The term "proper identification" does not include a birth certificate. (3) Sell or offer to sell or allow brown bagging any alcoholic beverages to any person who is noticeably intoxicated, who is of unsound mind, or who is a habitual drunkard whose intemperate habits are known to the licensee or his or her employees. (4) Sell alcoholic beverages upon the licensed premises or permit alcoholic beverages to be consumed thereon, on any day or at any time when the sale or consumption is prohibited by law. (5) No person who holds a license to sell alcoholic beverages by the drink shall allow any minors to be in, frequent or loiter about the licensed premises of the establishment or lounge unless such minors are accompanied by a parent, legal guardian, or custodian; provided, however, that such minors shall be permitted in eating establishments, indoor STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 39 of 45 commercial recreational establishments, or private clubs without being accompanied by a parent, legal guardian, or custodian and provided further that this section shall not apply to minors who are employees under the terms of this chapter. (6) The penalty for violation of this section by an individual shall be as follows: a. For the first offense, a minimum fine of $250.00. b. For the second offense and subsequent violations within one year, a minimum fine of $500.00. (7) Any licensed establishment where three or more violations of this section, or O.C.G.A. § 3-3-23, have occurred within any 36-month period shall be punished as follows: a. For the third offense within any 36-month period, suspension of the license for a period not to exceed 90 days. b. For the fourth and any subsequent violation within any 36-month period, suspension of the license for a period not to exceed one year. As to the penalties in this subsection, if there is a change in a majority of the licensed establishments' owners, partners or shareholders, the violations under the old ownership shall not count against the new owners. However, a different corporation, partnership or other association will be charged with the violations of its predecessor if a majority of the owners, partners or shareholders are the same. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 30), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 30), 12-6-2007) State law reference— Furnishing to, purchase of, or possession by persons under 21 years of age of alcoholic beverages; use of false identification; proper identification for sale of alcoholic beverages; dispensing, serving, etc., of alcoholic beverages by persons under 21 ye ars of age in the course of employment; seller's duty to request proper identification, O.C.G.A. § 3-3-23. Sec. 4-535.- Unlawful for minor to purchase or possess alcoholic beverages. (a) No person under 21 years of age shall purchase or possess any alcoholic beverage. (b) No person under 21 years of age shall attempt to purchase any alcoholic beverage or misrepresent his or her age in any manner whatever for the purpose of obtaining alcoholic beverages. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 31), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 31), 12-6-2007) Sec. 4-536.- Regulations concerning managers and employees; pouring permits. The following regulations shall apply to all establishments holding a license for consumption of alcoholic beverages on the premises: (1) No person shall be employed to dispense, sell, serve, take orders, mix alcoholic beverages, or serve in any managerial position, by an establishment holding a license under this chapter until such person has been cleared by the Chief of Police or his or her designee, indicating that the person is eligible for such employment. STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 40 of 45 (2) This section shall not be construed to include volunteer groups with nonprofit tax exempt status from the Internal Revenue Service whose volunteer efforts financially benefit a nonprofit organization with no direct financial benefit, either by wages, tips or donations, to the individual volunteer. No volunteer under the age of 18 years shall be allowed to dispense, sell, serve, take orders or mix alcoholic beverages. Employees of a licensed establishment whose duties are limited solely to those of busboy, cook, or dishwasher shall also be excluded from this section. (3) No pouring permit shall be issued until such time as a signed application has been filed with the city manager or his or her designee, and upon paying a fee which shall be established by the mayor and city council, and a search of the criminal record of the applicant completed. The application shall include, but not be limited to, name, date of birth, and social security number. These applications and the resulting criminal investigative report shall be regarded as confidential and shall not be produced for public inspection without a court order. (4) The Chief of Police or his or her designee shall have a complete and exhaustive search made relative to any police record of the applicant. If there is no record of a violation of this chapter, the Chief of Police or his or her designee shall approve the issuance of a permit to the person, stating that the person is eligible for employment. If it is found that the person is not eligible for employment, The Chief of Police or his or her designee shall notify the person, in writing, that they are not eligible for employment, the cause of such denial and their right to appeal. (5) Crimes preventing the possession of a pouring permit. a. No person shall be granted a pouring permit who has, within five years of the date of applying for a pouring permit, been convicted or pled guilty or entered a plea of nolo contendere to any crime involving: 1. Moral turpitude; 2. Illegal gambling; 3. Illegal possession or sale of controlled substances; 4. Illegal sale or possession of alcoholic beverages (including the sale or transfer of alcoholic beverages to minors in a manner contrary to law; 5. Keeping a place of prostitution; 6. Solicitation of sodomy; or 7. Any sexual related crime. Or, at the time of applying for a pouring permit, is then on parole or probation for any of the criminal offenses identified in [subsection] (5)a.(1.—7.) above. b. Reserved. c. No person shall be granted a pouring permit who has been convicted, plead guilty or entered a plea of nolo contendere to any federal, state, or local law for any felony within five years of the date of conviction and has not been released from STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 41 of 45 parole or probation prior to the filing for application for such permit. For purposes of this chapter, a conviction or plea of guilt or nolo contendere shall be ignored as to any offense for which defendant who was allowed to avail himself or herself of the state first offender provisions, O.C.G.A. § 48-8-98 et seq. Except, however, that any such offense shall not be ignored where the defendant violated any term of probation imposed by the court granting first offender treatment or committed another crime and the sentence in court entered an adjudication of guilt as to the crime for which the defendant had previously been sentenced as a first offender. (6) An alcoholic beverage pouring permit shall be issued for a period of one calendar year from the date of the original application. As noted in subsection (11) of this section, the alcoholic beverage pouring permit must be in the possession of the employee while the employee is working at the licensed establishment. This permit must be in the possession of the employee while the pouring permit holder is working and available for inspection by members of the Police Department or the city manager's staff. All persons employed to dispense, sell, serve, take orders, mix alcoholic beverages or serve in any managerial position in any establishment licensed under this chapter shall be required to complete an alcohol awareness training program to become a certified alcohol awareness server, as defined in section 4-545, as a condition to the privilege of continuing to maintain a valid alcohol pouring permit. (7) No person shall be issued a permit if it is determined that the person falsified, concealed or covered up any material fact by any device, trick or scheme while making application to the city for an alcoholic beverage pouring permit under this section. If it is determined that a person is in violation of this subsection and a permit is denied for this reason, then 30 calendar days must elapse from the date of notification per certified mailing before a new application and fee may be resubmitted. (8) All permits issued through administrative error can be terminated and seized by the Chief of Police or his or her designee or the city manager or his or her designee. (9) A replacement permit will be issued within 30 days of the original date, upon paying one-half of the fee charged for an original alcoholic beverage pouring permit. After 30 days of original application date, a new application and fee must be submitted. (10) All permits issued under this chapter remain city property and shall be produced for inspection upon demand of any city police officer, his or her designee or code enforcement officer. (11) No licensee shall allow any employee or manager required to hold a permit to work on the premises unless the employee or manager has in his or her possession a current valid city pouring permit. For new employees, an application for a permit must be made within five calendar days of date of initial employment. Licensees are required by this chapter to inspect and verify that each employee has in his or her possession a valid city alcoholic beverage pouring permit. (12) It shall be the duty of all persons holding any license to sell alcoholic beverages to file with the city the name of the establishment, the license number and a list of all employees, with their home addresses and home telephone numbers, twice annually during the month of June and again during the month of December. (13) The licensee is required to maintain the exterior of the licensed premises, parking lot STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 42 of 45 and all parts of premises abutting public rights-of-way during all hours the business is open and to do an inspection of the premises within three hours after closing. The term "maintain" means keeping the defined areas free of bottles, cans, cups, trash and other litter. (14) Any person convicted of any violation of this section shall receive a fine in an amount not to exceed state law. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 32), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 32), 12-6-2007; Ord. No. 10-01-59, § 1, 3-8-2010) Sec. 4-537.- Open area and patio sales regulations. (a) Alcoholic beverage sales and/or brown bagging can be made by a licensed consumption on-premises establishment in a patio/open area type environment if the establishment has been approved to do so by the city manager. (b) The requirement for approval is that the patio/open area be enclosed by some structure providing for public ingress/egress only through the main licensed premises. The purpose of this requirement is to prevent a customer from leaving the outside sales area with an open drink without the licensee's knowledge. (c) The height of such structure shall be a minimum of three feet above ground level. It does not have to be solid nor does it have to restrict visibility into or out of the patio/open sales area. It must be permitted and approved by the city's building inspection department and the city's fire department as required by their governing regulations or codes. (d) The only exit from this type area is to be through the licensed establishment's main premises and through an approved fire exit, not for general public use unless an emergency exists. The fire exit should be of the type that sounds an alarm so that the establishment will be alerted in the event of unauthorized use when no emergency exists. (e) If a licensee desires a patio/open sales area inside an existing structure, plans will be reviewed and approved on an individual basis by the community development department. Interior type patio/open sales areas must meet the requirements of the city's development and fire codes. (f) Nothing contained in this section shall prohibit a hotel or motel with a consumption on the premises license from making sales and allowing consumption of alcoholic beverages in ballrooms, meeting rooms, reception rooms, or patio areas of such hotel or motel; provided such functions are catered in connection with a meeting, conference, convention or similar type gathering at such hotel or motel. Patio areas, as that term is used in this subsection, do not have to conform to the standards in this section. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 33), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 33), 12-6-2007) Sec. 4-538.- Consumption outside premises prohibited. (a) It is prohibited for customers to leave the premises with open alcoholic beverages, except as allowed by O.C.G.A. 3-6-4, “Removal of partially consumed bottle of wine from premises”, and it is the licensee's responsibility to ensure that no open beverages purchased at the establishment are carried out. In the event of brown bagging in accordance with this chapter, a STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 43 of 45 partially consumed bottle of wine must be sealed by the licensee prior to removal from the premises and transported in accordance with O.C.G.A. 40-6-253, “Consumption of alcoholic beverage or possession of open container of alcoholic beverage in passenger area.” However, nothing in this section shall be construed to prohibit the carrying out of wine or malt beverages for consumption at a publicly-owned or privately-owned golf course. (b) Brown bag licensees must post notice stating “A partially consumed bottle of wine must be sealed by the licensee prior to removal from the premises and transported in accordance with O.C.G.A. 40-6-253, Consumption of alcoholic beverage or possession of open container of alcoholic beverage in passenger area” in a conspicuous place at the main exit of the establishment. (c) It is prohibited for customers to gather outside an alcoholic beverage establishment and consume alcoholic beverages. (d) It is prohibited for the manager or any employee to allow persons to gather outside an alcoholic beverage establishment and consume alcoholic beverages. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 34), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 34), 12-6-2007) Sec. 4-539.- Complete and detailed specifications of premises and surrounding area required to accompany application for alcoholic beverage license. No alcoholic beverage license shall be issued to any person unless the building in which the business will be located is complete and detailed plans of the building and outside premises are attached to the application, or unless the proposed plans and specifications and a building permit of a proposed building are attached to the application. (1) The completed building or the proposed building shall comply with city ordinances, regulations of the state revenue commissioner and the state. (2) The proposed building shall also be subject to final inspection and approval when completed by the building inspector. (3) Each building in which the business will be located shall contain sufficient lighting so that the building itself and the premises on all sides of the building are readily visible at all times from the front of the street on which the building is located so as to reveal all of the outside premises of such building. (4) Each applicant for an alcoholic beverage license shall attach to the application evidence of ownership of the building or proposed building, or a copy of the lease if the applicant is leasing the building. (5) If the applicant is a franchisee, then such applicant shall attach a copy of the franchise agreement or contract with the application. (6) All premises for which an alcoholic beverage license shall be issued shall afford therein adequate sanitary toilet facilities and shall be adequately illuminated so that all hallways, passage ways and open areas may be clearly seen by the customers therein. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 35), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 36), 12-6-2007) STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 44 of 45 Sec. 4-540.- Solicitation prohibited. No retail consumption dealers licensed under this chapter shall require, permit, suffer, encourage, or induce any employee or person to solicit in the licensed premises for himself or herself, or for any person other than the patron and guest of the patron, the purchase by the patron of any drink, whether an alcoholic beverage or nonalcoholic beverage or money with which to purchase the beverage; nor shall any licensee pay a commission or any other compensation to any person frequenting his or her establishment or to his or her agent or manager to solicit for himself or herself or for the others, the purchase by the patron of any drink, whether an alcoholic beverage or nonalcoholic beverage or money with which to purchase the beverage. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 36), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 37), 12-6-2007) Sec. 4-541.- Authority of Chief of Police to inspect licensed establishments. (a) Sworn officers of the police department shall have the authority to inspect establishments licensed under the city's alcoholic beverages ordinances during the hours in which the premises are open for business. These inspections shall be made for the purpose of verifying compliance with the requirements of this chapter and state law. (b) This section is not intended to limit the authority of any other city officer to conduct inspections authorized by other provisions of this Code. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 38), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 38), 12-6-2007) Sec. 4-542.- Authority of Chief of Police to close establishment in emergency situations. The Chief of Police, or his or her designee, may immediately close an establishment licensed under this chapter in case of emergency, for the safety of the public or to investigate a crime, for a period of time not to exceed 24 hours. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 39), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 39), 12-6-2007) 12-6-2007) Sec. 4-544.- Types of entertainment, attire and conduct prohibited. Pursuant to O.C.G.A. § 3-3-41: (1) No person shall perform on a premises licensed hereunder acts of or acts which constitute or simulate: a. Sexual intercourse, masturbation, sodomy, bestiality, oral copulation, flagellation, or any sexual acts which are prohibited by law; b. The touching, caressing, or fondling of the breast, buttocks, anus, or genitals; or c. The displaying of any portion of the female breast below the top of the areola or STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. 11-08-108 Page 45 of 45 the displaying of any portion of any person's pubic hair, anus, cleft of the buttocks, vulva, or genitals. (2) No person shall use on licensed premises artificial devices or inanimate objects to perform, simulate, or depict any of the prohibited conduct or activities described in subsection (1) of this section. (3) It shall be unlawful for any person to show, display, or exhibit, on licensed premises, any film, still picture, electronic reproduction, or any other visual reproduction or image of any act or conduct described in subsection (1) or (2) of this section. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 42), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 42), 12-6-2007) Sec. 4-545.- Alcohol awareness training. (a) Required. Any person to whom an alcoholic beverage pouring permit is issued and all licensee's managerial staff shall be required to complete an alcohol awareness training program within 30 days from date the person is issued an alcoholic beverage pouring permit. (b) City treasurer to maintain list of approved programs. The city treasurer shall maintain a list of schools, training facilities and trade associations located in Fulton County, Georgia, that are authorized and approved by the city manager to conduct alcohol awareness programs for the purpose of training servers of alcohol in intervention procedures when customers become intoxicated. (c) Certificate. The training facilities shall issue, upon completion of the course, a certificate which shows the individual has fulfilled the requirement for the course and is certified as an alcohol awareness server. The cost of the course will be the responsibility of the licensed establishment that employs such server. (d) Establishment to maintain certificates in employees' files and forward copy to city treasurer. The establishment employing individuals required to complete an alcohol awareness program shall obtain the certificates stating the employees have successfully completed the course and have the same delivered to the city treasurer to be kept with the records of the employees having an alcoholic beverage pouring permit. (e) Failure to obtain certificate cause for suspension of pouring permit. The privilege of a person to continue having a valid alcoholic beverage pouring permit is conditioned upon completing an alcohol awareness program and having a certificate of course completion provided to the city in a timely manner. Failure to do so is cause for suspension of the person's alcoholic beverage pouring permit. (Ord. No. 06-11-13, § 1(ch. 7, art. 1, § 43), 11-21-2006; Ord. No. 07-11-53, § 1(ch. 7, art. 1, § 43), 12-6-2007) .,. FS..AL+....:,➢LI� 'M i".�6k�F'MwWa•.MLWGu�f.A}-k854! �fiYM,,I.{i��.lS'}s�IfG'� 9/11 National Day of Service and Remembrance In observance of the 10th anniversary of the Sept. 11, 2001 attacks on America, which killed citizens from 92 different countries, we hereby adopt the following Proclamation in tribute to those lost and injured on 9/11 and the many who gave of themselves in service to their communities and to this country in the aftermath of the attacks: I WHEREAS, people of all ages and walks of life across America and around the world collectively witnessed an event of immense tragedy on Sept. 11, 2001; and a WHEREAS, the events of that day instantly transformed nearly everyone's lives, some through personal loss, and many others through an unfamiliar sense of individual and national vulnerability; and WHEREAS, an unprecedented, historic bonding of Americans arose from the collective shock, unifying the country in an outpouring of national spirit, pride, selflessness, generosity, courage and service; and \` WHEREAS, many brave people heroically, tirelessly and courageously participated in an extraordinarily '! difficult and dangerous rescue and recovery effort, in some cases voluntarily putting their own i; well-being at risk; and 1' WHEREAS, since that fateful day, thousands of United States servicemen and women from all branches of military and law enforcement have selflessly given of themselves to ensure it never happens again; and WHEREAS, Sept. 11 will never, and should never, be just another day in the hearts and minds of all Americans and Sept. 11, 2011 will be the 10th anniversary of the 9/11 attacks on America; and WHEREAS, many citizens may wish to memorialize Sept. 11 by engaging in, or making a plan to engage in, personal and individual acts of community service, or other giving activities, as part of a solemn day of remembrance and tribute; and WHEREAS, on March 19, 2009, the United States Congress passed bipartisan legislation authorizing the establishment of Sept. 11 as a federally recognized National Day of Service and Remembrance, which President Barack Obama signed into law on April 21, 2009; and 1 I ; WHEREAS, the President of the United States, on Sept. 11, 2009, issued the Patriot Day Proclamation officially and permanently designating Sept. I 1 as a National Day of Service and Remembrance, and called upon all interested Americans to participate in this observance through moments of silence, the z {' flying of the flag of the United States at half-staff, as well as community service and charitable activities in tribute and remembrance. j Now, therefore, be it resolved by the City Council of the City of Milton, Georgia, in tribute to all of the victims of 9/11 E� and the many who rose in service in response to the 9/11 terrorist attacks and to those who now serve in our military �1 a. and their families at home supporting their efforts, will observe Sept. 11, 2011, the 10th Anniversary of 9/11, as a voluntary Day of Service and Remembrance, and furthermore calls upon all its citizens and organizations to consider \ joining in this observance and to engage in activities of tribute, solemn remembrance and charitable service. Given under my hand and seal of the City of Milton, Georgia on this 7th Day of September, 20U Joe Lockwood, Mayor 07 :i�i:Y. .':. . r .. � �I`'}A1RA'dgSWiM•WbG F4VIkN/ffi�'YNYt:.i511Y94YA. MfiLC�W"..liSS6m.A9MN:Ml4 &hP KVGM9k. . :... ... •. .. ... a... City of Milton 13000 Deerfield Parkway, Milton, Georgia 30004 1 To: Honorable Mayor and City Council Members From: Chief Deborah Harrell Date: Submitted on August 9, 2011 for the September 7, 2011 Regular Council Meeting Agenda Item: Proclamation recognizing Detective Kevin Barry as Milton’s 2011 Officer of the Year. City Manager’s Office Recommendation: Consent to the proclamation recognizing Det. Kevin Barry as Milton’s 2011 Officer of the Year. Background: Nominations were received from both uniform patrol and criminal investigation supervisors for the 2011 Officer of the Year. Detective Barry was nominated by both a CID and UPD supervisor. Discussion I would like to implement an “Officer of the Year” proclamation starting this year with Det. Barry. Det. Barry goes above and beyond and is an excellent asset to the City of Milton. He was nominated by both UPD and CID. Funding and Fiscal Impact: None Alternatives: Concurrent Review: Chris Lagerbloom, City Manager City of Milton 2011 Officer of the Year WHEREAS, Detective Kevin Barry has been selected as Officer of the Year for the City of Milton Police Department for 2011 as nominated by his peers and selected by Command Staff-, and WHEREAS, Detective Kevin Barry has performed his duties as a Detective in a faithful and loyal manner by exhibiting his dedication to preserving the rights and security of all Milton citizens; and WHEREAS, Detective Kevin Barry has worked beyond expectations putting in numerous days and hours above and beyond the requirements of his assignment by sacrificing personal time after scheduled hours and on off days; and WHEREAS, Detective Kevin Barry has demonstrated a strong work ethic as demonstrated in his ability to bring investigations to a close and take offenders off the street; and WHEREAS, Detective Kevin Barry displays a professional and commendable demeanor with citizens and victims and is an outstanding example to other officers and supervisors; Now, therefore, I Mayor of the City of Milton, Milton City Council, and citizens of the City of Milton formally recognize Detective Kevin Barry for his outstanding performance as a member of the Milton Police Department; and I further call that the City of Milton hereby recognizes the achievements of Detective Kevin Barry and expresses pride in presenting to him the 2011 Officer of the Year award. . seal of the City of Milton, Georgia on this 7th Day of September, z <I Joe Lockwo ayor I, i,. Honoring Taylor Parrish and His Heroic Actions WHEREAS, On Friday, July 8, 2011 18-year-old Taylor Parrish was swimming with friends at a private pool in Milton’s The Manor Golf and Country Club after going to the movies; and WHEREAS, 19-year-old Jordan Lewis decided to slide into the pool, but hit his head, stunning him underwater for more than 90 seconds before he swallowed water and blacked out; and WHEREAS, Parrish found Lewis underwater and immediately pulled him up, dragging him to land with the aid of friends; and WHEREAS, Though he had no prior knowledge, began performing CPR on Lewis using what he had gleaned from television and instinct; and WHEREAS, By his quick and decisive action and lack of panic, Parrish saved his friend’s life, bringing him back to a state of semi-consciousness until paramedics could arrive; NOW, THEREFORE, we, the Mayor and City Council of the City of Milton, Georgia hereby dedicate and proclaim Wednesday, September 7, 2011 as Taylor Parrish Day in the city of Milton and call this observance to the attention of all of our citizens. Given under my hand and seal of the City of Milton, Georgia on this 7th day of September, 2011. _________________________________ Joe Lockwood, Mayor (Seal) City of Milton 13000 Deerfield Parkway, Milton, Georgia 30004 1 To: Honorable Mayor and City Council Members From: Matt Marietta, Fire Marshal Date: Submitted on August 4, 2011 for First Presentation at the September 7, 2011 Regular Council Meeting and Adoption at the September 19, 2011 Regular Council Meeting Agenda Item: Amendment of Chapter 22: Fire Prevention and Protection City Manager’s Office Recommendation: Adopt the attached Ordinance approving the amendment of “Chapter 22, Fire Prevention and Protection” of the Milton City Code. Background: The original fire prevention code was enacted just after incorporation and laid the groundwork for enforcing fire, life safety, and building codes in the City. As the City matures, the code must be reevaluated and tailored to the needs of the community and fire prevention in Milton. This proposed change represents the first step in a code revision. It includes: 1) a section which streamlines the appeals process so that it coincides with Chapter 10 (the City Building Code); 2) provides a check on the ability of the fire marshal to unilaterally grant code waivers; 3) specifically addresses in ordinance the City’s adoption of the State Minimum Fire Safety Standards promulgated by the Safety Fire Commissioner in accordance with O.C.G.A. Title 25 (this was only addressed in resolution in the past which does not provide a clear reference for builders in Milton) and simultaneously rescinds a section that addresses the state building code instead of the state fire code; 4) adds a section codifying the IFC prohibition of open-flame gas/charcoal grills in multifamily dwellings; and 5) rescinds a portion of the section of the code requiring residential fire sprinklers in single family dwellings which was not properly cross-referenced in the building code (where residential code is primarily enforced), which is not required by the current state code and by few municipalities (in the same form), and which (since adoption by Milton) has been forbidden by state law. As a caveat to item 5, the fire service community recognizes the advantages to requiring sprinklers in all dwellings and has been encouraged by both the International Association of Fire City of Milton 13000 Deerfield Parkway, Milton, Georgia 30004 2 Chiefs and promulgated as code in the 2009 iteration of the NFPA’s Life Safety Code. However, thus far, Georgia has avoided adopting revisions of the Life Safety Code newer than 2000 (which include the residential sprinkler requirement), and has passed a law preventing local jurisdictions from passing their own requirements. In deference to this position and to associated enforcement issues, the fire department is interested in reorienting the code to provide similar increases in fire protection based on observed fire phenomena (e.g. multiple lightening related fires and very large, open attic spaces that allow fire to spread very rapidly, and so on) in the city by means other than requiring sprinklers in single family dwellings. The Fire Marshal and the Building Official are currently working on a proposed revision to the code with this and a better coordination of Fire Marshal and Building Official processes. Funding and Fiscal Impact: This will have no fiscal impact. It is simply a clarification of the code. Alternatives: Do not change the code according to these revisions. Concurrent Review: Chris Lagerbloom, City Manager Jarrard and Davis, LLP, City Attorneys Robert Edgar, Fire Chief Wade Green, Building Official Tom Wilson, Interim Community Development Director PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 1 of 18 ARTICLE I. - IN GENERAL Secs. 22-1—22-18. - Reserved. Secs. 22-1—22-18.- Reserved. ARTICLE II. - FIRE DEPARTMENT Sec. 22-19. - Fire chief and fire marshal appointed. Sec. 22-20. - Fire prevention duties. Sec. 22-21. - Authority at fires. Sec. 22-22. - Unlawful acts interfering with firefighting activities. Secs. 22-23—22-41. - Reserved. Sec. 22-19.- Fire chief and fire marshal appointed. The city manager shall appoint the fire chief and the fire marshal. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 1), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 1), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 1), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 1), 8- 18-2008) Sec. 22-20.- Fire prevention duties. (a) Code enforcement. The fire prevention code shall be enforced by personnel in the city fire department, which is established and which shall be operated under the supervision of the fire chief. (b) Inspectors. The fire chief may detail members of the fire department as inspectors. If necessary these inspectors may be reassigned to the firefighting force at the discretion of the fire chief. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 2), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 2), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 2), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 2), 8- 18-2008) Sec. 22-21.- Authority at fires. (a) The fire chief or fire officers under his or her direction shall have full control over all fire apparatus of the fire department in service at any fire. (1) It shall be the duty of the fire chief or his or her designee to: a. Superintend the fire department while performing any public duty in fighting a fire; PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 2 of 18 b. Give general and specific directions as to the manner of fighting fires, such as: 1. The use of a hose and apparatus; and 2. The specific duties and assignments of the various members of the fire department in attendance at a fire. (2) The fire chief may immediately suspend any member of the fire department for insubordination at any fire. (b) Officers of the fire department, when at the scene of a fire or other emergency that could impact public safety, may direct or assist the city police department in directing traffic in the immediate vicinity. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 8), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 8), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 8), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 8), 8- 18-2008) Sec. 22-22.- Unlawful acts interfering with firefighting activities. (a) No person, except an active member of the fire department, shall at any time: (1) Enter within the territory or vicinity of any fire, when the area is roped off or access is denied by the city police or firefighters at the direction of the incident commander; (2) Interfere with or attempt to operate any of the apparatus or equipment of the fire department or any fire hydrant; or (3) Interfere by giving orders to any individual, unless requested to do so by the fire chief or fire officers under his or her direction. (b) However, the following persons may be specifically authorized by the fire chief or his or her designee to enter the restricted areas: (1) The mayor or any councilmember; (2) Any police officer or other law enforcement officer; (3) The owner or occupant of the property; (4) The city manager; or (5) Any other persons. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 10), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 10), 3- 17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 10), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 10), 8-18-2008) Secs. 22-23—22-41.- Reserved. PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 3 of 18 ARTICLE III. - FIRE CODE DIVISION 1. - GENERALLY DIVISION 2. - REGULATIONS DIVISION 1. - GENERALLY Sec. 22-41. Applicability of State Minimum Fire Safety Standards within the corporate limits of the City of Milton. Sec. 22-42. - Applicability of building and fire-related codes to existing buildings. Sec. 22-43. - Authority to amend article. Sec. 22-44. - New materials, processes or occupancies which ma y require permits. Sec. 22-45. - Appeals. Secs. 22-46—22-64. - Reserved. Sec. 22-41.- Applicability of State Minimum Fire Safety Standards within the corporate limits of the City of Milton. (a) Pursuant to Milton Resolution 07-09-59, the City adopts the state minimum fire safety standards established in the rules and regulations promulgated pursuant to Chapter 2 of Title 25, including all subsequent revisions thereof. The City of Milton will enforce the state minimum fire safety standards as set forth in subsection (a) of Code Section 25-2-12 with respect to those buildings and structures listed in Code §25-2-13, except for hospitals, nursing homes, jails, ambulatory health care centers, and penal institutions and except for buildings and structures which are owned and operated or occupied by the State. (b) The City of Milton will be responsible for enforcing such fire safety standards within its jurisdiction and will: (1) Conduct fire safety inspections on existing buildings and structures; (2) Review plans and specifications for proposed buildings and structures, issue building permits when plans are approved, and conduct fire safety inspections of such buildings and structures; (3) Issue permanent and temporary certificates of occupancy; (4) Conduct origin and cause and arson investigations. 5. The City of Milton will charge and retain appropriate fees for performing the above listed duties in accordance with the fee schedule established by the City. Sec. 22-42.- Applicability of building and fire-related codes to existing buildings. (a) O.C.G.A. § 8-2-200 et seq., and all subsequent amendments thereto, is adopted and incorporated by reference and shall be controlling in the corporate city limits. A copy will be on file in the city clerk's Formatted: Font: 9 pt PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 4 of 18 office for inspection by the public. (b) Any other provision of the City Code which does not adopt state law by reference and which is more restrictive than the rules of the state safety fire commissioner shall be controlling over the rules of the state safety fire commissioner. (c) All amendments, deletions, additions or supplements to O.C.G.A. § 8-2-200 et seq., may be adopted by an ordinance of the city council, and thereby incorporated herein; provided that any changes in the standard text shall be made available to the public for inspection in the city clerk's office. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 15), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 15), 3- 17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 15), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 15), 8-18-2008) Sec. 22-43.- Authority to amend article. The Whenever there are practical difficulties involved in carrying out the provisions of this code, the fire chief marshal or in conjunction with the fire marshal chief shall have power to modify any of the provisions of this article of Milton City Code upon an application in writing by the owner or lessee, or a duly authorized agent, when there are serious difficulties in carrying out the strict letter of the code; provided that the fire chief and fire marshal shall first find that special individual reason makes the strict letter of the code impractical and the modification is in compliance with the spirit of the code shall be observed, that public safety is secured, and substantial justice done. The particulars of such modification, when granted or allowed, and the decision of the fire chief or and fire marshal thereon shall be entered upon the records of the fire department and a signed copy shall be furnished to the applicant. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 4), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 4), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 4), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 4), 8- 18-2008) Sec. 22-44.- New materials, processes or occupancies which may require permits. (a) The city manager, the fire chief and the fire marshal shall act as a committee to determine and specify, after giving affected persons an opportunity to be heard, any new materials, processes or occupancies, which shall require permits in addition to those now enumerated in this article. (b) The fire chief shall post the list, if any, in a conspicuous place in his or her office, and distribute copies thereof to interested persons. (c) The list shall be a rule and regulation of the fire department and shall be adopted by the mayor and city council and become effective upon approval, unless otherwise specified. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 6), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 6), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 6), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 6), 8- 18-2008) Sec. 22-45.- Appeals. (a) Any person aggrieved by an action of the fire chief, the fire marshal or other city official or employee of the city fire department including, but not limited to, disapproval of an application, refusal to grant a permit, a determination that the fire code or city ordinances does not apply or has been Comment [m1]: I am not quite sure what this is meant to do. Title 8 appears to specifically exempt this code from fire safety regulations and instead directs reader to Title 25 and the minimum state standards. PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 5 of 18 misconstrued, but excluding those actions or violations which are within the purview of the state fire marshal or code violations which are subject to the jurisdiction of municipal, state or federal court, may appeal and be heard by the city construction board of appeals in accordance with Chapter 10, Buildings and Building Regulations, of the city code and the rules of the construction board of appeals. . (b) All appeals, pursuant to this section, must be filed in writing with the city public works department within 30 days from the date of the decision or action from which the aggrieved party appeals. All appeals must be filed on forms which can be obtained at the city public works department. (c) Any person aggrieved by an action of the city construction board of appeals may appeal within 30 days to the Superior Court of Fulton County, Georgia, by writ of certiorari. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 5), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 5), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 5), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 5), 8- 18-2008) Secs. 22-46—22-64.- Reserved. DIVISION 2. - REGULATIONS Sec. 22-65. - City fire limits; storage of explosives, flammable liquids and liquefied petroleum gases. Sec. 22-66. - Obstruction of, or tampering with fire hydrant and apparatus prohibited. Sec. 22-67. - Open burning. Sec. 22-68. - Sprinkler protection required. Sec. 22-69. - Plan review and inspection fee schedule relating to fire marshal requirements. Secs. 22-70—22-89. - Reserved. Sec. 22-65.- City fire limits; storage of explosives, flammable liquids and liquefied petroleum gases. (a) Districts within the city where storage of explosives, flammable liquids or liquefied petroleum gases are restricted or permitted under this article shall be legally described in a map entitled "City of Milton Fire District." (b) Maps, which shall be approved by the city council and maintained in the city clerk's office, shall be available for inspection by the public. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 3), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 3), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 3), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 3), 8- 18-2008) Sec. 22-66.- Obstruction of, or tampering with fire hydrant and apparatus prohibited. (a) It is unlawful for any person to place ashes, cinders, dirt, rubbish, building material or any other material around or in close proximity to any fire hydrant so as to cause hindrance or delay in access thereto, or prevent the free use thereof, by the fire department. No person shall, in any way, interfere with or tamper with any fire hydrant or attempt to take water therefrom without special authority from the Formatted: Numbered + Level: 1 + Numbering Style: a, b, c, … + Start at: 1 + Alignment: Left + Aligned at: 0.25" + Indent at: 0.59" PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 6 of 18 fire chief or his or her designee. Any person who violates this section shall upon conviction be punished in accordance with the general penalty in section 1-5 (b) Without the fire chief's consent, no person not an active member of the fire department shall at any time ride upon any of the fire apparatus of the fire department, nor shall any person make use of any fire apparatus, hose, or other equipment of the fire department, other than for the purpose for which the equipment was intended, without the fire chief's consent. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 9), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 9), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 9), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 9), 8- 18-2008) Sec. 22-67.- Open burning. (a) State regulations incorporated. Open burning is prohibited in the city, with certain exemptions as set forth in this section. The provisions of O.C.G.A. § 391-3-1.02(5) of the regulations promulgated by the state environmental protection department under the Georgia Air Quality Act, as amended from time to time, are adopted and incorporated herein by reference. A copy of said regulation shall be kept on file by the city clerk for inspection by the public. (b) When permitted. Open burning is prohibited in all zoning districts other than agricultural districts except under the following circumstances and conditions: (1) Open burning in a reasonable fashion for the purpose of cooking food for immediate human consumption is allowed; (2) Bonfires, recreation fires or fires used for promoting an outdoor event are allowed; provided fires in excess of three feet across are subject to permitting by the fire department; (3) Warming fires in barrels of 55-gallon capacity or less are allowed at construction sites; provided that the outside temperature is 50 degrees Fahrenheit or less and the fire does not produce dense smoke or obnoxious odors. Untreated wood or lumber shall be the only material or substance allowed in a warming fire. Warming fires must be attended and are authorized only at sites where no certificate of occupancy has been issued. It is specifically declared the responsibility of all city building inspectors and other enforcement personnel to assist the fire marshal in the regulation and enforcement of these warming fire provisions; and (4) Fires set for purposes of training city firefighting personnel are allowed. (c) Burning under hazardous conditions. The fire marshal may prohibit any open burning when atmospheric conditions or local circumstances make such burning hazardous. (d) Liability of applicant. Nothing herein shall be construed to limit the liability of the landowner/applicant for any damages caused as a result of fire. (Ord. No. 06-11-60, § 1(ch. 12, art. 5, § 3, ch. 15 , art. 3, § 12), 11-21-2006; Ord. No. 07-04-23, § 1(ch. 12, art. 5, § 3), 4-19-2007; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 12), 3-17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 12), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 11), 8-18-2008) Formatted: Indent: Left: 0", Tab stops: 0.69", Left + 1.04", Left + 1.39", Left + 1.74", Left + 2.08", Left PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 7 of 18 Sec. 22-68.- Sprinkler protection required. (a) Definitions. As used in this section, the following terms shall have the meanings set forth herein: Approved system-commercial areas means commercial areas less than 5,000 square feet, for light hazard areas, i.e., offices and shipping areas, of commercial buildings less than 5,000 square feet a modified sprinkler system may be used. This system may be used upon appeal to the fire marshal's office by the owner of the building. Approved system-commercial/residential, means commercial buildings over 5,000 square feet, or residential structures, or those structures required to be sprinkled by some other code. The term "approved system-commercial/residential" means a sprinkler system designed in accordance with National Fire Protection Association Standards and referenced publications. Commercial means: (1) A business involved in the exchange of services, productions, or property of any kind; and (2) The buying, selling and exchange of articles. Modified sprinkler system means a combination sprinkler system operating off the domestic water supply designed in accordance with specifications on file in the fire marshal's office. Multifamily residential structures means a structure with a maximum of four stories in height, except duplex and freestanding single-family residences. The term "story" means that portion of a building included between the upper surface of the floor and the upper surface of the floor or roof next above. New, includes any additions to existing buildings, whether vertically or horizontally, or any existing building or structure which shall be deemed to be a new building in the event such building or structure is subject to substantial renovation or a fire or other hazard of serious consequence. The term "substantial renovation" means any construction project involving exits or internal features of such building or structure costing more than the building's or structure's gross assessed value according to county tax records at the time of such renovation. (b) All new commercial buildings shall be protected throughout with an approved automatic fire protection system. (1) For buildings less than 15,000 square feet, constructed mainly for the storage of products with limited life loss potential, some flexibility may be allowed. The owner may petition to the fire marshal for exception to sprinklers in the storage areas. a. The fire marshal will give consideration to such things as: 1. Building construction; 2. Products stored; 3. Arrangement of storage; 4. Number of employees in the area; 5. Access to the building; and PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 8 of 18 6. Any other fire protection features provided. b. This exception will not be allowed for additions to existing sprinkled buildings. c. For buildings storing materials that are water reactive or may be damaged more by water fighting a fire, than by a fire, the fire marshal's office shall use the same considerations. (2) Additions to existing unprotected buildings where the addition totals less than 1,000 square feet; provided, however, the addition must be separated by fire-rated construction in accordance with the city building code and is not required to be protected by some other applicable code. (c) All new multifamily residential structures shall be protected throughout with an approved automatic fire protection system. (d) All new one-family and two-family dwellings built closer than 20 feet from another structure or closer than ten feet to the property line must be sprinkled with an approved system. (ed) There shall be early fire detection systems in all sections of multifamily occupancies. Existing buildings may have an approved battery operated smoke detector. The bureau of fire prevention may require a hard-wire detection system if battery operated detectors are not maintained according to the manufacturer's recommendation. (fe) The owner is responsible for the inspection and testing of the sprinkler system in accordance with the rules of the state safety fire commissioner. (gf) If this Code in any way conflicts with the provisions in the city's building code, the fire prevention code, or the life safety code State Minimum Fire Safety Standards, the more restrictive shall apply. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 14), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 14), 3- 17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 14), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 13), 8-18-2008) Sec. 22-69.- Plan review and inspection fee schedule relating to fire marshal requirements. The city and public safety departmentfire department, in accordance with common professional practice, have established fees for plan reviews and inspections conducted by the fire marshal or his/her designee. These fees are established in addition to any and all fees levied by the other relevant city departments. The plan review and inspection fees are included in the city's fee schedule. (Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 16), 8-18-2008) Sec. 22-70.- Prohibited use of open-flame cooking devices. With the exception of one- and two-family dwellings, and occupancies where buildings, balconies and decks are protected by an automatic sprinkler system, the use of charcoal burners, gas grills, and other types of open-flame cooking device shall be prohibited on balconies, in breezeways, within the means of emergency egress, or within 10 feet of combustible construction. Formatted: Font: Italic PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 9 of 18 No prohibited-use grills as defined by this Section may be stored in breezeways, balconies/patios, stairways or exit access areas of the above. Electric grille or similar electrical apparatus shall be permitted so long as they are not modified to charcoal or wood use or produce and open flame. Secs. 22-7071—22-89.- Reserved. ARTICLE IV. - KEY LOCKBOX SYSTEM Sec. 22-90. - For commercial, residential and other locations with restricted access through locked gates. Sec. 22-91. - For certain buildings as designated by the fire marshal. Secs. 22-92—22-110. - Reserved. Sec. 22-90.- For commercial, residential and other locations with restricted access through locked gates. (a) The following structures shall be equipped with a key lock box at or near the main entrance or such other location required by the fire marshal: (1) Commercial or industrial gated structures that are secured in a manner that restricts access during an emergency; (2) Multifamily residential structures that have restricted access through locked gates; and (3) Governmental structures and nursing care facilities with gated entrances. (b) All newly constructed structures, communities, or complexes subject to this section shall have the key lock box installed and operational prior to the issuance of an occupancy permit. All structures, communities, or complexes in existence on the effective date of the ordinance from which this section is derived and subject to this section shall have one year from the effective date of the ordinance from which this section is derived to have a key lock box installed and operational. (c) The fire marshal shall designate the type of key lock box system to be implemented within the city and shall have the authority to require all structures to use the designated system. (d) The owner or operator of a structure, community, or complex required to have a key lock box shall, at all times, keep a key in the lock box, or maintain the operation of the box at all times. (e) The fire marshal shall be authorized to implement rules and regulations for the use of the lock box system. (f) Any person who owns or operates a structure, community, or complex subject to this section shall be subject to the penalties set forth in all sections of this Code for any violation of this section; provided that the maximum fine for a conviction for a violation of this section shall be $1,000.00. PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 10 of 18 (g) All requests for the designated key lock box system shall be coordinated through the fire marshal and get approval for the location of the box on each site. (h) This article shall take effect immediately upon its passage. (Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 16), 3-17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 16), 6-2- 2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 17), 8-18-2008) Sec. 22-91.- For certain buildings as designated by the fire marshal. (a) The following structures shall be equipped with a key lock box at or near the main entrance or such other location required by the fire marshal: (1) Commercial or industrial structures protected by an automatic alarm system or automatic suppression system, or such structures that are secured in a manner that restricts access during an emergency; (2) Multifamily residential structures that have restricted access through locked doors and have a common corridor for access to the living units; and (3) Governmental structures and nursing care facilities. (b) All newly constructed structures subject to this section shall have the key lock box installed and operational prior to the issuance of an occupancy permit. All structures in existence on the effective date of the ordinance from which this section is derived and subject to this section shall have one year from the effective date of the ordinance from which this section is derived to have a key lock box installed and operational. (c) The fire marshal shall designate the type of key lock box system to be implemented within the city and shall have the authority to require all structures to use the designated system. (d) The owner or operator of a structure required to have a key lock box shall, at all times, keep a key in the lock box that will allow for access to the structure. (e) The fire marshal shall be authorized to implement rules and regulations for the use of the lock box system. (f) Any person who owns or operates a structure subject to this section shall be subject to the penalties set forth in all sections of this Code for any violation of this section; provided that the maximum fine for a conviction for a violation of this section shall be $1,000.00. (g) All requests for the designated key lock box system shall be coordinated through the fire marshal and get approval for the location of the box on each site. (h) This article shall take effect immediately upon its passage. (Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 17), 3-17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 17, 6-2- 2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 18), 8-18-2008) Secs. 22-92—22-110.- Reserved. PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 11 of 18 ARTICLE V. - FIRE LANES Sec. 22-111. - Definitions. Sec. 22-112. - Purpose and scope. Sec. 22-113. - Specifications for easy identification. Sec. 22-114. - Approval; property owner responsible for maintenance. Sec. 22-115. - Unlawful to place "Fire Lane" signs in areas not so designated. Sec. 22-116. - Violations; exception for authorized emergency vehicle. Sec. 22-117. - Authority of law enforcement officer and fire inspector to enforce article. Sec. 22-118. - Authority in emergency situations. Sec. 22-119. - Disclaimer of liability for enforcement of article pertaining to maintenance and clearing. Sec. 22-120. - Enforceability of properly placed signs. Secs. 22-121—22-139. - Reserved. Sec. 22-111.- Definitions. The words used in this article shall have their normal accepted meanings except as set forth in this section: Authorized emergency vehicle means: (1) A motor vehicle belonging to a public utility corporation and designated as an emergency vehicle by the public safety department; (2) A motor vehicle belonging to a fire department or a certified private vehicle belonging to a volunteer fireman or a firefighting association, partnership, or corporation; (3) An ambulance; or (4) A motor vehicle belonging to a federal, state, or local law enforcement agency; provided such vehicle is in use as an emergency vehicle by one authorized to use it for that purpose. Enforcement officer means any duly authorized law enforcement officer employed by the city. Fire lanes means areas designated by the fire official providing access for fire department vehicles to buildings, fire department connections and fire hydrants. The term "fire lanes" includes all alleys, driveways or lanes, devoted to public use, where the parking of motor vehicles or other obstructions can interfere with the ingress or egress of fire department vehicles for the protection of persons and properties including, but not limited to: (1) Shopping centers; (2) Theaters; (3) Hospitals; (4) Bowling lanes; (5) Churches; (6) Multifamily housing; and PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 12 of 18 (7) High-rise buildings. Fire official means the fire officer or other designated authority, or their duly authorized representative, charged with the administration and enforcement of this article. Master plats means all original plats drawn in accordance with this article; all copies distributed shall be from this original drawing. New building means any commercial structure or public facility whose certificate of occupancy was issued after the effective date of Ordinance No. 4782 from which this article is derived. Plats means the maps created by the building owner and approved by the fire marshal which depict the location and boundaries of land and all existing fire lanes in accordance with this article. Such maps shall be drawn to scale. Property owner means each person possessing any estate, or leasehold right in the property being designated as a fire lane. Ticket means an order issued out of court by a city enforcement officer directing a violator of this article to comply with all civil fines as set forth in section 22-1160. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 2), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 2), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 2), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 2), 8- 18-2008) Sec. 22-112.- Purpose and scope. It is the declared purpose of this article to: (1) Provide for the designation and identification of the lanes; (2) Provide for the manner, method and language for the posting of signs; (3) Establish the penalty for a violation of this article; (4) Identify and designate the persons who have authority to enforce this article and the limits of such authority; (5) Prohibit parking in fire lanes; (6) Provide for the method of submitting properties to this article; (7) Repeal all ordinances in conflict herewith; and (8) Provide for other purposes. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 1), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 1), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 1), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 1), 8- 18-2008) Sec. 22-113.- Specifications for easy identification. (a) Minimum requirements. Every existing building and all new buildings shall be accessible to fire PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 13 of 18 department apparatus by way of designated fire lanes with an all-weather driving surface of not less than 20 feet of unobstructed width. (1) There shall be a minimum roadway turning radius of 35 feet. (2) There shall be a minimum vertical clearance of 13 feet, six inches. (3) The minimum hard surface subbase paving specification shall be at least 1½ inches of asphalted topping on at least six inches of bound-crushed stone, or the equivalent, capable of supporting the gross vehicle weight of a fire apparatus. (4) During construction, when combustibles are brought onto the site in such quantities as deemed hazardous by the fire official, access roads and a suitable temporary supply of water acceptable to the fire department shall be provided and maintained. (5) Where fire protection systems approved by the fire official are provided, the required clearances stated in subsections (a)(1) through (a)(3) of this section may be modified by the fire official. (6) The fire official shall have the authority to require an increase in the minimum access widths where they are inadequate for fire or rescue operations. (7) The creation, deletion, or modification of a fire lane shall be done in the fire official's best professional judgment. (b) Appeal. Any owner of a building aggrieved by the decision of the fire official under this section may appeal the fire official's decision to the city manager within 30 days from the date of the fire official's decision. All appeals to the city manager shall be in writing setting forth the reasons for the appeal. The city manager shall issue a written decision to the owner within 30 days from the receipt of the written appeal from the owner. (c) Sign criteria. The areas designated as fire lanes shall have signs posted meeting the following criteria: (1) Signs to read "No Parking Fire Lane." (2) Letters shall not be less than two inches in height. (3) One sign shall be posted at the beginning of the fire lane and one at the end of the fire lane; each sign shall be erected not more than 50 feet apart. (4) Signs posted shall not be more than four feet from the edge of the curb and shall be visible from both direction of the driving surface. (d) Additional requirements. The fire official may order curbs to be painted yellow or other distinctive colors. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 3), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 3), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 3), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 3), 8- 18-2008) PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 14 of 18 Sec. 22-114.- Approval; property owner responsible for maintenance. All fire lanes shall be approved by the fire official pursuant to these regulations, and thereafter these fire lanes shall be maintained by the property owner. Designated fire lanes or roads deemed necessary for the fire department access by the fire official shall be maintained in a passable condition as follows: (1) Private property owners or their representatives shall be responsible for keeping all fire lanes on their property free from obstructions. (2) Public property owners, the city, or their representatives shall be responsible for keeping all fire lanes within the city's jurisdiction free of obstructions. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 4), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 4), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 4), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 4), 8- 18-2008) Sec. 22-115.- Unlawful to place "Fire Lane" signs in areas not so designated. (a) No person or property owner shall place, erect or maintain any sign for control of parking or traffic which includes the words "Fire Lane" unless such location has been designated a fire lane by the fire official. Any failure to meet the applicable requirements specified in section 22-113 shall be subject to a fine of $150.00 for each violation; provided, however, that the fine will be waived if the required specifications are made within 14 days from the date of the citation. (b) If that private or public property owner fails or refuses to meet said requirements on his or her property within such 14 days he or she shall, on the 15th day after receiving the citation, be subject to the $150.00 fine for each violation and an additional $10.00 fine for each violation for each day that the owner fails to comply with the provisions of this section until the area is properly designated and constructed. Each additional day shall be construed as an additional violation. (c) All fines assessed under this section shall be paid into the city treasury. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 5), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 5), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 5), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 5), 8- 18-2008) Sec. 22-116.- Violations; exception for authorized emergency vehicle. (a) No person shall park any motor vehicle, including a motorcycle, in a fire lane; provided, however, this section shall not apply to the parking of an authorized emergency vehicle on official business. (b) Enforcement of this section shall be through a civil action in the municipal court by the issuance of a ticket which shall be either left with the vehicle or delivered to the person in possession thereof. For purposes of such civil action, it shall be presumed that the registered owner of said vehicle is in control or possession thereof. (1) Fine amounts. The first violation of parking in a fire lane within any 30-day period shall be punished by a $25.00 civil fine; provided, however, the second violation within any 30-day period shall be punishable by a civil fine of $40.00; and a civil fine of $50.00 may be levied for each violation thereafter occurring within any 30-day period. (2) Payment within 48 hours or request for hearing required. The person receiving a ticket for a PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 15 of 18 violation of this section may pay the civil fine by return mail to the city municipal court or its designated receiver within 48 hours of the issuance of the ticket or may request a hearing within 48 hours to contest the issuance of the ticket. In the event the civil fine is not paid within 48 hours, the municipal court may issue a citation for contempt requiring the offender to show cause why he or she failed to pay the fine within the time frame allowed by this section. Upon conviction thereof, the municipal court may impose a fine as provided by law. (c) Upon any person to whom a ticket has been issued under this section, a uniform traffic citation may be obtained with a hearing date thereon from the police officer or uniformed fire inspector whereupon it shall be returnable to the municipal court. (d) Violation of this section shall be enforced through a civil action. The burden of proof shall be on the city. The standard of proof shall be by a preponderance of the evidence; provided, however, the aforementioned presumption in subsection (a) of this section shall apply. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 6), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 6), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 6), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 6), 8- 18-2008) Sec. 22-117.- Authority of law enforcement officer and fire inspector to enforce article. A duly authorized law enforcement officer employed by the city and uniformed fire inspectors shall have the authority for enforcement of fire lanes. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 7), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 7), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 7), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 7), 8- 18-2008) Sec. 22-118.- Authority in emergency situations. (a) In addition to all powers authorized by state law, in the event of any fire, explosion, bomb threat, or similar emergency, the city fire department shall be authorized to prevent the blocking of any public or private street, road or alley, way or driveway, or emergency lane, during any such emergency or remove any vehicles or obstructions necessary. (b) The officers, members, agents or employees of the city fire department shall not be liable at law for any act done while actually fighting a fire or performing duties at the scene of an emergency. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 8), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 8), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 8), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 8), 8- 18-2008) Sec. 22-119.- Disclaimer of liability for enforcement of article pertaining to maintenance and clearing. The city assumes no liability for any damages, injuries, or deaths resulting from enforcement or lack of enforcement of the laws pertaining to maintenance and clearing of the fire lanes. The city has the authority to issue individual tickets or citations for fire lane violations, but the property owner has the ultimate responsibility to clear the fire lanes. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 9), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 9), 3-17- 2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 9), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 9), 8- 18-2008) PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 16 of 18 Sec. 22-120.- Enforceability of properly placed signs. The disregard or disobedience of the instruction of any sign placed in accordance with the provisions of this article by the driver of a vehicle shall be deemed prima facie evidence of a violation of law, without requiring proof by whom and by what authority such sign has been erected. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 10), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 10), 3- 17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 10), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 10), 8-18-2008) Secs. 22-121—22-139.- Reserved. ARTICLE VI. - APPLICABILITY OF FIRE REGULATIONS Sec. 22-140. - Petition requesting application of chapter to properties. Sec. 22-141. - Plat descriptions for fire official. Secs. 22-142—22-160. - Reserved. Sec. 22-140.- Petition requesting application of chapter to properties. Properties may become subject to this chapter by submitting a petition from the property owner or fully authorized agent of the property owner requesting this chapter to apply. The petition shall be submitted to the fire official and, upon approval, the property shall become subject to this chapter and its subsequent revisions. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 11), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 11), 3- 17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 11), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 11), 8-18-2008) Sec. 22-141.- Plat descriptions for fire official. (a) Any property which falls within the city's jurisdiction shall have all fire delineations visually depicted on a plat. These plats shall be designed by the owner and submitted to the city fire department and copies shall be maintained with the city clerk. Each visual depiction shall identify all: (1) Building exterior walls; (2) Traffic and parking lanes; and (3) Sidewalks. (b) The area to be designated as a fire lane shall be delineated in red ink. The plat shall state a scale of measurement and shall be on paper or a series of pages of 8½ by 11 inches. The plat identification shall specify the name of the property, a brief legal description of the property, and the length and width of the fire lane, as approved by the fire official, with whom all master plats will be filed. (Ord. No. 06-11-60, § 1(ch. 15, art. 4, § 12), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 4, § 12), 3- PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 17 of 18 17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 4, § 12), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 5, § 12), 8-18-2008) Secs. 22-142—22-160.- Reserved. ARTICLE VII. - BUILDING NUMBERING Sec. 22-161. - Responsibility of property owner or occupant. Sec. 22-162. - Six month grace period. Sec. 22-163. - Fine. Sec. 22-161.- Responsibility of property owner or occupant. All owners and occupants of improved real property lying within the city are required to post the address of such real property owned or occupied by them with the street address assigned to such property by the city, in such manner that said address is clearly visible and legible from the street on which the improvement on such property fronts. The obligation hereby imposed shall be the joint duty of all owners and occupants of improved real property lying within the city who are over 18 years of age. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 13), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 13), 3- 17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 13), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 12), 8-18-2008) Sec. 22-162.- Six month grace period. All owners of apartment complexes lying within the city are required to post the building identified for each apartment building within the complex, whether the identifier be a number or letter or a combination thereof, in such manner that said building identifier is clearly visible and legible from the street or private drive on which each building fronts. The identifier for each building within apartment complexes lying within the city will be a minimum of one foot in height, will contrast with the building itself so as to be highly visible, will be reflective so as to be seen easily in darkness and will not be obstructed at any time by natural or manmade objects. All owners of apartment complexes lying within the city will have a grace period of six months from the effective date of the ordinance from which this article is derived to come into compliance. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 13), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 13), 3- 17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 13), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 12), 8-18-2008) Sec. 22-163.- Fine. All persons who violate this section shall be subject to a fine in an amount set by city council resolution. If the person does not remedy the violation, every 30 days shall be deemed a separate offense. (Ord. No. 06-11-60, § 1(ch. 15, art. 3, § 13), 11-21-2006; Ord. No. 08-03-05, § 1(ch. 15, art. 3, § 13), 3- 17-2008; Ord. No. 08-06-08, § 1(ch. 15, art. 3, § 13), 6-2-2008; Ord. No. 08-08-19, § 1(ch. 15, art. 4, § 12), 8-18-2008) PART II - CODE OF ORDINANCES Chapter 22 - FIRE PREVENTION AND PROTECTION ARTICLE I. - IN GENERAL Milton, Georgia, Code of Ordinances Page 18 of 18 ORDINANCE NO. STATE OF GEORGIA COUNTY OF FULTON AN ORDINANCE TO AMMEND CHAPTER 22: FIRE PRVENTION AND PROTECTION OF THE MILTON CODE OF ORDINANCES WHEREAS, Chapter 22 of the City of Milton Code of Ordinances regulates Fire Prevention and Protection Standards within the City of Milton; and BE IT ORDAINED by the City Council of the City of Milton, GA while in a regularly called council meeting on September 19, 2011 at 6:00 p.m. as follows: SECTION 1. That the Ordinance that relates to Fire Prevention and Protection Standards in the City of Milton is amended, is hereby adopted and approved; and is attached hereto as if fully set forth herein, and; SECTION 2. All ordinances, parts of ordinances, or regulations in conflict herewith are repealed. SECTION 3. That this Ordinance shall become effective upon its adoption. ORDAINED this the 19st day of September, 2011. ___________________________________ Joe Lockwood, Mayor Attest: ___________________________ Sudie AM Gordon, City Clerk (Seal) City of Milton, Georgia Fiscal Year 2011 Summary of Departmental Budget Amendments #1 Exhibit A The goal of the fiscal year 2011 budget amendment is to revise departmental budgets and interfund transfers based on activity-to-date and future projections. GENERAL FUND The General Fund is the principal operating fund of the government and is used to facilitate current year operations. General Fund revenues have unrestricted use. Expenditure requests are categorized into two categories: Salary/Benefits and Maintenance/Operating. Salary / benefits line items include salaries, overtime, vacation pay, retirement and other associated payroll expenditures. The maintenance/ operating category includes expenditures related to operational line items such as, supplies, professional fees, training, dues/fees, travel, utilities, communications, machinery & equipment, etc. GENERAL FUND SUMMARY: Revenue Appropriation Increase 767,079 Expenditure Appropriation Increase 1,362,724 Net Revenue/(Expenditure) Requests:(595,645) Budgeted Fund Balance: An adequate level of fund balance (i.e., the difference between the City’s assets and liabilities) is essential to mitigate current and future risks and to ensure stable service levels. It also is a crucial consideration in long-term financial planning for capital projects. At the end of fiscal year 2010, the City’s General Fund fund balance totaled approximately $7.8 million. During fiscal year 2011, opportunities arose to acquire two pieces of property: 1) acreage on Highway 9 for a public safety campus and to provide connectivity between the new high school and Highway 9 and 2) a two hundred plus year old house on Hopewell Rd whose use is to be determined. The total amount of the acquisitions was $1,645,457. This was funded by the contingencies in both the Capital Projects Fund and the General Fund as well as a portion of the fund balance. The General Fund fund balance will decrease by $595,645. Revenue Amendments: The change in original revenue estimates for the following revenue sources is driven by analysis of the activity-to- date. A projection was completed using available data indicating the fiscal year 2011 revenue estimates could be adjusted by the amounts indicated in the table on page 3. Some of the most significant changes are explained as follows: 1. Property Taxes were increased by an overall total of $617,389 to account for higher than anticipated prior year collections. 2. License and Permits were increased by $101,867 due in large part to a change in the contract with SAFEbuilt of Georgia for building inspection services. Previously, the contract called for a revenue sharing of 80%/20% and the company would provide the Permit Tech. The contract was renegotiated with a 70%/30% split and the Permit Tech was brought on board as a City employee. Building permit fees are also higher than anticipated. 3. Charges for Services increased by $38,352 due to the Court Admin Fees trending higher than anticipated. 4. Fines and Forfeitures are trending lower than anticipated. A decreased $82,275 is being proposed. 5. Miscellaneous Revenue was increased by $78,746 to account for the cell tower lease payments that we received from Fulton County and AT&T. Fiscal Year 2011 Budget Amendment 2 Account Description  Current  Total Budget  Fiscal Activity as of  8/15/11  Budget  Remaining   Requested  Amendments   Final Amended  Budget  TAXES Current Yr Property Taxes‐Real  $            7,500,000  $                             ‐  $           (7,500,000) $              (200,000) $            7,300,000  Current Yr Property Taxes‐Utility                      50,691                       51,028                             337                             337                       51,028  Prior Yr Property Taxes‐Real                    900,000                  1,411,398                     511,398                     600,000                  1,500,000  Current Yr Prop Taxes‐Personal                    120,000                                  ‐                   (120,000)                                ‐                     120,000  Motor Vehicle Tax                    450,000                     401,464                     (48,536)                   100,000                     550,000  Intangible Tax                    160,000                     133,029                     (26,971)                     20,000                     180,000  Prior Yr Prop Taxes‐Personal                      37,000                       13,623                     (23,377)                    (23,377)                     13,623  Real Estate Transfer Tax                      37,000                       28,982                       (8,018)                                ‐                       37,000  Franchise Fees                 1,700,000                  1,413,410                   (286,590)                                ‐                  1,700,000  Local Option Sales Tax                 3,540,000                  2,707,051                   (832,949)                   100,000                  3,640,000  Alcohol Beverage Excise Tax                    280,000                     211,150                     (68,850)                      (5,000)                   275,000  Business & Occupation Tax                    550,000                     559,036                         9,036                       10,000                     560,000  Insurance Premium Tax                    850,000                                  ‐                   (850,000)                                ‐                     850,000  Financial Institution Tax                      26,000                       30,899                         4,899                         4,899                       30,899  Penalties & Interest‐Real Prop                      55,000                       62,217                         7,217                         8,000                       63,000  Penalties & Interest‐Pers Prop                        1,000                             185                           (815)                         (815)                           185  Penalties & Interest‐Business Lic                        2,000                         5,547                         3,547                         3,547                         5,547  Penalties & Interest‐Other                        1,000                             798                           (202)                         (202)                           798  LICENSES & PERMITS Alcohol Beverage Licenses                    150,000                     138,000                     (12,000)                    (12,000)                   138,000  Advertising Fee                        1,000                         1,200                             200                             200                         1,200  REVENUES Pouring Permit                        4,500                         6,728                         2,228                         2,228                         6,728  Solicitation Permit                            600                                  ‐                           (600)                         (600)                                ‐  Zoning & Land Use Permits                        7,000                         5,150                       (1,850)                      (1,850)                       5,150  Land Disturbance                        6,000                       14,428                         8,428                         8,428                       14,428  Modification                        2,000                         4,600                         2,600                         2,600                         4,600  Variance                        8,000                         6,350                       (1,650)                      (1,650)                       6,350  Seasonal & Special Events                            600                             750                             150                             150                             750  Sign Permits                        8,750                         3,061                       (5,689)                      (5,689)                       3,061  Building Permits                      75,000                     167,649                       92,649                     110,000                     185,000  NPDES Fees                            300                             350                               50                               50                             350  CHARGES FOR SERVICES Finance Admin Fee                      68,000                       63,687                       (4,313)                      (4,000)                     64,000  Court Admin Fee                    110,000                     120,021                       10,021                       40,000                     150,000  Planning & Development Fees                                 ‐                                 ‐                                  ‐  Maps & Cert Letters                            500                             180                           (320)                         (320)                           180  Plan Review Fees                      55,000                       55,831                             831                             831                       55,831  Open Records Fees                        1,000                             449                          (551)                         (551)                           449  Development Bond Fee                        1,500                             200                       (1,300)                      (1,300)                           200  Election Qualifying Fee                                 ‐                                  ‐                                  ‐                         2,640                         2,640  Accident Reports                        5,000                         4,024                           (976)                         (900)                       4,100  Expungement Fees                            600                         1,450                             850                             900                         1,500  Alarm Registration                        5,000                         6,475                         1,475                         1,500                         6,500  Fiscal Year 2011 Budget Amendment 3 Account Description  Current  Total Budget  Fiscal Activity as of  8/15/11  Budget  Remaining   Requested  Amendments   Final Amended  Budget  REVENUES Alarm Registration Penalties                                 ‐                                 ‐                                  ‐  False Alarms                      13,000                       16,650                         3,650                         4,000                       17,000  Fire Plan Review                            500                             836                             336                             340                             840  Fire Inspection                            600                             374                           (226)                         (226)                           374  Background Check Fees                        8,500                       11,130                         2,630                         2,750                       11,250  Activity Fees                      35,000                     (35,000)                    (35,000)                                ‐  Activity Fees/Camp Bethwell                                 ‐                       17,686                       17,686                       18,000                       18,000  Activitiy Fees/Joyful Soles                                 ‐                       11,453                       11,453                       11,775                       11,775  Facility Rental                      10,000                         1,333                       (8,668)                      (8,667)                       1,333  Activity Commissions                        3,500                         7,237                         3,737                         6,820                       10,320  Bad Check Fees                            300                               60                           (240)                         (240)                             60  FINES & FORFEITURES Fines & Forfeitures                    500,000                     345,132                   (154,868)                    (80,000)                   420,000  Ordinance Fines                        2,500                             225                       (2,276)                      (2,275)                           225  INVESTMENT INCOME Interest Revenue                        5,000                             674                       (4,326)                                ‐                         5,000  Realized Gain/Loss on Investmt                      10,000                       13,632                         3,632                                  ‐                       10,000  CONTRIBUTIONS & DONATIONS Donation Revenue‐Pub Sfty                                 ‐                                  ‐                                  ‐                         1,000                         1,000  MISCELLANEOUS REVENUE Cell Tower Lease                                 ‐                                 ‐                       74,685                       74,685  Insurance Proceeds‐Pub Sfty                                 ‐                             293                             293                             293                             293  Insurance Proceeds‐PW                                 ‐                         4,390                         4,390                         4,390                         4,390  Other Misc Revenue                      37,802                       37,180                           (622)                         (622)                     37,180  OTHER FINANCING SOURCES Operating Transfers In‐Htl/Mtl Fd                                 ‐                                  ‐                                  ‐                       12,000                       12,000  TOTAL REVENUES  $          17,396,743  $            8,098,686  $          (9,298,057) $                767,079  $          18,163,822  Fiscal Year 2011 Budget Amendment 4 Expenditure Amendments: The recommended expenditure amendments are presented on the following pages by department. Budget FY 2011  Requested Amendments FY 2011   Final Amended Budget FY 2011  Expenditures Mayor  & Council 166,912                        ‐                                      166,912                         City Clerk 224,741                        ‐                                      224,741                         City Manager 297,343                        ‐                                      297,343                         General  Administration 548,694                        ‐                                      548,694                         Finance 517,011                        ‐                                      517,011                         Legal 240,000                        ‐                                      240,000                         Information Technology 525,571                        (22,880)                         502,691                         Human Resources 238,606                        ‐                                      238,606                         Risk Management 175,621                        ‐                                      175,621                         General  Govt Buildings ‐                                      59,600                          59,600                           Public Info & Marketing 85,371                          ‐                                      85,371                           Municipal Court 226,604                        ‐                                      226,604                         Police 2,524,380                    ‐                                      2,524,380                     Fire 4,196,653                    (16,000)                         4,180,653                     EMS  Operations 136,881                        ‐                                      136,881                         Public Works 1,513,980                    (4,300)                           1,509,680                     Parks & Recreation 357,374                        ‐                                      357,374                         Community Development 652,724                        50,680                          703,404                         Debt Service 716,543                        ‐                                      716,543                         Other Financing Uses 3,918,284                    1,429,074                    5,347,358                     Contingency 133,450                        (133,450)                      ‐                                       Total Expenditures 17,396,743                   1,362,724                      18,759,467                    General Fund Fiscal Year 2011 Budget Amendment 5 INFORMATION TECHNOLOGY Account Description  Current  Total Budget  Fiscal Activity as of  8/15/11   Budget  Remaining   Requested  Amendments   Final Amended  Budget  SALARIES & WAGES/REGULAR EMPLOYEES 18,591                    18,590.45              0.55                        18,591                     EMPLOYEE BENEFITS / GROUP INSURANCE 23,541                    659.32                    22,881.68              (22,880)                  661                          EMPLOYEE BENEFITS / 401A (SS MATCH)698                         697.12                    0.88                        698                          EMPLOYEE BENEFITS / FICA MEDICARE 253                         252.95                    0.05                        253                          PENSION (GMEBS)4,709                      4,708.08                 0.92                        4,709                       WORKER'S COMPENSATION 799                         799.00                    ‐                          799                          PROFESSIONAL FEES 1,725                      1,724.50                 0.50                        1,725                       COMMUNICATIONS/CELL PHONE 1,920                      1,654.20                 265.80                    1,920                       COMMUNICATIONS/FIRE DEPT POTS LINES 12,500                    10,967.39              1,532.61                 12,500                     COMMUNICATIONS/ATT ‐ CITY HALL POTS LINES/BANDWITH 89,000                    72,977.79              16,022.21              89,000                     COMMUNICATIONS/POSTAGE 37                           36.06                      0.94                        37                            PRINTING 93                           ‐                          93.00                      93                            CONTRACT LABOR 6,861                      6,860.35                 0.65                        6,861                       MAINT CONTRACTS/OPTIVIEW 12,100                    12,100.00              ‐                          12,100                     MAINT CONTRACTS/GODADDY .COM 100                         ‐                          100.00                    100                          MAINT CONTRACTS/EXPERTS‐EXCHANGE 180                         155.40                    24.60                      180                          MAINT CONTRACTS/ENERGOV 26,544                    26,544.00              ‐                          26,544                     MAINT CONTRACTS/ARC GIS 7,700                      7,700.00                 ‐                          7,700                       MAINT CONTRACTS/SHORETEL 5,900                      5,874.09                 25.91                      5,900                       MAINT CONTRACTS/INCODE 23,000                    ‐                          23,000.00              23,000                     MAINT CONTRACTS/MDS MAINTENANCE 6,000                      6,000.00                 ‐                          6,000                       MAINT CONTRACTS/ALEN SIMS 2,220                      2,220.00                 ‐                          2,220                       MAINT CONTRACTS/OFFSITE BACKUP 9,850                      9,850.00                 ‐                          9,850                       MAINT CONTRACTS/FIREHOUSE 9,700                      9,285.00                 415.00                    9,700                       MAINT CONTRACTS/NETMOTION 2,893                      1,506.21                 1,386.79                 2,893                       MAINT CONTRACTS/GUARDIAN TRACKING 1,000                      680.00                    320.00                    1,000                       MAINT CONTRACTS/OSSI 27,176                    27,175.95              0.05                        27,176                     MAINT CONTRACTS/ICOP DIGITAL 12,514                    ‐                          12,514.00              12,514                     MAINT CONTRACTS/DIGICERT 350                         328.00                    22.00                      350                          MAINT CONTRACTS/IT IGA JOHNS CREEK 203,954                  186,140.94            17,813.06              203,954                   MAINT CONTRACTS/BARRACUDA MESSAGE MAINT.3,652                      3,651.56                 0.44                        3,652                       SUPPLIES / GENERAL SUPPLIES 300                         112.80                    187.20                    300                          GENERAL SUPPLIES/PRINTER MAINTENANCE KITS 1,500                      650.96                    849.04                    1,500                       GENERAL SUPPLIES/PLOTTER INK 700                         292.34                    407.66                    700                          GENERAL SUPPLIES/PLOTTER PAPER 600                         415.22                    184.78                    600                          OTHER EQUIP/COMPUTER EQUIP&SUPPLIES 6,211                      6,104.61                 106.39                    6,211                       OTHER EQUIP/DESKTOP PRINTERS 500                         154.00                    346.00                    500                          OTHER EQUIP/CITY PHONE SYSTEM 200                         62.43                      137.57                    200                          TOTAL INFORMATION TECHNOLOGY 525,571                 426,930.72            98,640.28              (22,880)                  502,691                  BUDGET AMENDMENT NOTES Account Name DECREASE 1. Group Insurance (22,880)             Total Decrease (22,880)$          TOTAL IT BUDGET AMENDMENTS (22,880)$          Move funds to Comm Dev department to cover  group insurance costs Amendment Reason Fiscal Year 2011 Budget Amendment 6 GENERAL GOVERNMENT BUILDINGS Account Description  Current  Total Budget  Fiscal Activity as of  8/15/11   Budget  Remaining   Requested  Amendments   Final Amended  Budget  PROFESSIONAL FEES ‐                           35,762.00               (35,762.00)              44,600                     44,600                      FACILITIES REPAIRS & MAINTENANCE ‐                           1,565.00                 (1,565.00)                15,000                     15,000                      TOTAL GENERAL GOVERNMENT BUILDINGS ‐                           37,327.00               (37,327.00)             59,600                    59,600                     BUDGET AMENDMENT NOTES Account Name INCREASE 1. Professional Fees 44,600              2. Facilities Repairs & Maintenance 15,000              Total Increase 59,600$           59,600$            Amendment Reason  TOTAL GENERAL GOVT BUILDINGS BUDGET  AMENDMENTS  Repairs & maintenance on Hopewell House Engineering, surveying, & appraisal services for  new properties Fiscal Year 2011 Budget Amendment 7 FIRE Account Description  Current  Total Budget  Fiscal Activity as of  8/15/11   Budget  Remaining   Requested  Amendments   Final Amended  Budget  SALARIES & WAGES/REGULAR EMPLOYEES 2,514,917               2,086,718.86         428,198.14             2,514,917                SALARIES AND WAGES / OVERTIME 55,512                     49,494.92               6,017.08                 55,512                      SALARIES AND WAGES / HOLIDAY PAY 103,275                  94,159.71               9,115.29                 103,275                   EMPLOYEE BENEFITS / GROUP INSURANCE 395,309                  386,764.10             8,544.90                 395,309                   EMPLOYEE BENEFITS / 401A (SS MATCH)94,309                     83,606.12               10,702.88               94,309                      EMPLOYEE BENEFITS / FICA MEDICARE 36,465                     30,996.45               5,468.55                 36,465                      401A 1% MATCH 26,259                     19,126.09               7,132.91                 26,259                      PENSION (GMEBS)97,327                     65,403.97               31,923.03               97,327                      TUITION REIMBURSEMENT 6,000                       5,100.00                 900.00                     6,000                        UNEMPLOYMENT INSURANCE 12,420                     2,224.48                 10,195.52               12,420                      WORKER'S COMPENSATION 147,413                  119,874.62             27,538.38               147,413                   FLEXIBLE SPENDING 27,943                     27,942.50               0.50                         27,943                      PROFESSIONAL FEES/HEALTH & WELLNESS PROGRAM 16,314                     15,510.00               804.00                     16,314                      PROFESSIONAL FEES/TLAER TRAINING INSTRUCTOR 200                          170.00                     30.00                       200                           PROFESSIONAL FEES/MEDICAL DIRECTION 30,800                     23,646.00               7,154.00                 30,800                      PROFESSIONAL FEES/BIO HAZARD WASTE DISPOSAL 500                          ‐                           500.00                     500                           GARBAGE PICKUP 5,800                       3,912.46                 1,887.54                 5,800                        EQUIPMENT R&M/STATION EQUIPMENT  R & M 12,000                     10,898.36               1,101.64                 12,000                      EQUIPMENT R&M/BREATHING APPARATUS TESTING/REPAIR 7,000                       5,318.64                 1,681.36                 7,000                        EQUIPMENT R&M/INSPECT/REPAIR HYD. RESCUE TOOLS 5,500                       1,842.04                 3,657.96                 5,500                        EQUIPMENT R&M/ APPARATUS R&M INCLUDING PUMP TEST 60,600                     36,015.19               24,584.81               60,600                      EQUIPMENT R&M/APPARATUS EMERGENCY REPAIRS 18,000                     7,817.17                 10,182.83               18,000                      EQUIPMENT R&M/GAS DETECTOR REPAIR 4,076                       ‐                           4,076.00                 4,076                        EQUIPMENT R&M/NOZZLES, VALVES, APPLIANCES, HOSE 1,500                       438.75                     1,061.25                 1,500                        EQUIPMENT R&M/ANNUAL HYDRANT MAINTENANCE 799                          567.70                     231.30                     799                           EQUIPMENT R&M/LADDER TESTING 1,200                       ‐                           1,200.00                 1,200                        FACILITY REPAIR & MAINT 20,000                     ‐                           20,000.00               (16,000)                   4,000                        VEHICLE REPAIR & MAINT 2,700                       2,346.87                 353.13                     2,700                        GROUNDS REPAIR & MAINT 500                          ‐                           500.00                     500                           RENTAL LAND & BUILDINGS/STATION 43 LEASE 189,709                  96,693.70               93,015.30               189,709                   RENTAL EQUIP & VEHICLES 500                          ‐                           500.00                     500                           COMMUNICATIONS 14,000                     10,260.21               3,739.79                 14,000                      COMMUNICATIONS/POSTAGE 136                          55.16                       80.84                       136                           TRAVEL 2,400                       2,339.96                 60.04                       2,400                        DUES & FEES/PROFESSIONAL LICENSE RENEWALS 4,500                       2,693.70                 1,806.30                 4,500                        DUES & FEES/SUBSCRIPTIONS 250                          250.00                     ‐                           250                           EDUCATION & TRAINING 200                          128.16                     71.84                       200                           EDUCATION & TRAINING/PROFESSIONAL DEVELOPMENT=$150 4,800                       3,500.00                 1,300.00                 4,800                        EDUCATION & TRAINING/CONTRACT‐ANNUAL EMT/PM TRAIN.3,000                       ‐                           3,000.00                 3,000                        EDUCATION & TRAINING/MGMT PROFESSIONAL DEV 1,300                       1,300.00                 ‐                           1,300                        MAINTENANCE CONTRACT/800 MHZ FEES TO FULTON COUNTY 5,050                       3,785.97                 1,264.03                 5,050                        MAINTENANCE CONTRACTS/PEST CONTROL ‐ FIRE STATIONS 3,135                       1,392.50                 1,742.50                 3,135                        MAINTENANCE CONTRACTS/FIRE EXTINGUISHER INSPECT.1,500                       489.28                     1,010.72                 1,500                        SUPPLIES / GENERAL SUPPLIES 18,000                     8,665.99                 9,334.01                 18,000                      GENERAL SUPPLIES/OXYGEN REFILLS 600                          521.66                     78.34                       600                           Fiscal Year 2011 Budget Amendment 8 FIRE Account Description  Current  Total Budget  Fiscal Activity as of  8/15/11   Budget  Remaining   Requested  Amendments   Final Amended  Budget  GENERAL SUPPLIES/MEDICAL SUPPLIES 14,000                     10,292.86               3,707.14                 14,000                      GENERAL SUPPLIES PREVENTION/ARSON INVESTIGATION EQ 500                           ‐                           500.00                     500                           GENERAL SUPPLIES PREVENTION/PREVENT. & EDU MAT.2,000                       1,170.53                 829.47                     2,000                        GENERAL SUPPLIES PREVENTION/HEART READY CITY PGR 2,000                       533.57                     1,466.43                 2,000                        GENERAL SUPPLIES PREVENTION/HYDRANT MARKER SYSTEM 10,325                     9,564.73                 760.27                     10,325                      GENERAL SUPPLIES PREVENTION/HYDRANT FLOW TEST KIT 42                            ‐                           42.00                       42                             SUPPLIES / WATER / SEWAGE 6,500                       1,741.60                 4,758.40                 6,500                        SUPPLIES / NATURAL GAS 18,000                     10,359.02               7,640.98                 18,000                      SUPPLIES / ELECTRICITY 22,000                     18,365.78               3,634.22                 22,000                      SUPPLIES / GASOLINE/DIESEL 60,000                     49,585.87               10,414.13               60,000                      SUPPLIES / FOOD/MEALS 400                          360.68                     39.32                       400                           BOOKS & PERIODICALS/TRAINING MATERIALS 500                          143.05                     356.95                     500                           SUPPLIES / TELECOMMUNICATIONS 3,800                       3,456.54                 343.46                     3,800                        UNIFORMS/FIRE STANDARD UNIFORMS 22,600                     13,168.29               9,431.71                 22,600                      UNIFORMS/TURN OUT GEAR 32,000                     17,051.52               14,948.48               32,000                      UNIFORMS/CLASS A UNIFORMS 3,500                       2,993.00                 507.00                     3,500                        MACHINERY & EQUIPMENT / MACHINERY 800                          ‐                           800.00                     800                           FURNITURE & FIXTURES / PREVENTION 2,000                       89.99                       1,910.01                 2,000                        COMPUTER / SOFTWARE 4,000                       4,000.00                 ‐                           4,000                        OTHER EQUIPMENT / SMALL EQUIPMENT 33,240                     20,001.14               13,238.86               33,240                      OTHER EQUIPMENT/EMS TRAINING AIDS 1,000                       747.80                     252.20                     1,000                        OTHER EQUIPMENT/RADIO CHARGERS & SPARE BATTERIES 2,298                       ‐                           2,298.00                 2,298                        OTHER EQUIPMENT / CELL PHONES 1,430                       1,429.15                 0.85                         1,430                        TOTAL FIRE 4,196,653               3,377,026.41         819,626.59            (16,000)                   4,180,653                BUDGET AMENDMENT NOTES Account Name DECREASE 1. Facility Repair & Maintenance (16,000)             Total Decrease (16,000)$           (16,000)$           Amendment Reason Transfer funds to Capital Projects Fund to cover  cost of station repairs currently underway  TOTAL FIRE BUDGET AMENDMENTS  Fiscal Year 2011 Budget Amendment 9 PUBLIC WORKS Account Description  Current  Total Budget  Fiscal Activity as of  8/15/11   Budget  Remaining   Requested  Amendments   Final Amended  Budget  SALARIES & WAGES/REGULAR EMPLOYEES 358,730                  358,730.00             ‐                           358,730                   EMPLOYEE BENEFITS / GROUP INSURANCE 39,511                     33,924.89               5,586.11                 (4,300)                     35,211                      EMPLOYEE BENEFITS / 401A (SS MATCH)13,452                     13,452.00               ‐                           13,452                      EMPLOYEE BENEFITS / FICA MEDICARE 4,983                       3,877.57                 1,105.43                 4,983                        401A 1% MATCH 2,842                       1,524.32                 1,317.68                 2,842                        PENSION (GMEBS)12,674                     4,708.08                 7,965.92                 12,674                      UNEMPLOYMENT INSURANCE 1,380                       187.81                     1,192.19                 1,380                        WORKER'S COMPENSATION 68,343                     19,079.00               49,264.00               68,343                      FLEXIBLE SPENDING 3,600                       3,600.00                 ‐                           3,600                        PROF FEES/BULKY TRASH DAY 2,400                       1,279.57                 1,120.43                 2,400                        PROF FEES/ENGINEERING & SURVEYING SERVICES 10,000                     1,936.46                 8,063.54                 10,000                      PROF FEES CONTRACTED/LOWE ENGINEERING 46,125                     46,125.00               ‐                           46,125                      PROF FEES CONTRACTED/OVERHEAD TRIMMING & GRAVEL RD 30,000                     ‐                           30,000.00               30,000                      VEHICLE REPAIR & MAINT 1,500                       1,088.33                 411.67                     1,500                        GROUNDS REPAIR & MAINT 2,500                       ‐                           2,500.00                 2,500                        COMMUNICATIONS 2,880                       2,278.63                 601.37                     2,880                        COMMUNICATIONS/800 MHZ FEES 525                          ‐                           525.00                     525                           OTHER PURCHASED SERVICES 7,500                       6,336.00                 1,164.00                 7,500                        PRINTING 93                            31.00                       62.00                       93                             TRAVEL 1,560                       464.01                     1,095.99                 1,560                        DUES & FEES/PE LICENSE 50                            50.00                       ‐                           50                             DUES & FEES/APWA 141                          141.00                     ‐                           141                           DUES & FEES/IMSA 140                          140.00                     ‐                           140                           ED & TRNG/FULL DEPTH RECLAMATION SEMINAR 250                          250.00                     ‐                           250                           ED & TRNG/APWA 535                          535.00                     ‐                           535                           ED & TRNG/NHIA 450                          ‐                           450.00                     450                           ED & TRNG/CONTINUING EDUCATION 606                          605.05                     0.95                         606                           SUPPLIES / GENERAL SUPPLIES 1,500                       81.78                       1,418.22                 1,500                        GENERAL SUPPLIES/ADOPT‐A‐ROAD/STREAMSIDE CLEANUP 1,500                       428.69                     1,071.31                 1,500                        SUPPLIES / ELECTRICITY 315,040                  255,400.37             59,639.63               315,040                   SUPPLIES / GASOLINE/DIESEL 17,500                     6,816.31                 10,683.69               17,500                      SUPPLIES / FOOD/MEALS 470                          451.02                     18.98                       470                           SUPPLIES / UNIFORMS 950                          699.26                     250.74                     950                           INFRASTRUCTURE/OPTECH RWM 447,000                  325,153.65             121,846.35             447,000                   INFRASTRUCTURE/SIGNAL ALLOWANCE 10,000                     2,872.50                 7,127.50                 10,000                      INFRASTRUCTURE/EMERGENCY SERVICES ALLOWANCE 10,000                     9,975.31                 24.69                       10,000                      INFRASTRUCTURE/MATERIALS ALLOWANCE 30,000                     10,003.69               19,996.31               30,000                      INFRASTRUCTURE/TREE REMOVAL 5,000                       4,850.00                 150.00                     5,000                        INFRASTRUCTURE/SIGNAL MATERIALS 12,000                     1,058.00                 10,942.00               12,000                      INFRASTRUCTURE/SIGN MATERIALS 40,000                     3,371.15                 36,628.85               40,000                      OTHER EQUIPMENT 3,750                       136.12                     3,613.88                 3,750                        OTHER EQUIP/ADOPT‐A‐ROAD SIGNS 1,500                       1,276.09                 223.91                     1,500                        OTHER EQUIP/TOOLS/BATTERIES/CHEMICALS 5,000                       3,039.07                 1,960.93                 5,000                        TOTAL PUBLIC WORKS 1,513,980               1,125,956.73         388,023.27            (4,300)                     1,509,680                Fiscal Year 2011 Budget Amendment 10 BUDGET AMENDMENT NOTES Account Name DECREASE 1. Group Insurance (4,300)               Total Decrease (4,300)$            (4,300)$             Amendment Reason Move funds to Comm Dev department to cover  group insurance costs TOTAL PUBLIC WORKS BUDGET  AMENDMENTS  Fiscal Year 2011 Budget Amendment 11 COMMUNITY DEVELOPMENT Account Description  Current  Total Budget  Fiscal Activity as of  8/15/11   Budget  Remaining   Requested  Amendments   Final Amended  Budget  SALARIES & WAGES/REGULAR EMPLOYEES 491,900                  431,395.10             60,504.90               23,500                     515,400                   EMPLOYEE BENEFITS / GROUP INSURANCE 62,639                     89,189.31               (26,550.31)              27,180                     89,819                      EMPLOYEE BENEFITS / 401A (SS MATCH)19,332                     16,187.44               3,144.56                 19,332                      EMPLOYEE BENEFITS / FICA MEDICARE 7,438                       5,747.29                 1,690.71                 7,438                        401A 1% MATCH 4,889                       1,746.22                 3,142.78                 4,889                        PENSION (GMEBS)12,656                     9,416.28                 3,239.72                 12,656                      UNEMPLOYMENT INSURANCE 240                          (194.40)                   434.40                     240                           WORKER'S COMPENSATION 16,437                     16,437.00               ‐                           16,437                      FLEXIBLE SPENDING 2,400                       2,400.00                 ‐                           2,400                        VEHICLE REPAIR & MAINT 2,300                       1,428.99                 871.01                     2,300                        COMMUNICATIONS 6,280                       6,240.97                 39.03                       6,280                        COMMUNICATION/POSTAGE 200                          25.97                       174.03                     200                           ADVERTISING 5,400                       4,914.70                 485.30                     5,400                        PRINTING 1,000                       973.73                     26.27                       1,000                        TRAVEL 2,320                       2,319.39                 0.61                         2,320                        DUES AND FEES 1,910                       1,910.00                 ‐                           1,910                        EDUCATION & TRAINING 3,096                       3,096.00                 ‐                           3,096                        SUPPLIES / GENERAL SUPPLIES 1,100                       986.28                     113.72                     1,100                        SUPPLIES / GASOLINE/DIESEL 7,400                       4,902.38                 2,497.62                 7,400                        SUPPLIES / FOOD/MEALS 200                          118.03                     81.97                       200                           SUPPLIES / UNIFORMS 700                          692.73                     7.27                         700                           FURNITURE & FIXTURES 687                          687.00                      ‐                           687                           OTHER EQUIPMENT / CELL PHONES 200                          ‐                           200.00                     200                           OTHER EQUIPMENT / NPDES 2,000                       1,170.00                 830.00                     2,000                        TOTAL COMMUNITY DEVELOPMENT 652,724                  601,790.41            50,933.59               50,680                    703,404                   BUDGET AMENDMENT NOTES Account Name INCREASE 1. Salaries & Wages 23,500              2. Group Insurance 27,180              Total Increase 50,680$           50,680$            Amendment Reason Cover cost of Permit Clerk and Interim Comm  Dev Director Cover cost of group insurance TOTAL COMMUNITY DEVELOPMENT BUDGET  AMENDMENTS  Fiscal Year 2011 Budget Amendment 12 OTHER FINANCING USES Account Description  Current  Total Budget  Fiscal Activity as of  8/15/11   Budget  Remaining   Requested  Amendments   Final Amended  Budget  TO CAPITAL PROJECTS FUND 3,598,573                ‐                           3,598,573.00         1,429,074               5,027,647                TO CAPITAL GRANT FUND 238,240                  ‐                           238,240.00             238,240                   TO OPERATING GRANT FUND 81,471                     45,635.00               35,836.00               81,471                      TOTAL OTHER FINANCING USES 3,918,284               45,635.00               3,872,649.00         1,429,074               5,347,358                BUDGET AMENDMENT NOTES Account Name INCREASE 1. Operating Transer to Capital Projects Fund 1,429,074         Total Increase 1,429,074$      1,429,074$      Amendment Reason To cover the cost of the land acquisitions TOTAL OTHER FINANCING USES BUDGET  AMENDMENTS  Fiscal Year 2011 Budget Amendment 13 OTHER COSTS Account Description  Current  Total Budget  Fiscal Activity as of  8/15/11   Budget  Remaining   Requested  Amendments   Final Amended  Budget  CONTINGENCIES / UNALLOCATED 133,450                  ‐                           133,450.00             (133,450)                 ‐                            TOTAL OTHER COSTS 133,450                  ‐                           133,450.00            (133,450)                 ‐                            BUDGET AMENDMENT NOTES Account Name DECREASE 1. Contingencies (133,450)           Total Decrease (133,450)$        (133,450)$        Amendment Reason To help offset the cost of land acquisition  TOTAL OTHER COSTS BUDGET AMENDMENTS  Fiscal Year 2011 Budget Amendment 14 SPECIAL EVENTS FUND This fund accounts for expending the hotel/motel excise tax and the outflow and inflow of funds association with the numerous special events the City sponsors. SPECIAL EVENTS FUND Account Description Current  Total  Budget  Fiscal Activity  Budget  Remaining  Requested  Amendments   Final Amended  Budget  REVENUES MILTON ROUNDUP VENDOR FEE ‐                             2,200.00               (2,200.00)              2,200.00               2,200                        EARTH DAY VENDOR FEE ‐                             240.00                    (240.00)                  240.00                    240                            MILTON ROUNDUP SPONSOR 10,000                    3,525.00               6,475.00               (4,140.00)              5,860                        EARTH  DAY SPONSOR ‐                             3,200.00               (3,200.00)              3,200.00               3,200                        CONCERT SPONSOR ‐                             500.00                    (500.00)                  500.00                    500                            DONATIONS/GENERAL 2,000                       ‐                             2,000.00               (2,000.00)              ‐                              OTHER MISC  REVENUE / T‐SHIRT SALES 500                           126.00                    374.00                    500                            OTHER MISC  REVENUE / MAYOR'S RUN 2,000                       440.86                    1,559.14               2,000                        HOTEL/MOTEL  TAX  FUND 35,000                    35,000.00            ‐                             35,000                     TOTAL  SPECIAL EVENTS FUND REVENUES 49,500                    45,231.86            4,268.14               ‐                             49,500                     Account Description Current  Total  Budget  Fiscal Activity  Budget  Remaining  Requested  Amendments   Final Amended  Budget  EXPENDITURES OTHER/UNALLOCATED 8,950                       ‐                             8,950.00               8,950                        PROFESSIONAL  FEES 12,029                    11,979                    50.00                       12,029                     RENTAL EQUIP  & VEHICLES 8,928                       8,908                       20.50                       8,928                        ADVERTISING 10,197                    9,775                       421.73                    10,197                     PRINTING 1,727                       1,678                       49.08                       1,727                        GENERAL SUPPLIES 6,495                       5,851                       643.56                    6,495                        FOOD/MEALS 1,174                       173                           1,000.81               1,174                        TOTAL  SPECIAL EVENTS FUND EXPENDITURES 49,500                    38,364                    11,136                    ‐                             49,500                     BUDGET AMENDMENT NOTES Account  Name REVENUES ‐                   Total ‐$                ‐$                Amendment Reason Bring Revenues  in line with actuals  TOTAL  SPECIAL  EVENTS FUND BUDGET  AMENDMENTS  Fiscal Year 2011 Budget Amendment 15 CONFISCATED ASSETS FUND This fund was created to account for the expenditures and revenues of seized drug funds. CONFISCATED ASSETS FUND Account Description Current  Total  Budget  Fiscal Activity  Budget  Remaining  Requested  Amendments   Final Amended  Budget  REVENUES CASH CONFISCATIONS/US MARSHALS ‐                             4,400.96               (4,400.96)              4,400                       4,400                        CASH CONFISCATIONS/HIDTA ‐                             ‐                             ‐                             22,936                    22,936                     INTEREST REVENUE ‐                             39.70                       (39.70)                     45                              45                               BUDGETED FUND BALANCE (REVENUE ACCT)2,800                       ‐                             2,800.00               (2,800)                     ‐                              BUDGETED FUND BALANCE (UNRESERVED FUND BALANCE)‐                             ‐                             ‐                             (23,581)                  (23,581)                   TOTAL  CONFISCATED ASSETS FUND REVENUES 2,800                       4,441                       (1,641)                     1,000                       3,800                        Account Description Current  Total  Budget  Fiscal Activity  Budget  Remaining  Requested  Amendments   Final Amended  Budget  EXPENDITURES EDUCATION & TRAINING 2,800                       500.00                    2,300.00               2,800                        GENERAL SUPPLIES ‐                             974.85                    (974.85)                  1,000                       1,000                        TOTAL  CONFISCATED ASSETS FUND EXPENDITURES 2,800                       1,475                       1,325                       1,000                       3,800                        BUDGET AMENDMENT NOTES Account  Name REVENUES 1. Cash Confiscations/US Marshals 4,400              2 Cash Confiscations/HIDTA 22,936            3. Interest Revenue 45                    4. Budgeted Fund Balance (2,800)             5. Budgeted Fund Balance (23,581)           Total Revenues 1,000$            EXPENDITURES 1. General  Supplies 1,000              Total Expenditures 1,000$            1,000$            Amendment Reason To account for seizures received from US  Marshals  Office To purchase ammunition  TOTAL  CONFISCATED ASSETS FUND BUDGET  AMENDMENTS  Interest earned  YTD Due to funds  received from cash  confiscations, no fund balance is needed To allocate the "offset" funds  to  the proper  fund balance account. To  account for claims on seizures made by  HIDTA Fiscal Year 2011 Budget Amendment 16 OPERATING GRANT FUND The Operating Grant Fund is used to account for certain budgeted items that receive funding from individual grants and that aren’t classified as “capital”. These funds are appropriated on an annual basis. OPERATING GRANT FUND Account Description Current  Total Budget  Fiscal Activity  Budget  Remaining  Requested  Amendments   Final Amended  Budget   REVENUES  FED GOV GRANT/OP‐CATEGORICAL/DIRECT/SAFER 50,032                    44,625.50            5,406.50               50,032                     FED GOV GRANT/OP‐CATEGORICAL/INDIRECT/BYRNE‐JAG ‐                             ‐                             ‐                             25,000                    25,000                     ST GOV GRANT/OP‐CATEGORICAL/INDIRECT/GEMA ‐                             ‐                             ‐                             25,000                    25,000                     FROM GENERAL FUND 81,471                    45,635.00            35,836.00            81,471                     TOTAL  OPERATING GRANT FUND REVENUES 131,503                 90,260.50            41,242.50            50,000                    181,503                  Account Description Current  Total Budget  Fiscal Activity  Budget  Remaining  Requested  Amendments   Final Amended  Budget   EXPENDITURES   General Administration  PROFESSIONAL FEES 3,350                       ‐                             3,350.00               3,350                        Total General Administration 3,350                      ‐                            3,350.00              ‐                            3,350                        Police  OTHER EQUIPMENT/AFIS ‐                             ‐                             ‐                             25,000                    25,000                     OTHER EQUIPMENT/RAPID  ID ‐                             ‐                             ‐                             25,000                    25,000                     Total  Police ‐                            ‐                            ‐                            50,000                   50,000                     Fire   SALARIES & WAGES/REGULAR EMPLOYEES 111,182                 80,982.58            30,199.42            111,182                  SALARIES AND  WAGES / HOLIDAY PAY 6,885                       3,687.39               3,197.61               6,885                        EMPLOYEE BENEFITS / 401A (SS MATCH)4,170                       3,215.35               954.65                    4,170                        EMPLOYEE BENEFITS / FICA MEDICARE 1,612                       815.14                    796.86                    1,612                        PENSION (GMEBS)4,304                       2,569.54               1,734.46               4,304                        Total Fire 128,153                91,270.00           36,883.00           ‐                            128,153                 TOTAL  OPERATING GRANT FUND EXPENDITURES 131,503                 91,270                    40,233                    50,000                    181,503                  BUDGET AMENDMENT NOTES Account Name REVENUES 1. Byrne‐JAG Grant 25,000            2. GEMA Grant 25,000            Total Revenues 50,000$          EXPENDITURES 1. Other Equipment/AFIS 25,000            2. Other Equipment/Rapid ID 25,000            Total Expenditures 50,000$          50,000$          To  account for the expense of Byrne‐JAG  Grant  TOTAL  OPERATING GRANT FUND BUDGET  AMENDMENTS  To  account for the expense of GEMA Grant Amendment  Reason Grant funds  received for the purchase of  AFIS Grant funds  received for the purchase of  Rapid ID Fiscal Year 2011 Budget Amendment 17 HOTEL/MOTEL TAX FUND This fund is used to track the revenues and expenditures related to the hotel/motel excise tax. The City currently collects a 3% excise tax and transfers the funds to the Special Events Fund and the General Fund to be used to generate tourism for the area. HOTEL/MOTEL TAX FUND Account Description Current  Total  Budget  Fiscal Activity  Budget  Remaining  Requested  Amendments   Final Amended  Budget   REVENUES  HOTEL/MOTEL  EXCISE TAX 35,000                    36,295.07            (1,295.07)              12,000                    47,000                     TOTAL  HOTEL/MOTEL  TAX FUND REVENUES 35,000                    36,295.07            (1,295.07)              12,000                    47,000                     Account Description Current  Total  Budget  Fiscal Activity  Budget  Remaining  Requested  Amendments   Final Amended  Budget   EXPENDITURES  OP TRF OUT/TO GENERAL FUND ‐                             1,295.07               (1,295.07)              12,000                    12,000                     OP TRF OUT/TO SPECIAL EVENTS FUND 35,000                    35,000.00            ‐                             35,000                     TOTAL  HOTEL/MOTEL  TAX FUND EXPENDITURES 35,000                    36,295.07            (1,295.07)              12,000                    47,000                     BUDGET AMENDMENT NOTES Account  Name REVENUES 1. Hotel/Motel  Excise Tax 12,000            Total Revenues 12,000$          EXPENDITURES 1. Operating Transfers  Out to General  Fund 12,000            Total Expenditures 12,000$          12,000$          Amendment Reason To bring in line with actuals To account for the transfer  to the General   Fund. These funds  will be used to offset the  costs of designing the website and sending  the eBlasts  TOTAL  HOTEL/MOTEL  TAX FUND BUDGET  AMENDMENTS  Fiscal Year 2011 Budget Amendment 18 CAPITAL PROJECTS FUND The Capital Projects Fund is used to track revenues and expenditures associated with capital construction, acquisition and maintenance. Appropriations in Capital Projects Fund are on a project-length basis and do not expire until the project is complete. According to the City’s budgetary policies, a major capital project generally is defined as an expenditure that has an expected useful life of more than 3 years with an estimated total cost of $50,000 or more, or an improvement/addition to an existing capital asset. Fiscal Year 2011 Budget Amendment 19 CAPITAL PROJECTS FUND Account Description Current  Total Budget  Fiscal Activity  Budget  Remaining   Requested  Amendments  Final Amended  Budget   REVENUES  INFRASTRUCTURE MAINT FEES 65,000                     47,978.14               17,021.86               65,000                      SIDEWALK REPLACEMENT 70,558                     9,750.00                 60,808.00               (60,808)                   9,750                        SPECIAL ASSMT/CAP IMPR/CRABAPPLE PAVING FUND ‐                           6,300.00                 (6,300.00)                6,300                       6,300                        OTHER / TREE RECOMPENSE 12,625                     ‐                           12,625.00               (12,625)                   ‐                            UTILITIES / LANDFILL USE FEES 155,000                  57,083.04               97,916.96               155,000                   OTHER CHARGES FOR SVC / HYA FEES 20,000                     9,375.00                 10,625.00               20,000                      INTEREST REVENUE 2,000                       ‐                           2,000.00                 2,000                        REALIZED GAIN OR LOSS 2,000                       569.88                     1,430.12                 2,000                        INSURANCE PROCEEDS/PUBLIC WORKS ‐                           21,530.00               (21,530.00)              21,530                     21,530                      OTHER MISC REVENUE/ATLANTA HIDTA STIPEND ‐                           1,500.00                 (1,500.00)                3,000                       3,000                        FROM GENERAL FUND 3,598,573               ‐                           3,598,573.00         1,562,524               5,161,097                BUDGETED FUND BALANCE (REVENUE)5,713,178               ‐                           5,713,178.00         (5,713,178)              ‐                            BUDGETED FUND BALANCE (UNRESERVED FUND BALANCE)‐                           ‐                           ‐                           5,796,361               5,796,361                TOTAL CAPITAL PROJECTS FUND REVENUES 9,638,934               154,086.06            9,484,847.94         1,603,104               11,242,038             Account Description Current  Total Budget  Fiscal Activity  Budget  Remaining   Requested  Amendments  Final Amended  Budget   EXPENDITURES   Governing Body  CONTRACTED/UASI 250,000                  ‐                           250,000.00             250,000                   LAND ACQUISITION ‐                           1,645,456.01         (1,645,456.01)        1,645,457               1,645,457                BUILDINGS/CITY HALL 175,000                  ‐                           175,000.00             175,000                   Total Governing Body 425,000                 1,645,456.01        (1,220,456.01)       1,645,457              2,070,457                General Administration  VEHICLES / NEW VEHICLES 15,000                     ‐                           15,000.00               15,000                      Total General Administration 15,000                    ‐                          15,000.00              ‐                          15,000                      Finance  COMPUTER / SOFTWARE 44,475                     13,278.54               31,196.46               44,475                      Total Finance 44,475                    13,278.54              31,196.46              ‐                          44,475                      Information Technology  COMPUTER REFRESH 46,000                     37,683.41               8,316.59                 46,000                      Total Information Technology 46,000                    37,683.41              8,316.59                ‐                          46,000                      Police  VEHICLES / NEW VEHICLES 77,760                     70,074.62               7,685.38                 77,760                      VEHICLES / REPLACEMENT RESERVE 127,145                  9,341.56                 117,803.44             3,000                       130,145                   COMPUTER / SOFTWARE 7,708                       5,057.16                 2,650.84                 7,708                        Total Police 212,613                 84,473.34              128,139.66            3,000                      215,613                  Fiscal Year 2011 Budget Amendment 20 CAPITAL PROJECTS FUND Account Description Current  Total Budget  Fiscal Activity  Budget  Remaining   Requested  Amendments  Final Amended  Budget   Fire  BUILDING REPAIR & MAINT 19,007                     ‐                           19,007.00               16,000                     35,007                      VEHICLE REPLACEMENT RESERVE 345,966                  41,040.00               304,926.00             345,966                   VEHICLES / FIRE APPARATUS 4,125                       4,124.22                 0.78                         4,125                        ADVANCED LIFE SUPPORT EQUIP 29,381                     29,380.07               0.93                         29,381                      AED UNITS 16,317                     ‐                           16,317.00               16,317                      SCBA CASCADE TRAILER 48,892                     ‐                           48,892.00               48,892                      Total Fire 463,688                 74,544.29              389,143.71            16,000                    479,688                   Public Works  CONSTRUCTION INSPECTORS 80,870                     20,977.61               59,892.39               80,870                      GRAVEL ROADS MAINTENANCE 263,244                  32,937.74               230,306.26             263,244                   STORMWATER MAINTENANCE 286,567                  35,248.81               251,318.19             286,567                   NPDES PERMIT COMPLIANCE 565,881                  32,274.00               533,607.00             565,881                   PAVEMENT MANAGEMENT 2,988,929               1,567,616.27         1,421,312.73         2,988,929                PAVEMENT MANAGEMENT/CRABAPPLE PAVING FUND ‐                           ‐                           ‐                           6,300                       6,300                        SITE IMPROVEMENTS/PW YARD RELOCATION 50,000                     14,835.11               35,164.89               50,000                      INFRASTRUCTURE / TRAFFIC CALMING 66,942                     ‐                           66,942.00               66,942                      BRIDGE REPAIRS LANDRUM RD 242,868                  ‐                           242,868.00             242,868                   INFRASTRUCTURE / RESTRIPING 81,099                   1,675.00               79,424.00             81,099                   /,,,, INFRASTRUCTURE / EDGE OF PAVEMENT 50,000                      ‐                           50,000.00               50,000                      INFRASTRUCTURE / BRIDGE REPLACEMENT 731,937                  91,928.29               640,008.71             731,937                   INFRASTRUCTURE / SIDEWALKS 10,000                     ‐                           10,000.00               9,750                       19,750                      BETHANY@COGBURN RD INTERSECTION IMPROVMTS 575,000                  16,727.78               558,272.22             21,530                     596,530                   HOPEWELL/FRANCIS/COGBURN INTERSECTION 112,103                  47,919.94               64,183.06               112,103                   VEHICLES / NEW VEHICLES 30,678                     ‐                           30,678.00               30,678                      Total Public Works 6,136,118              1,862,140.55        4,273,977.45        37,580                    6,173,698                Parks & Recreation  PROF FEEES/PARKS & REC 15 YEAR COMP PLAN 25,000                     ‐                           25,000.00               25,000                      PROF FEES/SIGN PROGRAM 15,000                     ‐                           15,000.00               15,000                      PROF FEES/B'HAM PARK MASTER PLAN 25,000                     ‐                           25,000.00               25,000                      FACILITY R&M/BETHWELL HOUSE RENOVATIONS 147,731                  147,730.75             0.25                         147,731                   RENTAL LAND & BUILDINGS/FCBOE LEASE 100,000                  ‐                           100,000.00             100,000                   SITES / PARK LAND ACQUISTION 399,383                  50,434.95               348,948.05             399,383                   SITE IMPROVEMENT/CRABAPPLE CROSSING PARTNERSHIP 150,000                  ‐                           150,000.00             150,000                   TRAILS/TRAIL PLAN IMPLEMENTATION 905,000                  ‐                           905,000.00             905,000                   TRAILS/TRAIL PLAN UPDATE 15,000                     ‐                           15,000.00               15,000                      INFRASTRUCTURE / BELL PARK 75,684                     35,455.96               40,228.04               75,684                      Total Parks & Recreation 1,857,798              233,621.66            1,624,176.34        ‐                          1,857,798               Fiscal Year 2011 Budget Amendment 21 CAPITAL PROJECTS FUND Account Description Current  Total Budget  Fiscal Activity  Budget  Remaining   Requested  Amendments  Final Amended  Budget   Community Development  PROF FEES/HWY 9 MASTER PLAN 80,000                     ‐                           80,000.00               80,000                      PROF FEES/TDR FEASIBILITY STUDY 75,000                     ‐                           75,000.00               75,000                      PROF FEES/CRABAPPLE MASTER PLAN 30,253                     30,252.50               0.50                         30,253                      COMPREHENSIVE PLAN 19,747                     ‐                           19,747.00               19,747                      ARNOLD MILL MASTER PLAN 120,000                  ‐                           120,000.00             120,000                   SITE IMPROVEMENT/TREE RECOMPENSE 12,625                     619.66                     12,005.34               12,625                      COMPUTER / SOFTWARE 1,684                       ‐                           1,684.00                 1,684                        Total Community Development 339,309                 30,872.16              308,436.84            ‐                          339,309                   Other Financing Uses  CONTINGENCY 98,933                     ‐                           98,933.00               (98,933)                   ‐                            Total Other Financing Uses 98,933                    ‐                          98,933.00              (98,933)                  ‐                           TOTAL CAPITAL PROJECTS FUND EXPENDITURES 9,638,934               3,982,069.96         5,656,864.04         1,603,104               11,242,038             BUDGET AMENDMENT NOTES Account Name REVENUES Amendment Reason 1. Sidewalk Replacement Fund (60,808)             2. Crabapple Paving Fund 6,300                3. Tree Recompense Fund (12,625)             4. Insurance Proceeds 21,530              5. Atlanta HIDTA Stipend 3,000                Decrease this line to move the budget into the  "Budgeted Fund Balance" line to account for  revenues received in prior years. Leaving it in  this line indicates that we anticipate to receive  these revenues this year. This is a new line item that accounts for fees  assessed on builders in Crabapple Station that  will go toward paving the streets in the  subdivision Decrease this line to move the budget into the  "Budgeted Fund Balance" line to account for  revenues received in prior years. Leaving it in  this line indicates that we anticipate to receive  these revenues this year. To account for Drug Task Force Agent's vehicle  stipend received from Atlanta HIDTA Increased to account for funds received from  insurance company for damage done to the  signal at Bethwell and Cogburn intersection. Fiscal Year 2011 Budget Amendment 22 CAPITAL PROJECTS FUND Account Description Current  Total Budget  Fiscal Activity  Budget  Remaining   Requested  Amendments  Final Amended  Budget  6. Operating Transfer In from General Fund 1,562,524         7. Budgeted Fund Balance (Revenue) (5,713,178)       8. Budgeted Fund Balance (Unreserved Fund Balance) 5,796,361         Total Revenues 1,603,104$      EXPENDITURES 1. Land Acquisition 1,645,457         2. Police Vehicles/Replacement Reserve 3,000                3. Building Repair & Maint 16,000              4. Crabapple Paving Fund 6,300                Transfer from General Fund to cover costs of  station repair and maintenance currently  underway Increased to account for the purchase of land Increase to fund the land acquisitions Transfer to the Budgeted Fund Balance  (Unreserved Fund Balance) account To account for Budgeted Fund Balance  properly. This includes the budget from  Budgeted Fund Balance (Revenue), Sidewalk  Replacement Fund, and Tree Recompense  Fund. Increase to account for Drug Task Force Agent's  vehicle stipend received from Atlanta HIDTA This is a new line item that accounts for fees  assessed on builders in Crabapple Station that  will go toward paving the streets in the  subdivision h ff f h d f5. Infrastructure/Sidewalks 9,750                6. Bethany @ Cogburn Rd Intersection Improvements 21,530              7. Contingency (98,933)             Total Expenditures 1,603,104$      1,603,104$      Increased due to damage done to signal. Offset  by funds received from insurance company. TOTAL CAPITAL PROJECTS FUND BUDGET  AMENDMENTS  The offset for this increase is accounted for in  the Sidewalk Replacement Fund Revenue. Decreased to partially cover the cost of land  acquisition Fiscal Year 2011 Budget Amendment 23 CAPITAL GRANT FUND The Capital Grant Fund is considered to be a capital project fund that accounts for capital grants used to finance major capital projects. CAPITAL GRANT FUND Account Description Current  Total  Budget  Fiscal Activity  Budget  Remaining  Requested  Amendments   Final Amended  Budget   REVENUES  FED GOV GRANT/CAPITAL DIRECT/ASST TO FIREFIGHTER ‐                             23,004.00            (23,004.00)           23,004                    23,004                     FED GOV GRANT/CAPITAL/IND/TRANSPORTATION MSTR PLN 2,256                       ‐                             2,256.00               2,256                        STATE GOV GRANT/OP‐CAT/GDOT HPP FUNDS 3,365,794            236,853.07         3,128,940.93     3,365,794             LCI FUNDS 100,000                 ‐                             100,000.00         100,000                  GA URBAN FORESTRY GRANT 20,000                    ‐                             20,000.00            20,000                     MARTA GRANT 613,000                 100,000.00         513,000.00         613,000                  FROM GENERAL FUND 238,240                 ‐                             238,240.00         238,240                  BUDGETED FUND BALANCE (REVENUE)284,318                 ‐                             284,318.00         (2,384,318)           (2,100,000)            BUDGETED FUND BALANCE (UNRESERVED FUND BALANCE)‐                             ‐                             ‐                             2,361,314            2,361,314             TOTAL  CAPITAL GRANT FUND REVENUES 4,623,608            359,857                 4,263,751            ‐                             4,623,608             Account Description Current  Total  Budget  Fiscal Activity  Budget  Remaining  Requested  Amendments   Final Amended  Budget   EXPENDITURES   Public Works  INFRASTRUCTURE / BHAM @ PROVIDENCE 2,149,180            133,896.42         2,015,283.58     2,149,180             INFRASTRUCTURE/ARNOLDMILL@NEW PROVIDENCE 1,561,428            117,656.50         1,443,771.50     1,561,428             INFRASTRUCTURE/MAYFIELD@MID BROADWELL 150,000                 95,132.05            54,867.95            150,000                  INFRASTRUCTURE/MARTA 613,000                 303,448.43         309,551.57         613,000                  Total  Public Works 4,473,608           650,133.40        3,823,474.60    ‐                            4,473,608             Community Development  PROFESSIONAL  FEES/LIVEABLE CENTERS INITIATIVE 120,000                 ‐                             120,000.00         120,000                  PROFESSIONAL  FEES/GA URBAN FORESTRY GRANT 30,000                    ‐                             30,000.00            30,000                     Total  Community Development 150,000                ‐                            150,000.00        ‐                            150,000                 TOTAL  CAPITAL GRANT FUND EXPENDITURES 4,623,608            650,133.40         3,973,474.60     ‐                             4,623,608             BUDGET AMENDMENT NOTES Account  Name REVENUES 1. Assistance to Firefighters Grant 23,004            2. Budgeted Fund Balance (Revenue)(2,384,318)     3. Budgeted Fund Balance (Unreserved  Fund Balance)2,361,314      Total Revenues ‐$                ‐$                Amendment Reason To account for grant monies  received for  the exhaust system that was  purchased in   TOTAL  CAPITAL  GRANT FUND BUDGET  AMENDMENTS  To account for budgeted fund balance  properly Transfer  the budget to the Budgeted Fund  Balance (Unreserved Fund Balance) account Fiscal Year 2011 Budget Amendment 24 Page 1 of 2 STATE OF GEORGIA FULTON COUNTY ORDINANCE NO. AN ORDINANCE OF THE MAYOR AND COUNCIL OF THE CITY OF MILTON, GEORGIA, TO ADOPT AMENDMENTS TO THE FISCAL 2011 BUDGET FOR EACH FUND OF THE CITY OF MILTON, GEORGIA AMENDING THE AMOUNTS SHOWN IN EACH BUDGET AS EXPENDITURES, AMENDING THE SEVERAL ITEMS OF REVENUE ANTICIPATIONS, PROHIBITING EXPENDITURES TO EXCEED APPROPRIATIONS, AND PROHIBITING EXPENDITURES TO EXCEED ACTUAL FUNDING AVAILABLE. BE IT ORDAINED by the City Council of the City of Milton, GA while in a council meeting on September 19, 2011 at 6:00 p.m. as follows: WHEREAS, the City Manager of the City of Milton has presented amendments to the fiscal year 2011 Budget to the City Council on each of the various funds of the City; and WHEREAS, each of these budget amendments results in a balanced budget, so that anticipated revenues equal proposed expenditures for each fund; and WHEREAS, the amended fiscal year 2011 budget provides a financial plan for the government, establishing appropriations for each operating department in order to extend services; NOW, THEREFORE BE IT ORDAINED that this budget amendment, “Exhibit A” attached hereto and by this reference made a part hereof this ordinance shall be the City of Milton’s amended fiscal year 2011 budget; and BE IT FURTHER ORDAINED that this budget be and is hereby approved and the several items of revenues shown in the budget for each fund in the amounts anticipated are adopted and that the several amounts shown in the budget for each fund as proposed expenditures are hereby appropriated to the departments named in each fund; and, BE IT FURTHER ORDAINED that the expenditures shall not exceed the appropriations authorized by this budget or amendments thereto provided; that expenditures for the fiscal year shall not exceed actual funding available. Page 2 of 2 ADOPTED AND APPROVED this 19th day of September, 2011. CITY OF MILTON, GEORGIA By: ________________________ Mayor Joe Lockwood _________________________ ________________________ Councilmember Karen Thurman Councilmember Burt Hewitt _________________________ ________________________ Councilmember Julie Zahner-Bailey Councilmember Joe Longoria _________________________ ________________________ Councilmember Bill Lusk Councilmember Alan Tart Attest: _______________________________ Sudie AM Gordon (SEAL) City of Milton 13000 Deerfield Parkway Suite 107G Milton, GA 30004rkway Suite 107G Milton, GA 30004 August 31, 2011 August 31, 2011 To the Honorable Mayor, City Council and the Citizens of Milton: To the Honorable Mayor, City Council and the Citizens of Milton: We respectfully submit for your consideration the City of Milton’s proposed balanced budget for fiscal year 2012 (FY 2012). An objective of the City’s budget is to provide a management tool by which our local government can unite its budgeting efforts to provide quality services while operating within available resources. This process results in an updating of the City’s on-going financial plan and provides a vehicle by which management decisions can be made as a result of the formulation and analysis of the respective data. We respectfully submit for your consideration the City of Milton’s proposed balanced budget for fiscal year 2012 (FY 2012). An objective of the City’s budget is to provide a management tool by which our local government can unite its budgeting efforts to provide quality services while operating within available resources. This process results in an updating of the City’s on-going financial plan and provides a vehicle by which management decisions can be made as a result of the formulation and analysis of the respective data. BUDGET PROCESS AND OVERVIEW BUDGET PROCESS AND OVERVIEW The fiscal year 2012 budget process began in July with distribution of historical data and forms to all the department directors. Each department formulated budgets in three major areas; maintenance & operating, operating initiatives, and capital project requests. Concurrent with departmental budgeting, finance staff completed the first draft of a salary/benefits budget as well as formulated initial revenue estimates. The fiscal year 2012 budget process began in July with distribution of historical data and forms to all the department directors. Each department formulated budgets in three major areas; maintenance & operating, operating initiatives, and capital project requests. Concurrent with departmental budgeting, finance staff completed the first draft of a salary/benefits budget as well as formulated initial revenue estimates. In early August, each department director met with the City Manager to review their budget requests. Each request was evaluated by the City Manager and the Finance Director according to the priority specified by the department director and available funding. Consideration was also given to the strategies identified in the 2012-2015 Strategic Plan. In early August, each department director met with the City Manager to review their budget requests. Each request was evaluated by the City Manager and the Finance Director according to the priority specified by the department director and available funding. Consideration was also given to the strategies identified in the 2012-2015 Strategic Plan. The budget was discussed in detail during a special-called work session held on August 22, 2011. A public hearing will be held during the September 7, 2011 council meeting where citizen input is encouraged. A second work session is scheduled for September 12, 2011 to discuss further changes and to fine-tune the final draft. The budget is slated for adoption on September 19, 2011. The budget was discussed in detail during a special-called work session held on August 22, 2011. A public hearing will be held during the September 7, 2011 council meeting where citizen input is encouraged. A second work session is scheduled for September 12, 2011 to discuss further changes and to fine-tune the final draft. The budget is slated for adoption on September 19, 2011. KEY BUDGET FACTORS, ISSUES, AND PRIORITIES KEY BUDGET FACTORS, ISSUES, AND PRIORITIES The foundation for the fiscal year 2012 budget is based on three key financial factors: The foundation for the fiscal year 2012 budget is based on three key financial factors: • Sustainability of existing services • Sustainability of existing services • Enhancement to services through operating initiatives • Enhancement to services through operating initiatives • Maintaining the quality of life for constituents, citizens, and businesses through capital programming • Maintaining the quality of life for constituents, citizens, and businesses through capital programming Sustainability of Existing Services and Enhancements through Operating InitiativesSustainability of Existing Services and Enhancements through Operating Initiatives The fiscal year 2012 General Fund balanced budget of $17,390,380 is based on a millage rate of 4.731 mills, which is the same millage rate applied in previous fiscal years. This budget provides financial resources for the City of Milton to sustain the current levels of service and includes areas of improved service via operating initiatives. In appropriating the resources to sustain existing services, the following are the proposed projected revenue sources for the General Fund: Revenue Source Amount Percent Property Taxes 8,422,900 48.43% Other Taxes 7,722,200 44.41% Licenses & Permits 346,700 1.99% Charges for Services 343,640 1.98% Fines & Forfeitures 451,000 2.59% Investment Income 15,000 0.09% Miscellaneous Revenue 54,940 0.32% Other Financing Sources 34,000 0.20% 17,390,380 100.00% Property Taxes,   8,422,900 , 49% Other Taxes,   7,722,200 , 44% Licenses & Permits,   346,700 , 2% Charges for Services,   343,640 , 2% Fines & Forfeitures,   451,000 , 3% Investment Income,   15,000 , 0% Miscellaneous  Revenue,  54,940 , 0%Other Financing  Sources,  34,000 , 0% Revenue Sources Salary and Benefits Detail The salary and benefit budget is based upon approved positions and the associated benefit program costs. For FY 2012, direct City costs for salaries/benefits is $8,703,361, with $6,536,794 appropriated for salaries and $2,166,567 for benefits, making benefit costs 25% of the total salaries/benefit budget. As the City recognizes the cost of employee retention is less than employee turnover and recruitment, this budget includes a cost of living adjustment of 2.5% at mid-year provided that the revenues are trending as anticipated. This adjustment is prorated by the number of months each employee worked for City during FY 2011. The total City salary/benefits budget is approximately 47% of the total operating expenditures. 2 Budget Summary by Department – General Fund Mayor and City Council The FY 2012 budget appropriation for the Mayor and Council is $169,170. This department is comprised of a Mayor and six Council Members. Salaries of the Mayor and Council are set by the City Charter. Each elected official receives an annual stipend for expenditure reimbursement. There was an overall 1.4% increase from the FY 11 budget due to the annual fees for the City’s membership with the Georgia Municipal Association increasing based on the new census figures. City Manager The fiscal year 2012 budget appropriation for the City Manager’s Department is $272,286. The City Manager is responsible for the overall management of all city functions and operations. The City Manager’s Department is comprised of the following employees: • City Manager • Executive Aide The FY 12 budget shows an 8.4% decrease in comparison to the prior year. This is largely due to moving the Sustainability Coordinator position out of the City Manager’s budget to the Community Development’s budget. There was one initiative request for the City Manager’s department: a stakeholder survey ($25,000). This is derived directly from the 2012-2015 Strategic Plan. City Clerk The fiscal year 2012 budget appropriation for the City Clerk’s Department is $302,491. The Clerk is responsible for the compilation and publication of all council agendas. The City Clerk is holder of all City records, therefore is responsible for the records management program. The City Clerk’s Department is comprised of the following employees: • City Clerk • Records Clerk • Receptionist The budget for this department increased by 34.6% due to costs associated with the upcoming election. Finance The total appropriation for the Finance Department for FY 2012 is $499,756. This department is responsible for managing the City’s financial assets and is comprised of the following employees: • Finance Director • Budget/Procurement Coordinator • Accountant • Disbursements Specialist • Revenue Coordinator The budget for this department decreased by 3.3% in comparison to the FY 11 budget. In FY 11, the cost of billing property taxes for both 2009 and 2010 were included since the 2009 tax bills were sent late. 3 Legal Legal services are provided to the City through a contractual relationship with Jarrard and Davis, LLP. The budget for legal services and consultation is $220,000. This is 8.3% lower than last year. Information Technology The fiscal year 2011 budget appropriation for the Information Technology Department is $529,152. IT is responsible for all technology and geographical information services. These services are provided through an intergovernmental agreement with Johns Creek. There is one initiative proposed in the budget: a Firehouse Preplan Drawing Module for $2,105. There is a .7% increase in the IT budget over the FY 11 budget. Human Resources The Human Resources Department budget appropriation is $248,976. This department is in charge of recruitment, training and development, record keeping of all personnel data, and benefits. It currently consists of two employees: • Human Resources Director • Human Resources Manager The budget for FY 12 is 4.3% higher than FY 11. This is due primarily to the cost of the new human resources information system that was implemented at the end of FY 11. Public Information and Marketing The FY 12 budget appropriation for the Public Information and Marketing department is $87,044. This department is responsible for informing the public through various media outlets of the news and events concerning the City and its citizens and ensuring the City’s image is protected. The Communications Manager performs these functions. The FY 12 appropriations are 2% higher than FY 11. The increase is directly related to salary and benefits costs increasing. Municipal Court The fiscal year 2012 budget appropriation for Municipal Court is $233,694. The court staff is responsible for the operation of the City’s municipal court system, scheduling, processing, and tracking all violations issued by public safety and code enforcement personnel. The Court Department is comprised of the following employees: • Court Clerk • Municipal Judge and Substitute Judge • City Solicitor • Administrative Assistant • Three Bailiffs Expenses for this department have increased by 3.1% over the FY 11 budget due to the addition of one bailiff. Previously, the Police Department provided court security for the cost of paying an officer overtime pay. It has been determined that adding a new bailiff is more beneficial to the Police Department by allowing the officer to be on the street. Police Department The fiscal year 2012 budget appropriation for the Police Department is $2,683,058. It is comprised of the following employees: 4 • Police Chief • Two Captains • Three Lieutenants • Four Sergeants • One Detective • One Investigator • One K-9 Officer • One Community Outreach Officer • Seventeen Police Officers • One Part-Time School Crossing Guard • Administrative Assistant • Records Clerk Operating initiatives included in the Police Department budget include: • Two Lieutenants ($32,631) • Four additional patrol officers ($300,551) Fire Department The Fire Department’s budget appropriation for FY 12 is $4,367,220. It is comprised of the following employees: • Fire Chief • Four Battalion Chiefs • Fire Marshal • Twelve Lieutenants • Twelve Fire Apparatus Operators • Twenty-four Firefighters (3 partially funded by S.A.F.E.R. grant) Operating initiatives included in the Fire Department budget are: • Deputy Fire Chief ($82,659) • Engine 43 ALS/LifePak 15 ($36,716) • Fire accreditation ($3.025) EMS Operations EMS services are provided through a contractual agreement with Rural Metro. The annual contract costs are $140,988 for FY 12. Public Works The fiscal year 2012 budget appropriation for public works is $1,448,122. Public Works is responsible for transportation and road repair and maintenance activities. It is comprised of the following employees (not including subcontracted personnel): • Director of Public Works • Public Works Citizen Responder • Transportation Engineer • Field Services Manager • Field Services Technician The operating initiatives in the Public Works department include: • Additional right-of-way mowing and lawn services at new facilities ($34,550) 5 • Hopewell house renovations ($15,000) • Additional part-time Equipment Operator ($12,800) • Stormwater Engineer ($85,800) Expenses for this department are 4.3% lower than the previous fiscal year. The primary reason for the decrease is the stormwater engineering services previously provided by a third-party company are now included as an initiative with the request of hiring an in-house Stormwater Engineer. Please note that the operating initiatives have not been included in the overall departmental appropriations yet. Parks & Recreation The Parks and Recreation Department appropriations for FY 12 are $359,593. It is comprised of the following employees: • Parks and Recreation Director • Recreation Program Director • Two Part-Time Camp Directors • Three Part-Time Lead Camp Counselors • Four Part-Time Camp Counselors The budget for this department increased by .6% over the previous year. Community Development The fiscal year 2012 budget appropriation for the Community Development Department is $785,826. Community Development is responsible for all planning and zoning activities, as well as inspections and code enforcement. The Community Development Department is comprised of the following employees: • Director of Community Development • Three Planners • Environment Engineer/Arborist • Two Construction/Plans Review Inspectors • Code Enforcement Officer • Permit Technician • Building Official (contractual) • Building Inspectors (contractual) The budget for this department increased by 20.4% from FY 11 due to the City bringing the Permit Technician in-house. This position was previously a contract employee, but the contract was renegotiated and the cost for bringing her on board was offset with an increase in the revenue sharing of building permit fees. Other Budgeted Expenditures – Non-departmental Included in the expenditure appropriations are the following: • General supplies, pool vehicle gas and maintenance, and postage for City Hall totaling $31,650. • Property and liability insurance in the amount of $191,500. • City Hall lease, common area maintenance, and governmental facility maintenance in the amount of $515,439. • The last debt service payment associated with the initial purchase of police and fire equipment and vehicles in the amount of $709,395. 6 • The final annual lease payment associated with the purchase of a police vehicle for $7,148. • The first of five annual lease payments for a fire apparatus in the amount of $90,769. • As required in the adopted Budgetary Policies of the City, a 1% contingency has been appropriated. This totals $144,623 for FY 12. • An interfund transfer of $3,314,625 out of the General Fund and into the Capital Projects Fund in order to pay for the recommended capital projects for FY 12. • An interfund transfer of $570,696 out of the General Fund and into the Capital Grant Fund in order to fund the City match to the grants for the recommended capital grant fund projects. • An interfund transfer of $102,513 out of the General Fund and into the Operating Grant Fund in order to fund the City match for the S.A.F.E.R. grant personnel. Maintaining the Quality of Life for Constituents, Businesses, and Citizens through Capital Programming The City’s capital improvement program has the most visible and long-term effect on the quality of life for residential and commercial citizens and Milton’s visitors. As part of the capital planning process for fiscal year 2012, first priority was given to projects that would 1) maintain or repair the City’s current assets, 2) alleviate or mitigate a health/safety hazard, and 3) provide external funding toward a capital project. Secondary priority for funding considerations were projects that included long-term visioning and planning for the City of Milton. The appropriation for the fiscal year 2012 capital improvement program (CIP) is $3,500,125 and is detailed in the Capital Project Fund spreadsheets following this transmittal letter. As required by the adopted Budgetary Policies of the City, a 3% contingency has also been included totaling $101,945. FUND BALANCE An adequate level of fund balance (i.e., the difference between the City’s assets and liabilities) is essential to mitigate current and future risks and to ensure stable service levels. It also is a crucial consideration in long-term financial planning for capital projects. At the end of FY 10, the City’s General Fund fund balance totaled approximately $7.8 million. It is anticipated that the fund balance at the end of FY 11 will be roughly the same. While preparing the CIP, it became apparent that the capital improvement needs of the City exceed available funding in FY 12. Since the City has built such a healthy fund balance to be utilized for capital expenditures, we are proposing for the first time that we should use these reserves to fund a few of the capital projects this year. The recommended appropriation of the fund balance is $1,298,871. The remaining fund balance is projected to be around $6.5 million. BUDGET POLICY Annual budgets are adopted on a basis consistent with accounting practices as defined by generally accepted accounting principles for all funds. All annual appropriations lapse at year end except capital project and grant funds, which adopt project-length budgets. 7 CLOSING It is our privilege to submit the FY 2012 Proposed Budget to Milton’s Mayor, City Council and Citizens. This budget illustrates the City’s dedication to providing the highest level of services while maintaining sound fiscal policies. We look forward to the discussing this document as well as the level of services outlined in this proposed budget. 8 Respectfully Submitted, Christopher J. Lagerbloom Stacey R. Inglis City Manager City Treasurer/Finance Director STATE OF GEORGIA ORDINANCE NUMBER ____________ COUNTY OF FULTON AN ORDINANCE TO AMEND CHAPTER 11, BUSINESS OCCUPATION TAX, LICENSES, AND REGULATION, OF THE CITY OF MILTON CODE OF ORDINANCES TO MODIFY ANNUAL LICENSE FEES LEVIED ON INSURERS; TO PROVIDE FOR THE REPEAL OF CONFLICTING ORDINANCES; TO PROVIDE AN EFFECTIVE DATE; AND FOR OTHER LAWFUL PURPOSES WHEREAS, Chapter 11 of the City of Milton Code of Ordinances regulates businesses, and taxation of businesses, within the City of Milton; and WHEREAS, Chapter 11, Article 2, Sections 3 and 4 of the City of Milton Code of Ordinances levy population-based license fees (the “Fees”) on insurers doing business in the City of Milton; and WHEREAS, the results of the 2010 United States Census demonstrate that the City’s population has increased sufficiently to warrant increases in the Fee amounts pursuant to O.C.G.A. § 33-8-8(b)(1) and (2); and WHEREAS, the Mayor and Council have therefore determined that it is in the best interest of the City’s residents to amend Sections 3 and 4 to increase the Fees as authorized by O.C.G.A. § 33-8-8(b)(1) and (2). THE COUNCIL OF THE CITY OF MILTON HEREBY ORDAINS, while in a Regular called Council meeting on the ___ day of ________, 2011 at 6 p.m. as follows: SECTION 1. That this Ordinance relating to amending Chapter 11 Business Occupation Tax, Licenses, and Regulation of the City of Milton Code of Ordinances is hereby adopted and approved as follows: Chapter 11, Article 2, Section 3 (codified as Section 12-56) shall be stricken and replaced with the following new Section 3: Pursuant to O.C.G.A. 33-8-8(b)(1), there is hereby levied for the calendar year 2012 and for each calendar year thereafter, until otherwise modified by the Council, an annual license fee based upon a City of Milton population of 32,661, of one hundred dollars ($100.00) upon each insurer doing business within the City of Milton. For each separate business location in excess of one not covered by Section 4 of this Article, which is operating on behalf of such insurers within the City of Milton, there is hereby levied an additional one hundred dollars ($100.00) license fee per location. SECTION 2. That this Ordinance relating to amending Chapter 11 Business Occupation Tax, Licenses, and Regulation of the City of Milton Code of Ordinances is hereby adopted and approved as follows: Chapter 11, Article 2, Section 4 (codified as Section 12-57) shall be stricken and replaced with the following new Section 3: Pursuant to O.C.G.A. 33-8-8(b)(2), for each separate business location, not otherwise subject to a license fee hereunder, operated and maintained by a business organization which is engaged in the business of lending money or transacting sales involving term financing and in c onnection with such loans or sales offers, solicits or takes application for insurance through a licensed agent of an insurer for insurance, said insurer shall pay an additional annual license fee, for the calendar year 2012 and for each calendar year thereafter, of the greater of $10.00 or 35 percent of the license fee set forth in Section 3 above. All other portions of Chapter 11 Business Occupation Tax, Licenses, and Regulation shall remain undisturbed and are hereby reaffirmed. SECTION 3. That all Ordinances, parts of Ordinances, or regulations in conflict herewith are hereby repealed. SECTION 4. This Ordinance shall become effective January 1, 2012. ORDAINED this the _____ day of __________, 2011. Approved: ______________________________ Joe Lockwood, Mayor Attest: __________________________ City Clerk (Seal) City of Milton 13000 Deerfield Parkway Suite 107C Milton, Georgia 30004 To: Honorable Mayor and City Council Members From: Carter Lucas, PE – Public Works Director Date: August 30, 2011 for the September 7, 2011 Council meeting Agenda Item: Approval of a Revision to Chapter 48 – Streets, Sidewalks and Other Public Places, Article III, Division 2 of the City of Milton Code of Ordinances for the for the Abandonment or Acceptance of Public Right-of-Way Background: In response to a revision to the state law regarding the abandonment of public right-of-way staff was asked to review the current city code to determine if any changes would be warranted. Following that review staff is recommending the attached revisions to the ordinance. Discussion: In 2010 the state law regarding the abandonment of public right-of-way was amended such that a municipality could abandon a public right-of-way when it was determined to be in the best public interest. Prior to 2010 the public right-of-way could only be abandoned when it was determined that the right-of-way no longer served a substantial public purpose. Staff was asked to review the current city code to determine what, if any, changes should be made to the account for the revision to the state law. Staff has reviewed the existing ordinance and presented potential changes to that ordinance at the May 9, 2011 and June 13, 2011 Work Sessions. At these work sessions the Mayor and City Council asked staff to review a number of comments related to the ordinance for possible inclusion. The attached ordinance represents the final staff recommendations based on those comments and staff and legal review. Legal Review: Ken Jarrard, Jarrard & Davis on 8/26/2011 Attachments: 1. Revision to Chapter 48 – Streets, Sidewalks and Other Public Places, Article III, Division 2 of the City of Milton Code of Ordinances for the for the Abandonment or Acceptance of Public Right-of-Way Chapter 48 Streets, Sidewalks and Other Public Places City of Milton Code of Ordinances Page 1 CHAPTER 48 – STREETS, SIDEWALKS AND OTHER PUBLIC PLACES ARTICLE III. RIGHT-OF-WAY MANAGEMENT DIVISION 2. ACCEPTANCE AND ABANDONMENT POLICY Sec. 48-168. Methods. (a) Roadway Abandonment (1) Legal Compliance a. Municipal streets belong to the general public. Since the control and general supervision of municipal streets is conferred upon the City, the City holds those streets in trust for the convenience and use of the public at large. It correspondingly becomes the City’s duty to keep them in a safe and suitable condition for the passage of persons and transportation of commodities. The basic principles of law regarding streets are pronounced in at least two cases, Jones, et al. v. City of Moultrie, et al., 196 Ga. 526 (1943); Accord: Soles v. City of Vidalia, 92 Ga. App. 839 (1955): A highway is a public way open and free to anyone who has occasion to pass along it on foot or with any kind of vehicle. The streets of a city belong to the public, and are primarily for the use of the public in the ordinary way. The primary object of streets is for public passage. They should be kept open and unobstructed for that purpose. The streets of the city are peculiarly within the police control for the purpose of preserving and protecting their use by the public as thoroughfares. b. Roadway abandonment is governed by the Official Code of Georgia Annotated, Title 32 - 7-2(c): When it is determined that a section of the municipal street system has for any reason ceased to be used by the public to the extent that no substantial public purpose is served by it or that its removal from the municipal street system is otherwise in the best public interest, the municipality, by certification recorded in its minutes, accompanied by a plat or sketch, and after notice to property owners located thereon, may declare that section of street shall no longer be a part of the municipal street system and the rights of the public in and to that section of street as a public street shall cease. The property may be disposed of by the municipality as provided in Code Section 32-7-4. (2) Procedure a. Abandonment is defined as the intentional and permanent relinquishment of claim and title to real property that forms a segment of the City of Milton’s roadway network or was acquired or held for future use as a portion of the roadway network. b. Abandonment of a road or right of way requires that the City Council make a finding of one of the following with respect to the roadway in question: 1. That no substantial public purpose is served by it; or, 2. That its removal from the municipal street system is in the best public interest. Chapter 48 Streets, Sidewalks and Other Public Places City of Milton Code of Ordinances Page 2 c. Requests for abandonment of roads within the City of Milton roadway network shall be made to the Department of Public Works by a homeowner association (HOA) or, if no HOA exists, an individual or group of individuals whose property adjoins or is accessed by the public right of way being considered for abandonment (referred to herein as “Applicant”). The Department of Public Works or the City Council may initiate abandonment requests. In the event the Department of Public Works or the City Council initiate an abandonment request, only those procedural requirements set forth in pertinent State law shall be observed. d. The Applicant shall be required to submit documentation establishing the factual basis upon which the request for abandonment is made. The Applicant shall be required to provide all necessary information demonstrating compliance with the requirements of this section and all applicable State laws prior to the initial public hearing. e. The Department of Public Works will not support the abandonment of any road that connects two or more collector roads without sufficient supporting documentation to demonstrate that the abandonment will not negatively affect surrounding roadways. For the purposes of this policy, a collector road is defined as any road that the Department of Public Works has given a functional classification of collector or higher. f. The abandonment of any street within the City of Milton roadway network should not be inconsistent with any programmed capital projects and should otherwise conform to any approved local, regional or state transportation plans and the City of Milton Comprehensive Plan. Approval by the Director of Public Works and the Director of Community Development is required to indicate conformity. g. Prior to the initial public hearing on abandonment, the Applicant must provide documentation demonstrating contact and coordination with pertinent emergency service providers, utility providers, Fulton County Schools, and the Postmaster to ensure that said services can be accommodated and that such vital public services will not be significantly impaired. h. For Applicant initiated abandonments, the City of Milton will accept input from the community related to their support or opposition to abandonment. For the purposes of this section, the “community” shall be defined as all of those owners whose property adjoins or whose property is accessed by the right of way to be abandoned. Prior to the final public hearing before the Mayor and City Council to consider an application for abandonment a completed formal petition and all supporting forms and documentation shall be submitted to the Department of Public Works. The formal petition submitted on behalf of the community shall comply with the minimum numerical standards set forth Table 1. Chapter 48 Streets, Sidewalks and Other Public Places City of Milton Code of Ordinances Page 3 Table 1. – Required Percent Approval to Process Abandonment Petition Number of Lots Required % Approval ** 20 or less 100% 21-90 75% 91 or more 67% **Note: Compliance with the required approval percentage rates is in no way determinative of the city’s intent to abandon any right of way. The required approval percentage is merely one component of the process to be scheduled for a public hearing. State law considerations shall prevail. i. All property owners in the community shall be contacted by the Applicant via certified mail prior to the initial public hearing. Notice must be mailed by the Applicant to the community members no less than thirty days prior to the initial public hearing date. In the case where a community association has initiated the petition process no notification will be required for any person who has previously signed the petition in favor of abandonment. j. Each member of the community shall be given an opportunity to sign a petition, expressing their opinion in favor of or in opposition to the abandonment. Any abstention, non response or indication other than a “yes” by community members will be considered a “no.” On any lot with multiple owners wherein any of the joint owners abstain, are non responsive, vote “no” or provide a response other than “yes,” such response will be considered a “no.” Signatures on the petition shall not be considered valid after a period of one year from the date of signing. k. Percentages will be calculated based on the number of lots expressing an affirmative or “yes” vote in favor of the abandonment, divided by the total number of lots in the community. Each lot counts as a single unit regardless of the number of owners signing. Where a community has a homeowner association or other legal entity that is authorized to act on behalf of its members and that may utilize percentages different than those in Table 1, such a mechanism shall not replace the petition process. l. Compliance with the application procedures is in no way determinative with respect to the city’s authority or decision to abandon a roadway. The City Council shall retain full legislative discretion to authorize or deny abandonment based upon controlling legal standards and State law. m. After the final public hearing and an affirmative action by the Mayor and City Council to abandon any right of way, the right of way shall be disposed of in accordance with O.C.G.A. 32-7-3, 32-7-4, and 36-37-6. The Applicant will file a revised plat, legal description(s) indicating the new dispensation of the property or any other required documentation. Any expenses or fees incurred in the filing will be the sole responsibility of the Applicant. Chapter 48 Streets, Sidewalks and Other Public Places City of Milton Code of Ordinances Page 4 n. The Applicant will grant the city, county or other utility permanent easements as may be required for the entirety of the existing right of way, or as may be needed, at no cost as a condition of abandonment prior to final dispensation of the property. o. Any abandonment request that is denied by the Mayor and City Council may not be resubmitted for a period of one year following the date of denial. p. After abandonment, the right of way shall become privately owned and the city shall no longer maintain the roadway or accept any liability for the roadway or any area within the private right of way. Any maintenance, such as, but not limited to, resurfacing, stormwater management, sinkhole repair, shall be the responsibility of the owner(s). q. Any access control, such as a gate, that the property owner(s) wish to install should conform in design and construction to all relevant city standards, regulations, and processes, and must meet emergency access requirements. All access control s should conform to city standards as if it was newly constructed. Recent abandonment will not be accepted as a justification for any exemptions or variances to these standards. (3) Privatization For the purposes of this ordinance privatization of a roadway shall mean the abandonment of the right of way to a community for the purposes of converting a public road to a private road while continuing to maintain access to the properties within the community. As a condition of approval for the privatization of any right of way the community shall continue to provide access to all properties previously served by the public road. In addition to the criteria established for the abandonment of any right of way, as outlined in Sections (1) and (2), privatization shall meet the following requirements: a. The Department of Public Works will only support a request for privatization of local roads that do not connect two or more different collector roads without sufficient supporting documentation to demonstrate that the abandonment will not negatively affect surrounding roadways. For the purposes of this ordinance a local road is defined as those roads built as part of a platted residential development. b. The applicant for any privatization request shall be a homeowner association or other legal entity established with the authority to act on behalf of all of the members of the defined community. The applicant is required to meet all of the application requirements provided by the city including the minimum percentage approval rates established for the formal petition for abandonment prior to the final public hearing. c. In the case of a road privatization the “community” shall be defined as all of those owners whose property adjoins the right of way or whose sole access is provided by the right of way to be abandoned or that may incur a financial obligation for the maintenance and preservation of the right of way should the abandonment resolution be approved. d. The applicant shall file financial statements reflecting assets similar to what is required for a homeowner association to finance a line of credit for capital assets. This information will not be made public to the fullest extent allowed by the Open Records Act and is only to insure solvency and to further demonstrate that the applicant has the financial means to fund those future costs associated with maintaining the asset. Chapter 48 Streets, Sidewalks and Other Public Places City of Milton Code of Ordinances Page 5 e. After the public hearing process and an affirmative action by the mayor and city council to privatize any right of way, the right of way must remain private for a minimum of five years before being eligible to submit for public status again. If, after five years, a right of way is submitted for public acceptance the road shall be required to meet the construction and testing standards established by the City of Milton. (4) Hearing Process a. Once it has been determined that the initial application is complete and conforms to the requirements of the City of Milton, the application will be placed on the City Council agenda for initial consideration. At that time, the council will determine whether to accept the application for further processing or to reject the application outright. Acceptance of the application by the council does not constitute final approval of the application or the abandonment of the public road or right of way, or any portion thereof. Upon a determination by the Mayor and City Council to accept the application for further processing, the applicant shall be duly notified. The applicant shall also be required to pay all required fees and comply with the requirements of this ordinance and applicable State law prior to the initial public hearing. Any application that is not accepted for further processing by the council shall not be re-filed for a period of one (1) year from the date that the application was rejected. b. Two public hearings shall be held before the Mayor and City Council; provided, however, the second public hearing shall not occur on the same day as the first. However, if 100% approval is obtained by the community prior to the initial public hearing, the second public hearing will not be required. c. If, after the final public hearing, the Mayor and City Council finds that no substantial public purpose is served by the road or that the removal of the road from the municipal street system is otherwise in the best public interest, it may approve a resolution authorizing the abandonment of the public right of way. If the Mayor and City Council approve such a resolution then the right of way shall be considered surplus property and disposed of in accordance with O.C.G.A. 32-7-3, 32-7-4, and 36-37-6. Page 1 of 2 STATE OF GEORGIA COUNTY OF FULTON ORDINANCE NO. AN ORDINANCE TO AMEND CHAPTER 48 - STREETS, SIDEWALKS AND OTHER PUBLIC PLACES, ARTICLE III - RIGHT-OF-WAY MANAGEMENT, DIVISION 2 - ACCEPTANCE AND ABANDONMENT POLICY, SECTION 48-168 - METHODS, AND CHAPTER 48 - STREETS, SIDEWALKS AND OTHER PUBLIC PLACES, ARTICLE III - RIGHT-OF-WAY MANAGEMENT, DIVISION 3 – PRIVATIZATION POLICY OF THE CITY OF MILTON CODE OF ORDINANCES TO MODIFY THE POLICIES AND METHODS FOR ACCEPTANCE, ABANDONMENT AND PRIVITIZATION OF RIGHT-OF-WAY; TO PROVIDE FOR THE REPEAL OF CONFLICTING ORDINANCES; TO PROVIDE AN EFFECTIVE DATE; AND FOR OTHER LAWFUL PURPOSES. WHEREAS, Chapter 48 of the City of Milton Code of Ordinances regulates streets, sidewalks and other public places within the City of Milton; and WHEREAS, Chapter 48, Article 3, Division 2, Section 48-168 of the City of Milton Code of Ordinances provides for the policies and methods for acceptance and abandonment of right-of-way in the City of Milton; and WHEREAS, Chapter 48, Article 3, Division 3 of the City of Milton Code of Ordinances provides for the policies and methods for privatization of right-of-way in the City of Milton; and WHEREAS, the Mayor and Council have therefore determined that it is in the best interest of the City’s residents to amend Chapter 48, Article 3, Division 2, Section 48-168 and amend Chapter 48, Article 3, Division 3 to modify the policies and methods for acceptance, abandonment and privatization of right-of- way in the City of Milton. THE COUNCIL OF THE CITY OF MILTON HEREBY ORDAINS, while in a Regular called Council meeting on the ____ day of ____________, 2011 at 6 p.m. as follows: SECTION 1. That Chapter 48, Article 3, Division 2, Section 48-168 of the City of Milton Code of Ordinances relating to the methods for acceptance and abandonment of right-of-way within the City of Milton shall be stricken it its entirety and replaced with the Ordinance attached hereto as if fully set forth herein. SECTION 2. That Chapter 48, Article 3, Division 3 of the City of Milton Code of Ordinances relating to the privatization policy of right-of-way within the City of Milton shall be stricken it its entirety. SECTION 3. That all Ordinances, parts of Ordinances, or regulations in conflict herewith are hereby repealed. SECTION 4. This Ordinance shall become effective upon its adoption. Page 2 of 2 ORDAINED this the _____ day of __________, 2011. Approved: ______________________________ Joe Lockwood, Mayor Attest: __________________________ Sudie AM Gordon (Seal) STATE OF GEORGIA COUNTY OF FULTON RESOLUTION NO. A RESOLUTION AMENDING RESOLUTION NO. 11-03-173, A RESOLUTION APPOINTING A MEMBER TO THE CITY OF MILTON PARKS AND RECREATION ADVISORY BOARD FOR DISTRICT 6 BE IT RESOLVED by the City Council of the City of Milton, Georgia while in a Regular Meeting on September 7, 2011 at 6:00 p.m. as follows: SECTION 1. That ________________ (District 6) is hereby appointed for a term commencing September 7, 2011 and ending on December 31, 2011; and SECTION 2. That this Resolution shall become effective upon its adoption. RESOLVED this 7th day of September, 2011. Approved: ____________________________ Joe Lockwood, Mayor Attest: ___________________________ Sudie AM Gordon, City Clerk (Seal) City of Milton 13000 Deerfield Parkway, Suite 107 Milton, GA 30004 [Staff Memo - Crabapple Visioning Study Amendment Cover Memo to MCC 090111] To: Honorable Mayor and City Council Members From: Tom Wilson, Interim Community Development Director Date: September 1, 2011 for Submission onto the Sept. 7, 2011 City Council Meeting Agenda Item: Acceptance of the Crabapple Visioning Plan as Amended CMO (City Manager’s Office) Recommendation: To accept the Crabapple Visioning Plan as amended. Background: The Crabapple Visioning Study was presented to the Mayor and City Council in a work session on May 25, 2011 at which time the Council suggested that the study might be too specific in regards to land use and density. They asked for the study to be made more general and less specific. Discussion: The Mayor and City Council commissioned the visioning study prepared by Lew Oliver in the spring of 2011 to assist the council and staff in focusing future planning efforts toward a creative and holistic approach to solving the challenges of the Crabapple area. The study as presented by Mr. Oliver at a council work session was received with enthusiasm and generated valuable discussion regarding the general direction of the study and the specificity of the land uses and/or densities contained in the study. This amendment brings alignment between the concerns of the City Council and the document as presented. It does not amend the conversation or concepts generated in the work session; only the specific document mentioned above. Concurrent Review: Chris Lagerbloom, City Manager PAGE 1 OF 4 STATE OF GEORGIA COUNTY OF FULTON RESOLUTION NO. A RESOLUTION TO ACCEPT THE “CITY OF MILTON VISIONING PLAN” DATED MARCH 11, 2011 AND AS AMENDED BY THE COMMUNITY DEVELOPMENT DEPARTMENT, PREPARED BY LEW OLIVER, INC – WHOLE TOWN SOLUTIONS BE IT RESOLVED by the City Council of the City of Milton, GA while in regular session on September 7, 2011 at 6:00 p.m. as follows: WHEREAS, the Mayor and City Council commissioned a visioning study for Crabapple area prepared by Lew Oliver, Inc – Whole Town Solutions in the spring of 2011 to assist the Mayor and City Council and staff in focusing future planning efforts toward a creative and h olistic approach to solving the challenges of the Crabapple area; and WHEREAS, the citizens, business owners, and other interested parties within the City of Milton participated in multiple open houses to weigh in on the future of the Crabapple area; and WHEREAS, Lew Oliver, Inc. utilized the input from the citizens, business owners, and other interested parties as well as implementing sound planning concepts to the Crabapple area; and WHEREAS, Lew Oliver, Inc presented the “City of Milton Visioning Plan” to the Mayor and City Council on May 25, 2011 and the Mayor and City Council requested that the Plan be more general to meet the future needs and demands of the area; and WHEREAS, the amendment dated September 1, 2011 prepared by the Community Development Department to the “City of Milton, Georgia Visioning Study” addresses these general issues and is accepted as an amendment to the said document cited above. NOW THEREFORE BE IT RESOLVED, that the City Council and the Mayor of the City of Milton does hereby accept; City of Milton, Georgia Visioning Study dated March 11, 2011 with the above mentioned amendment dated September 1, 2011 as prepared by the Community Development Department PAGE 2 OF 4 RESOLVED this the 7th day of September, 2011. Approved: ____________________________ Joe Lockwood, Mayor Attest: ___________________________ Sudie AM Gordon, City Clerk (Seal) PAGE 3 OF 4 City of Milton Georgia Visioning Study Prepared by Lew Oliver, Inc. Whole Town Solutions March 14, 2011 AMENDMENT September 1, 2011 Background The Mayor and City Council commissioned the visioning study prepared by Lew Oliver in the spring of 2011 to assist the Council and staff in focusing future planning efforts toward a creative and holistic approach to solving the challenges of the Crabapple area. The study as presented by Mr. Oliver at a Council work session was received with enthusiasm and generated valuable discussion regarding the general direction of the study and the specificity of the land uses and/or densities contained in the study. This amendment brings alignment between the concerns of the City Council and the document as presented. It does not amend the conversation or concepts generated in the work session; only the specific document mentioned above. This amendment has been prepared by the community development staff. Generally The City Council understands that the visioning study is conceptual in nature and is intended to focus the Council and staff in bringing together the tools and ordinances required to protect the community’s vision while providing direction for future development and preserving the unique character of the area. The Council further understands that references in the document regarding specific land use types, transportation elements and architectural treatments are suggestive and not prescriptive. Specifically While the visioning plan mentions land uses in general terms throughout the document, it speaks more directly to uses along Mid-Broadwell where the retire-in-place concept is considered. This amendment emphasizes the conceptual nature of this use for Mid-Broadwell and stresses that other uses may be appropriate for this location and that alternate locations may also lend themselves to elderly housing types. Furthermore, segregating elderly housing from other housing types for empty nesters, singles and small family units may or may not be appropriate in the final solution for Crabapple. Future market PAGE 4 OF 4 conditions will heavily influence the ultimate uses appropriate for Crabapple. Although no specific mention is made in the text of appropriate densities of land uses, the Crabapple Conceptual Master Plan (page D2) illustrates open space, lot coverage and massing of buildings that, at some level, connotes density. It is noted in this amendment that any conclusions as to appropriate densities derived from the illustrations are invalid and that these illustrations are conceptual only. Further study is necessary to determine appropriate densities. Conclusion The City Council accepts the general concepts presented in the visioning study as direction in formulating ordinances, overlays and solutions in the Crabapple area and reserves their ability to take future actions consistent with the best interests of the citizens of Crabapple and Milton. Acceptance of this study does not replace or modify the currently adopted Crabapple Crossroads Plan, the Crabapple Overlay District, the Northwest Fulton Overlay District or any other applicable regulations.